ALTFEST L J & CO INC

NEW YORK, NY · CIK 712050 · 13F filing filed 2024-08-07

SEC-registered investment adviser since 1983 · corporation

Assets managed$1.8bn
Staff42 · 19 in investment roles
Main clients (by assets)High net worth individuals 91%, Individuals 7%, Private funds 1%
Private funds1 (1 hedge) · $12.6m gross assets
Form ADV · 2026-03-04SEC adviser record

$731.9m reported value +3.6% vs Q1 2024

313positions

33.2%in top 10

38 new 123 added 129 reduced 35 sold out vs Q1 2024

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	INNOVATOR ETFS TRUST INVATR 20 PLS 9 TBJL	TBJL	1,692,804	$34.1m4.66%	4.66%	Reduced -648.9k	-648,903 -27.7%
2	FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY EMLP	EMLP	998,105	$30.4m4.15%	4.15%	Reduced -30.0k	-29,967 -2.9%
3	MATTHEWS ASIA FDS ASIA INNOV ACTIV MINV	MINV	1,110,089	$30.0m4.10%	4.10%	Added +6.4k	+6,394 0.6%
4	INNOVATOR ETFS TRUST GRWT100 PWR BUF NJUL	NJUL	438,771	$26.1m3.56%	3.56%	Reduced -7.8k	-7,789 -1.7%
5	ISHARES TR 0-5 YR TIPS ETF STIP	STIP	227,801	$22.7m3.10%	3.10%	Reduced -2.1k	-2,080 -0.9%
6	APPLE INC COM AAPL	AAPL	107,297	$22.6m3.09%	3.09%	Added +949	+949 0.9%
7	VANGUARD WORLD FD COMM SRVC ETF VOX	VOX	148,278	$20.5m2.80%	2.80%	Reduced -3.5k	-3,502 -2.3%
8	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	41,985	$20.1m2.75%	2.75%	New
9	MICROSOFT CORP COM MSFT	MSFT	40,905	$18.3m2.50%	2.50%	Added +173	+173 0.4%
10	SPDR SER TR PORTFOLIO SH TSR SPTS	SPTS	632,613	$18.3m2.50%	2.50%	Added +9.1k	+9,085 1.5%
11	SCHWAB STRATEGIC TR US TIPS ETF SCHP	SCHP	348,788	$18.1m2.48%	2.48%	Added +7.6k	+7,637 2.2%
12	AMAZON COM INC COM AMZN	AMZN	87,481	$16.9m2.31%	2.31%	Reduced -1.0k	-1,037 -1.2%
13	VANGUARD WORLD FD UTILITIES ETF VPU	VPU	114,069	$16.9m2.31%	2.31%	New
14	SPDR SER TR PORTFOLIO LN TSR SPTL	SPTL	574,191	$15.6m2.14%	2.14%	Added +521.6k	+521,639 992.6%
15	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	166,145	$15.2m2.08%	2.08%	Added +9.3k	+9,327 6.0%
16	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	176,565	$14.8m2.02%	2.02%	Added +2.6k	+2,571 1.5%
17	INNOVATOR ETFS TRUST EMRGNG MKT JAN EJAN	EJAN	476,162	$14.2m1.94%	1.94%	Added +10.5k	+10,495 2.2%
18	GOLDMAN SACHS ETF TR ACCES TREASURY GBIL	GBIL	123,173	$12.3m1.68%	1.68%	Added +6.4k	+6,447 5.5%
19	INNOVATOR ETFS TRUST INTRNL DEV JAN IJAN	IJAN	390,953	$12.3m1.68%	1.68%	Added +8.3k	+8,317 2.2%
20	FIRST TR EXCHNG TRADED FD VI FT VEST US EQT GJUL	GJUL	294,465	$10.2m1.40%	1.40%	Added +7.1k	+7,140 2.5%
21	ISHARES TR MBS ETF MBB	MBB	111,315	$10.2m1.40%	1.40%	Added +2.3k	+2,259 2.1%
22	RBB FD INC US TREASR 10 YR UTEN	UTEN	233,887	$10.2m1.39%	1.39%	Added +7.8k	+7,753 3.4%
23	SPDR SER TR S&P BK ETF KBE	KBE	196,482	$9.1m1.25%	1.25%	Reduced -1.9k	-1,853 -0.9%
24	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	49,643	$8.6m1.18%	1.18%	Added +4.6k	+4,643 10.3%
25	ONE LIBERTY PPTYS INC COM OLP	OLP	356,763	$8.4m1.14%	1.14%	Unchanged
26	ELI LILLY & CO COM LLY	LLY	8,324	$7.5m1.03%	1.03%	Added +355	+355 4.5%
27	ALPHABET INC CAP STK CL C GOOG	GOOG	39,092	$7.2m0.98%	0.98%	Reduced -3.8k	-3,796 -8.8%
28	SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA TUA	TUA	283,723	$6.0m0.83%	0.83%	Added +151.5k	+151,464 114.5%
29	ISHARES TR NEW YORK MUN ETF NYF	NYF	110,966	$5.9m0.81%	0.81%	Reduced -85.9k	-85,933 -43.6%
30	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	92,738	$5.8m0.80%	0.80%	Added +889	+889 1.0%
31	SPDR SER TR NUVEEN BLMBRG SH SHM	SHM	118,815	$5.6m0.77%	0.77%	Reduced -60.7k	-60,658 -33.8%
32	META PLATFORMS INC CL A META	META	9,833	$5.0m0.68%	0.68%	Added +1.5k	+1,475 17.6%
33	KRANESHARES TRUST CSI CHI INTERNET KWEB	KWEB	176,617	$4.8m0.65%	0.65%	Reduced -72.3k	-72,259 -29.0%
34	JPMORGAN CHASE & CO COM JPM	JPM	20,996	$4.2m0.58%	0.58%	Reduced -33	-33 -0.2%
35	ISHARES TR U.S. MED DVC ETF IHI	IHI	73,322	$4.1m0.56%	0.56%	Reduced -5.4k	-5,441 -6.9%
36	SPDR SER TR S&P BIOTECH XBI	XBI	39,993	$3.7m0.51%	0.51%	Added +7.9k	+7,881 24.5%
37	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	52,426	$3.6m0.49%	0.49%	Added +28.8k	+28,832 122.2%
38	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	35,471	$3.6m0.49%	0.49%	Added +1.6k	+1,582 4.7%
39	S&P GLOBAL INC COM SPGI	SPGI	7,573	$3.4m0.46%	0.46%	Added +11	+11 0.1%
40	ABBVIE INC COM ABBV	ABBV	19,281	$3.3m0.45%	0.45%	Reduced -2.6k	-2,580 -11.8%
41	EXXON MOBIL CORP COM XOM	XOM	28,667	$3.3m0.45%	0.45%	Reduced -13.2k	-13,201 -31.5%
42	SPDR SER TR S&P REGL BKG KRE	KRE	66,687	$3.3m0.45%	0.45%	Added +25.9k	+25,859 63.3%
43	NVIDIA CORPORATION COM NVDA	NVDA	25,823	$3.2m0.44%	0.44%	Reduced -1.4k	-1,437 -5.3%
44	RBB FD INC US TREAS 3 MNTH TBIL	TBIL	61,790	$3.1m0.42%	0.42%	Added +56.4k	+56,363 1038.6%
45	FIDELITY COVINGTON TRUST VLU FACTOR ETF FVAL	FVAL	50,940	$2.9m0.40%	0.40%	Reduced -6.3k	-6,278 -11.0%
46	ISHARES TR LATN AMER 40 ETF ILF	ILF	115,789	$2.9m0.39%	0.39%	Reduced -28.4k	-28,446 -19.7%
47	ANGEL OAK FUNDS TRUST MORTGAGE BACKED MBS	MBS	335,495	$2.9m0.39%	0.39%	Added +183.8k	+183,770 121.1%
48	MERCK & CO INC COM MRK	MRK	22,208	$2.7m0.38%	0.38%	Reduced -84	-84 -0.4%
49	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	10,528	$2.7m0.38%	0.38%	Added +8.0k	+8,032 321.8%
50	FIRST TR EXCHANGE-TRADED FD VEST GOLD STRTGY BGLD	BGLD	129,457	$2.6m0.36%	0.36%	Reduced -11.9k	-11,933 -8.4%
51	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	6,386	$2.6m0.35%	0.35%	Reduced -20	-20 -0.3%
52	ISHARES TR MSCI KLD400 SOC DSI	DSI	24,027	$2.5m0.34%	0.34%	Reduced -1.1k	-1,086 -4.3%
53	ISHARES TR MSCI INDIA ETF INDA	INDA	42,483	$2.4m0.32%	0.32%	Added +13.2k	+13,234 45.2%
54	ISHARES TR GLOBAL ENERG ETF IXC	IXC	56,178	$2.3m0.32%	0.32%	Reduced -4.0k	-4,037 -6.7%
55	INVESCO EXCH TRADED FD TR II SOLAR ETF TAN	TAN	57,710	$2.3m0.32%	0.32%	Added +27.4k	+27,430 90.6%
56	UNITEDHEALTH GROUP INC COM UNH	UNH	4,262	$2.2m0.30%	0.30%	Reduced -449	-449 -9.5%
57	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	3,931	$2.1m0.29%	0.29%	Reduced -1.6k	-1,566 -28.5%
58	JOHNSON & JOHNSON COM JNJ	JNJ	14,586	$2.1m0.29%	0.29%	Reduced -531	-531 -3.5%
59	INNOVATOR ETFS TRUST US EQTY PWR BUF PSEP	PSEP	56,854	$2.1m0.29%	0.29%	Reduced -1.2k	-1,247 -2.1%
60	VANGUARD WORLD FD EXTENDED DUR EDV	EDV	28,811	$2.1m0.29%	0.29%	Added +908	+908 3.2%
61	SERVICENOW INC COM NOW	NOW	2,567	$2.0m0.28%	0.28%	Added +49	+49 1.9%
62	ORACLE CORP COM ORCL	ORCL	14,188	$2.0m0.27%	0.27%	Added +1.4k	+1,421 11.1%
63	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	58,733	$2.0m0.27%	0.27%	Added +19.4k	+19,367 49.2%
64	HOME DEPOT INC COM HD	HD	5,702	$2.0m0.27%	0.27%	Added +10	+10 0.2%
65	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,879	$1.9m0.26%	0.26%	Reduced -3	-3 -0.2%
66	ISHARES INC MSCI STH KOR ETF EWY	EWY	28,622	$1.9m0.26%	0.26%	Added +859	+859 3.1%
67	PACER FDS TR DATA AND INFRAST SRVR	SRVR	67,368	$1.8m0.25%	0.25%	New
68	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	23,388	$1.8m0.25%	0.25%	Reduced -356	-356 -1.5%
69	PIMCO EQUITY SER RAFI DYN EMERG MFEM	MFEM	87,978	$1.8m0.25%	0.25%	Reduced -9.6k	-9,604 -9.8%
70	AXON ENTERPRISE INC COM AXON	AXON	6,000	$1.8m0.24%	0.24%	Unchanged
71	VISA INC COM CL A V	V	6,632	$1.7m0.24%	0.24%	Reduced -324	-324 -4.7%
72	NETFLIX INC COM NFLX	NFLX	2,518	$1.7m0.23%	0.23%	Reduced -263	-263 -9.5%
73	AMGEN INC COM AMGN	AMGN	5,336	$1.7m0.23%	0.23%	Added +514	+514 10.7%
74	FIRST TR EXCHNG TRADED FD VI VEST NASDAQ 100 QMMY	QMMY	80,435	$1.6m0.23%	0.23%	New
75	CANADIAN NAT RES LTD COM CNQ	CNQ	46,094	$1.6m0.22%	0.22%	Added +18.5k	+18,510 67.1%
76	SPDR INDEX SHS FDS DJ GLB RL ES ETF RWO	RWO	38,423	$1.6m0.22%	0.22%	Reduced -1.8k	-1,765 -4.4%
77	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	40,547	$1.6m0.21%	0.21%	Added +2.0k	+1,953 5.1%
78	ISHARES TR MSCI AC ASIA ETF AAXJ	AAXJ	21,579	$1.6m0.21%	0.21%	Reduced -2.6k	-2,605 -10.8%
79	DBX ETF TR XTRACK HRVST CSI ASHR	ASHR	65,297	$1.5m0.21%	0.21%	New
80	DISNEY WALT CO COM DIS	DIS	15,280	$1.5m0.21%	0.21%	Reduced -7.6k	-7,578 -33.1%
81	MERCADOLIBRE INC COM MELI	MELI	919	$1.5m0.21%	0.21%	Added +12	+12 1.3%
82	LOCKHEED MARTIN CORP COM LMT	LMT	3,231	$1.5m0.21%	0.21%	Reduced -80	-80 -2.4%
83	BRT APARTMENTS CORP COM BRT	BRT	86,348	$1.5m0.21%	0.21%	Unchanged
84	WALMART INC COM WMT	WMT	20,995	$1.4m0.19%	0.19%	Reduced -96	-96 -0.5%
85	GOLDMAN SACHS ETF TR ACTIVEBETA EME GEM	GEM	42,585	$1.4m0.19%	0.19%	Reduced -6.6k	-6,591 -13.4%
86	FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED DEED	DEED	66,933	$1.4m0.19%	0.19%	Reduced -25.4k	-25,392 -27.5%
87	COSTCO WHSL CORP NEW COM COST	COST	1,606	$1.4m0.19%	0.19%	Added +27	+27 1.7%
88	APPLOVIN CORP COM CL A APP	APP	16,242	$1.4m0.18%	0.18%	Reduced -1.2k	-1,181 -6.8%
89	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	7,786	$1.3m0.18%	0.18%	Reduced -1.3k	-1,299 -14.3%
90	ALPHABET INC CAP STK CL A GOOGL	GOOGL	7,258	$1.3m0.18%	0.18%	Reduced -171	-171 -2.3%
91	QUALCOMM INC COM QCOM	QCOM	6,617	$1.3m0.18%	0.18%	Reduced -124	-124 -1.8%
92	SCHWAB STRATEGIC TR EMRG MKTEQ ETF SCHE	SCHE	48,869	$1.3m0.18%	0.18%	Added +2.2k	+2,179 4.7%
93	VANGUARD WORLD FD HEALTH CAR ETF VHT	VHT	4,729	$1.3m0.17%	0.17%	Added +373	+373 8.6%
94	ISHARES TR CORE US AGGBD ET AGG	AGG	12,933	$1.3m0.17%	0.17%	Added +310	+310 2.5%
95	ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR		15,924	$1.2m0.17%	0.17%	Reduced -8.7k	-8,665 -35.2%
96	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	16,692	$1.2m0.17%	0.17%	Reduced -1.8k	-1,762 -9.6%
97	FIRST TR EXCHNG TRADED FD VI FT ENERGY INCOME EIPI	EIPI	64,699	$1.2m0.16%	0.16%	New
98	UBER TECHNOLOGIES INC COM UBER	UBER	16,374	$1.2m0.16%	0.16%	Added +5.6k	+5,599 52.0%
99	PFIZER INC COM PFE	PFE	42,208	$1.2m0.16%	0.16%	Added +621	+621 1.5%
100	ABBOTT LABS COM ABT	ABT	11,264	$1.2m0.16%	0.16%	Reduced -478	-478 -4.1%

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
FIRST TR EXCHNG TRADED FD VI GJUN	GJUN	146,486	$4.9m146.5k shares
TIDAL ETF TR RISR	RISR	67,893	$2.2m67.9k shares
INNOVATOR ETFS TRUST QTJL	QTJL	69,177	$2.0m69.2k shares
FIRST TR MLP & ENERGY INCOM		117,642	$1.1m117.6k shares
SPDR INDEX SHS FDS GII	GII	14,042	$760.0k14.0k shares
ADVANCED MICRO DEVICES INC AMD	AMD	4,084	$737.0k4.1k shares
VALE S A		58,742	$716.0k58.7k shares
ENPHASE ENERGY INC ENPH	ENPH	4,841	$586.0k4.8k shares
ARCHER DANIELS MIDLAND CO ADM	ADM	8,383	$527.0k8.4k shares
NIKE INC NKE	NKE	5,419	$509.0k5.4k shares
DIAGEO PLC DEO	DEO	3,266	$486.0k3.3k shares
RESMED INC RMD	RMD	2,293	$454.0k2.3k shares
PALO ALTO NETWORKS INC PANW	PANW	1,486	$422.0k1.5k shares
BILIBILI INC BILI	BILI	36,622	$410.0k36.6k shares
DOLLAR GEN CORP NEW DG	DG	2,408	$376.0k2.4k shares
SNOWFLAKE INC SNOW	SNOW	2,316	$374.0k2.3k shares
HUMANA INC HUM	HUM	1,036	$359.0k1.0k shares
SOLAREDGE TECHNOLOGIES INC SEDG	SEDG	5,056	$359.0k5.1k shares
UBIQUITI INC UI	UI	2,757	$319.0k2.8k shares
NEWMONT CORP NEM	NEM	8,629	$309.0k8.6k shares
SOCIEDAD QUIMICA Y MINERA DE SQM	SQM	5,933	$292.0k5.9k shares
ACADEMY SPORTS & OUTDOORS IN ASO	ASO	4,168	$282.0k4.2k shares
SHERWIN WILLIAMS CO SHW	SHW	698	$242.0k698 shares
GLOBAL PMTS INC GPN	GPN	1,796	$240.0k1.8k shares
ARCH CAP GROUP LTD ACGL	ACGL	2,574	$238.0k2.6k shares