Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

405 institutional holders +0 vs Q4 2022
71,859,58171.9m shares reported held*
$5.2bnreported value*
43 new 165 added 151 reduced 39 sold out net bought ≈ $10.5m (+359.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.56. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405405Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 190 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190

Biggest buyers

Fifth Third Securities, Inc. New +526,180+526.2k
Raymond James Financial Services Advisors, Inc. Added +399,451+399.5k
Axiom Financial Strategies, LLC New +314,614+314.6k
LPL Financial LLC Added +285,871+285.9k
WORLD EQUITY GROUP, INC. Added +266,077+266.1k
JPMORGAN CHASE & CO Added +265,070+265.1k
OSAIC HOLDINGS, INC. Added +207,737+207.7k
HBK Sorce Advisory LLC New +183,271+183.3k
Cetera Investment Advisers Added +159,552+159.6k
AE Wealth Management LLC Added +96,359+96.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -660,541-660.5k
MML INVESTORS SERVICES, LLC Sold out -553,984-554.0k
MORGAN STANLEY Reduced -459,916-459.9k
RAYMOND JAMES & ASSOCIATES Reduced -282,310-282.3k
Janney Montgomery Scott LLC Sold out -261,728-261.7k
BANK OF AMERICA CORP /DE/ Reduced -195,790-195.8k
Kestra Advisory Services, LLC Reduced -153,475-153.5k
Cambridge Investment Research Advisors, Inc. Reduced -132,196-132.2k
IFP Advisors, Inc Reduced -121,335-121.3k
Kowal Investment Group, LLC Reduced -106,367-106.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.48% of their portfolio FORT MILL, SC 8,454,1318.5m $616.6m $616.6m 0.48% Added +285.9k +285,871
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 7,462,2387.5m $544.3m $544.3m 0.06% Reduced -459.9k -459,916
3 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 4,411,0164.4m $321.7m $321.7m 0.10% Reduced -660.5k -660,541
4 Raymond James Financial Services Advisors, Inc. 0.53% of their portfolio ST. PETERSBURG, FL 3,823,3543.8m $278.9m $278.9m 0.53% Added +399.5k +399,451
5 RAYMOND JAMES & ASSOCIATES 0.20% of their portfolio ST PETERSBURG, FL 3,088,0293.1m $225.2m $225.2m 0.20% Reduced -282.3k -282,310
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,701,5602.7m $197.1m $197.1m 0.02% Reduced -195.8k -195,790
7 OSAIC HOLDINGS, INC. 0.31% of their portfolio SCOTTSDALE, AZ 2,254,9872.3m $164.6m $164.6m 0.31% Added +207.7k +207,737
8 UBS Group AG 0.07% of their portfolio ZURICH, V8 2,059,7202.1m $150.2m $150.2m 0.07% Added +2.5k +2,510
9 COMMONWEALTH EQUITY SERVICES, LLC 0.31% of their portfolio WALTHAM, MA 2,007,8562.0m $146.5m $146.5m 0.31% Reduced -31.7k -31,729
10 Cetera Investment Advisers 1.25% of their portfolio SCHAUMBURG, IL 1,954,0982.0m $142.5m $142.5m 1.25% Added +159.6k +159,552
11 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,887,8311.9m $137.7m $137.7m 0.05% Added +4.9k +4,912
12 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,867,0641.9m $136.2m $136.2m 0.04% Added +72.4k +72,383
13 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,564,9731.6m $114.1m $114.1m 0.05% Added +31.6k +31,601
14 Cambridge Investment Research Advisors, Inc. 0.47% of their portfolio FAIRFIELD, IA 1,324,2871.3m $96.6m $96.6m 0.47% Reduced -132.2k -132,196
15 Private Advisor Group, LLC 0.81% of their portfolio MORRISTOWN, NJ 1,160,2061.2m $84.6m $84.6m 0.81% Added +46.6k +46,610
