Vault-13

PIMCO ETF TR MINT

ENHAN SHRT MA AC · ETP · CUSIP 72201R833

617 institutional holders +6 vs Q2 2023
66,557,12666.6m shares reported held*
$6.6bnreported value*
46 new 195 added 284 reduced 40 sold out net bought ≈ $310.9m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($48.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.87. Options: 1 managers hold calls ($49.9k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 670Q4 22: 641Q1 23: 607Q2 23: 611Q3 23: 617617Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022670
Q4 2022641
Q1 2023607
Q2 2023611
Q3 2023617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 184 bought or addedQ4 22: 424 cut or sold outQ4 22Q1 23: 220 bought or addedQ1 23: 375 cut or sold outQ1 23Q2 23: 240 bought or addedQ2 23: 337 cut or sold outQ2 23Q3 23: 241 bought or addedQ3 23: 324 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184424
Q1 2023220375
Q2 2023240337
Q3 2023241324

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $49.9kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$49.9k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +2,435,179+2.4m
WELLS FARGO & COMPANY/MN Added +948,442+948.4k
MJP ASSOCIATES INC /ADV Added +484,909+484.9k
OSAIC HOLDINGS, INC. Added +421,466+421.5k
Advisor OS, LLC Added +374,286+374.3k
Stadion Money Management, LLC New +341,301+341.3k
UBS Group AG Added +290,472+290.5k
MAGNOLIA CAPITAL ADVISORS LLC New +224,010+224.0k
BANK OF MONTREAL /CAN/ Added +220,807+220.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +208,681+208.7k

Biggest sellers

MORGAN STANLEY Reduced -590,206-590.2k
Trek Financial, LLC Reduced -546,839-546.8k
SUN LIFE FINANCIAL INC Sold out -402,286-402.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -331,147-331.1k
JANE STREET GROUP, LLC Reduced -274,510-274.5k
TRUIST FINANCIAL CORP Reduced -245,653-245.7k
Johnson Financial Group, LLC Reduced -234,720-234.7k
IFP Advisors, Inc Reduced -196,718-196.7k
BANK OF AMERICA CORP /DE/ Reduced -196,287-196.3k
JFG Wealth Management, LLC Reduced -181,673-181.7k

Biggest calls

Private Advisor Group, LLC New $49.9k49.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.09% of their portfolio NEW YORK, NY 8,480,5698.5m $849.2m $849.2m 0.09% Reduced -590.2k -590,206
2 WELLS FARGO & COMPANY/MN 0.24% of their portfolio SAN FRANCISCO, CA 7,560,9957.6m $757.2m $757.2m 0.24% Added +948.4k +948,442
3 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 5,839,2925.8m $584.7m $584.7m 0.07% Added +2.4m +2,435,179
4 ASSETMARK, INC 1.72% of their portfolio CONCORD, CA 4,290,3834.3m $429.6m $429.6m 1.72% Added +113.3k +113,338
5 HB Wealth Management, LLC 3.56% of their portfolio Atlanta, GA 2,198,5302.2m $220.2m $220.2m 3.56% Added +166.5k +166,474
6 CWM, LLC 1.33% of their portfolio OMAHA, NE 2,166,1732.2m $216.9m $216.9m 1.33% Reduced -12.7k -12,730
7 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,148,5162.1m $215.2m $215.2m 0.10% Added +290.5k +290,472
8 Allianz Asset Management GmbH 0.40% of their portfolio MUNICH, 2M 1,949,3051.9m $195.2m $195.2m 0.40% Reduced -1 -1
9 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,395,6291.4m $139.8m $139.8m 0.10% Added +88.4k +88,373
10 Johnson Financial Group, LLC 17.25% of their portfolio Denver, CO 1,205,8741.2m $120.8m $120.8m 17.25% Reduced -234.7k -234,720
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,174,7391.2m $117.6m $117.6m 0.01% Reduced -196.3k -196,287
12 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 974,672974.7k $97.6m $97.6m 0.14% Added +421.5k +421,466
13 JFG Wealth Management, LLC 27.63% of their portfolio Denver, CO 844,891844.9k $84.6m $84.6m 27.63% Reduced -181.7k -181,673
14 Mason Investment Advisory Services, Inc. 6.38% of their portfolio RESTON, VA 693,536693.5k $69.5m $69.5m 6.38% Added +64.0k +64,050
15 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 687,666687.7k $68.9m $68.9m 0.02% Reduced -10.7k -10,705
16 KEYBANK NATIONAL ASSOCIATION/OH 0.31% of their portfolio BROOKLYN, OH 642,326642.3k $64.3m $64.3m 0.31% Reduced -24.0k -24,011
17 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 594,278594.3k $59.5m $59.5m 0.09% Reduced -274.5k -274,510
18 Price Capital Management, Inc. 72.10% of their portfolio LAFAYETTE, LA 545,630545.6k $54.6m $54.6m 72.10% Reduced -81.5k -81,480
19 Advisor OS, LLC 7.61% of their portfolio CHICAGO, IL 506,983507.0k $50.8m $50.8m 7.61% Added +374.3k +374,286
20 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 505,400505.4k $50.6m $50.6m 0.09% Added +182.0k +182,000
21 MJP ASSOCIATES INC /ADV 14.57% of their portfolio FARMINGTON, CT 497,581497.6k $49.8m $49.8m 14.57% Added +484.9k +484,909
22 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 477,683477.7k $47.8m $47.8m 0.06% Added +159.2k +159,221
23 TD Capital Management LLC 5.46% of their portfolio MEMPHIS, TN 445,299445.3k $44.6m $44.6m 5.46% Added +37.6k +37,575
24 Kathmere Capital Management, LLC 6.53% of their portfolio WAYNE, PA 439,513439.5k $44.0m $44.0m 6.53% Added +10.5k +10,529
25 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 407,344407.3k $40.8m $40.8m 0.02% Reduced -331.1k -331,147
26 Waverly Advisors, LLC 1.76% of their portfolio BIRMINGHAM, AL 402,627402.6k $40.3m $40.3m 1.76% Reduced -107.4k -107,362
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 381,307381.3k $38.2m $38.2m 0.01% Reduced -23.3k -23,259
28 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 365,502365.5k $36.6m $36.6m 0.17% Added +1.7k +1,681
29 Family Manage LLC 8.08% of their portfolio NEW YORK, NY 351,321351.3k $35.2m $35.2m 8.08% Added +20.6k +20,559
30 Stadion Money Management, LLC 2.83% of their portfolio WATKINSVILLE, GA 341,301341.3k $34.2m $34.2m 2.83% New
31 WADE G W & INC 1.27% of their portfolio Wellesley, MA 340,832340.8k $34.1m $34.1m 1.27% Added +14.5k +14,534
32 Flaharty Asset Management, LLC 5.70% of their portfolio CLEARWATER, FL 340,186340.2k $34.1m $34.1m 5.70% Added +9.2k +9,198
33 COLONY GROUP LLC 0.50% of their portfolio Boston, MA 334,708334.7k $33.5m $33.5m 0.50% Reduced -124.5k -124,464
