Vault-13

FIRST TR EXCHANGE-TRADED FD SDVY

SMID RISNG ETF · ETP · CUSIP 33741X102

340 institutional holders +34 vs Q1 2024
111,073,037111.1m shares reported held*
$3.7bnreported value*
54 new 188 added 69 reduced 22 sold out net sold ≈ $24.8m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($568.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.35. Options: 1 managers hold calls ($0 notional), 2 hold puts ($36.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 146Q4 22: 154Q1 23: 164Q2 23: 168Q3 23: 179Q4 23: 237Q1 24: 306Q2 24: 340340Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022146
Q4 2022154
Q1 2023164
Q2 2023168
Q3 2023179
Q4 2023237
Q1 2024306
Q2 2024340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 76 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 59 cut or sold outQ2 23: 98 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 118 bought or addedQ3 23: 52 cut or sold outQ4 23: 161 bought or addedQ4 23: 57 cut or sold outQ4 23Q1 24: 246 bought or addedQ1 24: 58 cut or sold outQ2 24: 242 bought or addedQ2 24: 91 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227667
Q1 202310459
Q2 20239877
Q3 202311852
Q4 202316157
Q1 202424658
Q2 202424291

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $186.8kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $139.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $36.7kQ2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$186.8k$00.00
Q1 2024$139.3k$00.00
Q2 2024$0$36.7k—

Biggest buyers

Capital Investment Advisors, LLC Added +3,000,057+3.0m
LPL Financial LLC Added +2,105,789+2.1m
WELLS FARGO & COMPANY/MN Added +1,625,738+1.6m
BANK OF AMERICA CORP /DE/ Added +1,152,472+1.2m
GUNN & Co INVESTMENT MANAGEMENT, INC. New +971,517+971.5k
SMITH CHAS P & ASSOCIATES PA CPAS New +971,517+971.5k
Raymond James Financial Services Advisors, Inc. Added +835,904+835.9k
UBS Group AG Added +820,217+820.2k
PARK NATIONAL CORP /OH/ New +645,600+645.6k
Cetera Investment Advisers Added +580,783+580.8k

