ROMAN BUTLER FULLERTON & CO

ST LOUIS, MO · CIK 733444 · 13F filing filed 2023-04-27

SEC-registered investment adviser since 1984 · corporation

Assets managed$716.1m
Staff17 · 16 in investment roles
Main clients (by assets)High net worth individuals 73%, Individuals 21%, Companies 3%
Main officeSt. Louis, MO
Form ADV · 2026-08-19SEC adviser record

Kindwealth
Others nearbySaint Louis, MO

$201.0m reported value +4.0% vs Q4 2022

189positions

28.4%in top 10

21 new 107 added 53 reduced 22 sold out vs Q4 2022

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	57,343	$9.4m4.67%	4.67%	Added +1.8k	+1,821 3.3%
2	MICROSOFT CORP COM MSFT	MSFT	33,408	$9.2m4.58%	4.58%	Added +6.2k	+6,195 22.8%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	21,540	$8.7m4.35%	4.35%	Added +6.9k	+6,869 46.8%
4	MASTERCARD INCORPORATED CL A MA	MA	16,489	$6.1m3.02%	3.02%	Added +146	+146 0.9%
5	AMAZON COM INC COM AMZN	AMZN	48,260	$4.9m2.46%	2.46%	Added +2.8k	+2,807 6.2%
6	PROCTER AND GAMBLE CO COM PG	PG	29,134	$4.6m2.27%	2.27%	Added +4.9k	+4,882 20.1%
7	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	26,511	$4.1m2.04%	2.04%	Added +35	+35 0.1%
8	ELI LILLY & CO COM LLY	LLY	9,328	$3.6m1.79%	1.79%	Reduced -1.5k	-1,469 -13.6%
9	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	44,692	$3.3m1.62%	1.62%	Added +366	+366 0.8%
10	PROSHARES TR S&P 500 DV ARIST NOBL	NOBL	34,303	$3.1m1.56%	1.56%	Added +1.2k	+1,156 3.5%
11	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	9,642	$3.1m1.56%	1.56%	Reduced -373	-373 -3.7%
12	ALPHABET INC CAP STK CL C GOOG	GOOG	28,168	$2.9m1.47%	1.47%	Added +259	+259 0.9%
13	ISHARES TR CORE S&P SCP ETF IJR	IJR	30,698	$2.8m1.41%	1.41%	Added +18	+18 0.1%
14	PFIZER INC COM PFE	PFE	72,143	$2.8m1.41%	1.41%	Added +16.0k	+15,985 28.5%
15	HOME DEPOT INC COM HD	HD	9,469	$2.8m1.40%	1.40%	Added +83	+83 0.9%
16	NVIDIA CORPORATION COM NVDA	NVDA	10,632	$2.8m1.39%	1.39%	Added +5.3k	+5,305 99.6%
17	EATON VANCE ENHANCED EQUITY COM EOI	EOI	161,880	$2.5m1.23%	1.23%	Added +2.8k	+2,844 1.8%
18	ISHARES TR PFD AND INCM SEC PFF	PFF	79,340	$2.5m1.23%	1.23%	Added +3.1k	+3,058 4.0%
19	WALMART INC COM WMT	WMT	16,005	$2.4m1.21%	1.21%	Added +1.1k	+1,114 7.5%
20	JOHNSON & JOHNSON COM JNJ	JNJ	14,291	$2.4m1.17%	1.17%	Added +1.7k	+1,696 13.5%
21	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	7,715	$1.9m0.93%	0.93%	Reduced -16	-16 -0.2%
22	PALO ALTO NETWORKS INC COM PANW	PANW	10,071	$1.8m0.91%	0.91%	Reduced -355	-355 -3.4%
23	VERTEX PHARMACEUTICALS INC COM VRTX	VRTX	5,441	$1.8m0.90%	0.90%	Reduced -492	-492 -8.3%
24	VISA INC COM CL A V	V	7,774	$1.8m0.89%	0.89%	Added +3.6k	+3,629 87.5%
25	MERCK & CO INC COM MRK	MRK	14,616	$1.7m0.85%	0.85%	Added +2.0k	+2,016 16.0%
26	ISHARES TR CORE S&P500 ETF IVV	IVV	4,140	$1.7m0.84%	0.84%	Added +3	+3 0.1%
27	META PLATFORMS INC CL A META	META	8,129	$1.7m0.84%	0.84%	Added +3.8k	+3,810 88.2%
28	JPMORGAN CHASE & CO COM JPM	JPM	11,609	$1.6m0.80%	0.80%	Added +49	+49 0.4%
29	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	11,939	$1.6m0.79%	0.79%	Added +403	+403 3.5%
