GUARDIAN WEALTH ADVISORS, LLC / NC

RALEIGH, NC · CIK 1901403 · 13F filing filed 2024-08-14

SEC-registered investment adviser since 2020 · limited liability company

Assets managed$2.7bn
Staff50 · 30 in investment roles
Main clients (by assets)High net worth individuals 56%, Pension plans 27%, Individuals 16%
Websitevalleypeakfinancial.com
Form ADV · 2026-03-26SEC adviser record

$855.1m reported value +4.6% vs Q1 2024

438positions

52.2%in top 10

23 new 101 added 174 reduced 37 sold out vs Q1 2024

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	2,710,739	$102.0m11.93%	11.93%	Added +86.4k	+86,373 3.3%
2	ETF SER SOLUTIONS APTUS DEFINED DRSK	DRSK	2,149,847	$58.1m6.80%	6.80%	Added +114.6k	+114,570 5.6%
3	ETF SER SOLUTIONS APTUS ENHANCED JUCY	JUCY	2,199,698	$50.9m5.95%	5.95%	Added +56.0k	+55,953 2.6%
4	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	761,484	$48.9m5.72%	5.72%	Added +24.0k	+23,994 3.2%
5	ETF SER SOLUTIONS OPUS SML CP VL OSCV	OSCV	1,361,049	$47.0m5.49%	5.49%	Added +34.3k	+34,267 2.6%
6	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	1,149,946	$33.3m3.89%	3.89%	Added +432.8k	+432,831 60.4%
7	BONDBLOXX ETF TRUST BLOOMBERG SIX MN XHLF	XHLF	629,918	$31.7m3.70%	3.70%	Reduced -40.8k	-40,772 -6.1%
8	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	894,761	$29.5m3.45%	3.45%	Added +108.7k	+108,725 13.8%
9	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	464,850	$25.5m2.98%	2.98%	Added +48.5k	+48,512 11.7%
10	NVIDIA CORPORATION COM NVDA	NVDA	156,696	$19.4m2.26%	2.26%	Added +1.6k	+1,556 1.0%
11	APPLE INC COM AAPL	AAPL	88,180	$18.6m2.17%	2.17%	Added +1.7k	+1,691 2.0%
12	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	336,722	$15.6m1.82%	1.82%	Added +26.6k	+26,643 8.6%
13	MICROSOFT CORP COM MSFT	MSFT	34,498	$15.4m1.80%	1.80%	Reduced -25	-25 -0.1%
14	ETF SER SOLUTIONS APTUS LARGE CAP DUBS	DUBS	437,615	$13.3m1.55%	1.55%	Added +380	+380 0.1%
15	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	26,446	$13.2m1.55%	1.55%	Reduced -836	-836 -3.1%
16	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	214,357	$12.1m1.42%	1.42%	Reduced -223.0k	-222,986 -51.0%
17	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	231,348	$11.6m1.36%	1.36%	Added +137.4k	+137,359 146.1%
18	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	21,299	$11.6m1.36%	1.36%	Reduced -1.2k	-1,163 -5.2%
19	DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI	DFAI	308,526	$9.2m1.07%	1.07%	Added +7.8k	+7,811 2.6%
20	FIDELITY COMWLTH TR NASDAQ COMPSIT ONEQ	ONEQ	111,358	$7.8m0.91%	0.91%	Added +272	+272 0.2%
21	ALPHABET INC CAP STK CL A GOOGL	GOOGL	42,211	$7.7m0.90%	0.90%	Reduced -232	-232 -0.6%
22	BROADCOM INC COM AVGO	AVGO	4,401	$7.1m0.83%	0.83%	Reduced -64	-64 -1.4%
23	GOLDMAN SACHS ETF TR EQUAL WEIGHT US GSEW	GSEW	98,099	$7.0m0.82%	0.82%	Added +4.0k	+4,034 4.3%
24	AMAZON COM INC COM AMZN	AMZN	34,274	$6.6m0.77%	0.77%	Added +900	+900 2.7%
25	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	89,880	$5.8m0.67%	0.67%	Reduced -678	-678 -0.8%
26	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	113,703	$5.7m0.67%	0.67%	Reduced -3.3k	-3,283 -2.8%
27	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	131,351	$5.7m0.66%	0.66%	Added +5.9k	+5,906 4.7%
28	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	30,719	$5.6m0.66%	0.66%	Added +43	+43 0.1%
29	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	19,846	$5.3m0.62%	0.62%	Added +34	+34 0.2%
30	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	12,973	$5.3m0.62%	0.62%	Reduced -861	-861 -6.2%
31	COLUMBIA ETF TR II EM CORE EX ETF XCEM	XCEM	160,682	$5.1m0.60%	0.60%	Added +5.8k	+5,779 3.7%
32	JPMORGAN CHASE & CO COM JPM	JPM	24,182	$4.9m0.57%	0.57%	Added +78	+78 0.3%
33	ELI LILLY & CO COM LLY	LLY	4,885	$4.4m0.52%	0.52%	Added +1	+1 0.0%
34	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	96,923	$4.2m0.50%	0.50%	Reduced -5.4k	-5,413 -5.3%
35	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	43,879	$3.7m0.43%	0.43%	Reduced -2.8k	-2,843 -6.1%
36	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	7,496	$3.6m0.42%	0.42%	Reduced -51	-51 -0.7%
37	VANGUARD INDEX FDS MID CAP ETF VO	VO	14,824	$3.6m0.42%	0.42%	Added +105	+105 0.7%
38	WALMART INC COM WMT	WMT	51,641	$3.5m0.41%	0.41%	Added +2.1k	+2,091 4.2%
39	UNITEDHEALTH GROUP INC COM UNH	UNH	6,235	$3.2m0.37%	0.37%	Added +202	+202 3.4%
40	LISTED FD TR HORIZON KINETICS INFL	INFL	90,101	$2.9m0.34%	0.34%	Added +2.0k	+2,040 2.3%
41	VISA INC COM CL A V	V	10,435	$2.7m0.32%	0.32%	Added +143	+143 1.4%
42	ISHARES TR RUS 1000 ETF IWB	IWB	9,108	$2.7m0.32%	0.32%	Reduced -799	-799 -8.1%
43	PROCTER AND GAMBLE CO COM PG	PG	16,395	$2.7m0.32%	0.32%	Added +121	+121 0.7%
44	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	45,231	$2.7m0.32%	0.32%	Added +4.0k	+3,961 9.6%
45	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	109,300	$2.6m0.31%	0.31%	Added +12.7k	+12,747 13.2%
46	FIRST TR NAS100 EQ WEIGHTED SHS QQEW	QQEW	21,066	$2.6m0.30%	0.30%	Reduced -922	-922 -4.2%
47	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	6,499	$2.5m0.30%	0.30%	Reduced -255	-255 -3.8%
48	FIRST TR EXCHNG TRADED FD VI FT VEST U.S. DDEC	DDEC	65,300	$2.5m0.29%	0.29%	Unchanged
49	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	74,232	$2.4m0.29%	0.29%	Added +300	+300 0.4%
50	TESLA INC COM TSLA	TSLA	12,337	$2.4m0.29%	0.29%	Added +148	+148 1.2%
51	EATON VANCE TAX-MANAGED DIVE COM XETYX	XETYX	172,763	$2.4m0.28%	0.28%	Reduced -1.9k	-1,938 -1.1%
52	PROGRESSIVE CORP COM PGR	PGR	11,054	$2.3m0.27%	0.27%	Added +24	+24 0.2%
53	ROPER TECHNOLOGIES INC COM ROP	ROP	3,844	$2.2m0.25%	0.25%	Added +38	+38 1.0%
54	INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG	VRIG	85,152	$2.1m0.25%	0.25%	Added +9.7k	+9,708 12.9%
55	INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB BSCO	BSCO	101,542	$2.1m0.25%	0.25%	Added +4.9k	+4,899 5.1%
56	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	41,837	$2.1m0.25%	0.25%	Added +4.7k	+4,669 12.6%
57	ADOBE INC COM ADBE	ADBE	3,810	$2.1m0.25%	0.25%	Added +233	+233 6.5%
58	COPART INC COM CPRT	CPRT	38,963	$2.1m0.25%	0.25%	Reduced -409	-409 -1.0%
59	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	10,709	$2.1m0.25%	0.25%	Added +219	+219 2.1%
60	META PLATFORMS INC CL A META	META	4,032	$2.0m0.24%	0.24%	Added +66	+66 1.7%
61	PACER FDS TR US CASH COWS 100 COWZ	COWZ	36,201	$2.0m0.23%	0.23%	Reduced -3.2k	-3,171 -8.1%
62	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	37,403	$2.0m0.23%	0.23%	Added +3.2k	+3,203 9.4%
63	HOME DEPOT INC COM HD	HD	5,432	$1.9m0.22%	0.22%	Reduced -336	-336 -5.8%
64	EXXON MOBIL CORP COM XOM	XOM	16,007	$1.8m0.22%	0.22%	Added +162	+162 1.0%
65	DIAMONDBACK ENERGY INC COM FANG	FANG	9,176	$1.8m0.21%	0.21%	Added +432	+432 4.9%
66	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	51,716	$1.8m0.21%	0.21%	Reduced -136	-136 -0.3%
67	COSTCO WHSL CORP NEW COM COST	COST	2,098	$1.8m0.21%	0.21%	Reduced -3	-3 -0.1%
68	OWENS CORNING NEW COM OC	OC	10,000	$1.7m0.20%	0.20%	Unchanged
69	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	94,465	$1.7m0.20%	0.20%	Reduced -559	-559 -0.6%
70	BANK AMERICA CORP COM BAC	BAC	42,564	$1.7m0.20%	0.20%	Reduced -4.4k	-4,388 -9.3%
71	SPDR SER TR PRTFLO S&P500 HI SPYD	SPYD	41,831	$1.7m0.20%	0.20%	Reduced -899	-899 -2.1%
72	CHEMED CORP NEW COM CHE	CHE	2,946	$1.6m0.19%	0.19%	Reduced -134	-134 -4.3%
73	AMERICAN TOWER CORP NEW COM AMT	AMT	7,856	$1.5m0.18%	0.18%	Reduced -339	-339 -4.1%
74	INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA	PPA	14,749	$1.5m0.18%	0.18%	Reduced -1.6k	-1,561 -9.6%
75	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	147,962	$1.5m0.17%	0.17%	Reduced -10.7k	-10,650 -6.7%
76	ISHARES TR RUSSELL 3000 ETF IWV	IWV	4,747	$1.5m0.17%	0.17%	Unchanged
77	PFIZER INC COM PFE	PFE	50,638	$1.4m0.17%	0.17%	Reduced -3.9k	-3,864 -7.1%
78	ABBVIE INC COM ABBV	ABBV	8,013	$1.4m0.16%	0.16%	Reduced -34	-34 -0.4%
79	FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF SDVY	SDVY	40,000	$1.3m0.16%	0.16%	New
80	JOHNSON & JOHNSON COM JNJ	JNJ	9,094	$1.3m0.16%	0.16%	Reduced -345	-345 -3.7%
81	ALPHABET INC CAP STK CL C GOOG	GOOG	7,175	$1.3m0.15%	0.15%	Reduced -107	-107 -1.5%
82	QUALCOMM INC COM QCOM	QCOM	6,516	$1.3m0.15%	0.15%	Reduced -6	-6 -0.1%
83	ALPS ETF TR ALERIAN MLP AMLP	AMLP	26,839	$1.3m0.15%	0.15%	Reduced -3.6k	-3,630 -11.9%
84	VANGUARD INDEX FDS SMALL CP ETF VB	VB	5,860	$1.3m0.15%	0.15%	Added +367	+367 6.7%
85	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	14,618	$1.3m0.15%	0.15%	Reduced -157	-157 -1.1%
86	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	13,528	$1.2m0.15%	0.15%	Unchanged
87	ISHARES TR SELECT DIVID ETF DVY	DVY	10,091	$1.2m0.14%	0.14%	Unchanged
88	ISHARES TR RUS 1000 VAL ETF IWD	IWD	6,876	$1.2m0.14%	0.14%	Reduced -625	-625 -8.3%
89	SILA REALTY TRUST INC COMMON STOCK COMMON STOCK		55,245	$1.2m0.14%	0.14%	New
90	GOLDMAN SACHS GROUP INC COM GS	GS	2,472	$1.1m0.13%	0.13%	Reduced -27	-27 -1.1%
91	ETF SER SOLUTIONS DEFIANCE NEXT UFOX	UFOX	26,671	$1.1m0.13%	0.13%	Unchanged
92	LOWES COS INC COM LOW	LOW	4,992	$1.1m0.13%	0.13%	Added +718	+718 16.8%
93	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	2,439	$1.1m0.13%	0.13%	Added +409	+409 20.1%
94	CHEVRON CORP NEW COM CVX	CVX	6,668	$1.0m0.12%	0.12%	Added +116	+116 1.8%
95	DUKE ENERGY CORP NEW COM NEW DUK	DUK	10,381	$1.0m0.12%	0.12%	Reduced -968	-968 -8.5%
96	MERCK & CO INC COM MRK	MRK	8,314	$1.0m0.12%	0.12%	Added +111	+111 1.4%
97	FIRST TR EXCHANGE-TRADED FD LIMITED DURATION FSIG	FSIG	54,750	$1.0m0.12%	0.12%	Unchanged
98	PROSHARES TR K1 FRE CRD OIL OILK	OILK	20,859	$1.0m0.12%	0.12%	Reduced -1.2k	-1,179 -5.3%
99	GENERAL MLS INC COM GIS	GIS	15,598	$986.7k0.12%	0.12%	Added +19	+19 0.1%
100	MCDONALDS CORP COM MCD	MCD	3,809	$970.7k0.11%	0.11%	Reduced -74	-74 -1.9%

