Vault-13

UNILEVER PLC

SPON ADR NEW · CUSIP 904767704

1,105 institutional holders +1 vs Q4 2022
270,356,237270.4m shares reported held*
$13.9bnreported value*
77 new 418 added 402 reduced 68 sold out net bought ≈ $632.3m (+14.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($77.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.49. Options: 16 managers hold calls ($226.5m notional), 13 hold puts ($146.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,021Q4 22: 1,104Q1 23: 1,1051,105Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,021
Q4 20221,104
Q1 20231,105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 494 bought or addedQ4 22: 469 cut or sold outQ4 22Q1 23: 495 bought or addedQ1 23: 470 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022494469
Q1 2023495470

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $199.8mQ3 22 puts: $103.6mQ3 22P/C 0.52Q4 22 calls: $213.4mQ4 22 puts: $150.5mQ4 22P/C 0.71Q1 23 calls: $226.5mQ1 23 puts: $146.5mQ1 23P/C 0.65
Numbers
QuarterCallsPutsP/C
Q3 2022$199.8m$103.6m0.52
Q4 2022$213.4m$150.5m0.71
Q1 2023$226.5m$146.5m0.65

Biggest buyers

FMR LLC Added +7,390,149+7.4m
ENVESTNET ASSET MANAGEMENT INC Added +2,853,286+2.9m
FEDERATED HERMES, INC. Added +1,460,498+1.5m
Cullen Capital Management, LLC Added +1,320,329+1.3m
MILLENNIUM MANAGEMENT LLC New +1,067,807+1.1m
WELLINGTON MANAGEMENT GROUP LLP Added +741,815+741.8k
CAPTRUST FINANCIAL ADVISORS Added +729,343+729.3k
Fisher Asset Management, LLC Added +724,170+724.2k
NEUBERGER BERMAN GROUP LLC Added +569,451+569.5k
BANK OF AMERICA CORP /DE/ Added +494,549+494.5k

Biggest sellers

ICICI Prudential Asset Management Co Ltd Sold out -1,307,181-1.3m
GARDNER RUSSO & QUINN LLC Reduced -1,212,193-1.2m
FIDUCIARY MANAGEMENT INC /WI/ Reduced -906,009-906.0k
Invesco Ltd. Reduced -464,097-464.1k
STIFEL FINANCIAL CORP Reduced -389,254-389.3k
NORGES BANK Reduced -388,000-388.0k
DIMENSIONAL FUND ADVISORS LP Reduced -320,491-320.5k
CITIGROUP INC Reduced -277,629-277.6k
SCOTIA CAPITAL INC. Reduced -242,567-242.6k
GQG Partners LLC Sold out -195,477-195.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $62.2m1.2m shares
Optiver Holding B.V. Added $40.8m785.2k shares
JANE STREET GROUP, LLC Reduced $29.3m564.8k shares
NOMURA HOLDINGS INC New $24.5m471.4k shares
CITADEL ADVISORS LLC Reduced $22.0m423.1k shares
SIMPLEX TRADING, LLC Added $14.5m278.6k shares
Squarepoint Ops LLC Reduced $10.0m192.6k shares
Ionic Capital Management LLC New $10.0m192.1k shares
PEAK6 Investments LLC Added $4.7m89.6k shares
GROUP ONE TRADING LLC Reduced $3.3m63.3k shares

Biggest puts

Optiver Holding B.V. Added $53.1m1.0m shares
CITADEL ADVISORS LLC Added $40.2m774.4k shares
Squarepoint Ops LLC Reduced $15.9m305.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.6m261.5k shares
GROUP ONE TRADING LLC Reduced $9.0m172.9k shares
SIMPLEX TRADING, LLC Reduced $5.9m114.5k shares
Walleye Trading LLC Added $5.5m106.6k shares
PEAK6 Investments LLC Reduced $1.4m26.4k shares
IMC-Chicago, LLC Reduced $888.0k17.1k shares
Parallax Volatility Advisers, L.P. Reduced $586.8k11.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.37% of their portfolio Boston, MA 35,469,37735.5m $1.8bn $1.8bn 0.37% Added +741.8k +741,815
2 BlackRock Inc. 0.03% of their portfolio New York, NY 19,363,46519.4m $1.0bn $1.0bn 0.03% Added +331.5k +331,498
3 FMR LLC 0.03% of their portfolio BOSTON, MA 14,610,64414.6m $758.7m $758.7m 0.03% Added +7.4m +7,390,149
4 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 10,441,67310.4m $542.2m $542.2m 0.06% Added +494.5k +494,549
5 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,115,6499.1m $473.4m $473.4m 0.05% Added +41.4k +41,399
6 Fisher Asset Management, LLC 0.27% of their portfolio PLANO, TX 8,451,2968.5m $438.9m $438.9m 0.27% Added +724.2k +724,170
7 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.37% of their portfolio BLOOMINGTON, IL 6,887,7586.9m $357.7m $357.7m 0.37% Unchanged
8 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.37% of their portfolio Los Angeles, CA 6,844,2366.8m $355.4m $355.4m 1.37% Reduced -12.6k -12,600
9 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 5,950,5306.0m $171.8m $171.8m 0.08% Added +2.9m +2,853,286
10 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 5,783,8595.8m $300.4m $300.4m 0.09% Reduced -70.0k -70,050
11 Cullen Capital Management, LLC 2.18% of their portfolio New York, NY 4,593,5374.6m $238.5m $238.5m 2.18% Added +1.3m +1,320,329
12 GARDNER RUSSO & QUINN LLC 2.29% of their portfolio LANCASTER, PA 4,250,8634.3m $220.7m $220.7m 2.29% Reduced -1.2m -1,212,193
13 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,181,3814.2m $217.1m $217.1m 0.06% Reduced -8.2k -8,243
14 LORD, ABBETT & CO. LLC 0.38% of their portfolio JERSEY CITY, NJ 4,035,3464.0m $209.6m $209.6m 0.38% Unchanged
15 FIDUCIARY MANAGEMENT INC /WI/ 2.08% of their portfolio MILWAUKEE, WI 3,964,9874.0m $205.9m $205.9m 2.08% Reduced -906.0k -906,009
16 LAZARD ASSET MANAGEMENT LLC 0.27% of their portfolio NEW YORK, NY 3,932,2403.9m $204.2m $204.2m 0.27% Added +87.3k +87,273
17 DIMENSIONAL FUND ADVISORS LP 0.07% of their portfolio AUSTIN, TX 3,728,7653.7m $193.6m $193.6m 0.07% Reduced -320.5k -320,491
18 AMERICAN CENTURY COMPANIES INC 0.15% of their portfolio KANSAS CITY, MO 3,581,3813.6m $186.0m $186.0m 0.15% Reduced -50.3k -50,349
19 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 3,433,4773.4m $178.3m $178.3m 0.05% Reduced -63.2k -63,179
20 ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio NASHVILLE, TN 3,432,1223.4m $178.2m $178.2m 0.08% Added +60.8k +60,838
21 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 3,406,7903.4m $176.9m $176.9m 0.15% Added +79.6k +79,593
22 Capital International Investors 0.05% of their portfolio Los Angeles, CA 3,384,5533.4m $175.8m $175.8m 0.05% Added +17.2k +17,202
23 Manning & Napier Group, LLC 2.02% of their portfolio Fairport, NY 3,332,7113.3m $173.1m $173.1m 2.02% Added +28.7k +28,683
24 NORGES BANK 0.04% of their portfolio OSLO, Q8 3,223,8063.2m $167.4m $167.4m 0.04% Reduced -388.0k -388,000
25 STIFEL FINANCIAL CORP 0.18% of their portfolio ST. LOUIS, MO 2,465,3182.5m $128.0m $128.0m 0.18% Reduced -389.3k -389,254
26 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,385,0052.4m $123.9m $123.9m 0.02% Reduced -6.9k -6,949
27 FEDERATED HERMES, INC. 0.30% of their portfolio PITTSBURGH, PA 2,265,5522.3m $117.7m $117.7m 0.30% Added +1.5m +1,460,498
28 Hamlin Capital Management, LLC 3.96% of their portfolio New York, NY 2,185,2742.2m $113.5m $113.5m 3.96% Reduced -41.7k -41,673
29 Saratoga Research & Investment Management 5.14% of their portfolio SARATOGA, CA 2,083,0702.1m $108.2m $108.2m 5.14% Added +75.9k +75,898
30 Scharf Investments, LLC 3.39% of their portfolio LOS GATOS, CA 2,065,9382.1m $107.3m $107.3m 3.39% Added +80.4k +80,375
31 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,914,4661.9m $99.4m $99.4m 0.01% Added +283.1k +283,105
32 COOKE & BIELER LP 0.95% of their portfolio PHILADELPHIA, PA 1,882,9911.9m $97.8m $97.8m 0.95% Reduced -58.8k -58,755
33 EVERETT HARRIS & CO /CA/ 1.41% of their portfolio LOS ANGELES, CA 1,679,4301.7m $87.2m $87.2m 1.41% Added +3.7k +3,735
34 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,606,8141.6m $83.4m $83.4m 0.01% Added +141.7k +141,730
35 EQUITY INVESTMENT CORP 2.43% of their portfolio ATLANTA, GA 1,430,0891.4m $74.3m $74.3m 2.43% Added +37.9k +37,856
36 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 1,412,2511.4m $73.3m $73.3m 0.08% Reduced -20.4k -20,391
37 NATIXIS ADVISORS, LLC 0.25% of their portfolio Boston, MA 1,411,1581.4m $73.3m $73.3m 0.25% Added +112.6k +112,642
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.37% of their portfolio IRVING, TX 1,276,0561.3m $66.3m $66.3m 0.37% Added +35.7k +35,689
39 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 1,203,5781.2m $62.6m $62.6m 0.03% Added +283.8k +283,831
40 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 1,165,0891.2m $60.5m $60.5m 0.10% Added +233.2k +233,213
41 SEGALL BRYANT & HAMILL, LLC 0.64% of their portfolio CHICAGO, IL 1,136,3331.1m $59.0m $59.0m 0.64% Added +4.5k +4,537
42 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,092,9881.1m $56.8m $56.8m 0.04% Added +120.6k +120,578
43 Aristotle Capital Management, LLC 0.12% of their portfolio LOS ANGELES, CA 1,076,1111.1m $55.9m $55.9m 0.12% Added +57.1k +57,136
44 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 1,067,8071.1m $55.5m $55.5m 0.06% New
45 TRILLIUM ASSET MANAGEMENT, LLC 1.64% of their portfolio BOSTON, MA 1,013,9001.0m $56.1m $56.1m 1.64% Added +13.4k +13,436
46 JOHNSON INVESTMENT COUNSEL INC 0.69% of their portfolio Cincinnati, OH 1,000,7581.0m $52.0m $52.0m 0.69% Reduced -49.8k -49,810
47 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 2.44% of their portfolio Munich, 2M 994,789994.8k $51.7m $51.7m 2.44% Reduced -134.7k -134,666