34 Mariner, LLC 0.09% of their portfolio Overland Park, KS 321,809321.8k $32.2m $32.2m 0.09% Reduced -17.1k -17,065
35 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 314,921314.9k $31.5m $31.5m 0.05% Reduced -245.7k -245,653
36 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 311,573311.6k $31.2m $31.2m 0.04% Added +30.5k +30,538
37 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 305,595305.6k $30.6m $30.6m 0.06% Reduced -737 -737
38 State of Tennessee, Department of Treasury 0.12% of their portfolio NASHVILLE, TN 300,847300.8k $30.1m $30.1m 0.12% Added +102.0k +102,047
39 Brookstone Capital Management 0.66% of their portfolio WHEATON, IL 300,566300.6k $30.1m $30.1m 0.66% Reduced -4.1k -4,089
40 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 288,256288.3k $28.9m $28.9m 0.05% Added +6.8k +6,789
41 Destination Wealth Management 0.96% of their portfolio Walnut Creek, CA 246,534246.5k $24.7m $24.7m 0.96% Added +8.5k +8,454
42 MASON STREET ADVISORS, LLC 4.72% of their portfolio MILWAUKEE, WI 245,500245.5k $24.6m $24.6m 4.72% Unchanged
43 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 243,345243.3k $24.3m $24.3m 0.01% Added +220.8k +220,807
44 Goodman Advisory Group, LLC 8.93% of their portfolio NEEDHAM, MA 238,716238.7k $23.9m $23.9m 8.93% Reduced -131.8k -131,815
45 MAGNOLIA CAPITAL ADVISORS LLC 21.51% of their portfolio RIDGELAND, MS 224,010224.0k $22.4m $22.4m 21.51% New
46 Financial Gravity Asset Management, Inc. 0.09% of their portfolio Lakeway, TX 222,274222.3k $7.5m $7.5m 0.09% Added +203.1k +203,095
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 210,730210.7k $21.1m $21.1m 0.07% Added +208.7k +208,681
48 WHITTIER TRUST CO 0.37% of their portfolio SOUTH PASADENA, CA 207,757207.8k $20.8m $20.8m 0.37% Reduced -4.2k -4,197
49 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.70% of their portfolio NORFOLK, VA 201,674201.7k $20.2m $20.2m 0.70% Added +17.5k +17,487
50 Leelyn Smith, LLC 4.92% of their portfolio GENEVA, IL 201,381201.4k $20.2m $20.2m 4.92% Added +67.2k +67,161
51 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 198,155198.2k $19.8m $19.8m 0.04% Added +17.8k +17,843
52 IFP Advisors, Inc 0.88% of their portfolio TAMPA, FL 195,806195.8k $19.6m $19.6m 0.88% Reduced -196.7k -196,718
53 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 192,459192.5k $19.3m $19.3m 0.11% Added +27.8k +27,830
54 HALBERT HARGROVE GLOBAL ADVISORS, LLC 1.41% of their portfolio LONG BEACH, CA 187,414187.4k $18.8m $18.8m 1.41% Added +119.9k +119,898
55 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.91% of their portfolio MORRISTOWN, NJ 185,551185.6k $18.6m $18.6m 0.91% Reduced -47.9k -47,946
56 HOWLAND CAPITAL MANAGEMENT LLC 1.01% of their portfolio BOSTON, MA 173,273173.3k $17.4m $17.4m 1.01% Reduced -12.7k -12,683
57 PEAPACK GLADSTONE FINANCIAL CORP 0.31% of their portfolio BEDMINSTER, NJ 169,267169.3k $16.9m $16.9m 0.31% Added +5.5k +5,489
58 Virtue Capital Management, LLC 2.72% of their portfolio BRENTWOOD, TN 160,523160.5k $16.0m $16.0m 2.72% Unchanged
59 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 158,477158.5k $15.9m $15.9m 0.02% Reduced -10.8k -10,753
60 KWMG, LLC 1.93% of their portfolio OVERLAND PARK, KS 152,849152.8k $15.3m $15.3m 1.93% Added +3.7k +3,680
61 FIDUCIENT ADVISORS LLC 0.85% of their portfolio Chicago, IL 150,210150.2k $15.0m $15.0m 0.85% New
62 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 144,822144.8k $14.5m $14.5m 0.07% Reduced -64.1k -64,061
63 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 143,886143.9k $14.4m $14.4m 0.01% Reduced -66.6k -66,557
64 Atria Wealth Solutions, Inc. 0.19% of their portfolio NEW YORK, NY 138,394138.4k $13.9m $13.9m 0.19% Added +48.1k +48,093
65 Kingfisher Capital LLC 3.67% of their portfolio CHARLOTTE, NC 134,731134.7k $13.5m $13.5m 3.67% Reduced -6.2k -6,231
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 133,617133.6k $13.4m $13.4m 0.02% Added +76.1k +76,096
67 MONTAG A & ASSOCIATES INC 0.84% of their portfolio ATLANTA, GA 132,455132.5k $13.3m $13.3m 0.84% Reduced -14.2k -14,161
68 Bramshill Investments, LLC 1.52% of their portfolio NAPLES, FL 130,641130.6k $13.1m $13.1m 1.52% Reduced -4.1k -4,066
69 COMERICA BANK 0.06% of their portfolio DALLAS, TX 123,261123.3k $12.3m $12.3m 0.06% New
70 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 122,960123.0k $12.3m $12.3m 0.08% Reduced -11.6k -11,619
71 EVERGREEN CAPITAL MANAGEMENT LLC 0.52% of their portfolio Bellevue, WA 118,801118.8k $11.9m $11.9m 0.52% Reduced -5.5k -5,511
72 Procyon Advisors, LLC 1.06% of their portfolio SHELTON, CT 103,595103.6k $10.4m $10.4m 1.06% Added +1.7k +1,737
73 Providence First Trust Co 5.73% of their portfolio SCOTTSDALE, AZ 102,534102.5k $10.3m $10.3m 5.73% Added +11.2k +11,198
74 Avion Wealth 2.91% of their portfolio THE WOODLANDS, TX 101,659101.7k $10.2m $10.2m 2.91% Reduced -7.5k -7,524
75 Cornerstone Wealth Management, LLC 0.96% of their portfolio ST. PETERS, MO 101,370101.4k $10.2m $10.2m 0.96% Added +15.4k +15,448
76 PRW Wealth Management LLC 3.85% of their portfolio QUINCY, MA 100,965101.0k $10.1m $10.1m 3.85% Added +14.6k +14,637
77 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 96,35196.4k $9.6m $9.6m 0.04% Reduced -41.5k -41,513
78 Lowe Wealth Advisors, LLC 5.09% of their portfolio COLUMBIA, MD 95,52795.5k $9.6m $9.6m 5.09% Reduced -916 -916
79 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 94,52794.5k $9.4m $9.4m 0.02% Added +70.2k +70,165
80 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 94,27494.3k $9.4m $9.4m 0.06% Added +30.9k +30,890
81 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 94,13194.1k $9.4m $9.4m 0.04% Reduced -13.1k -13,063
82 Values First Advisors, Inc. 6.02% of their portfolio JOHNSON CITY, TN 92,98793.0k $9.3m $9.3m 6.02% Reduced -377 -377
83 One Capital Management, LLC 0.41% of their portfolio WESTLAKE VILLAGE, CA 92,63992.6k $9.3m $9.3m 0.41% Added +66.0k +65,960
84 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 92,46492.5k $9.3m $9.3m 0.02% Added +41.3k +41,255
85 WEDBUSH SECURITIES INC 0.45% of their portfolio PASADENA, CA 90,71790.7k $9.1m $9.1m 0.45% Added +40.5k +40,502
86 RiverTree Advisors, LLC 6.75% of their portfolio WINTER PARK, FL 90,57790.6k $9.1m $9.1m 6.75% Added +596 +596
87 Compass Financial Group, Inc. 5.49% of their portfolio DEERFIELD BEACH, FL 90,31790.3k $9.0m $9.0m 5.49% Added +402 +402
88 Dynamic Advisor Solutions LLC 0.42% of their portfolio PHOENIX, AZ 88,44688.4k $8.9m $8.9m 0.42% Added +8.1k +8,137
89 Essex Financial Services, Inc. 1.02% of their portfolio ESSEX, CT 87,56487.6k $8.8m $8.8m 1.02% Reduced -2.2k -2,151
90 Precision Wealth Strategies, LLC 8.58% of their portfolio SAINT LOUIS, MO 79,01679.0k $7.9m $7.9m 8.58% Added +52.8k +52,776
91 Lionsbridge Wealth Management LLC 7.48% of their portfolio JACKSONVILLE BEACH, FL 78,78778.8k $7.9m $7.9m 7.48% Added +30.0k +29,996
92 YHB Investment Advisors, Inc. 0.73% of their portfolio West Hartford, CT 78,45878.5k $7.9m $7.9m 0.73% Reduced -3.7k -3,743
93 Keene & Associates, Inc. 6.21% of their portfolio FORT WORTH, TX 77,25777.3k $7.7m $7.7m 6.21% Reduced -1.0k -1,040
94 Stokes Capital Advisors, LLC 2.69% of their portfolio GREENWOOD, SC 76,91876.9k $7.7m $7.7m 2.69% Added +7.3k +7,313
95 ANCHOR CAPITAL ADVISORS LLC 0.21% of their portfolio Boston, MA 74,37474.4k $7.4m $7.4m 0.21% Reduced -7.0k -7,045
96 Nicholas Hoffman & Company, LLC. 0.53% of their portfolio ATLANTA, GA 72,21772.2k $7.2m $7.2m 0.53% Added +14.3k +14,292
97 OneDigital Investment Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 71,30171.3k $7.1m $7.1m 0.15% Added +5.2k +5,245
98 SAGE RHINO CAPITAL LLC 1.97% of their portfolio MENLO PARK, CA 70,04270.0k $7.0m $7.0m 1.97% Added +16.0k +16,028
99 Members Trust Co 0.20% of their portfolio TAMPA, FL 69,88869.9k $7.0m $7.0m 0.20% Added +5.0k +4,983
100 Center For Asset Management LLC 6.88% of their portfolio PALM BEACH GARDENS, FL 68,84568.8k $6.9m $6.9m 6.88% Reduced -2.3k -2,296