16 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 908,744908.7k $66.3m $66.3m 0.10% Added +75.2k +75,226
17 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 862,016862.0k $62.9m $62.9m 0.11% Reduced -78.8k -78,834
18 Kestra Advisory Services, LLC 0.63% of their portfolio AUSTIN, TX 791,409791.4k $57.7m $57.7m 0.63% Reduced -153.5k -153,475
19 Baird Financial Group, Inc. 0.12% of their portfolio MILWAUKEE, WI 671,043671.0k $48.9m $48.9m 0.12% Reduced -31.5k -31,474
20 HARBOUR INVESTMENTS, INC. 2.30% of their portfolio MADISON, WI 578,488578.5k $42.2m $42.2m 2.30% Added +14.3k +14,339
21 Cetera Advisors LLC 0.67% of their portfolio DENVER, CO 554,191554.2k $40.4m $40.4m 0.67% Added +33.1k +33,123
22 Fifth Third Securities, Inc. 4.40% of their portfolio Cincinnati, OH 526,180526.2k $38.4m $38.4m 4.40% New
23 Kowal Investment Group, LLC 9.66% of their portfolio BROOKFIELD, WI 467,454467.5k $34.1m $34.1m 9.66% Reduced -106.4k -106,367
24 Cetera Advisor Networks LLC 0.24% of their portfolio EL SEGUNDO, CA 440,607440.6k $32.1m $32.1m 0.24% Reduced -45.4k -45,408
25 IFG Advisory, LLC 2.91% of their portfolio ATLANTA, GA 426,103426.1k $31.1m $31.1m 2.91% Added +2.9k +2,915
26 Atria Wealth Solutions, Inc. 0.45% of their portfolio NEW YORK, NY 415,811415.8k $30.3m $30.3m 0.45% Reduced -1.8k -1,766
27 American Financial Advisors, LLC 4.90% of their portfolio Marietta, GA 412,092412.1k $30.1m $30.1m 4.90% Reduced -1.6k -1,564
28 Mariner, LLC 0.09% of their portfolio Overland Park, KS 408,402408.4k $29.8m $29.8m 0.09% Added +11.5k +11,501
29 SILVER OAK SECURITIES, INCORPORATED 4.80% of their portfolio JACKSON, TN 400,713400.7k $29.2m $29.2m 4.80% Added +22.8k +22,840
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 386,944386.9k $28.2m $28.2m 0.00% Added +265.1k +265,070
31 D.A. DAVIDSON & CO. 0.32% of their portfolio GREAT FALLS, MT 384,328384.3k $28.0m $28.0m 0.32% Added +49.7k +49,651
32 Great Lakes Retirement, Inc. 5.19% of their portfolio SANDUSKY, OH 377,848377.8k $27.6m $27.6m 5.19% Reduced -7.7k -7,748
33 PARK NATIONAL CORP /OH/ 1.20% of their portfolio NEWARK, OH 367,978368.0k $26.8m $26.8m 1.20% Added +5.1k +5,138
34 WORLD EQUITY GROUP, INC. 0.45% of their portfolio SCHAUMBURG, IL 343,008343.0k $3.0m $3.0m 0.45% Added +266.1k +266,077
35 Axiom Financial Strategies, LLC 12.76% of their portfolio NEW ALBANY, IN 314,614314.6k $22.9m $22.9m 12.76% New
36 NewEdge Advisors, LLC 0.26% of their portfolio NEW ORLEANS, LA 287,537287.5k $21.0m $21.0m 0.26% Added +24.5k +24,452
37 Archer Investment Corp 7.73% of their portfolio Carmel, IN 287,094287.1k $20.9m $20.9m 7.73% Added +3.5k +3,498
38 First Horizon Advisors, Inc. 0.68% of their portfolio MEMPHIS, TN 262,942262.9k $19.2m $19.2m 0.68% Added +86.6k +86,565
39 AVANTAX ADVISORY SERVICES, INC. 0.23% of their portfolio DALLAS, TX 255,831255.8k $18.7m $18.7m 0.23% Added +48.4k +48,445
40 Financial Advocates Investment Management 1.37% of their portfolio OLYMPIA, WA 247,460247.5k $18.0m $18.0m 1.37% Added +11.0k +11,043
41 Prospera Financial Services Inc 0.74% of their portfolio Dallas, TX 247,255247.3k $18.1m $18.1m 0.74% Added +1.8k +1,775
42 Aptus Capital Advisors, LLC 0.50% of their portfolio FAIRHOPE, AL 242,119242.1k $17.7m $17.7m 0.50% Reduced -10.7k -10,710
43 GUARDIAN WEALTH ADVISORS, LLC / NC 3.10% of their portfolio RALEIGH, NC 242,119242.1k $17.7m $17.7m 3.10% Reduced -9.4k -9,364
44 Western Wealth Management, LLC 1.63% of their portfolio GOLDEN, CO 240,473240.5k $17.5m $17.5m 1.63% Added +26.0k +25,986
45 Perennial Investment Advisors, LLC 3.23% of their portfolio Los Angeles, CA 236,797236.8k $17.3m $17.3m 3.23% Added +34.0k +34,006
46 BENJAMIN F. EDWARDS & COMPANY, INC. 0.71% of their portfolio ST. LOUIS, MO 230,944230.9k $16.8m $16.8m 0.71% Added +5.1k +5,148
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.65% of their portfolio AUSTIN, TX 223,919223.9k $16.3m $16.3m 0.65% Added +19.6k +19,589
48 Solano Wealth Management, Inc. 11.65% of their portfolio Fairfield, CA 218,877218.9k $16.0m $16.0m 11.65% First filing
49 Ergawealth Advisors, Inc. 12.76% of their portfolio OAK BROOK, IL 214,937214.9k $15.7m $15.7m 12.76% Added +19.3k +19,275
50 Regal Investment Advisors LLC 1.38% of their portfolio KENTWOOD, MI 213,097213.1k $15.5m $15.5m 1.38% Added +2.3k +2,271
51 BANK HAPOALIM BM 2.14% of their portfolio TEL AVIV, L3 212,335212.3k $15.5m $15.5m 2.14% Reduced -10.1k -10,120
52 Intrua Financial, LLC 3.22% of their portfolio Houston, TX 210,543210.5k $15.4m $15.4m 3.22% Reduced -14.7k -14,732
53 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 208,996209.0k $15.2m $15.2m 0.10% Added +96.4k +96,359
54 GREAT VALLEY ADVISOR GROUP, INC. 0.69% of their portfolio WILMINGTON, DE 202,246202.2k $14.8m $14.8m 0.69% Reduced -11.7k -11,710
55 Sigma Planning Corp 0.48% of their portfolio ANN ARBOR, MI 199,239199.2k $14.5m $14.5m 0.48% Reduced -5.2k -5,161
56 PFG Advisors 1.15% of their portfolio Phoenix, AZ 187,981188.0k $13.7m $13.7m 1.15% Reduced -9.2k -9,176
57 Scarborough Advisors, LLC 3.45% of their portfolio ANNAPOLIS, MD 187,730187.7k $13.7m $13.7m 3.45% Reduced -2.9k -2,910
58 HBK Sorce Advisory LLC 0.61% of their portfolio ERIE, PA 183,271183.3k $13.4m $13.4m 0.61% New
59 PCG Wealth Advisors, LLC 7.84% of their portfolio OVERLAND PARK, KS 170,077170.1k $12.4m $12.4m 7.84% Reduced -43.4k -43,413
60 Bensler, LLC 2.50% of their portfolio Bellevue, WA 169,748169.7k $12.4m $12.4m 2.50% Added +14.8k +14,778
61 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 167,380167.4k $12.2m $12.2m 0.20% Reduced -22.6k -22,592
62 GPS Wealth Strategies Group, LLC 2.36% of their portfolio CENTENNIAL, CO 156,311156.3k $11.4m $11.4m 2.36% Added +66.1k +66,085
63 Sargent Investment Group, LLC 2.99% of their portfolio BETHESDA, MD 154,623154.6k $11.4m $11.4m 2.99% Reduced -1.0k -1,015
64 Valmark Advisers, Inc. 0.23% of their portfolio AKRON, OH 143,728143.7k $10.5m $10.5m 0.23% Reduced -1.5k -1,507
65 Arkadios Wealth Advisors 1.24% of their portfolio ATLANTA, GA 142,263142.3k $10.4m $10.4m 1.24% Added +898 +898
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 140,109140.1k $10.2m $10.2m 0.01% Added +26.2k +26,176
67 ABLE Financial Group, LLC 6.64% of their portfolio SCOTTSDALE, AZ 139,717139.7k $10.2m $10.2m 6.64% First filing
68 Ausdal Financial Partners, Inc. 1.32% of their portfolio Davenport, IA 131,385131.4k $9.6m $9.6m 1.32% Added +10.9k +10,950
69 SHELTON WEALTH MANAGEMENT, LLC 7.53% of their portfolio FORT WORTH, TX 127,292127.3k $9.3m $9.3m 7.53% Reduced -1.6k -1,605
70 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 125,553125.6k $9.2m $9.2m 0.15% Reduced -8.5k -8,458
71 FSB PREMIER WEALTH MANAGEMENT, INC. 4.97% of their portfolio WATERLOO, IA 122,514122.5k $8.9m $8.9m 4.97% Reduced -2.5k -2,511
