Vault-13

NUVEEN S&P 500 BUY-WRITE INC

COM · CUSIP 6706ER101

139 institutional holders +4 vs Q2 2023
28,521,69228.5m shares reported held*
$361.2mreported value*
10 new 48 added 34 reduced 8 sold out net bought ≈ $15.1m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.66.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 134Q1 23: 128Q2 23: 135Q3 23: 139139Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022125
Q4 2022134
Q1 2023128
Q2 2023135
Q3 2023139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 58 bought or addedQ3 23: 42 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226645
Q1 20234455
Q2 20235947
Q3 20235842

Biggest buyers

Invesco Ltd. Added +366,246+366.2k
MORGAN STANLEY Added +230,727+230.7k
LPL Financial LLC Added +171,538+171.5k
Cornerstone Advisors, LLC New +126,455+126.5k
COMERICA BANK New +116,131+116.1k
WOLVERINE ASSET MANAGEMENT LLC Added +94,513+94.5k
Shaker Financial Services, LLC Added +87,269+87.3k
OSAIC HOLDINGS, INC. Added +86,153+86.2k
ARQ WEALTH ADVISORS, LLC New +74,546+74.5k
Cambridge Investment Research Advisors, Inc. Added +41,722+41.7k

Biggest sellers

Atria Wealth Solutions, Inc. Reduced -145,219-145.2k
RAYMOND JAMES & ASSOCIATES Reduced -53,579-53.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -34,895-34.9k
Spire Wealth Management Reduced -30,072-30.1k
Centurion Wealth Management LLC Reduced -30,072-30.1k
Naviter Wealth, LLC Sold out -28,208-28.2k
Regal Investment Advisors LLC Sold out -22,654-22.7k
GUGGENHEIM CAPITAL LLC Reduced -18,695-18.7k
Veritable, L.P. Sold out -17,537-17.5k
BANK OF AMERICA CORP /DE/ Reduced -14,329-14.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MORGAN STANLEY (0.0%, 2026-04-08)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,556,98611.6m $146.3m $146.3m 0.01% Added +230.7k +230,727
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,854,9481.9m $23.5m $23.5m 0.01% Added +3.9k +3,883
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,666,3791.7m $21.1m $21.1m 0.01% Added +171.5k +171,538
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,661,0131.7m $21.0m $21.0m 0.01% Reduced -8.6k -8,557
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,161,2491.2m $14.7m $14.7m 0.00% Added +366.2k +366,246
6 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 810,353810.4k $10.3m $10.3m 0.02% Reduced -171 -171
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 732,332732.3k $9.3m $9.3m 0.00% Added +2.3k +2,316
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 652,153652.2k $8.3m $8.3m 0.00% Reduced -14.3k -14,329
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 609,968610.0k $7.7m $7.7m 0.01% Reduced -53.6k -53,579
10 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 594,420594.4k $7.5m $7.5m 0.06% Reduced -18.7k -18,695
11 Lindbrook Capital, LLC 0.70% of their portfolio CALABASAS, CA 497,635497.6k $6.3m $6.3m 0.70% Reduced -5.8k -5,775
12 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 472,122472.1k $6.0m $6.0m 0.03% Added +41.7k +41,722
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 438,328438.3k $5.5m $5.5m 0.01% Reduced -34.9k -34,895
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 428,862428.9k $5.4m $5.4m 0.01% Added +86.2k +86,153
15 Shaker Financial Services, LLC 1.97% of their portfolio Arlington, VA 329,499329.5k $4.2m $4.2m 1.97% Added +87.3k +87,269
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 283,124283.1k $3.6m $3.6m 0.00% Added +16.6k +16,637
17 Focused Wealth Management, Inc 0.61% of their portfolio Newburgh, NY 274,698274.7k $3.5m $3.5m 0.61% Added +3.9k +3,861
18 MONECO ADVISORS, LLC 0.94% of their portfolio FAIRFIELD, CT 272,354272.4k $3.4m $3.4m 0.94% Reduced -7.5k -7,542
19 Twelve Points Wealth Management LLC 1.70% of their portfolio CONCORD, MA 269,674269.7k $3.4m $3.4m 1.70% Added +32.3k +32,322
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 237,447237.4k $3.0m $3.0m 0.00% Reduced -3.9k -3,888
21 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 233,102233.1k $3.0m $3.0m 0.01% Added +5.7k +5,744
22 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 204,928204.9k $2.6m $2.6m 0.05% Added +94.5k +94,513
23 Moors & Cabot, Inc. 0.11% of their portfolio BOSTON, MA 128,825128.8k $1.6m $1.6m 0.11% Added +8.5k +8,487
24 Cornerstone Advisors, LLC 0.07% of their portfolio ASHEVILLE, NC 126,455126.5k $1.6m $1.6m 0.07% New
25 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 125,755125.8k $1.6m $1.6m 0.04% Added +5.8k +5,767
26 COMERICA BANK 0.01% of their portfolio DALLAS, TX 116,131116.1k $1.5m $1.5m 0.01% New
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 114,435114.4k $1.4m $1.4m 0.00% Reduced -7.4k -7,370
28 Prosperity Wealth Management, Inc. 0.89% of their portfolio San Ramon, CA 108,376108.4k $1.4m $1.4m 0.89% Added +1.7k +1,728
29 Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio Parsippany, NJ 105,104105.1k $1.3m $1.3m 0.08% Added +6.4k +6,359
30 Shulman DeMeo Asset Management LLC 0.42% of their portfolio LAKE SUCCESS, NY 98,24198.2k $1.2m $1.2m 0.42% Reduced -95 -95
31 ARBOR CAPITAL MANAGEMENT INC /ADV 1.02% of their portfolio ANCHORAGE, AK 93,77993.8k $1.1m $1.1m 1.02% Added +2.2k +2,155
32 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 91,09191.1k $1.2m $1.2m 0.04% Added +10.8k +10,768
33 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 90,67090.7k $1.1m $1.1m 0.01% Reduced -856 -856
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 83,91483.9k $1.1m $1.1m 0.00% Added +5.0k +5,032
35 ISLAY CAPITAL MANAGEMENT, LLC 0.91% of their portfolio Lubbock, TX 83,11883.1k $1.1m $1.1m 0.91% Reduced -2.5k -2,532
36 Patten Group, Inc. 0.30% of their portfolio CHATTANOOGA, TN 80,37980.4k $1.0m $1.0m 0.30% Added +452 +452
37 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 77,64977.6k $983.0k $983.0k 0.01% Reduced -2.2k -2,245
38 ARQ WEALTH ADVISORS, LLC 0.71% of their portfolio SCOTTSDALE, AZ 74,54674.5k $943.8k $943.8k 0.71% New
39 Compound Planning, Inc. 0.29% of their portfolio NEW YORK, NY 69,01469.0k $873.7k $873.7k 0.29% Added +8.0k +7,975
40 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.10% of their portfolio Englewood, NJ 62,51762.5k $791.5k $791.5k 0.10% Added +29.4k +29,375
41 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 56,27056.3k $712.4k $712.4k 0.01% Added +8.5k +8,498
42 Dubuque Bank & Trust Co 0.09% of their portfolio Dubuque, IA 55,21355.2k $699.0k $699.0k 0.09% Unchanged
43 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 54,67554.7k $705.1k $705.1k 0.08% Reduced -4.0k -4,015
44 Glen Eagle Advisors, LLC 0.14% of their portfolio KINGSTON, NJ 47,29347.3k $598.7k $598.7k 0.14% Added +324 +324
45 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 46,00146.0k $582.4k $582.4k 0.01% Added +22.6k +22,630
46 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 42,40242.4k $544.0k $544.0k 0.01% Reduced -145.2k -145,219
47 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 38,93438.9k $492.9k $492.9k 0.01% Reduced -366 -366
48 Pflug Koory, LLC 0.28% of their portfolio OMAHA, NE 37,61737.6k $476.2k $476.2k 0.28% Unchanged
49 HOWARD WEALTH MANAGEMENT, LLC 0.43% of their portfolio Madison, CT 37,07137.1k $469.3k $469.3k 0.43% Unchanged
50 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 35,81735.8k $444.5k $444.5k 0.06% Added +3.4k +3,414
51 Armor Investment Advisors, LLC 0.26% of their portfolio RALEIGH, NC 34,49034.5k $436.6k $436.6k 0.26% Reduced -748 -748
52 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 34,31834.3k $434.5k $434.5k 0.03% Added +141 +141
53 Elequin Capital, LP 0.08% of their portfolio NEW YORK, NY 33,57133.6k $425.0k $425.0k 0.08% Added +22.6k +22,591
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,92732.9k $416.9k $416.9k 0.00% Reduced -200 -200
55 TCI Wealth Advisors, Inc. 0.05% of their portfolio Tucson, AZ 31,00031.0k $392.5k $392.5k 0.05% New
56 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 29,18729.2k $369.5k $369.5k 0.08% Reduced -90 -90
57 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 28,79328.8k $364.5k $364.5k 0.00% Reduced -7.3k -7,307
58 LANARK FINANCIAL, INC. 0.04% of their portfolio BIRMINGHAM, AL 28,58428.6k $361.0k $361.0k 0.04% First filing
59 Jackson, Grant Investment Advisers, Inc. 0.17% of their portfolio STAMFORD, CT 28,21228.2k $357.2k $357.2k 0.17% Added +387 +387
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,92327.9k $353.5k $353.5k 0.00% Reduced -286 -286
61 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 27,24327.2k $344.9k $344.9k 0.01% Reduced -10 -10
62 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 27,02727.0k $342.2k $342.2k 0.00% Added +450 +450
63 Capstone Financial Advisors, Inc. 0.03% of their portfolio DOWNERS GROVE, IL 26,42326.4k $334.5k $334.5k 0.03% Unchanged
64 Palogic Value Management, L.P. 0.16% of their portfolio DALLAS, TX 25,37125.4k $321.2k $321.2k 0.16% Unchanged
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 23,95624.0k $303.3k $303.3k 0.01% Reduced -766 -766
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 23,36523.4k $295.8k $295.8k 0.00% Reduced -937 -937
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 22,43022.4k $284.0k $284.0k 0.03% Added +1.9k +1,915
68 COMMONS CAPITAL, LLC 0.49% of their portfolio NEEDHAM, MA 22,37622.4k $283.3k $283.3k 0.49% Reduced -1.0k -1,014
69 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 22,16322.2k $281.0k $281.0k 0.02% Added +10.4k +10,420
70 ENCOMPASS WEALTH ADVISORS, LLC 0.09% of their portfolio PORTLAND, OR 21,75421.8k $275.4k $275.4k 0.09% Added +133 +133
71 INSTRUMENTAL WEALTH, LLC 0.32% of their portfolio TAMPA, FL 21,51721.5k $270.3k $270.3k 0.32% Reduced -289 -289
72 MARCO INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ATLANTA, GA 20,30020.3k $257.0k $257.0k 0.03% Unchanged
73 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 19,69619.7k $249.4k $249.4k 0.01% Reduced -30.1k -30,072
74 Apriem Advisors 0.04% of their portfolio IRVINE, CA 19,67519.7k $249.1k $249.1k 0.04% Unchanged
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,68618.7k $236.6k $236.6k 0.00% Added +2.7k +2,729
76 Maltin Wealth Management, Inc. 0.16% of their portfolio RIDGEWOOD, NJ 18,00018.0k $227.9k $227.9k 0.16% Added +259 +259
77 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 17,53717.5k $222.0k $222.0k 0.00% New
78 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 17,31117.3k $219.2k $219.2k 0.00% Reduced -4.0k -4,017
79 Triumph Capital Management 0.10% of their portfolio DENVER, CO 17,03217.0k $219.7k $219.7k 0.10% Unchanged
80 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 16,51216.5k $209.1k $209.1k 0.00% Added +2.9k +2,887
81 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 16,20116.2k $205.1k $205.1k 0.01% Unchanged
82 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,39915.4k $195.0k $195.0k 0.00% Added +229 +229
83 Apella Capital, LLC 0.01% of their portfolio WEST HARTFORD, CT 15,03515.0k $190.3k $190.3k 0.01% Unchanged
84 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,81914.8k $187.6k $187.6k 0.00% Unchanged
85 Centurion Wealth Management LLC 0.09% of their portfolio Mclean, VA 14,69614.7k $186.1k $186.1k 0.09% Reduced -30.1k -30,072
86 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 14,40114.4k $182.3k $182.3k 0.00% Added +6 +6
87 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,92713.9k $176.3k $176.3k 0.00% Unchanged
88 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 13,67413.7k $173.1k $173.1k 0.01% Added +974 +974
89 Wealth Dimensions Group, Ltd. 0.06% of their portfolio CINCINNATI, OH 13,57313.6k $171.8k $171.8k 0.06% Unchanged
90 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,41313.4k $169.8k $169.8k 0.00% Added +1.4k +1,447
91 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 13,31013.3k $168.5k $168.5k 0.01% Unchanged
92 Founders Financial Alliance, LLC 0.07% of their portfolio RALEIGH, NC 13,21113.2k $167.3k $167.3k 0.07% Added +132 +132
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 12,72512.7k $161.1k $161.1k 0.00% Unchanged
94 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 12,20312.2k $157.4k $157.4k 0.01% Unchanged
95 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 11,77811.8k $149.1k $149.1k 0.02% Added +1.2k +1,244
96 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,60911.6k $147.0k $147.0k 0.00% Reduced -434 -434
97 Horizon Wealth Management, LLC 0.06% of their portfolio LA GRANGE, IL 10,85310.9k $137.4k $137.4k 0.06% Added +187 +187
98 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 10,43710.4k $132.1k $132.1k 0.00% New
99 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 10,32910.3k $130.8k $130.8k 0.00% Added +16 +16
100 CARRET ASSET MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $126.6k $126.6k 0.02% Unchanged