Vault-13

GOLDMAN SACHS ETF TR GEM

ACTIVEBETA EME · ETP · CUSIP 381430206

141 institutional holders +8 vs Q1 2024
27,313,44327.3m shares reported held*
$893.8mreported value*
15 new 41 added 53 reduced 10 sold out net sold ≈ $46.8m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.72. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 142Q1 23: 136Q2 23: 145Q3 23: 148Q4 23: 143Q1 24: 133Q2 24: 141141Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022153
Q4 2022142
Q1 2023136
Q2 2023145
Q3 2023148
Q4 2023143
Q1 2024133
Q2 2024141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 85 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ2 23: 59 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 78 cut or sold outQ4 23: 53 bought or addedQ4 23: 77 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 77 cut or sold outQ2 24: 56 bought or addedQ2 24: 63 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225385
Q1 20235871
Q2 20235964
Q3 20235378
Q4 20235377
Q1 20244477
Q2 20245663

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +205,107+205.1k
Raymond James Financial Services Advisors, Inc. Added +163,040+163.0k
Betterment LLC Added +108,330+108.3k
CITADEL ADVISORS LLC Added +75,041+75.0k
WELLS FARGO & COMPANY/MN Added +52,263+52.3k
LPL Financial LLC Added +51,990+52.0k
Cetera Investment Advisers Added +37,823+37.8k
SigFig Wealth Management, LLC Added +31,562+31.6k
Apella Capital, LLC Added +20,776+20.8k
ENVESTNET ASSET MANAGEMENT INC Added +20,774+20.8k

