Vault-13

FIRST TR EXCHNG TRADED FD VI DEED

TCW SECURITIZED · ETP · CUSIP 33740U109

40 institutional holders +5 vs Q1 2024
2,361,1222.4m shares reported held*
$48.8mreported value*
12 new 10 added 14 reduced 8 sold out net bought ≈ $4.3m (+209.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.65.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 65Q1 23: 54Q2 23: 47Q3 23: 39Q4 23: 46Q1 24: 35Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202262
Q4 202265
Q1 202354
Q2 202347
Q3 202339
Q4 202346
Q1 202435
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 17 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 46 cut or sold outQ2 23: 22 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 25 cut or sold outQ4 23: 21 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 29 cut or sold outQ2 24: 22 bought or addedQ2 24: 22 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221749
Q1 20232346
Q2 20232231
Q3 20231725
Q4 20232121
Q1 20241329
Q2 20242222

Biggest buyers

NewEdge Advisors, LLC Added +284,507+284.5k
Legacy CG, LLC New +239,495+239.5k
GOLDMAN SACHS GROUP INC New +122,530+122.5k
GDS Wealth Management Added +115,259+115.3k
RAYMOND JAMES & ASSOCIATES New +113,491+113.5k
INSIGNEO ADVISORY SERVICES, LLC New +29,381+29.4k
OLD MISSION CAPITAL LLC New +22,265+22.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,588+18.6k
CW Advisors, LLC New +15,715+15.7k
Ashton Thomas Private Wealth, LLC New +11,520+11.5k

Biggest sellers

Darwin Wealth Management, LLC Reduced -533,175-533.2k
JANE STREET GROUP, LLC Reduced -71,819-71.8k
HARBOUR INVESTMENTS, INC. Reduced -65,851-65.9k
ALTFEST L J & CO INC Reduced -25,392-25.4k
StoneX Group Inc. Reduced -14,356-14.4k
Cerity Partners LLC Sold out -12,997-13.0k
Cetera Investment Advisers Sold out -10,038-10.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -9,903-9.9k
Elevated Capital Advisors, LLC Reduced -6,077-6.1k
LPL Financial LLC Reduced -5,234-5.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GDS Wealth Management 1.62% of their portfolio FLOWER MOUND, TX 716,123716.1k $14.8m $14.8m 1.62% Added +115.3k +115,259
2 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 297,400297.4k $6.1m $6.1m 0.04% Added +284.5k +284,507
3 Legacy CG, LLC 1.68% of their portfolio PLANO, TX 239,495239.5k $4.9m $4.9m 1.68% New
4 Elevated Capital Advisors, LLC 0.77% of their portfolio SANDY, UT 133,159133.2k $2.7m $2.7m 0.77% Reduced -6.1k -6,077
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 122,530122.5k $2.5m $2.5m 0.00% New
6 Blackhawk Capital Partners, LLC 1.46% of their portfolio THIENSVILLE, WI 117,007117.0k $2.4m $2.4m 1.46% Added +2.3k +2,336
7 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 115,570115.6k $2.4m $2.4m 0.03% Added +1.3k +1,342
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 113,491113.5k $2.3m $2.3m 0.00% New
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 81,24081.2k $1.7m $1.7m 0.00% Reduced -5.2k -5,234
10 ALTFEST L J & CO INC 0.19% of their portfolio NEW YORK, NY 66,93366.9k $1.4m $1.4m 0.19% Reduced -25.4k -25,392
11 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 58,45458.5k $1.2m $1.2m 0.05% Added +524 +524
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 37,29437.3k $769.4k $769.4k 0.00% Reduced -71.8k -71,819
13 INSIGNEO ADVISORY SERVICES, LLC 0.07% of their portfolio MIAMI, FL 29,38129.4k $632.0k $632.0k 0.07% New
14 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 22,26522.3k $459.3k $459.3k 0.01% New
15 Modern Wealth Management, LLC 0.03% of their portfolio KANSAS CITY, MO 20,08420.1k $414.3k $414.3k 0.03% Reduced -778 -778
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,58818.6k $383.5k $383.5k 0.00% New
17 Darwin Wealth Management, LLC 0.18% of their portfolio TAMPA, FL 18,01918.0k $371.7k $371.7k 0.18% Reduced -533.2k -533,175
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,63417.6k $364.0k $364.0k 0.00% Reduced -1.3k -1,277
19 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 16,05516.1k $331.2k $331.2k 0.01% Reduced -4.4k -4,379
20 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 15,71515.7k $324.2k $324.2k 0.01% New
21 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 15,64415.6k $322.7k $322.7k 0.03% Reduced -14.4k -14,356
22 Prepared Retirement Institute LLC 0.21% of their portfolio LANSDALE, PA 15,06915.1k $310.9k $310.9k 0.21% Added +28 +28
23 Strategic Financial Partners, Ltd. 0.17% of their portfolio Bend, OR 14,60114.6k $301.2k $301.2k 0.17% Reduced -4.1k -4,146
24 Root Financial Partners, LLC 0.07% of their portfolio ENCINITAS, CA 14,39214.4k $296.9k $296.9k 0.07% Reduced -77 -77
25 Running Point Capital Advisors, LLC 0.11% of their portfolio EL SEGUNDO, CA 12,32712.3k $254.3k $254.3k 0.11% Added +2.1k +2,139
26 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 11,52011.5k $237.7k $237.7k 0.01% New
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,7995.8k $119.6k $119.6k 0.00% Added +5.0k +5,013
28 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5,4965.5k $113.4k $113.4k 0.00% Reduced -65.9k -65,851
29 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 2,2982.3k $47.4k $47.4k 0.01% First filing
30 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,2042.2k $45.5k $45.5k 0.00% Added +347 +347
31 AlphaMark Advisors, LLC 0.02% of their portfolio FT. WRIGHT, KY 2,2002.2k $45.0k $45.0k 0.02% Reduced -125 -125
32 Scarborough Advisors, LLC 0.01% of their portfolio ANNAPOLIS, MD 1,3001.3k $26.8k $26.8k 0.01% Added +19 +19
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0191.0k $21.0k $21.0k 0.00% Reduced -542 -542
34 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 440440 $9.1k $9.1k 0.00% Unchanged
35 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 306306 $6.3k $6.3k 0.00% New
36 Davis Capital Management 0.00% of their portfolio JACKSONVILLE, FL 6767 $1.4k $1.4k 0.00% New
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $14 $14 0.00% Unchanged
38 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $21 $21 0.00% New
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $40 $40 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged