Vault-13

STRATEGY SHS SSUS

DAY HAGAN NED · ETP · CUSIP 86280R803

51 institutional holders -3 vs Q4 2022
8,867,5648.9m shares reported held*
$289.8mreported value*
7 new 18 added 22 reduced 11 sold out net sold ≈ $20.4m (-539.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.68. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 54Q1 23: 5151Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202251
Q4 202254
Q1 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 33 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222333
Q1 20232533

Biggest buyers

Andesa Financial Management Inc. Added +125,010+125.0k
OneDigital Investment Advisors LLC Added +104,443+104.4k
Prospera Financial Services Inc Added +90,437+90.4k
RAYMOND JAMES & ASSOCIATES Added +62,764+62.8k
ROYAL BANK OF CANADA Added +44,542+44.5k
IHT Wealth Management, LLC Added +18,197+18.2k
INDEPENDENT FINANCIAL GROUP, LLC New +12,755+12.8k
Destiny Wealth Partners, LLC Added +10,786+10.8k
Leonard Rickey Investment Advisors P.L.L.C. New +8,053+8.1k
Regal Investment Advisors LLC New +7,025+7.0k

Biggest sellers

Donald L. Hagan, LLC Reduced -189,821-189.8k
CWM, LLC Reduced -110,060-110.1k
Wall Capital Group, Inc. Sold out -94,506-94.5k
IFP Advisors, Inc Sold out -89,053-89.1k
Kingsview Wealth Management, LLC Reduced -80,213-80.2k
Freedom Investment Management, Inc. Reduced -74,750-74.8k
MORGAN STANLEY Reduced -53,939-53.9k
J2 Capital Management Inc Reduced -51,466-51.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -47,691-47.7k
SPC Financial, Inc. Reduced -43,731-43.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.36% of their portfolio OMAHA, NE 1,595,6111.6m $52.7m $52.7m 0.36% Reduced -110.1k -110,060
2 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,055,0471.1m $34.8m $34.8m 0.07% Reduced -42.4k -42,402
3 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 834,190834.2k $27.5m $27.5m 0.02% Added +62.8k +62,764
4 Donald L. Hagan, LLC 14.14% of their portfolio Sarasota, FL 776,206776.2k $25.6m $25.6m 14.14% Reduced -189.8k -189,821
5 Prospera Financial Services Inc 0.94% of their portfolio Dallas, TX 695,867695.9k $23.0m $23.0m 0.94% Added +90.4k +90,437
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 590,056590.1k $19.5m $19.5m 0.01% Added +44.5k +44,542
7 Ashton Thomas Private Wealth, LLC 0.97% of their portfolio SCOTTSDALE, AZ 336,090336.1k $11.1m $11.1m 0.97% Reduced -10.3k -10,317
8 IHT Wealth Management, LLC 0.61% of their portfolio Chicago, IL 326,053326.1k $10.8m $10.8m 0.61% Added +18.2k +18,197
9 OneDigital Investment Advisors LLC 0.20% of their portfolio OVERLAND PARK, KS 260,473260.5k $8.6m $8.6m 0.20% Added +104.4k +104,443
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 248,552248.6k $8.2m $8.2m 0.01% Reduced -13.0k -12,997
11 Andesa Financial Management Inc. 2.22% of their portfolio ALLENTOWN, PA 224,972225.0k $4.3m $4.3m 2.22% Added +125.0k +125,010
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213,542213.5k $7.0m $7.0m 0.00% Reduced -53.9k -53,939
13 SkyOak Wealth, LLC 1.93% of their portfolio SOUTHFIELD, MI 191,758191.8k $6.3m $6.3m 1.93% Reduced -5.6k -5,591
14 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 146,762146.8k $4.8m $4.8m 0.08% Reduced -2.9k -2,920
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 138,970139.0k $4.6m $4.6m 0.01% Reduced -10.7k -10,684
16 First Capital Advisors Group, LLC. 2.93% of their portfolio LITTLE SILVER, NJ 138,119138.1k $4.6m $4.6m 2.93% Reduced -1.8k -1,754
17 SkyView Investment Advisors, LLC 1.07% of their portfolio SHREWSBURY, NJ 138,119138.1k $4.6m $4.6m 1.07% Reduced -1.8k -1,754
