D. E. Shaw & Co., Inc.

New York, NY · CIK 1009207 · 13F filing filed 2024-08-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$71.3bn reported value -8.6% vs Q1 2024

3,155positions

16.5%in top 10

470 new 1,228 added 1,134 reduced 412 sold out vs Q1 2024

Options: 648 call positions ($16.5bn notional), 631 put positions ($19.2bn notional) – listed below, not included above.

This report includes the holdings of 4 other managers that share the investment decisions:

D. E. SHAW & CO, L.P. – reports through this filing
D. E. Shaw Adviser II, L.L.C. – reports through this filing
D. E. Shaw Heliant Adviser, L.L.C. – reports through this filing
D. E. Shaw Investment Management, L.L.C. – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICROSOFT CORP COM MSFT	MSFT	5,126,462	$2.3bn3.21%	3.21%	Reduced -1.7m	-1,735,976 -25.3%
2	APPLE INC COM AAPL	AAPL	9,997,787	$2.1bn2.95%	2.95%	Reduced -4.8m	-4,827,539 -32.6%
3	NVIDIA CORPORATION COM NVDA	NVDA	11,217,794	$1.4bn1.94%	1.94%	Reduced -12.1m	-12,135,936 -52.0%
4	AMAZON COM INC COM AMZN	AMZN	6,664,912	$1.3bn1.81%	1.81%	Reduced -431.1k	-431,081 -6.1%
5	VISA INC COM CL A V	V	3,483,891	$914.4m1.28%	1.28%	Added +83.0k	+83,003 2.4%
6	ADOBE INC COM ADBE	ADBE	1,552,321	$862.4m1.21%	1.21%	Added +656.3k	+656,332 73.2%
7	BROADCOM INC COM AVGO	AVGO	533,054	$855.8m1.20%	1.20%	Added +371.0k	+370,971 228.9%
8	META PLATFORMS INC CL A META	META	1,481,289	$746.9m1.05%	1.05%	Reduced -595.1k	-595,059 -28.7%
9	TESLA INC COM TSLA	TSLA	3,759,816	$744.0m1.04%	1.04%	Reduced -105.3k	-105,342 -2.7%
10	HESS CORP COM HES	HES	3,955,464	$583.5m0.82%	0.82%	Reduced -425.5k	-425,497 -9.7%
11	CHIPOTLE MEXICAN GRILL INC COM CMG	CMG	8,866,933	$555.5m0.78%	0.78%	Reduced -4.0m	-4,023,617 -31.2%
12	ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 · principal RCL 6 08.15.25 · principal	RCL 6 08.15.25	170,317,000	$550.5m0.77%	0.77%	Added +4.5m	+4,500,000 2.7%
13	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,961,836	$539.5m0.76%	0.76%	Reduced -375.9k	-375,877 -11.3%
14	NETFLIX INC COM NFLX	NFLX	787,883	$531.7m0.75%	0.75%	Reduced -1.0m	-1,019,208 -56.4%
15	UNITEDHEALTH GROUP INC COM UNH	UNH	1,020,596	$519.7m0.73%	0.73%	Added +291.8k	+291,813 40.0%
16	CHENIERE ENERGY INC COM NEW LNG	LNG	2,942,815	$514.5m0.72%	0.72%	Reduced -594.0k	-594,005 -16.8%
17	PROGRESSIVE CORP COM PGR	PGR	2,430,468	$504.8m0.71%	0.71%	Reduced -295.5k	-295,483 -10.8%
18	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	19,579,699	$496.0m0.70%	0.70%	Added +6.1m	+6,097,064 45.2%
19	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	1,627,899	$493.9m0.69%	0.69%	Added +1.5m	+1,547,842 1933.4%
20	CARVANA CO CL A CVNA	CVNA	3,654,799	$470.4m0.66%	0.66%	Reduced -829.0k	-828,950 -18.5%
21	ROYAL CARIBBEAN GROUP COM RCL	RCL	2,929,240	$467.0m0.66%	0.66%	Reduced -1.4m	-1,410,038 -32.5%
22	SHERWIN WILLIAMS CO COM SHW	SHW	1,524,367	$454.9m0.64%	0.64%	Added +238.0k	+238,031 18.5%
23	ADVANCED MICRO DEVICES INC COM AMD	AMD	2,753,535	$446.7m0.63%	0.63%	Reduced -1.1m	-1,098,882 -28.5%
24	INTEL CORP COM INTC	INTC	13,993,971	$433.4m0.61%	0.61%	Added +13.3m	+13,318,592 1972.0%
25	ROSS STORES INC COM ROST	ROST	2,893,510	$420.5m0.59%	0.59%	Reduced -228.7k	-228,698 -7.3%
26	NU HLDGS LTD ORD SHS CL A NU	NU	29,723,306	$383.1m0.54%	0.54%	Reduced -13.5m	-13,454,569 -31.2%
27	APOLLO GLOBAL MGMT INC COM APO	APO	3,161,073	$373.2m0.52%	0.52%	Reduced -180.1k	-180,092 -5.4%
28	UBER TECHNOLOGIES INC COM UBER	UBER	4,951,327	$359.9m0.50%	0.50%	Reduced -6.2m	-6,178,914 -55.5%
29	ON SEMICONDUCTOR CORP COM ON	ON	5,244,281	$359.5m0.50%	0.50%	Reduced -19.4k	-19,380 -0.4%
30	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	930,509	$356.6m0.50%	0.50%	Reduced -539.2k	-539,212 -36.7%
31	DUPONT DE NEMOURS INC COM DWDP	DWDP	4,313,512	$347.2m0.49%	0.49%	Added +1.3m	+1,344,818 45.3%
32	ARM HOLDINGS PLC SPONSORED ADS ARM	ARM	2,082,115	$340.7m0.48%	0.48%	Reduced -297.7k	-297,724 -12.5%
33	WORKDAY INC CL A WDAY	WDAY	1,457,427	$325.8m0.46%	0.46%	Added +459.5k	+459,540 46.0%
34	AERCAP HOLDINGS NV SHS AER	AER	3,476,842	$324.0m0.45%	0.45%	Reduced -833.8k	-833,819 -19.3%
35	CAVA GROUP INC COM CAVA	CAVA	3,482,120	$323.0m0.45%	0.45%	Added +1.2m	+1,221,563 54.0%
36	TJX COS INC NEW COM TJX	TJX	2,874,475	$316.5m0.44%	0.44%	Added +917.6k	+917,580 46.9%
37	MICRON TECHNOLOGY INC COM MU	MU	2,353,483	$309.6m0.43%	0.43%	Reduced -1.7m	-1,747,584 -42.6%
38	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	299,857	$306.7m0.43%	0.43%	Reduced -89.4k	-89,399 -23.0%
39	THE TRADE DESK INC COM CL A TTD	TTD	3,091,363	$301.9m0.42%	0.42%	Reduced -1.2m	-1,176,011 -27.6%
40	SHELL PLC SPON ADS SHEL	SHEL	4,151,988	$299.7m0.42%	0.42%	Reduced -83.7k	-83,719 -2.0%
41	MASTERCARD INCORPORATED CL A MA	MA	678,353	$299.3m0.42%	0.42%	Reduced -399.4k	-399,381 -37.1%
42	PALO ALTO NETWORKS INC NOTE 0.375% 6/0 · principal PANW 0.375 06.01.25 · principal	PANW 0.375 06.01.25	87,039,000	$296.7m0.42%	0.42%	Unchanged
43	MERCK & CO INC COM MRK	MRK	2,378,778	$294.5m0.41%	0.41%	Added +357.4k	+357,363 17.7%
44	NORTHROP GRUMMAN CORP COM NOC	NOC	642,609	$280.1m0.39%	0.39%	Added +573.5k	+573,475 829.5%
45	CATERPILLAR INC COM CAT	CAT	810,181	$269.9m0.38%	0.38%	Added +576.4k	+576,431 246.6%
46	LAUDER ESTEE COS INC CL A EL	EL	2,531,624	$269.4m0.38%	0.38%	Added +291.5k	+291,514 13.0%
47	REGENERON PHARMACEUTICALS COM REGN	REGN	254,415	$267.4m0.38%	0.38%	Added +23.9k	+23,944 10.4%
48	VERISIGN INC COM VRSN	VRSN	1,472,803	$261.9m0.37%	0.37%	Added +11.6k	+11,606 0.8%
49	ABERCROMBIE & FITCH CO CL A ANF	ANF	1,468,732	$261.2m0.37%	0.37%	Added +389.9k	+389,914 36.1%
50	ISHARES TR JPMORGAN USD EMG EMB	EMB	2,917,600	$258.1m0.36%	0.36%	New
51	ALPHABET INC CAP STK CL C GOOG	GOOG	1,383,675	$253.8m0.36%	0.36%	Reduced -204.9k	-204,943 -12.9%
52	GENERAL MTRS CO COM GM	GM	5,446,858	$253.1m0.36%	0.36%	Reduced -1.4m	-1,386,449 -20.3%
53	MARRIOTT INTL INC NEW CL A MAR	MAR	1,037,118	$250.7m0.35%	0.35%	Added +524.1k	+524,138 102.2%
54	DEVON ENERGY CORP NEW COM DVN	DVN	5,285,690	$250.5m0.35%	0.35%	Reduced -2.5m	-2,546,196 -32.5%
55	TECK RESOURCES LTD CL B TECK	TECK	4,992,080	$239.2m0.34%	0.34%	Added +4.1m	+4,128,414 478.0%
56	EQUINIX INC COM EQIX	EQIX	314,741	$238.1m0.33%	0.33%	Added +164.2k	+164,206 109.1%
57	PFIZER INC COM PFE	PFE	8,424,721	$235.7m0.33%	0.33%	Reduced -15.9m	-15,868,198 -65.3%
58	BEST BUY INC COM BBY	BBY	2,758,784	$232.5m0.33%	0.33%	Added +2.7m	+2,741,933 16271.6%
59	GILEAD SCIENCES INC COM GILD	GILD	3,338,252	$229.0m0.32%	0.32%	Added +2.2m	+2,203,342 194.1%
60	AFFIRM HLDGS INC COM CL A AFRM	AFRM	7,539,252	$227.8m0.32%	0.32%	Reduced -1.5m	-1,532,739 -16.9%
61	WINGSTOP INC COM WING	WING	536,739	$226.9m0.32%	0.32%	Reduced -285.3k	-285,348 -34.7%
62	FIRST CTZNS BANCSHARES INC N CL A FCNCA	FCNCA	133,730	$225.1m0.32%	0.32%	Added +3.5k	+3,518 2.7%
63	ELI LILLY & CO COM LLY	LLY	237,222	$214.8m0.30%	0.30%	Added +10.2k	+10,158 4.5%
64	VERISK ANALYTICS INC COM VRSK	VRSK	784,676	$211.5m0.30%	0.30%	Reduced -54.4k	-54,399 -6.5%
65	SUPER MICRO COMPUTER INC COM COM		257,919	$211.3m0.30%	0.30%	New
66	ISHARES TR RUSSELL 2000 ETF IWM	IWM	1,015,268	$206.0m0.29%	0.29%	Added +638.1k	+638,084 169.2%
67	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	842,236	$201.0m0.28%	0.28%	Reduced -493.8k	-493,820 -37.0%
68	SPOTIFY TECHNOLOGY S A SHS SPOT	SPOT	634,250	$199.0m0.28%	0.28%	Added +504.9k	+504,851 390.1%
69	IBOTTA INC CLASS A COM SHS IBTA	IBTA	2,624,442	$197.3m0.28%	0.28%	New
70	DOCUSIGN INC COM DOCU	DOCU	3,676,098	$196.7m0.28%	0.28%	Added +529.9k	+529,927 16.8%
71	BOOKING HOLDINGS INC COM BKNG	BKNG	49,071	$194.4m0.27%	0.27%	Reduced -43.6k	-43,599 -47.0%
72	ELECTRONIC ARTS INC COM EA	EA	1,390,418	$193.7m0.27%	0.27%	Added +420.4k	+420,382 43.3%
73	AMERICAN EXPRESS CO COM AXP	AXP	823,321	$190.6m0.27%	0.27%	Reduced -912.8k	-912,812 -52.6%
74	MONGODB INC NOTE 0.250% 1/1 · principal MDB 0.25 01.15.26 · principal	MDB 0.25 01.15.26	142,399,000	$187.5m0.26%	0.26%	Added +36.1m	+36,100,000 34.0%
75	CHART INDS INC NOTE 1.000%11/1 · principal GTLS 1 11.15.24 · principal	GTLS 1 11.15.24	73,492,000	$181.3m0.25%	0.25%	Unchanged
76	MARVELL TECHNOLOGY INC COM MRVL	MRVL	2,582,515	$180.5m0.25%	0.25%	Reduced -167.4k	-167,364 -6.1%
77	HUMANA INC COM HUM	HUM	472,695	$176.6m0.25%	0.25%	Added +40.8k	+40,837 9.5%
78	WALMART INC COM WMT	WMT	2,582,014	$174.8m0.25%	0.25%	Reduced -4.1m	-4,088,724 -61.3%
79	PAYCOM SOFTWARE INC COM PAYC	PAYC	1,206,410	$172.6m0.24%	0.24%	Reduced -280.0k	-279,987 -18.8%
80	DIAMONDBACK ENERGY INC COM FANG	FANG	858,368	$171.8m0.24%	0.24%	Added +189.9k	+189,868 28.4%
81	JOHNSON & JOHNSON COM JNJ	JNJ	1,163,950	$170.1m0.24%	0.24%	Added +225.1k	+225,124 24.0%
82	DATADOG INC CL A COM DDOG	DDOG	1,281,871	$166.2m0.23%	0.23%	Added +689.6k	+689,563 116.4%
83	STARBUCKS CORP COM SBUX	SBUX	2,095,488	$163.1m0.23%	0.23%	Reduced -1.7m	-1,683,314 -44.5%
84	WESTERN DIGITAL CORP COM WDC	WDC	2,123,842	$160.9m0.23%	0.23%	Reduced -408.4k	-408,421 -16.1%
85	ABBVIE INC COM ABBV	ABBV	918,631	$157.6m0.22%	0.22%	Added +178.9k	+178,932 24.2%
86	COSTCO WHSL CORP NEW COM COST	COST	183,286	$155.8m0.22%	0.22%	Added +78.3k	+78,336 74.6%
87	SBA COMMUNICATIONS CORP NEW CL A SBAC	SBAC	792,147	$155.5m0.22%	0.22%	Added +203.9k	+203,938 34.7%
88	GOLDMAN SACHS GROUP INC COM GS	GS	335,938	$152.0m0.21%	0.21%	Added +246.5k	+246,467 275.5%
89	EXXON MOBIL CORP COM XOM	XOM	1,306,723	$150.4m0.21%	0.21%	Reduced -31.1k	-31,139 -2.3%
90	BLOCK INC CL A XYZ	XYZ	2,330,736	$150.3m0.21%	0.21%	Added +1.8m	+1,789,082 330.3%
91	WESTROCK CO COM WRK	WRK	2,953,608	$148.4m0.21%	0.21%	Added +837.1k	+837,139 39.5%
92	LENNAR CORP CL A LEN	LEN	986,023	$147.8m0.21%	0.21%	Added +305.8k	+305,752 45.0%
93	KBR INC COM KBR	KBR	2,286,779	$146.7m0.21%	0.21%	Added +520.2k	+520,207 29.4%
94	DRAFTKINGS INC NEW COM CL A DKNG	DKNG	3,776,821	$144.2m0.20%	0.20%	Reduced -1.5m	-1,523,713 -28.8%
95	MORGAN STANLEY COM NEW MS	MS	1,466,767	$142.6m0.20%	0.20%	Added +188.4k	+188,404 14.7%
96	TORONTO DOMINION BK ONT COM NEW TD	TD	2,592,251	$142.5m0.20%	0.20%	Added +903.5k	+903,488 53.5%
97	ROBINHOOD MKTS INC COM CL A HOOD	HOOD	6,264,026	$142.3m0.20%	0.20%	Reduced -1.0m	-1,006,534 -13.8%
98	JPMORGAN CHASE & CO COM JPM	JPM	700,478	$141.7m0.20%	0.20%	Added +285.7k	+285,668 68.9%
99	SYSCO CORP COM SYY	SYY	1,968,397	$140.5m0.20%	0.20%	Added +557.8k	+557,776 39.5%
100	LPL FINL HLDGS INC COM LPLA	LPLA	496,378	$138.6m0.19%	0.19%	Reduced -449.7k	-449,661 -47.5%

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
PIONEER NAT RES CO PXD	PXD	2,063,866	$541.8m2.1m shares
ISHARES TR MUB	MUB	2,731,200	$293.9m2.7m shares
SELECT SECTOR SPDR TR XLE	XLE	2,945,648	$278.1m2.9m shares
VANGUARD MUN BD FDS VTEB	VTEB	3,737,300	$189.1m3.7m shares
3M CO MMM	MMM	1,333,443	$141.4m1.3m shares
MONDELEZ INTL INC MDLZ	MDLZ	1,175,818	$82.3m1.2m shares
AMERICAN ELEC PWR CO INC AEP	AEP	870,382	$74.9m870.4k shares
NCL CORP LTD NCLH 6 05.15.24	NCLH 6 05.15.24	40,247,000	$61.5m40.2m shares
BILIBILI INC BILI 1.375 04.01.26	BILI 1.375 04.01.26	54,977,000	$54.9m55.0m shares
BILL HOLDINGS INC BILL 0 12.01.25	BILL 0 12.01.25	53,065,000	$49.6m53.1m shares
CONFLUENT INC CFLT	CFLT	1,541,695	$47.1m1.5m shares
DIGITALOCEAN HLDGS INC DOCN 0 12.01.26	DOCN 0 12.01.26	54,350,000	$45.7m54.4m shares
JOYY INC JOYY 1.375 06.15.26	JOYY 1.375 06.15.26	37,716,000	$37.2m37.7m shares
SAREPTA THERAPEUTICS INC SRPT 1.25 09.15.27	SRPT 1.25 09.15.27	30,977,000	$36.2m31.0m shares
CONFLUENT INC CFLT 0 01.15.27	CFLT 0 01.15.27	38,726,000	$33.3m38.7m shares
ZILLOW GROUP INC Z 0.75 09.01.24	Z 0.75 09.01.24	28,000,000	$33.1m28.0m shares
SPDR SER TR XOP	XOP	205,620	$31.9m205.6k shares
SPDR SER TR KRE	KRE	594,472	$29.9m594.5k shares
UNDER ARMOUR INC UA 1.5 06.01.24	UA 1.5 06.01.24	29,400,000	$29.1m29.4m shares
SPDR SER TR XBI	XBI	303,111	$28.8m303.1k shares
NIKOLA CORP		26,581,979	$27.6m26.6m shares
ARES MANAGEMENT CORPORATION ARES	ARES	199,893	$26.6m199.9k shares
NEUROCRINE BIOSCIENCES INC NBIX 2.25 05.15.24	NBIX 2.25 05.15.24	14,351,000	$26.0m14.4m shares
ZILLOW GROUP INC Z 1.375 09.01.26	Z 1.375 09.01.26	17,800,000	$22.0m17.8m shares
IRONWOOD PHARMACEUTICALS INC IRWD 1.5 06.15.26	IRWD 1.5 06.15.26	21,500,000	$21.9m21.5m shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
NVIDIA CORPORATION NVDA · Put	NVDA	Put	5,251,500	$648.8m5.3m shares	Reduced
META PLATFORMS INC META · Put	META	Put	1,247,700	$629.1m1.2m shares	Reduced
INVESCO QQQ TR QQQ · Put	QQQ	Put	1,200,000	$574.9m1.2m shares	Reduced
CITIGROUP INC C · Put	C	Put	8,294,100	$526.3m8.3m shares	Reduced
CHIPOTLE MEXICAN GRILL INC CMG · Put	CMG	Put	7,950,000	$498.1m8.0m shares	Reduced
NVIDIA CORPORATION NVDA · Call	NVDA	Call	4,013,000	$495.8m4.0m shares	Added
TESLA INC TSLA · Put	TSLA	Put	2,385,800	$472.1m2.4m shares	Added
AMAZON COM INC AMZN · Put	AMZN	Put	2,288,700	$442.3m2.3m shares	Reduced
APPLE INC AAPL · Call	AAPL	Call	1,943,100	$409.3m1.9m shares	Reduced
CROWDSTRIKE HLDGS INC CRWD · Put	CRWD	Put	987,900	$378.6m987.9k shares	Added
ADVANCED MICRO DEVICES INC AMD · Put	AMD	Put	2,239,300	$363.2m2.2m shares	Added
CHIPOTLE MEXICAN GRILL INC CMG · Call	CMG	Call	5,490,000	$343.9m5.5m shares	Added
PFIZER INC PFE · Put	PFE	Put	11,881,400	$332.4m11.9m shares	Reduced
BROADCOM INC AVGO · Call	AVGO	Call	206,700	$331.9m206.7k shares	Added
BERKSHIRE HATHAWAY INC DEL BRK.B · Call	BRK.B	Call	801,000	$325.8m801.0k shares	Added
BOOKING HOLDINGS INC BKNG · Call	BKNG	Call	82,100	$325.2m82.1k shares	Reduced
BOOKING HOLDINGS INC BKNG · Put	BKNG	Put	80,900	$320.5m80.9k shares	Reduced
EXXON MOBIL CORP XOM · Call	XOM	Call	2,701,600	$311.0m2.7m shares	Reduced
ELI LILLY & CO LLY · Call	LLY	Call	332,000	$300.6m332.0k shares	Reduced
CITIGROUP INC C · Call	C	Call	4,692,000	$297.8m4.7m shares	Reduced
AMAZON COM INC AMZN · Call	AMZN	Call	1,537,900	$297.2m1.5m shares	Reduced
NETFLIX INC NFLX · Put	NFLX	Put	429,600	$289.9m429.6k shares	Reduced
BOEING CO BA · Put	BA	Put	1,592,200	$289.8m1.6m shares	Added
JPMORGAN CHASE & CO JPM · Call	JPM	Call	1,425,400	$288.3m1.4m shares	Reduced
GENERAL MTRS CO GM · Put	GM	Put	6,114,000	$284.1m6.1m shares	Reduced