30	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	20,932	$1.5m0.75%	0.75%	Added +4.1k	+4,098 24.3%
31	EATON VANCE TAX-MANAGED GLOB COM ETW	ETW	185,362	$1.5m0.74%	0.74%	Reduced -1.7k	-1,746 -0.9%
32	THE CIGNA GROUP COM CI	CI	5,838	$1.5m0.74%	0.74%	Added +3.6k	+3,607 161.7%
33	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	20,996	$1.5m0.73%	0.73%	Added +762	+762 3.8%
34	LOWES COS INC COM LOW	LOW	7,000	$1.4m0.72%	0.72%	Reduced -2	-2 -0.0%
35	NASDAQ INC COM NDAQ	NDAQ	25,737	$1.4m0.71%	0.71%	Reduced -952	-952 -3.6%
36	ORACLE CORP COM ORCL	ORCL	14,863	$1.4m0.70%	0.70%	Reduced -421	-421 -2.8%
37	EXXON MOBIL CORP COM XOM	XOM	11,909	$1.4m0.69%	0.69%	Added +2.4k	+2,352 24.6%
38	ISHARES TR MSCI USA MIN VOL USMV	USMV	18,920	$1.4m0.69%	0.69%	Added +38	+38 0.2%
39	ARISTA NETWORKS INC COM COM		9,013	$1.4m0.69%	0.69%	Added +4.9k	+4,946 121.6%
40	EMERSON ELEC CO COM EMR	EMR	16,146	$1.4m0.68%	0.68%	Added +2.3k	+2,259 16.3%
41	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	25,157	$1.3m0.67%	0.67%	Reduced -588	-588 -2.3%
42	ARRAY TECHNOLOGIES INC COM SHS ARRY	ARRY	63,349	$1.3m0.66%	0.66%	Added +7.0k	+7,046 12.5%
43	AMEREN CORP COM AEE	AEE	14,590	$1.3m0.66%	0.66%	Added +299	+299 2.1%
44	ABBOTT LABS COM ABT	ABT	11,743	$1.3m0.64%	0.64%	Added +110	+110 0.9%
45	CBRE GBL REAL ESTATE INC FD COM COM		237,357	$1.2m0.61%	0.61%	Added +5.2k	+5,223 2.2%
46	REGENERON PHARMACEUTICALS COM REGN	REGN	1,541	$1.2m0.61%	0.61%	Added +117	+117 8.2%
47	EATON VANCE ENHANCED EQUITY COM EOS	EOS	74,362	$1.2m0.59%	0.59%	Added +462	+462 0.6%
48	ISHARES TR CORE DIV GRWTH DGRO	DGRO	23,205	$1.2m0.58%	0.58%	Added +82	+82 0.3%
49	FIRST SOLAR INC COM FSLR	FSLR	5,542	$1.2m0.58%	0.58%	New
50	VALERO ENERGY CORP COM VLO	VLO	9,739	$1.1m0.57%	0.57%	Reduced -218	-218 -2.2%
51	PARKER-HANNIFIN CORP COM PH	PH	3,608	$1.1m0.57%	0.57%	Reduced -145	-145 -3.9%
52	PEPSICO INC COM PEP	PEP	5,909	$1.1m0.56%	0.56%	Added +108	+108 1.9%
53	DEERE & CO COM DE	DE	2,925	$1.1m0.55%	0.55%	Reduced -967	-967 -24.9%
54	BANK AMERICA CORP COM BAC	BAC	38,236	$1.1m0.55%	0.55%	Added +4.3k	+4,342 12.8%
55	SOLAREDGE TECHNOLOGIES INC COM SEDG	SEDG	3,528	$1.1m0.54%	0.54%	Added +803	+803 29.5%
56	DOLLAR GEN CORP NEW COM DG	DG	4,962	$1.1m0.54%	0.54%	Reduced -188	-188 -3.6%
57	ULTA BEAUTY INC COM ULTA	ULTA	1,958	$1.1m0.53%	0.53%	Reduced -501	-501 -20.4%
58	PIONEER NAT RES CO COM PXD	PXD	4,734	$1.1m0.52%	0.52%	New
59	MCDONALDS CORP COM MCD	MCD	3,572	$1.0m0.52%	0.52%	Added +17	+17 0.5%
60	BIOMARIN PHARMACEUTICAL INC COM BMRN	BMRN	10,841	$1.0m0.52%	0.52%	Reduced -3.8k	-3,796 -25.9%
61	ADOBE INC COM ADBE	ADBE	2,696	$996.4k0.50%	0.50%	Added +190	+190 7.6%
62	STRATEGY SHS DAY HAGAN NED SSUS	SSUS	30,461	$991.8k0.49%	0.49%	Added +6.4k	+6,375 26.5%
63	TARGET CORP COM TGT	TGT	6,255	$985.9k0.49%	0.49%	Reduced -28	-28 -0.5%
64	CATERPILLAR INC COM CAT	CAT	4,509	$985.8k0.49%	0.49%	Reduced -4.5k	-4,474 -49.8%
65	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	7,766	$977.7k0.49%	0.49%	Added +2.1k	+2,125 37.7%