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
ROYAL BK CDA RY	RY	5,377	$542.4k5.4k shares
CVS HEALTH CORP CVS	CVS	5,203	$415.0k5.2k shares
LABORATORY CORP AMER HLDGS		1,830	$399.8k1.8k shares
GENERAL ELECTRIC CO		1,810	$317.7k1.8k shares
DIAGEO PLC DEO	DEO	2,009	$298.8k2.0k shares
CSX CORP CSX	CSX	6,842	$253.6k6.8k shares
POOL CORP POOL	POOL	582	$234.8k582 shares
INTERCONTINENTAL EXCHANGE IN ICE	ICE	1,657	$227.7k1.7k shares
MOLINA HEALTHCARE INC MOH	MOH	554	$227.6k554 shares
BERKLEY W R CORP WRB	WRB	2,486	$219.9k2.5k shares
DEERE & CO DE	DE	511	$209.9k511 shares
JANUS DETROIT STR TR JSMD	JSMD	2,944	$205.8k2.9k shares
ILLINOIS TOOL WKS INC ITW	ITW	746	$200.2k746 shares
ISHARES TR IYW	IYW	924	$124.8k924 shares
INVESCO EXCH TRADED FD TR II EQAL	EQAL	1,873	$86.5k1.9k shares
VANGUARD SCOTTSDALE FDS VCIT	VCIT	900	$72.5k900 shares
FIRST TR EXCHNG TRADED FD VI DEED	DEED	3,043	$63.0k3.0k shares
ISHARES TR IWP	IWP	546	$62.3k546 shares
VANGUARD WORLD FD VCR	VCR	191	$60.7k191 shares
SCHWAB STRATEGIC TR FNDA	FNDA	241	$13.7k241 shares
DIMENSIONAL ETF TRUST DFEM	DFEM	479	$12.2k479 shares
SCHWAB STRATEGIC TR FNDX	FNDX	150	$10.1k150 shares
SPDR SERIES TRUST ROKT	ROKT	200	$9.0k200 shares
INVESCO EXCHANGE TRADED FD T SPHQ	SPHQ	89	$5.4k89 shares
INVESCO EXCHANGE TRADED FD T SPGP	SPGP	46	$4.9k46 shares