48 River Road Asset Management, LLC 0.67% of their portfolio LOUISVILLE, KY 947,120947.1k $49.2m $49.2m 0.67% Added +19.8k +19,821
49 UBS Group AG 0.02% of their portfolio ZURICH, V8 907,909907.9k $47.1m $47.1m 0.02% Added +43.3k +43,313
50 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 889,656889.7k $46.2m $46.2m 0.04% Added +569.5k +569,451
51 CORDA Investment Management, LLC. 3.52% of their portfolio HOUSTON, TX 848,367848.4k $44.1m $44.1m 3.52% Added +14.0k +13,978
52 CAPTRUST FINANCIAL ADVISORS 0.18% of their portfolio RALEIGH, NC 809,912809.9k $42.1m $42.1m 0.18% Added +729.3k +729,343
53 Welch Group, LLC 2.43% of their portfolio BIRMINGHAM, AL 805,795805.8k $41.8m $41.8m 2.43% Added +10.3k +10,321
54 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio JUPITER, FL 801,258801.3k $41.6m $41.6m 0.21% Reduced -137.3k -137,346
55 POLEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Boca Raton, FL 795,332795.3k $41.3m $41.3m 0.11% Reduced -43.2k -43,249
56 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 748,373748.4k $38.9m $38.9m 0.07% Added +81.1k +81,144
57 Chevy Chase Trust Holdings, LLC 0.15% of their portfolio BETHESDA, MD 748,093748.1k $38.8m $38.8m 0.15% Reduced -2.2k -2,223
58 Clearbridge Investments, LLC 0.04% of their portfolio NEW YORK, NY 707,073707.1k $36.7m $36.7m 0.04% Reduced -16.5k -16,470
59 Federation des caisses Desjardins du Quebec 0.40% of their portfolio LEVIS, A8 704,371704.4k $36.6m $36.6m 0.40% Reduced -123.9k -123,934
60 OPPENHEIMER ASSET MANAGEMENT INC. 0.55% of their portfolio NEW YORK, NY 683,162683.2k $35.5m $35.5m 0.55% Added +50.3k +50,252
61 St. James Investment Company, LLC 5.23% of their portfolio SOUTHLAKE, TX 681,596681.6k $35.4m $35.4m 5.23% Added +14.6k +14,609
62 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 680,156680.2k $35.3m $35.3m 0.06% Added +101.0k +100,998
63 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 651,091651.1k $33.8m $33.8m 0.01% Reduced -46.5k -46,545
64 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 650,502650.5k $33.8m $33.8m 0.13% Added +9.0k +9,032
65 Morningstar Investment Services LLC 0.44% of their portfolio CHICAGO, IL 631,356631.4k $32.8m $32.8m 0.44% Reduced -13.0k -13,044
66 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.58% of their portfolio New York, NY 595,916595.9k $30.9m $30.9m 0.58% Reduced -1.1k -1,140
67 JARISLOWSKY, FRASER Ltd 0.19% of their portfolio MONTREAL, A8 594,757594.8k $30.9m $30.9m 0.19% Added +22.5k +22,457
68 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 578,784578.8k $30.1m $30.1m 0.03% Reduced -14.8k -14,793
69 Pacer Advisors, Inc. 0.13% of their portfolio Malvern, PA 574,420574.4k $29.8m $29.8m 0.13% Added +176.7k +176,688
70 Advisors Capital Management, LLC 0.76% of their portfolio RIDGEWOOD, NJ 567,062567.1k $29.4m $29.4m 0.76% Added +45.1k +45,087
71 CAPITAL ADVISORS INC/OK 0.74% of their portfolio TULSA, OK 530,630530.6k $27.6m $27.6m 0.74% Added +18.2k +18,166
72 Boston Common Asset Management, LLC 0.57% of their portfolio BOSTON, MA 528,426528.4k $27.4m $27.4m 0.57% Reduced -13.7k -13,727
73 CLARK ESTATES INC/NY 5.41% of their portfolio NEW YORK, NY 525,000525.0k $27.3m $27.3m 5.41% Unchanged