Biggest sellers

MORGAN STANLEY Reduced -1,318,788-1.3m
GOLDMAN SACHS GROUP INC Reduced -134,454-134.5k
Destiny Wealth Partners, LLC Reduced -130,591-130.6k
CoreCap Advisors, LLC Sold out -130,430-130.4k
FLOW TRADERS U.S. LLC Reduced -111,071-111.1k
OLD MISSION CAPITAL LLC Reduced -108,126-108.1k
1900 WEALTH MANAGEMENT LLC Reduced -70,854-70.9k
Edge Financial Advisors LLC Reduced -63,113-63.1k
BANK OF AMERICA CORP /DE/ Reduced -44,933-44.9k
Wealthspire Advisors, LLC Reduced -37,484-37.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,023,1814.0m $132.3m $132.3m 0.03% Reduced -134.5k -134,454
2 SigFig Wealth Management, LLC 3.87% of their portfolio SAN FRANCISCO, CA 3,147,5103.1m $102.8m $102.8m 3.87% Added +31.6k +31,562
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,565,3502.6m $83.8m $83.8m 0.02% Added +52.3k +52,263
4 WMS Partners, LLC 3.31% of their portfolio TOWSON, MD 1,583,8371.6m $51.7m $51.7m 3.31% Added +5.9k +5,899
5 Betterment LLC 0.13% of their portfolio NEW YORK, NY 1,541,3951.5m $50.4m $50.4m 0.13% Added +108.3k +108,330
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,499,8241.5m $49.0m $49.0m 0.02% Added +52.0k +51,990
7 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,386,1751.4m $45.3m $45.3m 0.03% Added +205.1k +205,107
8 ARVEST TRUST CO N A 2.37% of their portfolio ROGERS, AR 1,218,1531.2m $39.8m $39.8m 2.37% Added +3.4k +3,398
9 SPINNAKER TRUST 2.30% of their portfolio PORTLAND, ME 1,098,3611.1m $35.9m $35.9m 2.30% Added +4.4k +4,445
10 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 707,772707.8k $23.1m $23.1m 0.03% Added +163.0k +163,040
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 624,702624.7k $20.4m $20.4m 0.00% Reduced -1.3m -1,318,788
12 Apella Capital, LLC 0.91% of their portfolio WEST HARTFORD, CT 607,596607.6k $20.4m $20.4m 0.91% Added +20.8k +20,776
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 554,451554.5k $18.1m $18.1m 0.01% Added +20.8k +20,774
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 483,366483.4k $15.8m $15.8m 0.00% Reduced -44.9k -44,933
15 ARVEST INVESTMENTS, INC. 2.40% of their portfolio LOWELL, AR 458,310458.3k $15.0m $15.0m 2.40% Reduced -18.6k -18,637
16 FIRST FOUNDATION ADVISORS 0.55% of their portfolio Irvine, CA 437,323437.3k $14.3m $14.3m 0.55% Added +14.1k +14,132
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 425,294425.3k $13.9m $13.9m 0.00% Added +10.9k +10,898
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 279,637279.6k $9.1m $9.1m 0.00% Reduced -1.4k -1,380
19 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 241,724241.7k $7.9m $7.9m 0.02% Added +37.8k +37,823
20 Strategic Financial Services, Inc. 0.49% of their portfolio UTICA, NY 237,603237.6k $7.8m $7.8m 0.49% Reduced -15.5k -15,546
21 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 230,271230.3k $7.5m $7.5m 0.01% Added +651 +651
22 Archford Capital Strategies, LLC 1.16% of their portfolio SWANSEA, IL 218,457218.5k $7.1m $7.1m 1.16% Added +6.7k +6,744
23 1900 WEALTH MANAGEMENT LLC 0.66% of their portfolio SAN ANTONIO, TX 216,811216.8k $7.1m $7.1m 0.66% Reduced -70.9k -70,854
24 PRINCIPAL SECURITIES, INC. 0.19% of their portfolio DES MOINES, IA 211,171211.2k $6.9m $6.9m 0.19% Added +8.7k +8,732
25 Callan Capital, LLC 0.28% of their portfolio LA JOLLA, CA 210,392210.4k $6.9m $6.9m 0.28% Reduced -18.7k -18,744
26 GFG Capital, LLC 1.58% of their portfolio MIAMI, FL 177,939177.9k $5.8m $5.8m 1.58% Reduced -4.6k -4,643
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 171,922171.9k $5.6m $5.6m 0.01% Added +3.4k +3,401
28 Pallas Capital Advisors LLC 0.22% of their portfolio BRAINTREE, MA 151,002151.0k $5.0m $5.0m 0.22% Reduced -10.2k -10,223
29 Destiny Wealth Partners, LLC 0.88% of their portfolio TAVARES, FL 150,634150.6k $4.9m $4.9m 0.88% Reduced -130.6k -130,591
30 Clearwater Capital Advisors, LLC 0.52% of their portfolio HOFFMAN ESTATES, IL 149,688149.7k $4.9m $4.9m 0.52% Reduced -11.3k -11,344
31 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 148,959149.0k $4.9m $4.9m 0.02% Added +4.1k +4,061
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 142,721142.7k $4.7m $4.7m 0.02% Reduced -5.6k -5,558
33 FLOW TRADERS U.S. LLC 0.22% of their portfolio NEW YORK, NY 134,373134.4k $4.4m $4.4m 0.22% Reduced -111.1k -111,071
34 GeoWealth Management, LLC 0.19% of their portfolio CHICAGO, IL 132,645132.6k $4.3m $4.3m 0.19% Reduced -3.1k -3,094
35 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 116,416116.4k $3.8m $3.8m 0.20% Added +1.4k +1,422
36 SHUFRO ROSE & CO LLC 0.30% of their portfolio NEW YORK, NY 113,015113.0k $3.7m $3.7m 0.30% Reduced -2.6k -2,551
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 110,746110.7k $3.6m $3.6m 0.01% Reduced -30.3k -30,326
38 Anchor Investment Management, LLC 0.34% of their portfolio COLUMBIA, SC 100,989101.0k $3.3m $3.3m 0.34% Added +11.8k +11,831
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 88,45088.5k $2.9m $2.9m 0.00% Added +75.0k +75,041
40 AMERICAN NATIONAL BANK & TRUST 0.36% of their portfolio WICHITA FALLS, TX 88,05488.1k $2.9m $2.9m 0.36% Reduced -14.0k -14,032
41 ATWOOD & PALMER INC 0.18% of their portfolio KANSAS CITY, MO 74,30074.3k $2.4m $2.4m 0.18% Reduced -1.4k -1,400
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 60,23860.2k $2.0m $2.0m 0.00% Added +11.9k +11,895
43 Clay Northam Wealth Management, LLC 1.48% of their portfolio HUNTINGTON BEACH, CA 59,85359.9k $2.0m $2.0m 1.48% Reduced -1.7k -1,697
44 Kelman-Lazarov, Inc. 0.33% of their portfolio MEMPHIS, TN 53,56453.6k $1.7m $1.7m 0.33% Reduced -695 -695
45 CENTRAL TRUST Co 0.04% of their portfolio JEFFERSON CITY, MO 52,97153.0k $1.7m $1.7m 0.04% Added +3.6k +3,580
46 Ascentis Independent Advisors 0.34% of their portfolio DALLAS, TX 49,96150.0k $1.6m $1.6m 0.34% First filing
47 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 48,48348.5k $1.6m $1.6m 0.02% Reduced -37.5k -37,484
48 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 45,71345.7k $1.5m $1.5m 0.04% Reduced -108.1k -108,126
49 ALTFEST L J & CO INC 0.19% of their portfolio NEW YORK, NY 42,58542.6k $1.4m $1.4m 0.19% Reduced -6.6k -6,591
50 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 32,07532.1k $1.0m $1.0m 0.00% Added +2.0k +2,017
51 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 30,38730.4k $992.7k $992.7k 0.01% Reduced -744 -744
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,01430.0k $980.6k $980.6k 0.00% Added +14.2k +14,178
53 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 26,56426.6k $867.9k $867.9k 0.01% Unchanged
54 Elmwood Wealth Management, Inc. 0.38% of their portfolio BERKELEY, CA 26,22426.2k $856.7k $856.7k 0.38% Reduced -624 -624
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,72025.7k $840.3k $840.3k 0.01% Added +1.5k +1,500
56 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 24,39524.4k $796.7k $796.7k 0.01% Reduced -1.1k -1,122
57 Edge Financial Advisors LLC 0.80% of their portfolio WHEATON, IL 23,57723.6k $770.3k $770.3k 0.80% Reduced -63.1k -63,113
58 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 23,11223.1k $755.1k $755.1k 0.00% Added +847 +847
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,37020.4k $665.5k $665.5k 0.00% Added +2.0k +1,980
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,90318.9k $617.5k $617.5k 0.00% Added +220 +220
61 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 18,26518.3k $596.7k $596.7k 0.03% New
62 WHITTIER TRUST CO OF NEVADA INC 0.02% of their portfolio RENO, NV 17,84517.8k $582.8k $582.8k 0.02% Unchanged
63 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 14,97615.0k $489.3k $489.3k 0.01% New
64 Worth Financial Advisory Group, LLC 0.31% of their portfolio CHARLOTTE, NC 14,62114.6k $477.7k $477.7k 0.31% Added +187 +187
65 Maia Wealth LLC 0.14% of their portfolio DENVER, CO 14,20714.2k $478.9k $478.9k 0.14% First filing
66 Strategies Wealth Advisors, LLC 0.06% of their portfolio GRAND RAPIDS, MI 13,37413.4k $436.9k $436.9k 0.06% Unchanged
67 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 13,20213.2k $431.0k $431.0k 0.02% Reduced -1.9k -1,915
68 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,93112.9k $422.5k $422.5k 0.00% Reduced -175 -175
69 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 12,81212.8k $418.6k $418.6k 0.00% Reduced -7.0k -6,987
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,51012.5k $408.7k $408.7k 0.00% Added +3.6k +3,602
71 Glenview Trust Co 0.01% of their portfolio Louisville, KY 11,94511.9k $390.2k $390.2k 0.01% Reduced -992 -992
72 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 11,77711.8k $384.8k $384.8k 0.01% Added +2.3k +2,298
73 COZAD ASSET MANAGEMENT INC 0.04% of their portfolio CHAMPAIGN, IL 10,93010.9k $357.1k $357.1k 0.04% Reduced -1.8k -1,755
74 Haverford Trust Co 0.00% of their portfolio Radnor, PA 10,72610.7k $350.4k $350.4k 0.00% Reduced -1.1k -1,104
75 FLAGSTAR SECURITIES, INC 0.10% of their portfolio New York, NY 10,67110.7k $348.6k $348.6k 0.10% Reduced -67 -67
76 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 10,51910.5k $343.7k $343.7k 0.00% Added +456 +456
77 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,17410.2k $332.4k $332.4k 0.00% Reduced -2.4k -2,387
78 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 9,7379.7k $318.1k $318.1k 0.01% New
79 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 9,7139.7k $317.3k $317.3k 0.01% Unchanged
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,4019.4k $307.1k $307.1k 0.00% Reduced -1.7k -1,665
81 Inscription Capital, LLC 0.05% of their portfolio HOUSTON, TX 9,0439.0k $295.4k $295.4k 0.05% Unchanged
82 Hexagon Capital Partners LLC 0.06% of their portfolio ROGERS, AR 8,8948.9k $290.6k $290.6k 0.06% Reduced -320 -320
83 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 8,5508.6k $279.3k $279.3k 0.00% Unchanged
84 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 8,4058.4k $274.6k $274.6k 0.02% Reduced -6.4k -6,409
85 IAG Wealth Partners, LLC 0.05% of their portfolio WAUKESHA, WI 8,2988.3k $271.1k $271.1k 0.05% Reduced -975 -975
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,7867.8k $253.0k $253.0k 0.00% Reduced -137 -137
87 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 7,0177.0k $220.5k $220.5k 0.00% First filing
88 Kathmere Capital Management, LLC 0.02% of their portfolio WAYNE, PA 6,3446.3k $207.3k $207.3k 0.02% New
89 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6,1286.1k $200.2k $200.2k 0.00% New
90 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,8944.9k $159.9k $159.9k 0.01% Reduced -279 -279
91 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,7753.8k $123.0k $123.0k 0.01% Added +200 +200
92 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 2,5192.5k $82.0k $82.0k 0.01% Unchanged
93 MORRIS FINANCIAL CONCEPTS, INC. 0.04% of their portfolio MOUNT PLEASANT, SC 2,5152.5k $82.2k $82.2k 0.04% Added +488 +488
94 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,1942.2k $71.7k $71.7k 0.00% Unchanged
95 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 2,1462.1k $70.1k $70.1k 0.01% Reduced -54 -54
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,8861.9k $61.6k $61.6k 0.00% Added +45 +45
97 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,8251.8k $59.8k $59.8k 0.00% Unchanged
98 Princeton Global Asset Management LLC 0.01% of their portfolio PRINCETON, NJ 1,6971.7k $55.4k $55.4k 0.01% Unchanged
99 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 1,3321.3k $43.5k $43.5k 0.01% Added +308 +308
100 Stone House Investment Management, LLC 0.01% of their portfolio TUNKHANNOCK, PA 1,2821.3k $41.9k $41.9k 0.01% Reduced -103 -103