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 105,268105.3k $3.5m $3.5m 0.00% Added +2.8k +2,796
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 97,53597.5k $3.2m $3.2m 0.01% Reduced -2.4k -2,368
20 Stratos Wealth Advisors, LLC 0.24% of their portfolio BEACHWOOD, OH 96,23796.2k $3.2m $3.2m 0.24% Added +113 +113
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 64,10864.1k $2.1m $2.1m 0.01% Reduced -6.9k -6,881
22 SPC Financial, Inc. 0.23% of their portfolio ROCKVILLE, MD 61,12461.1k $2.0m $2.0m 0.23% Reduced -43.7k -43,731
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 54,23354.2k $1.8m $1.8m 0.00% Reduced -42.3k -42,293
24 SFMG, LLC 0.16% of their portfolio PLANO, TX 43,77843.8k $1.4m $1.4m 0.16% Reduced -5.6k -5,604
25 RAYMOND JAMES TRUST N.A. 0.05% of their portfolio ST. PETERSBURG, FL 43,67843.7k $1.4m $1.4m 0.05% Added +450 +450
26 J2 Capital Management Inc 2.14% of their portfolio TROY, MI 41,89541.9k $1.4m $1.4m 2.14% Reduced -51.5k -51,466
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,90532.9k $1.1m $1.1m 0.00% Added +5.8k +5,785
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 30,76530.8k $1.0m $1.0m 0.00% Added +744 +744
29 ROMAN BUTLER FULLERTON & CO 0.49% of their portfolio ST LOUIS, MO 30,46130.5k $991.8k $991.8k 0.49% Added +6.4k +6,375
30 Prosperity Financial Group, Inc. 0.95% of their portfolio San Ramon, CA 28,39528.4k $937.3k $937.3k 0.95% Unchanged
31 Well Done, LLC 0.20% of their portfolio HOLLAND, MI 27,94227.9k $910.7k $910.7k 0.20% Added +32 +32
32 Occidental Asset Management, LLC 0.22% of their portfolio Burlingame, CA 27,27527.3k $900.3k $900.3k 0.22% Added +402 +402
33 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 26,89726.9k $1.1m $1.1m 0.01% Reduced -4.2k -4,186
34 Destiny Wealth Partners, LLC 0.16% of their portfolio TAVARES, FL 23,44723.4k $774.0k $774.0k 0.16% Added +10.8k +10,786
35 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 22,65322.7k $748.0k $748.0k 0.06% Reduced -1.0k -1,028
36 Freedom Investment Management, Inc. 0.05% of their portfolio SOUTH WINDSOR, CT 12,83212.8k $423.6k $423.6k 0.05% Reduced -74.8k -74,750
37 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 12,75512.8k $421.0k $421.0k 0.03% New
38 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 12,04512.0k $397.6k $397.6k 0.02% Reduced -80.2k -80,213
39 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 11,24911.2k $371.0k $371.0k 0.03% Added +1.1k +1,113
40 North Ridge Wealth Advisors, Inc. 0.35% of their portfolio BEAVERTON, OR 10,50110.5k $346.7k $346.7k 0.35% First filing
41 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 9,3289.3k $307.9k $307.9k 0.03% Added +80 +80
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,0149.0k $298.0k $298.0k 0.00% Added +78 +78
43 Leonard Rickey Investment Advisors P.L.L.C. 0.10% of their portfolio YAKIMA, WA 8,0538.1k $265.8k $265.8k 0.10% New
44 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 7,0257.0k $231.9k $231.9k 0.02% New
45 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 2,8942.9k $95.5k $95.5k 0.01% Unchanged
46 Householder Group Estate & Retirement Specialist, LLC 0.02% of their portfolio SCOTTSDALE, AZ 1,3111.3k $43.0k $43.0k 0.02% New
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 932932 $30.8k $30.8k 0.00% New
48 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 338338 $11.0k $11.0k 0.00% Reduced -147 -147
49 Ahrens Investment Partners LLC 0.00% of their portfolio LAFAYETTE, LA 250250 $8.3k $8.3k 0.00% New
50 FMR LLC 0.00% of their portfolio BOSTON, MA 5454 $1.8k $1.8k 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged