Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

155 institutional holders +15 vs Q4 2022
11,526,00411.5m shares reported held*
$412.9mreported value*
44 new 54 added 27 reduced 29 sold out net bought ≈ $101.0m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.82. Options: 5 managers hold calls ($5.8m notional), 4 hold puts ($10.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155155Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 52 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 56 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226252
Q1 20239856

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $420.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $366.8kQ4 22 puts: $195.3kQ4 22P/C 0.53Q1 23 calls: $5.8mQ1 23 puts: $10.5mQ1 23P/C 1.80
Numbers
QuarterCallsPutsP/C
Q3 2022$420.0k$00.00
Q4 2022$366.8k$195.3k0.53
Q1 2023$5.8m$10.5m1.80

Biggest buyers

Barry Investment Advisors, LLC New +274,074+274.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +241,370+241.4k
MORGAN STANLEY Added +231,664+231.7k
Bell Bank New +222,881+222.9k
GOLDMAN SACHS GROUP INC Added +205,205+205.2k
UBS Group AG Added +197,573+197.6k
ROYAL BANK OF CANADA Added +172,230+172.2k
TRUIST FINANCIAL CORP Added +147,263+147.3k
RAYMOND JAMES & ASSOCIATES Added +146,088+146.1k
Endurance Wealth Management, Inc. New +111,031+111.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -62,889-62.9k
Tower Research Capital LLC (TRC) Reduced -30,052-30.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,820-27.8k
Summit Financial Wealth Advisors, LLC Sold out -17,588-17.6k
WealthShield Partners, LLC Sold out -14,940-14.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -11,200-11.2k
STIFEL FINANCIAL CORP Reduced -10,552-10.6k
TEXAS PERMANENT SCHOOL FUND CORP Reduced -9,245-9.2k
IFP Advisors, Inc Reduced -8,472-8.5k
ROMAN BUTLER FULLERTON & CO Sold out -7,742-7.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $3.0m84.9k shares
CITADEL ADVISORS LLC Added $2.0m55.7k shares
WOLVERINE TRADING, LLC New $760.0k21.4k shares
Belvedere Trading LLC New $32.2k900 shares
Cutler Group LLC / CA New $5.0k3.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $5.0m138.6k shares
CITADEL ADVISORS LLC Added $4.9m137.4k shares
WOLVERINE TRADING, LLC New $582.0k16.4k shares
Belvedere Trading LLC New $7.2k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 6,119,3146.1m $219.0m $219.0m 0.03% Reduced -62.9k -62,889
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 446,260446.3k $16.0m $16.0m 0.00% Added +231.7k +231,664
3 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 344,515344.5k $12.3m $12.3m 0.02% Added +102.4k +102,442
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 289,386289.4k $10.4m $10.4m 0.00% Added +197.6k +197,573
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 280,575280.6k $10.0m $10.0m 0.00% Added +205.2k +205,205
6 Barry Investment Advisors, LLC 3.21% of their portfolio NEW BEDFORD, MA 274,074274.1k $9.8m $9.8m 3.21% New
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 256,618256.6k $9.2m $9.2m 0.01% Added +241.4k +241,370
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 244,262244.3k $8.7m $8.7m 0.00% Added +172.2k +172,230
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 228,843228.8k $8.2m $8.2m 0.00% Added +73.6k +73,585
10 Bell Bank 0.84% of their portfolio FARGO, ND 222,881222.9k $8.0m $8.0m 0.84% New
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 207,598207.6k $7.4m $7.4m 0.01% Added +46.6k +46,617
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 200,443200.4k $7.2m $7.2m 0.01% Added +147.3k +147,263
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 180,252180.3k $6.5m $6.5m 0.01% Added +146.1k +146,088
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 167,653167.7k $6.0m $6.0m 0.01% Added +61.0k +60,972
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 125,809125.8k $4.5m $4.5m 0.00% Added +52.5k +52,482
16 Endurance Wealth Management, Inc. 0.56% of their portfolio Providence, RI 111,031111.0k $4.0m $4.0m 0.56% New
17 MGO ONE SEVEN LLC 0.25% of their portfolio Beachwood, OH 110,691110.7k $4.0m $4.0m 0.25% Added +68.9k +68,876
18 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 99,00099.0k $3.5m $3.5m 0.01% Added +49.0k +49,000
19 Adams Wealth Management 1.12% of their portfolio LOGAN, UT 96,74196.7k $3.5m $3.5m 1.12% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 71,24271.2k $2.5m $2.5m 0.00% Added +977 +977
21 MARTIN & CO INC /TN/ 0.65% of their portfolio Knoxville, TN 70,33870.3k $2.5m $2.5m 0.65% Reduced -1.2k -1,177
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 64,28464.3k $2.3m $2.3m 0.00% Added +30.5k +30,455
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 61,19661.2k $2.2m $2.2m 0.00% Added +24.9k +24,923
24 MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio PALM BEACH GARDENS, FL 57,73557.7k $2.1m $2.1m 0.12% Added +50.4k +50,363
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 57,26057.3k $2.0m $2.0m 0.00% Reduced -1.0k -1,002
26 COTTONWOOD CAPITAL ADVISORS, LLC 1.85% of their portfolio SALT LAKE CITY, UT 56,19956.2k $2.0m $2.0m 1.85% Reduced -519 -519
27 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 54,88154.9k $2.0m $2.0m 0.02% New
28 Aft, Forsyth & Sober, LLC 0.72% of their portfolio VALRICO, FL 40,00040.0k $1.4m $1.4m 0.72% Unchanged
29 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 37,75437.8k $1.4m $1.4m 0.03% Added +773 +773
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 36,78636.8k $1.3m $1.3m 0.01% Added +28.8k +28,787
31 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 36,28236.3k $1.3m $1.3m 0.00% New
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,44033.4k $1.2m $1.2m 0.00% Added +23.0k +22,952
33 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 29,68429.7k $1.1m $1.1m 0.02% Added +5.6k +5,578
34 KCM INVESTMENT ADVISORS LLC 0.04% of their portfolio GREENBRAE, CA 29,01329.0k $1.0m $1.0m 0.04% New
35 CARRET ASSET MANAGEMENT, LLC 0.13% of their portfolio NEW YORK, NY 27,00527.0k $967.0k $967.0k 0.13% Reduced -1.3k -1,325
36 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 26,71326.7k $956.1k $956.1k 0.00% Added +10.0k +9,988
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,63926.6k $953.0k $953.0k 0.00% Added +4.7k +4,746
38 Family Firm, Inc. 0.26% of their portfolio BETHESDA, MD 25,90725.9k $927.2k $927.2k 0.26% Added +7.4k +7,420
39 GSA CAPITAL PARTNERS LLP 0.09% of their portfolio LONDON, X0 24,98425.0k $894.0k $894.0k 0.09% New
40 C2C Wealth Management, LLC 0.14% of their portfolio SCOTTSDALE, AZ 24,18424.2k $841.5k $841.5k 0.14% Reduced -3.9k -3,850
41 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 23,30023.3k $833.9k $833.9k 0.00% Added +500 +500
42 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 21,89621.9k $783.6k $783.6k 0.06% New
43 Joel Isaacson & Co., LLC 0.05% of their portfolio NEW YORK, NY 21,18221.2k $758.1k $758.1k 0.05% Added +5.4k +5,357
44 AUGUSTINE ASSET MANAGEMENT INC 0.35% of their portfolio JACKSONVILLE, FL 20,00020.0k $715.8k $715.8k 0.35% New
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,45419.5k $695.0k $695.0k 0.00% Reduced -6.7k -6,669
46 North Star Investment Management Corp. 0.05% of their portfolio CHICAGO, IL 18,58018.6k $665.0k $665.0k 0.05% Added +125 +125
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,09518.1k $647.6k $647.6k 0.00% Reduced -27.8k -27,820
48 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 16,01616.0k $573.2k $573.2k 0.01% Added +5.6k +5,624
49 Capital Investment Advisory Services, LLC 0.07% of their portfolio RALEIGH, NC 15,81215.8k $565.9k $565.9k 0.07% Added +6.5k +6,532
50 MIdWestOne Financial Group, Inc. 0.13% of their portfolio Iowa City, IA 15,65015.7k $560.1k $560.1k 0.13% New
51 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,35315.4k $549.5k $549.5k 0.01% Added +10.7k +10,655
52 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 15,35015.3k $549.0k $549.0k 0.02% New
53 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 14,60114.6k $522.6k $522.6k 0.05% Reduced -928 -928
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,14613.1k $471.0k $471.0k 0.00% Reduced -255 -255
55 Aveo Capital Partners, LLC 0.06% of their portfolio ENGLEWOOD, CO 13,06013.1k $467.4k $467.4k 0.06% New
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,58012.6k $450.3k $450.3k 0.00% Reduced -10.6k -10,552
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,35512.4k $442.2k $442.2k 0.00% Added +1.7k +1,733
58 Triumph Capital Management 0.22% of their portfolio DENVER, CO 12,17912.2k $435.9k $435.9k 0.22% New
59 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 11,70511.7k $418.0k $418.0k 0.02% Added +9.8k +9,825
