Vault-13

CHART INDS INC GTLS 1 11.15.24

NOTE 1.000%11/1 · GLOBAL · CUSIP 16115QAE0

24 institutional holders +0 vs Q1 2024
6,968,5897.0m shares reported held*
$656.5mreported value*
2 new 6 added 5 reduced 2 sold out net bought ≈ $4.1m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.06.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q1 23: 35Q2 23: 34Q3 23: 33Q4 23: 32Q1 24: 24Q2 24: 2424Q1 23Q2 23Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q1 202335
Q2 202334
Q3 202333
Q4 202332
Q1 202424
Q2 202424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 23: 13 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 13 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 15 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q2 2023138
Q3 20231210
Q4 20231613
Q1 2024815
Q2 202487

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +4,933,000+4.9m
DeepCurrents Investment Group LLC Added +4,360,000+4.4m
Thrivent Financial for Lutherans Added +1,593,000+1.6m
Verition Fund Management LLC Added +1,059,000+1.1m
AXA S.A. Added +1,005,000+1.0m
AGF MANAGEMENT LTD Added +200,000+200.0k
BANK OF MONTREAL /CAN/ New +170,000+170.0k
MORGAN STANLEY New +60,000+60.0k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Reduced -4,850,000-4.8m
III Capital Management Reduced -4,360,000-4.4m
Warberg Asset Management LLC Reduced -1,085,000-1.1m
BANK OF AMERICA CORP /DE/ Sold out -613,000-613.0k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -544,000-544.0k
WELLS FARGO & COMPANY/MN Sold out -215,000-215.0k
NOMURA HOLDINGS INC Reduced -50,012-50.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D. E. Shaw & Co., Inc. 0.25% of their portfolio New York, NY 73,492,00073.5m $181.3m $181.3m 0.25% Unchanged
2 TENOR CAPITAL MANAGEMENT Co., L.P. 1.71% of their portfolio NEW YORK, NY 44,040,00044.0m $108.8m $108.8m 1.71% Added +4.9m +4,933,000
3 III Capital Management 4.32% of their portfolio BOCA RATON, FL 31,640,00031.6m $78.1m $78.1m 4.32% Reduced -4.4m -4,360,000
4 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 24,150,00024.1m $59.6m $59.6m 0.07% Reduced -4.8m -4,850,000
5 CAPSTONE INVESTMENT ADVISORS, LLC 1.23% of their portfolio NEW YORK, NY 22,880,00022.9m $56.5m $56.5m 1.23% Unchanged
6 DeepCurrents Investment Group LLC 1.73% of their portfolio NEW YORK, NY 17,411,00017.4m $43.0m $43.0m 1.73% Added +4.4m +4,360,000
7 Calamos Advisors LLC 0.18% of their portfolio NAPERVILLE, IL 15,060,00015.1m $37.2m $37.2m 0.18% Unchanged
8 Parallax Volatility Advisers, L.P. 0.79% of their portfolio San Francisco, CA 12,610,00012.6m $31.1m $31.1m 0.79% Unchanged
9 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 6,874,0006.9m $16.9m $16.9m 0.03% Added +1.6m +1,593,000
10 Verition Fund Management LLC 0.10% of their portfolio GREENWICH, CT 5,235,0005.2m $12.9m $12.9m 0.10% Added +1.1m +1,059,000
11 Warberg Asset Management LLC 2.64% of their portfolio WINNETKA, IL 4,025,0004.0m $9.9m $9.9m 2.64% Reduced -1.1m -1,085,000
12 AXA S.A. 0.01% of their portfolio PARIS, I0 2,950,0003.0m $7.3m $7.3m 0.01% Added +1.0m +1,005,000
13 BlackRock Inc. 0.00% of their portfolio New York, NY 2,170,0002.2m $5.3m $5.3m 0.00% Unchanged
14 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 934,000934.0k $2.3m $2.3m 0.00% Unchanged
15 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 814,000814.0k $2.0m $2.0m 0.06% Reduced -544.0k -544,000
16 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 650,000650.0k $1.6m $1.6m 0.01% Added +200.0k +200,000
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 398,000398.0k $963.0k $963.0k 0.00% Unchanged
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 170,000170.0k $412.4k $412.4k 0.00% New
19 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $246.3k $246.3k 0.00% Unchanged
20 PROSPECTOR PARTNERS LLC 0.03% of their portfolio GUILFORD, CT 100,000100.0k $246.3k $246.3k 0.03% Unchanged
21 NOMURA HOLDINGS INC 0.09% of their portfolio TOKYO, M0 93,58993.6k $13.5m $13.5m 0.09% Reduced -50.0k -50,012
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 60,00060.0k $147.8k $147.8k 0.00% New
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0001.0k $2.5k $2.5k 0.00% Unchanged
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged