Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

410 institutional holders +16 vs Q2 2023
226,591,102226.6m shares reported held*
$7.9bnreported value*
54 new 183 added 116 reduced 35 sold out net bought ≈ $286.5m (+8.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.74. Options: 1 managers hold calls ($0 notional), 1 hold puts ($30.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394Q3 23: 410410Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394
Q3 2023410

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ1 23Q2 23: 216 bought or addedQ2 23: 175 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 151 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180
Q2 2023216175
Q3 2023237151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $1.7mQ4 22 puts: $621.5kQ4 22P/C 0.37Q1 23 calls: $618.6kQ1 23 puts: $931.4kQ1 23P/C 1.51Q2 23 calls: $0Q2 23 puts: $2.5mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $30.8kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$1.7m$621.5k0.37
Q1 2023$618.6k$931.4k1.51
Q2 2023$0$2.5m—
Q3 2023$0$30.8k—

Biggest buyers

NORTHERN TRUST CORP Added +9,264,412+9.3m
PRUDENTIAL PLC Added +7,780,214+7.8m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +5,412,564+5.4m
Fisher Asset Management, LLC Added +1,685,548+1.7m
Ocean Park Asset Management, LLC Added +1,185,617+1.2m
NEPC LLC New +1,047,901+1.0m
Venturi Wealth Management, LLC Added +882,514+882.5k
AXXCESS WEALTH MANAGEMENT, LLC Added +862,982+863.0k
Bank of New York Mellon Corp Added +841,307+841.3k
SUMITOMO LIFE INSURANCE CO Added +622,900+622.9k

Biggest sellers

TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -5,934,217-5.9m
WELLS FARGO & COMPANY/MN Reduced -5,198,811-5.2m
BlackRock Inc. Reduced -4,008,701-4.0m
TOEWS CORP /ADV Sold out -2,918,100-2.9m
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP Reduced -2,807,307-2.8m
Kensington Asset Management, LLC Sold out -2,400,000-2.4m
MORGAN STANLEY Reduced -2,004,275-2.0m
Municipal Employees' Retirement System of Michigan Sold out -1,012,438-1.0m
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -646,040-646.0k
Aveo Capital Partners, LLC Reduced -638,342-638.3k

Biggest calls

Cutler Group LLC / CA New $01.9k shares

Biggest puts

Private Advisor Group, LLC New $30.8k88.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.23% of their portfolio CHICAGO, IL 33,542,46333.5m $1.2bn $1.2bn 0.23% Added +9.3m +9,264,412
2 Fisher Asset Management, LLC 0.51% of their portfolio PLANO, TX 25,842,40625.8m $897.0m $897.0m 0.51% Added +1.7m +1,685,548
3 WELLS FARGO & COMPANY/MN 0.26% of their portfolio SAN FRANCISCO, CA 24,450,52524.5m $848.7m $848.7m 0.26% Reduced -5.2m -5,198,811
4 RAYMOND JAMES & ASSOCIATES 0.36% of their portfolio ST PETERSBURG, FL 12,221,70912.2m $424.2m $424.2m 0.36% Added +491.5k +491,454
5 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 11,391,04011.4m $395.4m $395.4m 0.05% Added +377.1k +377,119
6 Japan Science & Technology Agency 4.37% of their portfolio TOKYO, M0 11,130,15711.1m $386.3m $386.3m 4.37% Unchanged
7 PRUDENTIAL PLC 4.04% of their portfolio LONDON, X0 10,007,11010.0m $347.3m $347.3m 4.04% Added +7.8m +7,780,214
8 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.07% of their portfolio SAN FRANCISCO, CA 6,645,7286.6m $230.7m $230.7m 0.07% Added +5.4m +5,412,564
9 BlackRock Inc. 0.00% of their portfolio New York, NY 4,298,3754.3m $149.2m $149.2m 0.00% Reduced -4.0m -4,008,701
10 Thrivent Financial for Lutherans 0.32% of their portfolio Minneapolis, MN 3,923,6583.9m $136.2m $136.2m 0.32% Added +395.9k +395,899
11 Ocean Park Asset Management, LLC 5.07% of their portfolio SANTA MONICA, CA 3,278,0173.3m $113.8m $113.8m 5.07% Added +1.2m +1,185,617
12 Alaska Permanent Fund Corp 2.11% of their portfolio JUNEAU, AK 3,231,6193.2m $112.2m $112.2m 2.11% Reduced -300.0k -300,000
13 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,958,2323.0m $102.7m $102.7m 0.05% Added +124.4k +124,434
14 TIAA TRUST, NATIONAL ASSOCIATION 0.35% of their portfolio CHARLOTTE, NC 2,802,2192.8m $97.3m $97.3m 0.35% First filing
15 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,731,3852.7m $94.8m $94.8m 0.04% Added +300.8k +300,803
16 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,515,0072.5m $87.3m $87.3m 0.06% Added +83.5k +83,535
17 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 4.86% of their portfolio Altamonte Springs, FL 2,491,6172.5m $86.5m $86.5m 4.86% Reduced -2.8m -2,807,307
18 Advisory Alpha, LLC 3.63% of their portfolio HOLLAND, MI 2,032,7772.0m $70.6m $70.6m 3.63% Added +103.3k +103,326
19 ASSETMARK, INC 0.28% of their portfolio CONCORD, CA 2,027,4892.0m $70.4m $70.4m 0.28% Reduced -1.6k -1,558
20 1832 Asset Management L.P. 0.14% of their portfolio TORONTO, A6 1,909,8451.9m $66.3m $66.3m 0.14% Reduced -37.0k -37,009
21 SigFig Wealth Management, LLC 2.55% of their portfolio SAN FRANCISCO, CA 1,834,6161.8m $63.7m $63.7m 2.55% Added +59.9k +59,936
22 Koss-Olinger Consulting, LLC 9.19% of their portfolio GAINESVILLE, FL 1,794,3021.8m $62.3m $62.3m 9.19% Added +2.7k +2,657
23 ALLSTATE CORP 3.51% of their portfolio NORTHBROOK, IL 1,728,0001.7m $60.0m $60.0m 3.51% Unchanged
24 Bricktown Capital, LLC 11.58% of their portfolio DETROIT, MI 1,681,7661.7m $58.4m $58.4m 11.58% Added +185.0k +185,000
25 Morningstar Investment Services LLC 0.71% of their portfolio CHICAGO, IL 1,584,5331.6m $55.1m $55.1m 0.71% Added +16.8k +16,771
26 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,584,5191.6m $55.0m $55.0m 0.00% Added +26.6k +26,556
27 Roberts Financial Services LLC 12.81% of their portfolio MARQUETTE, MI 1,532,9961.5m $53.2m $53.2m 12.81% Added +55.2k +55,237
28 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,520,2901.5m $52.8m $52.8m 0.01% Reduced -2.0m -2,004,275
29 Venturi Wealth Management, LLC 4.02% of their portfolio AUSTIN, TX 1,473,3931.5m $51.1m $51.1m 4.02% Added +882.5k +882,514
30 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,431,1391.4m $49.7m $49.7m 0.04% Reduced -37.0k -37,019
31 CWM, LLC 0.29% of their portfolio OMAHA, NE 1,347,2411.3m $46.8m $46.8m 0.29% Added +14.6k +14,622
32 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.11% of their portfolio BOSTON, MA 1,332,2611.3m $46.2m $46.2m 1.11% Reduced -646.0k -646,040
33 REBALANCE, LLC 4.29% of their portfolio PALO ALTO, CA 1,269,5881.3m $44.1m $44.1m 4.29% Added +33.6k +33,565
34 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,147,7441.1m $39.8m $39.8m 0.06% Added +80.7k +80,698
35 NEPC LLC 2.33% of their portfolio Boston, MA 1,047,9011.0m $36.4m $36.4m 2.33% New
36 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,019,5351.0m $35.4m $35.4m 0.05% Added +392.2k +392,243
37 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,002,5081.0m $34.8m $34.8m 0.01% Added +335.6k +335,642
38 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 988,016988.0k $34.3m $34.3m 0.06% Added +81.0k +80,967
39 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 893,687893.7k $31.0m $31.0m 0.01% Added +841.3k +841,307
40 Capital Asset Advisory Services LLC 2.08% of their portfolio Williamston, MI 880,859880.9k $30.3m $30.3m 2.08% Added +27.4k +27,427
41 AXXCESS WEALTH MANAGEMENT, LLC 1.03% of their portfolio CARLSBAD, CA 872,433872.4k $30.3m $30.3m 1.03% Added +863.0k +862,982
42 Counterpoint Mutual Funds LLC 24.89% of their portfolio San Diego, CA 861,936861.9k $29.9m $29.9m 24.89% Added +386.3k +386,279
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 846,426846.4k $29.4m $29.4m 0.00% Added +9.3k +9,291
44 SUMITOMO LIFE INSURANCE CO 0.82% of their portfolio TOKYO, M0 829,900829.9k $29.1m $29.1m 0.82% Added +622.9k +622,900
45 State of Wisconsin - Board of Commissioners of Public Lands 6.55% of their portfolio MADISON, WI 782,666782.7k $27.2m $27.2m 6.55% Unchanged
46 Wealthfront Advisers LLC 0.11% of their portfolio Palo Alto, CA 757,460757.5k $26.3m $26.3m 0.11% Reduced -49.2k -49,173
47 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 751,582751.6k $26.1m $26.1m 0.04% Reduced -90.2k -90,155
48 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 710,821710.8k $24.7m $24.7m 0.09% Added +282.9k +282,908
49 Prestige Wealth Management Group LLC 5.90% of their portfolio FLEMINGTON, NJ 688,306688.3k $23.9m $23.9m 5.90% Added +55.8k +55,770
50 Trek Financial, LLC 2.05% of their portfolio Scottsdale, AZ 647,125647.1k $22.5m $22.5m 2.05% Added +292.6k +292,646
51 Charles Schwab Investment Advisory, Inc. 0.03% of their portfolio SAN FRANCISCO, CA 616,976617.0k $21.4m $21.4m 0.03% Reduced -19.4k -19,384
52 Prime Capital Investment Advisors, LLC 0.43% of their portfolio OVERLAND PARK, KS 604,572604.6k $21.0m $21.0m 0.43% Reduced -18.6k -18,598
53 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 547,820547.8k $19.0m $19.0m 0.04% Reduced -99.9k -99,936
54 Jefferies Financial Group Inc. 0.43% of their portfolio NEW YORK, NY 500,000500.0k $17.4m $17.4m 0.43% Reduced -309.8k -309,763
55 RATIONAL ADVISORS, INC. 1.53% of their portfolio San Juan, PR 488,290488.3k $16.9m $16.9m 1.53% Reduced -38.2k -38,167
56 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 461,711461.7k $16.0m $16.0m 0.02% New
57 Rakuten Investment Management, Inc. 0.16% of their portfolio TOKYO, M0 440,541440.5k $15.3m $15.3m 0.16% Reduced -68.2k -68,200
58 FMR LLC 0.00% of their portfolio BOSTON, MA 439,214439.2k $15.2m $15.2m 0.00% Added +1.9k +1,925
59 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 436,618436.6k $15.2m $15.2m 0.03% Added +200.3k +200,298
60 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.40% of their portfolio FORT WAYNE, IN 424,840424.8k $14.7m $14.7m 1.40% Added +12.9k +12,944
61 Equitable Holdings, Inc. 0.20% of their portfolio NEW YORK, NY 402,935402.9k $14.0m $14.0m 0.20% Added +31.5k +31,546
62 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 380,597380.6k $13.2m $13.2m 0.02% Added +8.7k +8,747
63 Sage Advisory Services, Ltd.Co. 3.65% of their portfolio AUSTIN, TX 376,289376.3k $13.1m $13.1m 3.65% Reduced -18.0k -18,032
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 366,705366.7k $12.7m $12.7m 0.00% Reduced -4.2k -4,155
65 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 349,783349.8k $12.1m $12.1m 0.02% Added +241.4k +241,438
66 NEW ENGLAND ASSET MANAGEMENT INC 1.94% of their portfolio FARMINGTON, CT 340,000340.0k $11.8m $11.8m 1.94% Unchanged
67 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 331,144331.1k $11.5m $11.5m 0.10% Added +22.2k +22,193
68 Destiny Wealth Partners, LLC 2.24% of their portfolio TAVARES, FL 320,249320.2k $11.1m $11.1m 2.24% New
69 RIVERSEDGE ADVISORS, LLC 3.25% of their portfolio Wilmington, DE 317,231317.2k $11.0m $11.0m 3.25% Added +51.2k +51,197
70 Monument Capital Management 3.68% of their portfolio ALEXANDRIA, VA 315,688315.7k $11.0m $11.0m 3.68% Added +207.9k +207,872
71 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 305,731305.7k $10.6m $10.6m 0.01% Reduced -8.9k -8,853
72 JTC Employer Solutions Trustee Ltd 0.97% of their portfolio ST HELIER, Y9 300,924300.9k $10.4m $10.4m 0.97% New
73 Mechanics Bank Trust Department 1.61% of their portfolio Walnut Creek, CA 277,702277.7k $9.6m $9.6m 1.61% Added +239 +239
74 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 275,064275.1k $9.5m $9.5m 0.01% Reduced -15.6k -15,561
75 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 273,964274.0k $9.5m $9.5m 0.04% Added +233.8k +233,785
76 ALPS ADVISORS INC 0.08% of their portfolio Denver, CO 269,599269.6k $9.4m $9.4m 0.08% Added +139.7k +139,705
77 Wedmont Private Capital 0.93% of their portfolio WEST CHESTER, PA 265,809265.8k $9.2m $9.2m 0.93% Added +40.1k +40,130
78 American Trust 0.70% of their portfolio LEXINGTON, KY 259,717259.7k $9.0m $9.0m 0.70% Added +84.9k +84,918
79 HOWE & RUSLING INC 1.06% of their portfolio ROCHESTER, NY 257,906257.9k $9.0m $9.0m 1.06% Added +5.7k +5,734
80 Tolleson Wealth Management, Inc. 2.04% of their portfolio DALLAS, TX 244,669244.7k $8.5m $8.5m 2.04% Added +30.8k +30,812
81 FC Advisory LLC 3.47% of their portfolio WEST CHESTER, PA 237,588237.6k $8.2m $8.2m 3.47% Added +59 +59
82 HORIZON FINANCIAL SERVICES, LLC 6.59% of their portfolio WINSTON SALEM, NC 236,344236.3k $8.2m $8.2m 6.59% Added +10.6k +10,615
83 FOUNDERS FINANCIAL SECURITIES LLC 1.06% of their portfolio TOWSON, MD 235,150235.2k $8.2m $8.2m 1.06% Added +44.5k +44,536
84 FORTE ASSET MANAGEMENT LLC 5.46% of their portfolio BEDFORD, NY 234,050234.1k $8.1m $8.1m 5.46% Added +38.4k +38,357
85 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 232,061232.1k $8.1m $8.1m 0.00% Reduced -92.2k -92,158
86 Horizon Investments, LLC 0.24% of their portfolio Charlotte, NC 227,634227.6k $7.8m $7.8m 0.24% Added +38.6k +38,648
87 RWA WEALTH PARTNERS, LLC 0.17% of their portfolio BOSTON, MA 226,007226.0k $7.8m $7.8m 0.17% Reduced -15.2k -15,219
88 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 212,873212.9k $7.2m $7.2m 0.01% Added +8.8k +8,779
89 Allegiance Financial Group Advisory Services LLC 4.09% of their portfolio VIENNA, VA 209,133209.1k $7.3m $7.3m 4.09% Added +26.6k +26,561
90 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 200,155200.2k $6.9m $6.9m 0.01% Added +115.3k +115,304
91 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 197,076197.1k $6.7m $6.7m 0.01% Reduced -25.6k -25,607
92 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 191,568191.6k $6.6m $6.6m 0.01% Added +2.1k +2,057
93 New York Life Investment Management LLC 0.07% of their portfolio New York, NY 189,111189.1k $6.6m $6.6m 0.07% Added +5.8k +5,781
94 Quantitative Strategies, Inc. 4.20% of their portfolio CALABASAS, CA 179,931179.9k $6.2m $6.2m 4.20% Added +6.5k +6,513
95 David Kennon Inc 2.89% of their portfolio SARASOTA, FL 173,438173.4k $6.0m $6.0m 2.89% Added +375 +375
96 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 172,820172.8k $6.0m $6.0m 0.07% Added +14.1k +14,095
97 COLONY GROUP LLC 0.09% of their portfolio Boston, MA 172,595172.6k $6.0m $6.0m 0.09% Added +113.2k +113,189
98 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 172,476172.5k $6.0m $6.0m 0.03% Added +70.1k +70,107
99 Wavelength Capital Management, LLC 6.58% of their portfolio WESTPORT, CT 162,915162.9k $5.7m $5.7m 6.58% Reduced -5.5k -5,500
100 RAYMOND JAMES TRUST N.A. 0.16% of their portfolio ST. PETERSBURG, FL 158,552158.6k $5.5m $5.5m 0.16% Added +7.9k +7,897