66	AXCELIS TECHNOLOGIES INC COM NEW ACLS	ACLS	8,160	$970.5k0.48%	0.48%	New
67	INTERPARFUMS INC COM IPAR	IPAR	6,271	$965.4k0.48%	0.48%	New
68	IRON MTN INC DEL COM IRM	IRM	17,118	$928.8k0.46%	0.46%	Reduced -404	-404 -2.3%
69	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	4,358	$922.5k0.46%	0.46%	Added +300	+300 7.4%
70	INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV PKW	PKW	10,918	$917.3k0.46%	0.46%	Added +8	+8 0.1%
71	VERIZON COMMUNICATIONS INC COM VZ	VZ	24,344	$908.0k0.45%	0.45%	Added +1.9k	+1,881 8.4%
72	LANTHEUS HLDGS INC COM LNTH	LNTH	10,066	$903.1k0.45%	0.45%	New
73	COCA COLA CO COM KO	KO	13,621	$869.7k0.43%	0.43%	Added +3.8k	+3,800 38.7%
74	CVS HEALTH CORP COM CVS	CVS	11,753	$856.5k0.43%	0.43%	Reduced -236	-236 -2.0%
75	ISHARES TR RUS 1000 GRW ETF IWF	IWF	3,551	$849.8k0.42%	0.42%	New
76	DATADOG INC CL A COM DDOG	DDOG	13,090	$820.6k0.41%	0.41%	Reduced -821	-821 -5.9%
77	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,352	$819.1k0.41%	0.41%	Reduced -483	-483 -26.3%
78	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	2,598	$805.4k0.40%	0.40%	Added +1.4k	+1,361 110.0%
79	SALESFORCE INC COM CRM	CRM	4,221	$804.8k0.40%	0.40%	Added +2.7k	+2,674 172.8%
80	FIDELITY COVINGTON TRUST MSCI HLTH CARE I FHLC	FHLC	12,571	$796.9k0.40%	0.40%	Reduced -226	-226 -1.8%
81	CISCO SYS INC COM CSCO	CSCO	16,880	$794.9k0.40%	0.40%	Reduced -235	-235 -1.4%
82	DIGITAL RLTY TR INC COM DLR	DLR	7,868	$768.2k0.38%	0.38%	Reduced -192	-192 -2.4%
83	ISHARES TR SELECT DIVID ETF DVY	DVY	6,577	$766.5k0.38%	0.38%	Added +308	+308 4.9%
84	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	14,986	$754.4k0.38%	0.38%	New
85	INVESCO EXCH TRADED FD TR II VAR RATE PFD VRP	VRP	33,817	$750.7k0.37%	0.37%	Added +234	+234 0.7%
86	CINTAS CORP COM CTAS	CTAS	1,618	$723.2k0.36%	0.36%	Added +16	+16 1.0%
87	SMITH & WESSON BRANDS INC COM SWBI	SWBI	58,142	$718.6k0.36%	0.36%	Reduced -2.1k	-2,075 -3.5%
88	AT&T INC COM T	T	39,864	$698.0k0.35%	0.35%	Added +10.8k	+10,764 37.0%
89	REPUBLIC SVCS INC COM RSG	RSG	4,999	$694.2k0.35%	0.35%	Added +9	+9 0.2%
90	ABBVIE INC COM ABBV	ABBV	4,175	$688.4k0.34%	0.34%	Added +118	+118 2.9%
91	PAYPAL HLDGS INC COM PYPL	PYPL	9,481	$680.5k0.34%	0.34%	Reduced -219	-219 -2.3%
92	ISHARES TR 7-10 YR TRSY BD IEF	IEF	6,733	$673.5k0.34%	0.34%	New
93	ISHARES TR MORNINGSTAR GRWT ILCG	ILCG	12,193	$660.4k0.33%	0.33%	Reduced -67	-67 -0.6%
94	SPIRE INC COM SR	SR	9,375	$654.7k0.33%	0.33%	Reduced -207	-207 -2.2%
95	FREEPORT-MCMORAN INC CL B FCX	FCX	16,663	$629.0k0.31%	0.31%	Reduced -1.8k	-1,810 -9.8%
96	KROGER CO COM KR	KR	13,112	$629.0k0.31%	0.31%	Added +49	+49 0.4%
97	UNILEVER PLC SPON ADR NEW SPON ADR NEW		11,385	$622.8k0.31%	0.31%	Reduced -186	-186 -1.6%
98	KINDER MORGAN INC DEL COM KMI	KMI	34,617	$602.7k0.30%	0.30%	Reduced -736	-736 -2.1%
99	DISNEY WALT CO COM DIS	DIS	5,773	$565.8k0.28%	0.28%	Reduced -350	-350 -5.7%
100	ISHARES TR S&P 500 GRWT ETF IVW	IVW	8,808	$558.5k0.28%	0.28%	Added +13	+13 0.1%