60 Belvedere Trading LLC 0.18% of their portfolio CHICAGO, IL 11,56311.6k $413.8k $413.8k 0.18% New
61 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,24311.2k $402.0k $402.0k 0.00% Added +2.6k +2,645
62 Wealth Management Partners, LLC 0.28% of their portfolio TUCSON, AZ 11,21211.2k $401.3k $401.3k 0.28% New
63 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,96511.0k $392.4k $392.4k 0.01% New
64 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,54010.5k $377.2k $377.2k 0.00% Added +3.2k +3,211
65 Harbour Capital Advisors, LLC 0.11% of their portfolio TYSONS CORNER, VA 10,46010.5k $373.8k $373.8k 0.11% New
66 Sweet Financial Partners, LLC 0.10% of their portfolio FAIRMONT, MN 10,11010.1k $361.8k $361.8k 0.10% New
67 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 10,06510.1k $360.2k $360.2k 0.03% Unchanged
68 Goldstone Financial Group, LLC 0.11% of their portfolio OAKBROOK TERRACE, IL 9,6149.6k $344.1k $344.1k 0.11% First filing
69 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 9,5369.5k $341.3k $341.3k 0.01% Added +6.9k +6,886
70 TEXAS PERMANENT SCHOOL FUND CORP 0.00% of their portfolio AUSTIN, TX 9,2459.2k $330.9k $330.9k 0.00% Reduced -9.2k -9,245
71 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,9298.9k $320.0k $320.0k 0.01% Reduced -30.1k -30,052
72 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,6088.6k $308.1k $308.1k 0.01% Reduced -823 -823
73 Hilltop Holdings Inc. 0.04% of their portfolio DALLAS, TX 8,1258.1k $290.8k $290.8k 0.04% New
74 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 8,0008.0k $286.3k $286.3k 0.00% New
75 Viewpoint Capital Management LLC 0.26% of their portfolio SEATTLE, WA 7,9928.0k $286.0k $286.0k 0.26% Unchanged
76 NEVILLE RODIE & SHAW INC 0.03% of their portfolio NEW YORK, NY 7,8257.8k $280.0k $280.0k 0.03% Reduced -375 -375
77 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,6557.7k $273.8k $273.8k 0.00% Added +7.2k +7,200
78 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,2487.2k $259.4k $259.4k 0.00% Reduced -1.1k -1,102
79 FLC Capital Advisors 0.08% of their portfolio PALM DESERT, CA 7,1977.2k $257.6k $257.6k 0.08% New
80 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 7,1787.2k $256.9k $256.9k 0.00% New
81 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 7,0467.0k $252.2k $252.2k 0.02% Added +20 +20
82 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,6966.7k $239.7k $239.7k 0.00% Added +100 +100
83 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 6,6376.6k $237.5k $237.5k 0.01% New
84 PETTYJOHN, WOOD & WHITE, INC 0.05% of their portfolio LYNCHBURG, VA 5,9906.0k $214.4k $214.4k 0.05% Reduced -10 -10
85 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,9405.9k $212.6k $212.6k 0.01% Added +3.7k +3,675
86 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,6765.7k $203.1k $203.1k 0.00% Reduced -5.3k -5,312
87 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,5955.6k $200.2k $200.2k 0.01% Reduced -175 -175
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,4955.5k $196.7k $196.7k 0.00% Reduced -90 -90
89 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,9104.9k $176.0k $176.0k 0.00% Unchanged
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,5204.5k $161.8k $161.8k 0.00% Added +1.6k +1,595
91 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 3,1473.1k $112.6k $112.6k 0.00% Unchanged
92 Grey Fox Wealth Advisors, LLC 0.07% of their portfolio ROCKLAND, DE 3,1233.1k $111.8k $111.8k 0.07% New
93 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,0733.1k $110.0k $110.0k 0.01% Added +87 +87
94 Western Pacific Wealth Management, LP 0.08% of their portfolio LAKE FOREST, IL 3,0003.0k $107.4k $107.4k 0.08% New
95 Financial Freedom, LLC 0.07% of their portfolio CINCINNATI, OH 2,7682.8k $99.1k $99.1k 0.07% New
96 AlphaMark Advisors, LLC 0.04% of their portfolio FT. WRIGHT, KY 2,3952.4k $86.0k $86.0k 0.04% Added +200 +200
97 SOA Wealth Advisors, LLC. 0.02% of their portfolio NEW YORK, NY 2,3062.3k $82.5k $82.5k 0.02% New
98 BDO Wealth Advisors, LLC 0.01% of their portfolio JACKSONVILLE, FL 2,2952.3k $82.1k $82.1k 0.01% Added +2.2k +2,200
99 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,2302.2k $79.8k $79.8k 0.00% Unchanged
100 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,2122.2k $79.2k $79.2k 0.01% New