74 CIBC WORLD MARKET INC. 0.09% of their portfolio TORONTO, A6 504,209504.2k $26.2m $26.2m 0.09% Reduced -33.5k -33,468
75 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 498,129498.1k $25.9m $25.9m 0.05% Added +7.0k +7,039
76 SATURNA CAPITAL CORP 0.50% of their portfolio BELLINGHAM, WA 490,942490.9k $25.6m $25.6m 0.50% Added +7.7k +7,700
77 GUYASUTA INVESTMENT ADVISORS INC 1.95% of their portfolio PITTSBURGH, PA 484,869484.9k $25.2m $25.2m 1.95% Reduced -8.0k -8,034
78 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 476,161476.2k $24.7m $24.7m 0.07% Added +95.6k +95,574
79 GRANDFIELD & DODD, LLC 1.72% of their portfolio NEW YORK, NY 473,914473.9k $24.6m $24.6m 1.72% Reduced -476 -476
80 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 464,825464.8k $24.1m $24.1m 0.10% Added +5.8k +5,850
81 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 463,139463.1k $24.2m $24.2m 0.05% Added +12.6k +12,573
82 Qube Research & Technologies Ltd 0.13% of their portfolio LONDON, X0 452,616452.6k $23.5m $23.5m 0.13% Reduced -95.6k -95,569
83 LEVIN CAPITAL STRATEGIES, L.P. 2.97% of their portfolio NEW YORK, NY 452,290452.3k $23.5m $23.5m 2.97% Reduced -13.2k -13,238
84 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 447,725447.7k $23.3m $23.3m 0.04% Added +197.2k +197,194
85 OLD MISSION CAPITAL LLC 0.65% of their portfolio CHICAGO, IL 411,424411.4k $21.4m $21.4m 0.65% Added +67.9k +67,880
86 INGALLS & SNYDER LLC 1.08% of their portfolio NEW YORK, NY 402,490402.5k $20.9m $20.9m 1.08% Added +19.5k +19,466
87 CAUSEWAY CAPITAL MANAGEMENT LLC 0.48% of their portfolio LOS ANGELES, CA 385,066385.1k $20.0m $20.0m 0.48% Reduced -52.6k -52,579
88 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 384,717384.7k $20.0m $20.0m 0.01% Reduced -19.9k -19,892
89 BECKER CAPITAL MANAGEMENT INC 0.78% of their portfolio Portland, OR 381,615381.6k $19.8m $19.8m 0.78% Added +24.6k +24,650
90 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 372,962373.0k $19.4m $19.4m 0.04% Added +2.1k +2,098
91 Reynders McVeigh Capital Management, LLC 1.32% of their portfolio BOSTON, MA 369,165369.2k $19.2m $19.2m 1.32% Reduced -15.3k -15,281
92 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 366,922366.9k $19.1m $19.1m 0.04% Added +48.6k +48,570
93 Cardinal Capital Management, Inc. 1.02% of their portfolio WINNIPEG, A2 360,884360.9k $18.7m $18.7m 1.02% Added +3.3k +3,284
94 Mariner, LLC 0.05% of their portfolio Overland Park, KS 358,288358.3k $18.6m $18.6m 0.05% Reduced -2.2k -2,195
95 SCOTIA CAPITAL INC. 0.13% of their portfolio TORONTO, A6 341,174341.2k $17.7m $17.7m 0.13% Reduced -242.6k -242,567
96 QV Investors Inc. 1.63% of their portfolio CALGARY, A0 335,914335.9k $17.4m $17.4m 1.63% Added +24.4k +24,370
97 Tweedy, Browne Co LLC 0.93% of their portfolio Stamford, CT 326,566326.6k $17.0m $17.0m 0.93% Reduced -105.0k -104,969
98 Haverford Trust Co 0.20% of their portfolio Radnor, PA 321,531321.5k $16.7m $16.7m 0.20% Added +10.5k +10,543
99 NORTHSTAR ASSET MANAGEMENT INC 5.10% of their portfolio Boston, MA 319,141319.1k $16.6m $16.6m 5.10% Reduced -1.0k -1,008
100 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 317,146317.1k $16.5m $16.5m 0.03% Reduced -9.8k -9,841