Vault-13

STRATEGY SHS SSUS

DAY HAGAN NED · ETP · CUSIP 86280R803

65 institutional holders +6 vs Q2 2023
11,563,99111.6m shares reported held*
$394.8mreported value*
8 new 27 added 22 reduced 2 sold out net bought ≈ $43.7m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.14. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 54Q1 23: 51Q2 23: 59Q3 23: 6565Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202251
Q4 202254
Q1 202351
Q2 202359
Q3 202365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 24 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222333
Q1 20232533
Q2 20233721
Q3 20233524

Biggest buyers

SAGE PRIVATE WEALTH GROUP, LLC New +321,421+321.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +210,671+210.7k
IHT Wealth Management, LLC Added +146,533+146.5k
Pacific Sage Partners, LLC Added +136,926+136.9k
OSAIC HOLDINGS, INC. Added +135,701+135.7k
GTS SECURITIES LLC New +100,000+100.0k
Prosperity Wealth Management, Inc. New +96,828+96.8k
Freedom Investment Management, Inc. Added +80,749+80.7k
ROYAL BANK OF CANADA Added +69,055+69.1k
Ashton Thomas Private Wealth, LLC Added +65,209+65.2k

Biggest sellers

SkyView Investment Advisors, LLC Sold out -211,864-211.9k
MERCER GLOBAL ADVISORS INC /ADV Reduced -193,538-193.5k
RAYMOND JAMES & ASSOCIATES Reduced -17,679-17.7k
Occidental Asset Management, LLC Sold out -15,377-15.4k
Arete Wealth Advisors, LLC Reduced -12,642-12.6k
ARQ WEALTH ADVISORS, LLC Reduced -6,812-6.8k
BANK OF MONTREAL /CAN/ Reduced -6,013-6.0k
Triumph Capital Management Reduced -3,514-3.5k
J2 Capital Management Inc Reduced -3,478-3.5k
SkyOak Wealth, LLC Reduced -3,009-3.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.33% of their portfolio OMAHA, NE 1,601,2071.6m $54.6m $54.6m 0.33% Reduced -22 -22
2 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,087,2661.1m $37.1m $37.1m 0.07% Added +48.7k +48,731
3 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 834,833834.8k $28.5m $28.5m 0.02% Reduced -17.7k -17,679
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 830,441830.4k $28.3m $28.3m 0.01% Added +69.1k +69,055
5 Prospera Financial Services Inc 1.09% of their portfolio Dallas, TX 823,860823.9k $28.1m $28.1m 1.09% Added +23.7k +23,669
6 Donald L. Hagan, LLC 15.60% of their portfolio Sarasota, FL 761,642761.6k $26.0m $26.0m 15.60% Added +4.8k +4,846
7 Ashton Thomas Private Wealth, LLC 1.40% of their portfolio SCOTTSDALE, AZ 564,584564.6k $19.3m $19.3m 1.40% Added +65.2k +65,209
8 IHT Wealth Management, LLC 0.94% of their portfolio Chicago, IL 541,403541.4k $18.5m $18.5m 0.94% Added +146.5k +146,533
9 OneDigital Investment Advisors LLC 0.28% of their portfolio OVERLAND PARK, KS 375,730375.7k $12.8m $12.8m 0.28% Added +36.6k +36,597
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 356,252356.3k $12.2m $12.2m 0.03% Added +30.2k +30,176
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 353,521353.5k $12.1m $12.1m 0.00% Added +58.2k +58,168
12 SAGE PRIVATE WEALTH GROUP, LLC 15.10% of their portfolio OAKBROOK TERRACE, IL 321,421321.4k $11.0m $11.0m 15.10% New
13 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 307,361307.4k $10.5m $10.5m 0.01% Added +25.9k +25,868
14 Pacific Sage Partners, LLC 2.91% of their portfolio EDMONDS, WA 283,091283.1k $9.7m $9.7m 2.91% Added +136.9k +136,926
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 276,193276.2k $9.4m $9.4m 0.01% Added +135.7k +135,701
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 210,671210.7k $7.2m $7.2m 0.02% New
17 SkyOak Wealth, LLC 1.80% of their portfolio SOUTHFIELD, MI 180,775180.8k $6.2m $6.2m 1.80% Reduced -3.0k -3,009
18 Stratos Wealth Advisors, LLC 0.40% of their portfolio BEACHWOOD, OH 176,524176.5k $6.0m $6.0m 0.40% Reduced -2.8k -2,807
19 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 173,723173.7k $5.9m $5.9m 0.09% Added +1.1k +1,123
20 ARQ WEALTH ADVISORS, LLC 3.08% of their portfolio SCOTTSDALE, AZ 120,709120.7k $4.1m $4.1m 3.08% Reduced -6.8k -6,812
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 102,803102.8k $3.5m $3.5m 0.00% Added +1.4k +1,450
22 GTS SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 100,000100.0k $3.4m $3.4m 0.07% New
23 Prosperity Wealth Management, Inc. 2.14% of their portfolio San Ramon, CA 96,82896.8k $3.3m $3.3m 2.14% New
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 94,00194.0k $3.2m $3.2m 0.01% Added +7.2k +7,230
