Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

2,166 institutional holders -43 vs Q1 2024
295,458,742295.5m shares reported held*
$59.8bnreported value*
122 new 794 added 873 reduced 169 sold out net sold ≈ $9.2bn (-44.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($60.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $202.47. Options: 90 managers hold calls ($52.0bn notional), 143 hold puts ($82.9bn).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 1,866Q4 22: 1,990Q1 23: 1,911Q2 23: 1,968Q3 23: 1,923Q4 23: 2,220Q1 24: 2,209Q2 24: 2,1662,166Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990
Q1 20231,911
Q2 20231,968
Q3 20231,923
Q4 20232,220
Q1 20242,209
Q2 20242,166

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 863 bought or addedQ4 22: 847 cut or sold outQ4 22Q1 23: 764 bought or addedQ1 23: 944 cut or sold outQ2 23: 849 bought or addedQ2 23: 848 cut or sold outQ2 23Q3 23: 780 bought or addedQ3 23: 882 cut or sold outQ4 23: 1,110 bought or addedQ4 23: 783 cut or sold outQ4 23Q1 24: 994 bought or addedQ1 24: 1,020 cut or sold outQ2 24: 916 bought or addedQ2 24: 1,042 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022863847
Q1 2023764944
Q2 2023849848
Q3 2023780882
Q4 20231,110783
Q1 20249941,020
Q2 20249161,042

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25bn$50bn$75bn$100bnQ3 23 calls: $29.4bnQ3 23 puts: $65.1bnQ3 23P/C 2.21Q4 23 calls: $51.2bnQ4 23 puts: $83.6bnQ4 23P/C 1.63Q1 24 calls: $55.9bnQ1 24 puts: $97.6bnQ1 24P/C 1.75Q2 24 calls: $52.0bnQ2 24 puts: $82.9bnQ2 24P/C 1.59
Numbers
QuarterCallsPutsP/C
Q3 2023$29.4bn$65.1bn2.21
Q4 2023$51.2bn$83.6bn1.63
Q1 2024$55.9bn$97.6bn1.75
Q2 2024$52.0bn$82.9bn1.59

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +3,549,018+3.5m
TORONTO DOMINION BANK Added +3,195,573+3.2m
BANK OF AMERICA CORP /DE/ Added +2,546,463+2.5m
CITIGROUP INC Added +1,839,338+1.8m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +1,510,000+1.5m
BARCLAYS PLC Added +1,187,910+1.2m
SG Americas Securities, LLC Added +1,160,863+1.2m
WELLS FARGO & COMPANY/MN Added +906,960+907.0k
Strategic Financial Concepts, LLC Added +733,749+733.7k
Clal Insurance Enterprises Holdings Ltd Added +648,908+648.9k

Biggest sellers

MORGAN STANLEY Reduced -31,087,849-31.1m
JPMORGAN CHASE & CO Reduced -6,285,526-6.3m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,475,292-4.5m
ALLIANCEBERNSTEIN L.P. Reduced -2,631,056-2.6m
NATIXIS Sold out -2,100,100-2.1m
JANE STREET GROUP, LLC Reduced -1,923,144-1.9m
GOLDMAN SACHS GROUP INC Reduced -1,715,986-1.7m
Rokos Capital Management LLP Sold out -1,547,584-1.5m
ROYAL BANK OF CANADA Reduced -1,282,993-1.3m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,144,307-1.1m

Biggest calls

BARCLAYS PLC Added $11.4bn56.2m shares
CITADEL ADVISORS LLC Reduced $6.3bn31.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.6bn22.8m shares
CTC LLC Reduced $4.1bn203.7k shares
MILLENNIUM MANAGEMENT LLC Reduced $3.8bn18.7m shares
UBS Group AG Reduced $1.9bn9.5m shares
CITIGROUP INC Reduced $1.6bn8.0m shares
TUDOR INVESTMENT CORP ET AL Added $1.6bn7.7m shares
Belvedere Trading LLC Added $1.4bn7.0m shares
Saba Capital Management, L.P. Added $1.3bn6.4m shares

Biggest puts

CITADEL ADVISORS LLC Reduced $7.4bn36.6m shares
CTC LLC Reduced $6.8bn332.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.6bn27.6m shares
MILLENNIUM MANAGEMENT LLC Reduced $5.5bn27.2m shares
CITIGROUP INC Reduced $4.9bn24.4m shares
BANK OF AMERICA CORP /DE/ Reduced $4.7bn22.9m shares
UBS Group AG Added $4.4bn21.6m shares
TUDOR INVESTMENT CORP ET AL Added $4.0bn19.8m shares
NOMURA HOLDINGS INC Added $3.5bn17.0m shares
WELLS FARGO & COMPANY/MN Reduced $2.8bn13.8m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.66% of their portfolio CHARLOTTE, NC 33,953,35434.0m $6.9bn $6.9bn 0.66% Added +2.5m +2,546,463
2 GOLDMAN SACHS GROUP INC 0.89% of their portfolio NEW YORK, NY 22,399,16722.4m $4.5bn $4.5bn 0.89% Reduced -1.7m -1,715,986
3 WELLS FARGO & COMPANY/MN 1.08% of their portfolio SAN FRANCISCO, CA 20,717,86320.7m $4.2bn $4.2bn 1.08% Added +907.0k +906,960
4 MORGAN STANLEY 0.29% of their portfolio NEW YORK, NY 18,265,13318.3m $3.7bn $3.7bn 0.29% Reduced -31.1m -31,087,849
5 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 6.39% of their portfolio TORONTO, A6 10,622,00010.6m $2.2bn $2.2bn 6.39% Added +1.5m +1,510,000
6 BlackRock Inc. 0.04% of their portfolio New York, NY 8,942,7218.9m $1.8bn $1.8bn 0.04% Reduced -937.1k -937,113
7 JONES FINANCIAL COMPANIES LLLP 1.83% of their portfolio DES PERES, MO 7,807,8347.8m $1.6bn $1.6bn 1.83% Added +272.9k +272,859
8 Empower Advisory Group, LLC 5.64% of their portfolio Greenwood Village, CO 7,486,8497.5m $1.5bn $1.5bn 5.64% Added +191.7k +191,688
9 Rafferty Asset Management, LLC 5.40% of their portfolio New York, NY 7,170,6347.2m $1.5bn $1.5bn 5.40% Added +135.7k +135,671
10 BNP PARIBAS FINANCIAL MARKETS 1.57% of their portfolio PARIS, I0 7,155,8377.2m $1.5bn $1.5bn 1.57% Added +3.5m +3,549,018
11 TORONTO DOMINION BANK 2.11% of their portfolio TORONTO, ONTARIO, A6 6,486,4266.5m $1.3bn $1.3bn 2.11% Added +3.2m +3,195,573
12 LPL Financial LLC 0.63% of their portfolio FORT MILL, SC 6,199,0106.2m $1.3bn $1.3bn 0.63% Added +262.3k +262,312
13 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 5,733,9225.7m $1.2bn $1.2bn 0.05% Reduced -6.3m -6,285,526
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.47% of their portfolio BALA CYNWYD, PA 4,170,3514.2m $846.1m $846.1m 1.47% Reduced -4.5m -4,475,292
15 CITIGROUP INC 0.76% of their portfolio NEW YORK, NY 3,903,9893.9m $792.1m $792.1m 0.76% Added +1.8m +1,839,338
16 US BANCORP \DE\ 1.06% of their portfolio MINNEAPOLIS, MN 3,837,0213.8m $778.5m $778.5m 1.06% Added +82.5k +82,532
17 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 3,799,9983.8m $771.0m $771.0m 0.13% Added +22.0k +21,953
18 UBS Group AG 0.21% of their portfolio ZURICH, V8 3,435,5433.4m $697.0m $697.0m 0.21% Reduced -1.1m -1,108,767
19 ROYAL BANK OF CANADA 0.16% of their portfolio TORONTO, A6 3,172,4893.2m $643.7m $643.7m 0.16% Reduced -1.3m -1,282,993
20 PNC Financial Services Group, Inc. 0.42% of their portfolio Pittsburgh, PA 3,138,4383.1m $636.8m $636.8m 0.42% Reduced -112.9k -112,926
21 M&T Bank Corp 2.06% of their portfolio BUFFALO, NY 2,981,0073.0m $604.8m $604.8m 2.06% Added +4.0k +4,027
22 BARCLAYS PLC 0.26% of their portfolio LONDON, X0 2,745,5192.7m $557.0m $557.0m 0.26% Added +1.2m +1,187,910
23 HRT FINANCIAL LP 3.19% of their portfolio NEW YORK, NY 2,738,4022.7m $555.6m $555.6m 3.19% Reduced -869.5k -869,459
24 FMR LLC 0.03% of their portfolio BOSTON, MA 2,491,3932.5m $505.5m $505.5m 0.03% Reduced -101.0k -101,032
25 CIBC WORLD MARKET INC. 1.22% of their portfolio TORONTO, A6 2,420,3202.4m $491.1m $491.1m 1.22% Added +494.5k +494,514
26 BANK OF MONTREAL /CAN/ 0.15% of their portfolio TORONTO, A6 2,312,2282.3m $482.0m $482.0m 0.15% Reduced -228.7k -228,694
27 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 2,188,4192.2m $444.0m $444.0m 0.08% Added +109.9k +109,916
28 ENVESTNET ASSET MANAGEMENT INC 0.15% of their portfolio Berwyn, PA 2,102,3862.1m $426.6m $426.6m 0.15% Reduced -1.1m -1,144,307
29 CANADA PENSION PLAN INVESTMENT BOARD 0.34% of their portfolio TORONTO ONTARIO, A6 1,723,0001.7m $349.6m $349.6m 0.34% Unchanged
30 SG Americas Securities, LLC 2.01% of their portfolio NEW YORK, NY 1,570,8601.6m $318.7m $318.7m 2.01% Added +1.2m +1,160,863
31 Millburn Ridgefield LLC /DE/ 8.44% of their portfolio New York, NY 1,558,9441.6m $316.3m $316.3m 8.44% Added +97.3k +97,325
32 Catalyst Capital Advisors LLC 7.30% of their portfolio San Juan, PR 1,558,9441.6m $316.3m $316.3m 7.30% Added +97.3k +97,325
33 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 1,456,1241.5m $295.4m $295.4m 0.08% Reduced -76.6k -76,607
34 TRUIST FINANCIAL CORP 0.43% of their portfolio CHARLOTTE, NC 1,384,2311.4m $280.8m $280.8m 0.43% Reduced -27.2k -27,228
35 Baird Financial Group, Inc. 0.48% of their portfolio MILWAUKEE, WI 1,141,8731.1m $231.7m $231.7m 0.48% Added +27.4k +27,448
36 Raymond James Financial Services Advisors, Inc. 0.31% of their portfolio ST. PETERSBURG, FL 1,072,8011.1m $217.7m $217.7m 0.31% Added +274.6k +274,569
37 Balyasny Asset Management L.P. 0.54% of their portfolio Chicago, IL 1,030,0151.0m $209.0m $209.0m 0.54% Added +612.1k +612,086
38 WELLINGTON MANAGEMENT GROUP LLP 0.04% of their portfolio Boston, MA 1,024,2371.0m $207.8m $207.8m 0.04% Added +154.3k +154,305
39 D. E. Shaw & Co., Inc. 0.29% of their portfolio New York, NY 1,015,2681.0m $206.0m $206.0m 0.29% Added +638.1k +638,084
40 Envestnet Portfolio Solutions, Inc. 0.70% of their portfolio BERWYN, PA 987,983988.0k $200.5m $200.5m 0.70% Reduced -40.0k -40,026
41 AMG National Trust Bank 5.13% of their portfolio GREENWOOD VILLAGE, CO 934,994935.0k $189.7m $189.7m 5.13% Added +46.9k +46,919
42 Pathstone Holdings, LLC 0.85% of their portfolio ENGLEWOOD, NJ 924,606924.6k $187.6m $187.6m 0.85% Added +6.6k +6,626
43 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 895,405895.4k $181.7m $181.7m 0.12% Reduced -4.4k -4,397
44 AVANTAX ADVISORY SERVICES, INC. 1.23% of their portfolio DALLAS, TX 853,139853.1k $173.1m $173.1m 1.23% Added +26.2k +26,174
45 KEYBANK NATIONAL ASSOCIATION/OH 0.69% of their portfolio BROOKLYN, OH 837,050837.0k $169.8m $169.8m 0.69% Reduced -9.8k -9,815
46 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 782,880782.9k $158.8m $158.8m 0.06% Reduced -2.6m -2,631,056
47 BROWN ADVISORY INC 0.20% of their portfolio BALTIMORE, MD 759,034759.0k $154.0m $154.0m 0.20% Added +15.0k +15,022
48 FIFTH THIRD BANCORP 0.59% of their portfolio CINCINNATI, OH 758,780758.8k $153.9m $153.9m 0.59% Added +4.5k +4,451
49 Rockefeller Capital Management L.P. 0.43% of their portfolio NEW YORK, NY 737,730737.7k $149.7m $149.7m 0.43% Added +44.5k +44,476
50 Strategic Financial Concepts, LLC 0.03% of their portfolio SAN ANTONIO, TX 736,990737.0k $43.9k $43.9k 0.03% Added +733.7k +733,749
51 SYNOVUS FINANCIAL CORP 1.87% of their portfolio Columbus, GA 697,366697.4k $141.5m $141.5m 1.87% Reduced -34.7k -34,721
52 LBMC INVESTMENT ADVISORS, LLC 12.26% of their portfolio BRENTWOOD, TN 696,746696.7k $141.4m $141.4m 12.26% Reduced -9.5k -9,528
53 Jefferies Financial Group Inc. 2.75% of their portfolio NEW YORK, NY 688,867688.9k $139.8m $139.8m 2.75% Added +118.4k +118,374
54 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 676,203676.2k $137.2m $137.2m 0.32% Reduced -114.7k -114,677
55 Mariner, LLC 0.27% of their portfolio Overland Park, KS 675,833675.8k $137.1m $137.1m 0.27% Reduced -42.5k -42,473
56 MILLENNIUM MANAGEMENT LLC 0.11% of their portfolio NEW YORK, NY 674,191674.2k $136.8m $136.8m 0.11% Added +275.9k +275,926
57 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 661,764661.8k $134.3m $134.3m 0.04% Reduced -773.5k -773,505
58 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 661,223661.2k $134.2m $134.2m 0.21% Added +30.8k +30,844
59 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 655,920655.9k $133.0m $133.0m 0.21% Reduced -32.3k -32,312
60 Clal Insurance Enterprises Holdings Ltd 1.38% of their portfolio Tel-aviv, L3 650,000650.0k $131.9m $131.9m 1.38% Added +648.9k +648,908
61 TIAA TRUST, NATIONAL ASSOCIATION 0.40% of their portfolio CHARLOTTE, NC 645,470645.5k $131.0m $131.0m 0.40% Reduced -33.5k -33,472
62 Sand Hill Global Advisors, LLC 5.82% of their portfolio Palo Alto, CA 631,942631.9k $128.2m $128.2m 5.82% Added +14.9k +14,931
63 CIBC Private Wealth Group LLC 0.24% of their portfolio ATLANTA, GA 622,135622.1k $125.8m $125.8m 0.24% Reduced -9.1k -9,089
64 JANE STREET GROUP, LLC 0.13% of their portfolio NEW YORK, NY 602,126602.1k $122.2m $122.2m 0.13% Reduced -1.9m -1,923,144
65 CITADEL ADVISORS LLC 0.12% of their portfolio MIAMI, FL 596,675596.7k $121.1m $121.1m 0.12% Added +125.4k +125,383
66 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 574,787574.8k $116.6m $116.6m 0.12% Added +2.9k +2,935
67 HSBC HOLDINGS PLC 0.07% of their portfolio LONDON, X0 566,706566.7k $114.9m $114.9m 0.07% Added +317.1k +317,080
68 BROADWOOD CAPITAL INC 8.68% of their portfolio New York, NY 566,000566.0k $114.8m $114.8m 8.68% Unchanged
69 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 532,250532.2k $108.0m $108.0m 0.26% Reduced -114.5k -114,497
70 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 522,544522.5k $106.0m $106.0m 0.12% Added +34.6k +34,619
71 Focus Partners Wealth 0.36% of their portfolio ST LOUIS, MO 520,128520.1k $105.5m $105.5m 0.36% Added +433.3k +433,260
72 GLENMEDE TRUST CO NA 0.52% of their portfolio PHILADELPHIA, PA 510,138510.1k $103.5m $103.5m 0.52% Reduced -1.3k -1,300
73 Cerity Partners LLC 0.28% of their portfolio NEW YORK, NY 509,324509.3k $103.3m $103.3m 0.28% Reduced -54.6k -54,650
74 Johns Hopkins University 4.07% of their portfolio BALTIMORE, MD 502,673502.7k $102.0m $102.0m 4.07% Reduced -244.8k -244,826
75 COMMERCE BANK 0.65% of their portfolio KANSAS CITY, MO 492,710492.7k $100.0m $100.0m 0.65% Reduced -8.5k -8,523
76 Cresset Asset Management, LLC 0.42% of their portfolio Chicago, IL 482,342482.3k $97.9m $97.9m 0.42% Added +42.0k +42,004
77 GRIMES & Co WEALTH MANAGEMENT, LLC 2.85% of their portfolio WESTBOROUGH, MA 469,266469.3k $95.2m $95.2m 2.85% Reduced -10.6k -10,590
78 BLAIR WILLIAM & CO/IL 0.28% of their portfolio CHICAGO, IL 447,405447.4k $90.8m $90.8m 0.28% Added +12.1k +12,066
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 437,320437.3k $88.7m $88.7m 0.09% Reduced -67.5k -67,500
80 MAI Capital Management 0.87% of their portfolio INDEPENDENCE, OH 434,057434.1k $88.1m $88.1m 0.87% Added +1.8k +1,808
81 NATIONAL BANK OF CANADA /FI/ 0.12% of their portfolio MONTREAL, A8 391,163391.2k $78.7m $78.7m 0.12% Added +2.7k +2,715
82 CITIZENS FINANCIAL GROUP INC/RI 1.64% of their portfolio PROVIDENCE, RI 365,059365.1k $74.1m $74.1m 1.64% Added +13.3k +13,279
83 GENDELL JEFFREY L 2.59% of their portfolio Greenwich, CT 364,895364.9k $74.0m $74.0m 2.59% Reduced -241.3k -241,306
84 WASHINGTON TRUST Co 2.61% of their portfolio WESTERLY, RI 351,174351.2k $71.2m $71.2m 2.61% Reduced -1.9k -1,927
85 HALBERT HARGROVE GLOBAL ADVISORS, LLC 4.12% of their portfolio LONG BEACH, CA 345,899345.9k $70.2m $70.2m 4.12% Reduced -1.7k -1,693
86 PBCay One RSC Ltd 36.48% of their portfolio AL MARYAH ISLAND, C0 331,060331.1k $67.2m $67.2m 36.48% New
87 ARVEST TRUST CO N A 3.91% of their portfolio ROGERS, AR 324,487324.5k $65.8m $65.8m 3.91% Reduced -3.6k -3,645
88 Parkside Investments, LLC 10.00% of their portfolio DEERFIELD, IL 312,289312.3k $63.4m $63.4m 10.00% Added +4.8k +4,786
89 COMERICA BANK 0.26% of their portfolio DALLAS, TX 310,274310.3k $63.0m $63.0m 0.26% Reduced -17.6k -17,643
90 Alaska Permanent Fund Corp 1.03% of their portfolio JUNEAU, AK 309,518309.5k $69.3m $69.3m 1.03% Unchanged
91 HBK INVESTMENTS L P 1.49% of their portfolio DALLAS, TX 307,151307.2k $62.3m $62.3m 1.49% Not comparable
92 Diversified, LLC 7.19% of their portfolio Wilmington, DE 301,434301.4k $61.2m $61.2m 7.19% Added +15.6k +15,630
93 MONETA GROUP INVESTMENT ADVISORS LLC 0.97% of their portfolio ST LOUIS, MO 299,808299.8k $60.8m $60.8m 0.97% Reduced -529 -529
94 GLOBALT Investments LLC / GA 2.42% of their portfolio Atlanta, GA 298,424298.4k $60.5m $60.5m 2.42% Added +14.5k +14,462
95 Corient Private Wealth LP 0.10% of their portfolio MIAMI, FL 296,842296.8k $60.2m $60.2m 0.10% Added +7.8k +7,850
96 REGIONS FINANCIAL CORP 0.44% of their portfolio BIRMINGHAM, AL 282,890282.9k $57.4m $57.4m 0.44% Added +91 +91
97 CAPTRUST FINANCIAL ADVISORS 0.18% of their portfolio RALEIGH, NC 278,005278.0k $56.4m $56.4m 0.18% Reduced -2.9k -2,857
98 University of Illinois Foundation 19.33% of their portfolio CHAMPAIGN, IL 272,361272.4k $55.3m $55.3m 19.33% Reduced -9.4k -9,401
99 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 265,867265.9k $53.9m $53.9m 0.20% Added +2.8k +2,766
100 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 265,246265.2k $53.8m $53.8m 0.02% Reduced -1.7k -1,706