Biggest sellers

MORGAN STANLEY Reduced -18,905,224-18.9m
Global Assets Advisory, LLC Sold out -549,672-549.7k
JANE STREET GROUP, LLC Sold out -360,377-360.4k
Prospera Financial Services Inc Reduced -114,165-114.2k
D. E. Shaw & Co., Inc. Sold out -100,296-100.3k
Per Stirling Capital Management, LLC. Reduced -81,542-81.5k
ICA Group Wealth Management, LLC Reduced -75,144-75.1k
Concorde Asset Management, LLC Reduced -65,073-65.1k
Steward Partners Investment Advisory, LLC Reduced -62,842-62.8k
Summit Investment Advisory Services, LLC Sold out -55,836-55.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $36.7k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 15,358,39715.4m $512.7m $512.7m 0.26% Added +2.1m +2,105,789
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 12,457,38512.5m $415.8m $415.8m 0.03% Reduced -18.9m -18,905,224
3 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 8,987,7399.0m $300.0m $300.0m 0.08% Added +1.6m +1,625,738
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,895,6624.9m $163.4m $163.4m 0.02% Added +1.2m +1,152,472
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 4,662,4184.7m $155.6m $155.6m 0.05% Added +820.2k +820,217
6 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 3,565,6843.6m $119.0m $119.0m 0.08% Added +258.5k +258,459
7 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 3,266,3433.3m $109.0m $109.0m 0.16% Added +835.9k +835,904
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,065,4403.1m $102.3m $102.3m 0.02% Added +191.9k +191,916
9 Capital Investment Advisors, LLC 2.27% of their portfolio ATLANTA, GA 3,007,8083.0m $100.4m $100.4m 2.27% Added +3.0m +3,000,057
10 LVZ, Inc. 12.36% of their portfolio Holland, MI 2,716,2242.7m $90.7m $90.7m 12.36% Added +22.8k +22,837
11 TRUIST FINANCIAL CORP 0.12% of their portfolio CHARLOTTE, NC 2,456,4302.5m $82.0m $82.0m 0.12% Reduced -12.4k -12,408
12 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 2,421,4122.4m $80.8m $80.8m 0.19% Added +580.8k +580,783
13 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 2,137,4522.1m $71.3m $71.3m 0.08% Added +45.9k +45,914
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,021,8682.0m $67.5m $67.5m 0.02% Added +247.2k +247,246
15 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 1,948,6061.9m $65.1m $65.1m 0.15% Added +179.1k +179,106
16 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 1,933,9171.9m $64.6m $64.6m 0.10% Added +158.4k +158,428
17 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 1,608,2451.6m $53.7m $53.7m 0.20% Added +207.3k +207,276
18 BLAIR WILLIAM & CO/IL 0.11% of their portfolio CHICAGO, IL 1,025,2651.0m $34.2m $34.2m 0.11% Added +58.8k +58,804
19 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 1,019,8481.0m $34.0m $34.0m 0.05% Added +356.4k +356,396
20 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 1,009,5921.0m $33.7m $33.7m 0.14% Added +173.6k +173,625
21 SMITH CHAS P & ASSOCIATES PA CPAS 1.92% of their portfolio LAKELAND, FL 971,517971.5k $32.4m $32.4m 1.92% New
22 GUNN & Co INVESTMENT MANAGEMENT, INC. 1.92% of their portfolio JACKSONVILLE, FL 971,517971.5k $32.4m $32.4m 1.92% New
23 Private Advisor Group, LLC 0.21% of their portfolio MORRISTOWN, NJ 934,561934.6k $31.2m $31.2m 0.21% Added +85.0k +84,959
24 Kestra Advisory Services, LLC 0.16% of their portfolio AUSTIN, TX 873,142873.1k $29.1m $29.1m 0.16% Added +109.0k +109,032
25 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 804,696804.7k $26.9m $26.9m 0.06% Added +89.7k +89,705
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 799,907799.9k $26.7m $26.7m 0.03% Added +123.3k +123,349
27 Horizon Advisory Services, Inc. 12.50% of their portfolio WEST HENRIETTA, NY 782,244782.2k $26.1m $26.1m 12.50% Reduced -27.5k -27,546
28 PARK NATIONAL CORP /OH/ 0.80% of their portfolio NEWARK, OH 645,600645.6k $21.6m $21.6m 0.80% New
29 Steward Partners Investment Advisory, LLC 0.22% of their portfolio STAMFORD, CT 617,931617.9k $20.6m $20.6m 0.22% Reduced -62.8k -62,842
30 StoneX Group Inc. 1.60% of their portfolio NEW YORK, NY 601,133601.1k $20.1m $20.1m 1.60% Added +425.3k +425,272
31 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 553,136553.1k $18.5m $18.5m 0.25% Added +229.3k +229,269
32 Prospera Financial Services Inc 0.51% of their portfolio Dallas, TX 547,146547.1k $18.3m $18.3m 0.51% Reduced -114.2k -114,165
33 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 534,373534.4k $17.8m $17.8m 0.13% Added +189.5k +189,509
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 533,685533.7k $17.8m $17.8m 0.04% Added +15.2k +15,155
35 KESTRA PRIVATE WEALTH SERVICES, LLC 0.33% of their portfolio AUSTIN, TX 492,149492.1k $16.4m $16.4m 0.33% Reduced -6.1k -6,076
36 Good Life Advisors, LLC 1.29% of their portfolio READING, PA 468,183468.2k $15.6m $15.6m 1.29% Added +5.1k +5,068
37 Atria Investments, Inc 0.19% of their portfolio Charlotte, NC 430,025430.0k $14.4m $14.4m 0.19% Added +197.2k +197,164
38 Sigma Planning Corp 0.44% of their portfolio ANN ARBOR, MI 416,222416.2k $13.9m $13.9m 0.44% Added +187.3k +187,339
39 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 415,576415.6k $13.9m $13.9m 0.12% Added +82.4k +82,420
40 Advantage Trust Co 9.79% of their portfolio SALINA, KS 408,336408.3k $13.6m $13.6m 9.79% Added +34.5k +34,541
41 Pine Valley Investments Ltd Liability Co 0.95% of their portfolio MARLTON, NJ 383,970384.0k $12.8m $12.8m 0.95% Reduced -3.2k -3,171
42 Sanchez Wealth Management Group 4.15% of their portfolio JACKSONVILLE, FL 383,942383.9k $12.8m $12.8m 4.15% Added +8.7k +8,745
43 Western Wealth Management, LLC 0.90% of their portfolio GOLDEN, CO 365,317365.3k $12.2m $12.2m 0.90% Added +21.5k +21,540
44 HARBOUR INVESTMENTS, INC. 0.39% of their portfolio MADISON, WI 345,910345.9k $11.5m $11.5m 0.39% Added +25.3k +25,260
45 Wagner Wealth Management, LLC 3.45% of their portfolio GREENVILLE, SC 345,901345.9k $11.5m $11.5m 3.45% Added +16.1k +16,128
46 GDS Wealth Management 1.25% of their portfolio FLOWER MOUND, TX 341,506341.5k $11.4m $11.4m 1.25% New
47 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 341,398341.4k $11.4m $11.4m 0.03% Added +158.3k +158,344
48 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 332,917332.9k $11.1m $11.1m 0.03% Added +63.0k +63,049
49 TMD Wealth Management, LLC 2.40% of their portfolio SCOTTSDALE, AZ 327,483327.5k $10.9m $10.9m 2.40% Added +113.2k +113,193
50 Visionary Wealth Advisors 0.67% of their portfolio O'FALLON, IL 309,150309.1k $10.3m $10.3m 0.67% Added +12.7k +12,665
51 INDEPENDENT FINANCIAL GROUP, LLC 0.40% of their portfolio SAN DIEGO, CA 301,321301.3k $10.1m $10.1m 0.40% Added +404 +404
52 TrueWealth Advisors, LLC 3.68% of their portfolio BIRMINGHAM, AL 298,069298.1k $9.9m $9.9m 3.68% Added +56.5k +56,515
53 Ergawealth Advisors, Inc. 5.36% of their portfolio OAK BROOK, IL 295,133295.1k $9.9m $9.9m 5.36% Added +194 +194
54 Presidio Capital Management, LLC 6.79% of their portfolio SAN DIEGO, CA 290,826290.8k $9.7m $9.7m 6.79% Reduced -7.8k -7,804
55 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 278,671278.7k $9.3m $9.3m 0.07% First filing
56 Aft, Forsyth & Sober, LLC 2.86% of their portfolio VALRICO, FL 250,300250.3k $8.4m $8.4m 2.86% Added +300 +300
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 246,690246.7k $8.2m $8.2m 0.00% Reduced -38.5k -38,508
58 First Heartland Consultants, Inc. 0.80% of their portfolio LAKE ST. LOUIS, MO 240,805240.8k $8.0m $8.0m 0.80% Reduced -23.8k -23,830
59 Mach-1 Financial Group, LLC 5.43% of their portfolio Rogers, AR 230,607230.6k $7.7m $7.7m 5.43% Added +11.5k +11,472
60 TAP Consulting, LLC 1.56% of their portfolio KIRKWOOD, MO 221,235221.2k $7.4m $7.4m 1.56% Added +45.8k +45,827
61 Hobart Private Capital, LLC 2.03% of their portfolio CHARLOTTE, NC 213,774213.8k $7.1m $7.1m 2.03% Added +41.8k +41,790
62 Astor Investment Management LLC 3.28% of their portfolio CHICAGO, IL 213,770213.8k $7.1m $7.1m 3.28% Reduced -33.3k -33,308
63 Mariner, LLC 0.01% of their portfolio Overland Park, KS 202,261202.3k $6.8m $6.8m 0.01% Reduced -13.7k -13,727
64 RFG Advisory, LLC 0.22% of their portfolio BIRMINGHAM, AL 200,725200.7k $6.7m $6.7m 0.22% Added +110.3k +110,259
65 Crumly & Associates Inc. 1.91% of their portfolio SPRINGFIELD, IL 199,013199.0k $6.6m $6.6m 1.91% Added +12.7k +12,657
66 IHT Wealth Management, LLC 0.24% of their portfolio Chicago, IL 194,205194.2k $6.5m $6.5m 0.24% Added +21.8k +21,812
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.40% of their portfolio BIRMINGHAM, AL 189,172189.2k $6.3m $6.3m 0.40% Reduced -10.0k -10,025
68 J.W. COLE ADVISORS, INC. 0.29% of their portfolio TAMPA, FL 185,334185.3k $6.2m $6.2m 0.29% Added +36.9k +36,942
69 Gallagher Fiduciary Advisors, LLC 1.36% of their portfolio ROLLING MEADOWS, IL 182,208182.2k $6.1m $6.1m 1.36% Added +349 +349
70 Aprio Wealth Management, LLC 1.11% of their portfolio ATLANTA, GA 182,067182.1k $6.1m $6.1m 1.11% Added +1.3k +1,269
71 WINTRUST INVESTMENTS LLC 0.52% of their portfolio CHICAGO, IL 179,530179.5k $6.0m $6.0m 0.52% Added +3.4k +3,372
72 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 176,524176.5k $5.9m $5.9m 0.10% Reduced -14.5k -14,486
73 PSI Advisors, LLC 1.80% of their portfolio TAMPA, FL 170,238170.2k $5.7m $5.7m 1.80% Added +27.6k +27,621
74 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 167,689167.7k $5.6m $5.6m 0.06% Added +24.1k +24,072
75 RiverTree Advisors, LLC 3.81% of their portfolio WINTER PARK, FL 167,205167.2k $5.6m $5.6m 3.81% Reduced -10.5k -10,511
76 AIFG Consultants Ltd. 4.12% of their portfolio HALFMOON, NY 166,130166.1k $5.5m $5.5m 4.12% Reduced -18.4k -18,447
77 ARVEST INVESTMENTS, INC. 0.88% of their portfolio LOWELL, AR 165,190165.2k $5.5m $5.5m 0.88% Added +937 +937
78 DAYMARK WEALTH PARTNERS, LLC 0.25% of their portfolio CINCINNATI, OH 163,058163.1k $5.4m $5.4m 0.25% Added +143.7k +143,736
79 First Horizon Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 162,666162.7k $5.4m $5.4m 0.17% New
80 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 161,963162.0k $5.4m $5.4m 0.09% Added +17.5k +17,478
81 Elevated Capital Advisors, LLC 1.46% of their portfolio SANDY, UT 155,419155.4k $5.2m $5.2m 1.46% Reduced -11.7k -11,733
82 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 154,940154.9k $5.2m $5.2m 0.04% Added +49.2k +49,160
83 Triumph Capital Management 2.00% of their portfolio DENVER, CO 153,153153.2k $5.1m $5.1m 2.00% Added +121.9k +121,854
84 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 150,361150.4k $5.0m $5.0m 0.00% Added +86.2k +86,197
85 N.E.W. Advisory Services LLC 0.51% of their portfolio DE PERE, WI 141,216141.2k $4.7m $4.7m 0.51% Added +15.3k +15,288
86 Ascentis Independent Advisors 0.98% of their portfolio DALLAS, TX 140,796140.8k $4.7m $4.7m 0.98% First filing
87 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 138,281138.3k $4.6m $4.6m 0.14% Added +2.2k +2,173
88 Darwin Wealth Management, LLC 2.00% of their portfolio TAMPA, FL 120,906120.9k $4.0m $4.0m 2.00% Reduced -7.4k -7,447
89 Redhawk Wealth Advisors, Inc. 0.61% of their portfolio MINNEAPOLIS, MN 118,906118.9k $4.0m $4.0m 0.61% Reduced -4.5k -4,514
90 Atlas Wealth LLC 0.46% of their portfolio CINCINNATI, OH 117,382117.4k $3.9m $3.9m 0.46% Added +68.8k +68,789
91 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 114,438114.4k $3.8m $3.8m 0.06% Added +49.0k +48,991
92 Per Stirling Capital Management, LLC. 0.61% of their portfolio AUSTIN, TX 113,481113.5k $3.8m $3.8m 0.61% Reduced -81.5k -81,542
93 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 111,983112.0k $3.7m $3.7m 0.23% Added +4.3k +4,301
94 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 111,406111.4k $3.7m $3.7m 0.05% Added +5.9k +5,896
95 Owen LaRue, LLC 2.28% of their portfolio ELIZABETHTOWN, KY 110,229110.2k $3.7m $3.7m 2.28% Added +7.3k +7,256
96 GPS Wealth Strategies Group, LLC 0.55% of their portfolio CENTENNIAL, CO 109,316109.3k $3.6m $3.6m 0.55% Added +6.3k +6,285
97 WORLD EQUITY GROUP, INC. 1.08% of their portfolio SCHAUMBURG, IL 108,498108.5k $3.6m $3.6m 1.08% Added +423 +423
98 FSB PREMIER WEALTH MANAGEMENT, INC. 1.60% of their portfolio WATERLOO, IA 106,158106.2k $3.5m $3.5m 1.60% Reduced -17.5k -17,514
99 Naviter Wealth, LLC 0.53% of their portfolio LITTLE ROCK, AR 105,865105.9k $3.5m $3.5m 0.53% Added +2.9k +2,890
100 Concorde Asset Management, LLC 2.15% of their portfolio ANN ARBOR, MI 104,563104.6k $3.5m $3.5m 2.15% Reduced -65.1k -65,073