25 SPC Financial, Inc. 0.36% of their portfolio ROCKVILLE, MD 93,26893.3k $3.2m $3.2m 0.36% Added +11.7k +11,686
26 Freedom Investment Management, Inc. 0.39% of their portfolio SOUTH WINDSOR, CT 92,89092.9k $3.2m $3.2m 0.39% Added +80.7k +80,749
27 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 90,13090.1k $3.1m $3.1m 0.01% Reduced -193.5k -193,538
28 J2 Capital Management Inc 2.81% of their portfolio TROY, MI 65,07165.1k $2.2m $2.2m 2.81% Reduced -3.5k -3,478
29 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 57,65457.7k $2.0m $2.0m 0.06% Added +18.7k +18,682
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 57,09557.1k $1.9m $1.9m 0.01% Reduced -536 -536
31 ROMAN BUTLER FULLERTON & CO 0.85% of their portfolio ST LOUIS, MO 52,14652.1k $1.8m $1.8m 0.85% Added +12.9k +12,865
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 47,33747.3k $1.6m $1.6m 0.00% New
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 45,84145.8k $1.6m $1.6m 0.00% Added +35.9k +35,937
34 SFMG, LLC 0.15% of their portfolio PLANO, TX 41,41041.4k $1.4m $1.4m 0.15% Reduced -722 -722
35 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 38,68038.7k $1.3m $1.3m 0.03% Added +8.1k +8,056
36 Well Done, LLC 0.21% of their portfolio HOLLAND, MI 27,94127.9k $953.3k $953.3k 0.21% Reduced -1 -1
37 Prosperity Financial Group, Inc. 0.78% of their portfolio San Ramon, CA 27,54327.5k $939.8k $939.8k 0.78% Reduced -828 -828
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,08127.1k $924.0k $924.0k 0.00% Added +8.8k +8,764
39 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 23,51223.5k $973.6k $973.6k 0.01% Reduced -474 -474
40 Destiny Wealth Partners, LLC 0.15% of their portfolio TAVARES, FL 22,38022.4k $763.6k $763.6k 0.15% Reduced -284 -284
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,15122.2k $793.9k $793.9k 0.00% Reduced -6.0k -6,013
42 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 20,56320.6k $701.6k $701.6k 0.05% Reduced -32 -32
43 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,38020.4k $695.4k $695.4k 0.01% Added +9.7k +9,664
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,31420.3k $693.1k $693.1k 0.00% Added +569 +569
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,49519.5k $665.2k $665.2k 0.00% Added +7.4k +7,432
46 Triumph Capital Management 0.20% of their portfolio DENVER, CO 13,16813.2k $449.3k $449.3k 0.20% Reduced -3.5k -3,514
47 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 8,7088.7k $297.1k $297.1k 0.03% Reduced -400 -400
48 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 8,6558.7k $295.3k $295.3k 0.00% First filing
49 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,1978.2k $279.7k $279.7k 0.01% Reduced -1.0k -1,012
50 Leonard Rickey Investment Advisors P.L.L.C. 0.09% of their portfolio YAKIMA, WA 7,8837.9k $269.0k $269.0k 0.09% Reduced -163 -163
51 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 7,7927.8k $265.9k $265.9k 0.05% Reduced -12.6k -12,642
52 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 7,0587.1k $240.8k $240.8k 0.02% Reduced -1.5k -1,548
53 Palumbo Wealth Management LLC 0.12% of their portfolio GREAT NECK, NY 6,4206.4k $219.1k $219.1k 0.12% Added +153 +153
54 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 2,8942.9k $98.7k $98.7k 0.01% Unchanged
55 Householder Group Estate & Retirement Specialist, LLC 0.02% of their portfolio SCOTTSDALE, AZ 1,3101.3k $44.7k $44.7k 0.02% First filing
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1561.2k $39.4k $39.4k 0.00% New
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 932932 $31.8k $31.8k 0.00% Unchanged
58 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 553553 $18.9k $18.9k 0.00% New
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 504504 $17.2k $17.2k 0.00% Reduced -31 -31
60 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 380380 $13.0k $13.0k 0.00% Unchanged
61 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 345345 $12.0k $12.0k 0.01% Unchanged
62 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 237237 $7.9k $7.9k 0.00% Added +201 +201
63 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 6666 $2.3k $2.3k 0.00% New
64 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1212 $409 $409 0.00% Unchanged
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged