Vault-13

ISHARES TR IEF

7-10 YR TRSY BD · ETP · CUSIP 464287440

785 institutional holders +56 vs Q4 2022
297,153,695297.2m shares reported held*
$29.5bnreported value*
135 new 315 added 228 reduced 78 sold out net bought ≈ $10.3bn (+104.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($39.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.20. Options: 9 managers hold calls ($554.2m notional), 18 hold puts ($458.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 729Q1 23: 785785Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022715
Q4 2022729
Q1 2023785

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 303 bought or addedQ4 22: 410 cut or sold outQ4 22Q1 23: 450 bought or addedQ1 23: 306 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022303410
Q1 2023450306

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $702.1mQ3 22 puts: $703.9mQ3 22P/C 1.00Q4 22 calls: $452.0mQ4 22 puts: $235.6mQ4 22P/C 0.52Q1 23 calls: $554.2mQ1 23 puts: $458.4mQ1 23P/C 0.83
Numbers
QuarterCallsPutsP/C
Q3 2022$702.1m$703.9m1.00
Q4 2022$452.0m$235.6m0.52
Q1 2023$554.2m$458.4m0.83

Biggest buyers

FMR LLC Added +59,153,020+59.2m
Clark Capital Management Group, Inc. New +9,994,454+10.0m
MORGAN STANLEY Added +8,422,034+8.4m
UBS Group AG Added +7,349,698+7.3m
ASSETMARK, INC Added +3,713,258+3.7m
ENVESTNET ASSET MANAGEMENT INC Added +3,309,189+3.3m
RAYMOND JAMES & ASSOCIATES Added +2,534,978+2.5m
Ocean Park Asset Management, LLC New +1,865,400+1.9m
OSAIC HOLDINGS, INC. Added +1,361,995+1.4m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,315,794+1.3m

Biggest sellers

JPMORGAN CHASE & CO Reduced -5,362,093-5.4m
BlackRock Inc. Reduced -2,260,844-2.3m
Fisher Asset Management, LLC Reduced -1,904,274-1.9m
Johns Hopkins University Reduced -1,500,732-1.5m
Richard Bernstein Advisors LLC Sold out -1,327,747-1.3m
Integrated Wealth Concepts LLC Reduced -915,303-915.3k
Money Design Co.,Ltd. Sold out -752,336-752.3k
Mill Creek Capital Advisors, LLC Sold out -313,398-313.4k
HRT FINANCIAL LP Reduced -289,187-289.2k
Verdad Advisers, LP Sold out -285,000-285.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $165.9m1.7m shares
CITADEL ADVISORS LLC Added $123.1m1.2m shares
Brookfield Corp /ON/ New $92.9m937.5k shares
GOLDMAN SACHS GROUP INC Added $72.4m730.0k shares
BANK OF AMERICA CORP /DE/ Reduced $66.9m675.0k shares
Parallax Volatility Advisers, L.P. Reduced $20.6m207.8k shares
WOLVERINE TRADING, LLC New $11.5m116.9k shares
Walleye Trading LLC Reduced $882.2k8.9k shares
Cutler Group LLC / CA Added $45.0k65.6k shares