72 Tradition Wealth Management, LLC 1.10% of their portfolio EDINA, MN 121,768121.8k $8.9m $8.9m 1.10% Added +57.0k +56,998
73 ForthRight Wealth Management, LLC 4.07% of their portfolio ALPHARETTA, GA 121,731121.7k $8.9m $8.9m 4.07% Reduced -45.3k -45,275
74 Integrity Financial Corp /WA 7.20% of their portfolio JACKSON, WY 119,997120.0k $8.8m $8.8m 7.20% Added +8.0k +7,967
75 tru Independence LLC 2.81% of their portfolio PORTLAND, OR 119,626119.6k $8.7m $8.7m 2.81% Added +15.1k +15,094
76 TD Capital Management LLC 1.05% of their portfolio MEMPHIS, TN 116,743116.7k $8.5m $8.5m 1.05% Added +6.7k +6,725
77 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 111,306111.3k $8.1m $8.1m 0.00% Added +35.8k +35,812
78 RiverTree Advisors, LLC 5.80% of their portfolio WINTER PARK, FL 110,556110.6k $8.1m $8.1m 5.80% Reduced -148 -148
79 Gateway Wealth Partners, LLC 1.23% of their portfolio APPLETON, WI 109,289109.3k $8.0m $8.0m 1.23% Added +5.4k +5,392
80 LINCOLN NATIONAL CORP 0.17% of their portfolio RADNOR, PA 109,176109.2k $8.0m $8.0m 0.17% Added +2.7k +2,691
81 Walkner Condon Financial Advisors LLC 2.20% of their portfolio MADISON, WI 107,536107.5k $7.8m $7.8m 2.20% Added +2.2k +2,188
82 WINTRUST INVESTMENTS LLC 1.04% of their portfolio CHICAGO, IL 105,716105.7k $7.7m $7.7m 1.04% Reduced -733 -733
83 Nilsine Partners, LLC 1.17% of their portfolio GREENWOOD VILLAGE, CO 102,521102.5k $7.5m $7.5m 1.17% First filing
84 Vestmark Advisory Solutions, Inc. 0.32% of their portfolio Wakefield, MA 102,196102.2k $7.5m $7.5m 0.32% Added +18.6k +18,610
85 Boyce & Associates Wealth Consulting, Inc. 13.37% of their portfolio CEDAR PARK, TX 102,052102.1k $7.5m $7.5m 13.37% Reduced -2.4k -2,415
86 Snowden Capital Advisors LLC 0.29% of their portfolio New York, NY 101,257101.3k $7.4m $7.4m 0.29% Added +3.0k +3,001
87 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 101,052101.1k $7.4m $7.4m 0.01% Added +9.8k +9,822
88 Fermata Advisors, LLC 4.45% of their portfolio SONOMA, CA 101,037101.0k $7.4m $7.4m 4.45% Added +15.4k +15,390
89 OPPENHEIMER & CO INC 0.15% of their portfolio NEW YORK, NY 98,95499.0k $7.2m $7.2m 0.15% Reduced -1.3k -1,293
90 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 98,46798.5k $7.2m $7.2m 0.15% Added +5.9k +5,876
91 Elevated Capital Advisors, LLC 2.56% of their portfolio SANDY, UT 97,80897.8k $7.1m $7.1m 2.56% Reduced -729 -729
92 Ameritas Advisory Services, LLC 0.36% of their portfolio Lincoln, NE 97,73997.7k $7.2m $7.2m 0.36% Added +37.9k +37,919
93 Investors Research Corp 1.85% of their portfolio ATLANTA, GA 97,42997.4k $7.1m $7.1m 1.85% Added +4.2k +4,234
94 MAI Capital Management 0.11% of their portfolio INDEPENDENCE, OH 96,86996.9k $7.1m $7.1m 0.11% Reduced -558 -558
95 StoneX Group Inc. 0.75% of their portfolio NEW YORK, NY 93,83093.8k $6.8m $6.8m 0.75% Reduced -19.1k -19,119
96 SignalPoint Asset Management, LLC 2.11% of their portfolio SPRINGFIELD, MO 91,31291.3k $6.7m $6.7m 2.11% Added +10.9k +10,928
97 Global Retirement Partners, LLC 0.35% of their portfolio San Rafael, CA 91,15491.2k $6.6m $6.6m 0.35% Added +5.4k +5,414
98 B. Riley Wealth Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 89,99390.0k $6.6m $6.6m 0.17% Added +3.6k +3,567
99 Geneos Wealth Management Inc. 0.36% of their portfolio ENGLEWOOD, CO 82,24482.2k $6.0m $6.0m 0.36% Reduced -8.4k -8,427
100 COMERICA SECURITIES,INC. 0.43% of their portfolio DETROIT, MI 81,85681.9k $6.0m $6.0m 0.43% Reduced -7.3k -7,292