Sold out since Q4 2022

Security	Ticker	Shares held before	Value then
ISHARES TR IWD	IWD	18,725	$3.0m18.7k shares
HUMANA INC HUM	HUM	2,646	$1.3m2.6k shares
NEUROCRINE BIOSCIENCES INC NBIX	NBIX	11,864	$1.3m11.9k shares
SCHWAB STRATEGIC TR SCHV	SCHV	12,870	$879.6k12.9k shares
STEEL DYNAMICS INC STLD	STLD	7,295	$803.8k7.3k shares
INCYTE CORP INCY	INCY	8,639	$702.0k8.6k shares
SCHWAB STRATEGIC TR SCHG	SCHG	11,435	$667.5k11.4k shares
SCHWAB STRATEGIC TR SCHF	SCHF	17,806	$617.9k17.8k shares
FORD MTR CO F	F	48,460	$614.0k48.5k shares
ISHARES TR ICSH	ICSH	9,907	$497.1k9.9k shares
PIMCO ETF TR BOND	BOND	5,059	$471.2k5.1k shares
SCHWAB STRATEGIC TR SCHZ	SCHZ	9,954	$467.6k10.0k shares
DOW INC DOW	DOW	8,099	$464.9k8.1k shares
ISHARES TR IWP	IWP	4,930	$435.4k4.9k shares
HESS CORP HES	HES	2,830	$429.2k2.8k shares
ISHARES TR IAT	IAT	7,742	$387.3k7.7k shares
VANGUARD INDEX FDS VOE	VOE	1,859	$264.2k1.9k shares
SCHWAB STRATEGIC TR SCHH	SCHH	12,676	$261.0k12.7k shares
ISHARES TR TLH	TLH	2,200	$250.8k2.2k shares
SUPER MICRO COMPUTER INC		2,789	$236.6k2.8k shares
SCHWAB STRATEGIC TR SCHE	SCHE	8,833	$226.0k8.8k shares
ISHARES TR IWM	IWM	1,150	$214.8k1.1k shares