Biggest puts

BARCLAYS PLC New $161.1m1.6m shares
BANK OF AMERICA CORP /DE/ Added $89.2m900.0k shares
CITADEL ADVISORS LLC Added $73.8m744.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $50.9m513.6k shares
CITIGROUP INC Reduced $27.3m275.0k shares
WOLVERINE TRADING, LLC New $17.4m176.4k shares
UBS Group AG New $14.4m145.0k shares
Point72 Asset Management, L.P. New $7.2m72.5k shares
MILLENNIUM MANAGEMENT LLC New $6.4m65.0k shares
Jefferies Financial Group Inc. New $4.5m45.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (4.9%, 2026-08-06)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.29% of their portfolio BOSTON, MA 62,906,35262.9m $6.2bn $6.2bn 0.29% Added +59.2m +59,153,020
2 JPMORGAN CHASE & CO 0.47% of their portfolio NEW YORK, NY 36,514,89636.5m $3.6bn $3.6bn 0.47% Reduced -5.4m -5,362,093
3 ENVESTNET ASSET MANAGEMENT INC 0.80% of their portfolio Berwyn, PA 16,712,89316.7m $1.7bn $1.7bn 0.80% Added +3.3m +3,309,189
4 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.38% of their portfolio SAN FRANCISCO, CA 12,567,77612.6m $1.2bn $1.2bn 0.38% Added +1.2m +1,237,400
5 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 12,425,83312.4m $1.2bn $1.2bn 0.13% Added +8.4m +8,422,034
6 PNC Financial Services Group, Inc. 1.06% of their portfolio Pittsburgh, PA 12,155,02712.2m $1.2bn $1.2bn 1.06% Added +1.2m +1,219,482
7 UBS Group AG 0.48% of their portfolio ZURICH, V8 10,489,19110.5m $1.0bn $1.0bn 0.48% Added +7.3m +7,349,698
8 Clark Capital Management Group, Inc. 11.09% of their portfolio PHILADELPHIA, PA 9,994,45410.0m $990.7m $990.7m 11.09% New
9 Fisher Asset Management, LLC 0.50% of their portfolio PLANO, TX 8,271,3828.3m $819.9m $819.9m 0.50% Reduced -1.9m -1,904,274
10 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 8,230,2898.2m $815.8m $815.8m 0.09% Added +1.1m +1,069,945
11 BlackRock Inc. 0.02% of their portfolio New York, NY 5,521,3675.5m $547.3m $547.3m 0.02% Reduced -2.3m -2,260,844
12 RAYMOND JAMES & ASSOCIATES 0.45% of their portfolio ST PETERSBURG, FL 5,279,6395.3m $523.3m $523.3m 0.45% Added +2.5m +2,534,978
13 ASSETMARK, INC 1.90% of their portfolio CONCORD, CA 4,626,3234.6m $458.6m $458.6m 1.90% Added +3.7m +3,713,258
14 AMERIPRISE FINANCIAL INC 0.14% of their portfolio MINNEAPOLIS, MN 4,235,9884.2m $422.0m $422.0m 0.14% Added +123.7k +123,666
15 WEALTHCARE CAPITAL MANAGEMENT LLC 35.08% of their portfolio RICHMOND, VA 2,901,1092.9m $287.6m $287.6m 35.08% Added +167.2k +167,245
16 Nationwide Fund Advisors 26.14% of their portfolio COLUMBUS, OH 2,619,5922.6m $259.7m $259.7m 26.14% Added +2.8k +2,804
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.34% of their portfolio MILWAUKEE, WI 2,477,2402.5m $245.5m $245.5m 0.34% Added +1.3m +1,315,794
18 Bank Julius Baer & Co. Ltd, Zurich 1.45% of their portfolio ZURICH, V8 2,299,6752.3m $227.9m $227.9m 1.45% Reduced -236.9k -236,924
19 Blue Trust, Inc. 3.54% of their portfolio BRENTWOOD, TN 2,250,2042.3m $215.5m $215.5m 3.54% Added +590.1k +590,148
20 CAPTRUST FINANCIAL ADVISORS 0.97% of their portfolio RALEIGH, NC 2,233,3062.2m $221.4m $221.4m 0.97% Reduced -139.6k -139,628
21 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,952,5552.0m $193.5m $193.5m 0.06% Added +287.3k +287,272
22 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 1,875,5681.9m $185.9m $185.9m 0.35% Added +1.4m +1,361,995
23 Ocean Park Asset Management, LLC 17.29% of their portfolio SANTA MONICA, CA 1,865,4001.9m $184.9m $184.9m 17.29% New
24 JANE STREET GROUP, LLC 0.31% of their portfolio NEW YORK, NY 1,845,4951.8m $182.9m $182.9m 0.31% Added +862.0k +861,988
25 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 1,825,0181.8m $180.9m $180.9m 0.14% Reduced -150.1k -150,141
26 Corient Private Wealth LP 0.48% of their portfolio MIAMI, FL 1,802,1951.8m $178.6m $178.6m 0.48% Added +258.9k +258,891
27 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 1,512,9731.5m $150.0m $150.0m 0.04% Added +1.1m +1,097,652
28 AE Wealth Management LLC 0.95% of their portfolio TOPEKA, KS 1,481,8601.5m $146.9m $146.9m 0.95% Added +892.5k +892,456
29 BNP PARIBAS FINANCIAL MARKETS 0.30% of their portfolio PARIS, I0 1,424,3131.4m $141.2m $141.2m 0.30% Added +349.6k +349,641
30 Members Trust Co 3.87% of their portfolio TAMPA, FL 1,295,9181.3m $128.5m $128.5m 3.87% New
31 3EDGE Asset Management, LP 9.62% of their portfolio Naples, FL 1,287,7731.3m $127.6m $127.6m 9.62% Added +541.8k +541,828
32 PEAVINE CAPITAL, LLC 28.53% of their portfolio RENO, NV 1,246,7031.2m $123.6m $123.6m 28.53% Reduced -165.5k -165,476
33 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 1,194,7141.2m $118.4m $118.4m 0.22% Added +427.0k +426,984
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 1,123,2121.1m $111.3m $111.3m 0.06% Reduced -186.3k -186,337
35 Relative Value Partners Group, LLC 3.63% of their portfolio NORTHBROOK, IL 1,072,3201.1m $106.3m $106.3m 3.63% Added +546.8k +546,757
36 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 1,024,6281.0m $101.6m $101.6m 0.04% Added +49.2k +49,160
37 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 991,247991.2k $98.3m $98.3m 0.04% Added +437.9k +437,886
38 Johnson Financial Group, Inc. 6.65% of their portfolio RACINE, WI 941,501941.5k $93.3m $93.3m 6.65% Added +256.4k +256,358
39 Cornerstone Retirement Group, Inc. 26.98% of their portfolio RENO, NV 928,127928.1k $92.0m $92.0m 26.98% Reduced -131.4k -131,401
40 ARMSTRONG ADVISORY GROUP, INC 10.86% of their portfolio NEEDHAM, MA 927,871927.9k $92.0m $92.0m 10.86% Added +348.1k +348,135
41 CITIGROUP INC 0.12% of their portfolio NEW YORK, NY 908,575908.6k $90.1m $90.1m 0.12% Added +537.9k +537,932
42 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 802,058802.1k $79.5m $79.5m 0.14% Added +113.9k +113,896
43 Mutual Advisors, LLC 3.23% of their portfolio OMAHA, NE 793,819793.8k $78.7m $78.7m 3.23% Added +6.1k +6,136
44 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 787,298787.3k $78.0m $78.0m 0.11% Added +2.8k +2,808
45 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 761,361761.4k $75.5m $75.5m 0.02% Reduced -237.4k -237,353
46 TD PRIVATE CLIENT WEALTH LLC 3.34% of their portfolio NEW YORK, NY 751,855751.9k $74.5m $74.5m 3.34% Added +169.5k +169,490
47 Ally Invest Advisors Inc. 8.77% of their portfolio CHARLOTTE, NC 749,416749.4k $74.3m $74.3m 8.77% Reduced -1.3k -1,261
48 Sound Financial Strategies Group, LLC 49.30% of their portfolio MADISON, MS 745,433745.4k $73.9m $73.9m 49.30% New
49 1607 Capital Partners, LLC 4.76% of their portfolio Richmond, VA 682,600682.6k $67.7m $67.7m 4.76% Reduced -92.8k -92,750
50 PARTNERS CAPITAL INVESTMENT GROUP, LLP 2.74% of their portfolio BOSTON, MA 643,281643.3k $63.8m $63.8m 2.74% Added +129.8k +129,815
51 Madison Asset Management, LLC 0.96% of their portfolio MADISON, WI 638,318638.3k $63.3m $63.3m 0.96% Added +607.0k +606,993
52 Avalon Advisory Group 36.70% of their portfolio Wexford, PA 622,272622.3k $61.7m $61.7m 36.70% Added +52.4k +52,407
53 ORG Partners LLC 13.90% of their portfolio ROANOKE, IN 574,331574.3k $57.0m $57.0m 13.90% First filing
54 Cetera Advisor Networks LLC 0.39% of their portfolio EL SEGUNDO, CA 538,395538.4k $53.4m $53.4m 0.39% Added +323.8k +323,796
55 MML INVESTORS SERVICES, LLC 0.37% of their portfolio SPRINGFIELD, MA 533,176533.2k $52.8m $52.8m 0.37% Added +148.3k +148,289
56 BARINGS LLC 1.77% of their portfolio CHARLOTTE, NC 519,235519.2k $51.5m $51.5m 1.77% Added +298.1k +298,052
57 Wealthcare Advisory Partners LLC 2.17% of their portfolio WEST CHESTER, PA 508,352508.4k $50.4m $50.4m 2.17% Added +6.0k +5,993
58 VICTORY CAPITAL MANAGEMENT INC 0.06% of their portfolio San Antonio, TX 506,575506.6k $50.2m $50.2m 0.06% Reduced -100.9k -100,940
59 Beacon Wealthcare LLC 25.93% of their portfolio RALEIGH, NC 500,431500.4k $49.6m $49.6m 25.93% Added +4.3k +4,308
60 DFPG INVESTMENTS, LLC 5.30% of their portfolio SANDY, UT 497,971498.0k $49.4m $49.4m 5.30% Added +320.4k +320,394
61 COLDSTREAM CAPITAL MANAGEMENT INC 1.62% of their portfolio BELLEVUE, WA 486,343486.3k $48.2m $48.2m 1.62% Added +97.7k +97,670
62 NATIONAL BANK OF CANADA /FI/ 0.13% of their portfolio MONTREAL, A8 479,768479.8k $47.6m $47.6m 0.13% Added +456.4k +456,391
63 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.38% of their portfolio TOKYO, M0 443,294443.3k $43.9m $43.9m 1.38% Added +9.8k +9,804
64 Rafferty Asset Management, LLC 0.26% of their portfolio New York, NY 392,185392.2k $38.9m $38.9m 0.26% Added +153.4k +153,411
65 HSBC HOLDINGS PLC 0.05% of their portfolio LONDON, X0 387,578387.6k $38.4m $38.4m 0.05% Reduced -108.1k -108,058
66 PATTON FUND MANAGEMENT, INC. 10.53% of their portfolio New York, NY 372,338372.3k $36.9m $36.9m 10.53% Added +26.4k +26,395
67 Ironwood Wealth Management, LLC. 14.44% of their portfolio CHANDLER, AZ 368,990369.0k $36.6m $36.6m 14.44% Added +25.2k +25,151
68 MONEY CONCEPTS CAPITAL CORP 0.18% of their portfolio PALM BEACH GARDENS, FL 366,718366.7k $3.1m $3.1m 0.18% Added +326.3k +326,314
69 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 363,478363.5k $36.0m $36.0m 0.08% Added +107.2k +107,217
70 MEEDER ASSET MANAGEMENT INC 2.70% of their portfolio DUBLIN, OH 341,284341.3k $33.8m $33.8m 2.70% New
71 Twele Capital Management, Inc. 5.45% of their portfolio MINNETONKA, MN 336,248336.2k $33.3m $33.3m 5.45% Reduced -10.1k -10,105
72 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 325,143325.1k $32.2m $32.2m 0.07% Added +149.5k +149,534
73 Cetera Investment Advisers 0.28% of their portfolio SCHAUMBURG, IL 324,200324.2k $32.1m $32.1m 0.28% Added +163.9k +163,857
74 MJP ASSOCIATES INC /ADV 9.84% of their portfolio FARMINGTON, CT 322,362322.4k $32.0m $32.0m 9.84% Added +6.8k +6,758
75 Syntal Capital Partners, LLC 11.55% of their portfolio MIDLAND, TX 318,785318.8k $31.6m $31.6m 11.55% Added +722 +722
76 Allspring Global Investments Holdings, LLC 0.05% of their portfolio CHARLOTTE, NC 313,137313.1k $31.0m $31.0m 0.05% Reduced -7.4k -7,433
77 Johns Hopkins University 1.77% of their portfolio BALTIMORE, MD 286,376286.4k $28.4m $28.4m 1.77% Reduced -1.5m -1,500,732
78 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 283,990284.0k $28.1m $28.1m 0.07% Reduced -90.5k -90,550
79 Aveo Capital Partners, LLC 3.73% of their portfolio ENGLEWOOD, CO 281,924281.9k $27.9m $27.9m 3.73% Added +136.8k +136,840
80 Sompo Asset Management Co., Ltd. 5.82% of their portfolio Tokyo, M0 279,064279.1k $27.7m $27.7m 5.82% Added +30.4k +30,444
81 One Day In July LLC 5.26% of their portfolio BURLINGTON, VT 276,510276.5k $27.4m $27.4m 5.26% Added +1.2k +1,204
82 CAMBRIDGE TRUST CO 1.25% of their portfolio BOSTON, MA 263,529263.5k $26.1m $26.1m 1.25% Added +7.8k +7,819
83 SACHEM HILL LLC 7.31% of their portfolio DENVER, CO 256,278256.3k $25.4m $25.4m 7.31% Added +4.8k +4,776
84 Juniper Hill Capital Management LP 9.83% of their portfolio Menlo Park, CA 255,575255.6k $25.3m $25.3m 9.83% New
85 Strategic Point Investment Advisors, LLC 5.50% of their portfolio PROVIDENCE, RI 249,472249.5k $24.7m $24.7m 5.50% Added +578 +578
86 WCG Wealth Advisors LLC 3.13% of their portfolio LAS VEGAS, NV 246,630246.6k $24.4m $24.4m 3.13% Reduced -4.6k -4,610
87 Capital Planning Advisors, LLC 5.16% of their portfolio Roseville, CA 244,909244.9k $24.3m $24.3m 5.16% New
88 BANQUE PICTET & CIE SA 0.23% of their portfolio GENEVA 73, V8 242,685242.7k $24.1m $24.1m 0.23% Added +70.4k +70,389
89 Atria Investments, Inc 0.45% of their portfolio Charlotte, NC 241,844241.8k $24.0m $24.0m 0.45% Added +190.7k +190,652
90 Arete Wealth Advisors, LLC 1.95% of their portfolio CHICAGO, IL 241,660241.7k $24.0m $24.0m 1.95% Reduced -22.3k -22,337
91 GenWealth Group, Inc. 7.32% of their portfolio Maplewood, NJ 241,182241.2k $23.9m $23.9m 7.32% Added +10.2k +10,158
92 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 1.83% of their portfolio BOSTON, MA 238,229238.2k $23.6m $23.6m 1.83% Unchanged
93 TOWNSQUARE CAPITAL LLC 0.51% of their portfolio Lehi, UT 234,813234.8k $23.3m $23.3m 0.51% Added +11.1k +11,107
94 Pictet North America Advisors SA 3.74% of their portfolio GENEVA 73, V8 233,967234.0k $23.2m $23.2m 3.74% Added +70.8k +70,818
95 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 227,515227.5k $22.6m $22.6m 0.05% Added +31.2k +31,215
96 TruWealth Advisors, LLC 1.97% of their portfolio Metairie, LA 216,948216.9k $21.5m $21.5m 1.97% Added +115.1k +115,101
97 LifeGuide Financial Advisors, LLC 17.04% of their portfolio MECHANICSBURG, PA 213,711213.7k $21.2m $21.2m 17.04% Added +10.5k +10,503
98 MARSHALL WACE, LLP 0.05% of their portfolio LONDON, X0 212,013212.0k $21.0m $21.0m 0.05% Added +179.1k +179,131
99 Brookstone Capital Management 0.40% of their portfolio WHEATON, IL 209,832209.8k $20.6m $20.6m 0.40% Reduced -81.1k -81,106
100 ANCHOR CAPITAL ADVISORS LLC 0.55% of their portfolio Boston, MA 209,561209.6k $20.8m $20.8m 0.55% Added +103.4k +103,446