Vault-13

ASTRAZENECA PLC

SPONSORED ADR · ADR · CUSIP 046353108 · ISIN US0463531089

1,212 institutional holders +74 vs Q1 2024
503,305,944503.3m shares reported held*
$39.3bnreported value*
136 new 507 added 331 reduced 68 sold out net sold ≈ $2.2bn (-27.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($42.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $78.04. Options: 27 managers hold calls ($506.8m notional), 25 hold puts ($343.8m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 966Q4 22: 1,061Q1 23: 1,056Q2 23: 1,091Q3 23: 1,075Q4 23: 1,128Q1 24: 1,138Q2 24: 1,2121,212Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022966
Q4 20221,061
Q1 20231,056
Q2 20231,091
Q3 20231,075
Q4 20231,128
Q1 20241,138
Q2 20241,212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 430 bought or addedQ4 22: 411 cut or sold outQ4 22Q1 23: 485 bought or addedQ1 23: 414 cut or sold outQ2 23: 435 bought or addedQ2 23: 455 cut or sold outQ2 23Q3 23: 510 bought or addedQ3 23: 421 cut or sold outQ4 23: 475 bought or addedQ4 23: 435 cut or sold outQ4 23Q1 24: 592 bought or addedQ1 24: 434 cut or sold outQ2 24: 643 bought or addedQ2 24: 399 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022430411
Q1 2023485414
Q2 2023435455
Q3 2023510421
Q4 2023475435
Q1 2024592434
Q2 2024643399

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 23 calls: $805.1mQ3 23 puts: $563.5mQ3 23P/C 0.70Q4 23 calls: $473.6mQ4 23 puts: $419.7mQ4 23P/C 0.89Q1 24 calls: $484.0mQ1 24 puts: $474.0mQ1 24P/C 0.98Q2 24 calls: $506.8mQ2 24 puts: $343.8mQ2 24P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2023$805.1m$563.5m0.70
Q4 2023$473.6m$419.7m0.89
Q1 2024$484.0m$474.0m0.98
Q2 2024$506.8m$343.8m0.68

Biggest buyers

PRICE T ROWE ASSOCIATES INC /MD/ Added +3,667,687+3.7m
GQG Partners LLC Added +2,780,090+2.8m
BANK OF AMERICA CORP /DE/ Added +2,735,366+2.7m
Capital International Investors Added +2,181,843+2.2m
FMR LLC Added +2,147,309+2.1m
SOROS FUND MANAGEMENT LLC Added +2,051,538+2.1m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,666,500+1.7m
VOYA INVESTMENT MANAGEMENT LLC Added +1,633,015+1.6m
LAZARD ASSET MANAGEMENT LLC Added +1,437,904+1.4m
HSBC HOLDINGS PLC Added +1,132,362+1.1m

Biggest sellers

MORGAN STANLEY Reduced -32,903,130-32.9m
WELLINGTON MANAGEMENT GROUP LLP Reduced -8,551,944-8.6m
Capital World Investors Reduced -3,113,337-3.1m
Holocene Advisors, LP Reduced -2,944,348-2.9m
MILLENNIUM MANAGEMENT LLC Reduced -2,860,462-2.9m
TWO SIGMA INVESTMENTS, LP Reduced -900,866-900.9k
Magnetar Financial LLC Sold out -880,833-880.8k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -848,793-848.8k
Pictet Asset Management Holding SA Reduced -770,654-770.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -632,444-632.4k

Biggest calls

CITADEL ADVISORS LLC Added $172.9m2.2m shares
Lighthouse Investment Partners, LLC Added $53.0m680.0k shares
Walleye Trading LLC Reduced $38.8m498.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $33.7m431.6k shares
Optiver Holding B.V. Reduced $33.6m431.1k shares
MILLENNIUM MANAGEMENT LLC Added $29.7m381.1k shares
JANE STREET GROUP, LLC Added $25.9m332.6k shares
SIMPLEX TRADING, LLC Added $24.5m314.1k shares
Squarepoint Ops LLC Reduced $13.9m177.8k shares
IMC-Chicago, LLC Added $13.1m168.4k shares

Biggest puts

MILLENNIUM MANAGEMENT LLC Added $63.6m816.1k shares
Walleye Trading LLC Added $52.4m672.1k shares
Optiver Holding B.V. Added $32.9m422.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $31.7m407.0k shares
CITADEL ADVISORS LLC Reduced $22.4m286.7k shares
JANE STREET GROUP, LLC Reduced $20.3m259.8k shares
Squarepoint Ops LLC Added $18.8m241.3k shares
SIMPLEX TRADING, LLC Reduced $17.6m225.7k shares
Walleye Capital LLC Reduced $16.7m214.0k shares
JPMORGAN CHASE & CO Added $16.4m210.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRICE T ROWE ASSOCIATES INC /MD/ 0.61% of their portfolio BALTIMORE, MD 64,939,66164.9m $5.1bn $5.1bn 0.61% Added +3.7m +3,667,687
2 PRIMECAP MANAGEMENT CO/CA/ 2.41% of their portfolio PASADENA, CA 42,597,23542.6m $3.3bn $3.3bn 2.41% Reduced -347.9k -347,940
3 WELLINGTON MANAGEMENT GROUP LLP 0.56% of their portfolio Boston, MA 40,569,91740.6m $3.2bn $3.2bn 0.56% Reduced -8.6m -8,551,944
4 Capital International Investors 0.59% of their portfolio Los Angeles, CA 36,703,71836.7m $2.9bn $2.9bn 0.59% Added +2.2m +2,181,843
5 FMR LLC 0.11% of their portfolio BOSTON, MA 22,858,97022.9m $1.8bn $1.8bn 0.11% Added +2.1m +2,147,309
6 FRANKLIN RESOURCES INC 0.42% of their portfolio San Mateo, CA 17,599,96017.6m $1.4bn $1.4bn 0.42% Added +377.8k +377,844
7 JENNISON ASSOCIATES LLC 0.85% of their portfolio NEW YORK, NY 17,023,65517.0m $1.3bn $1.3bn 0.85% Reduced -252.6k -252,627
8 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 15,860,68915.9m $1.2bn $1.2bn 0.12% Added +2.7m +2,735,366
9 Sanders Capital, LLC 1.79% of their portfolio West Palm Beach, FL 14,945,24214.9m $1.2bn $1.2bn 1.79% Added +126.3k +126,259
10 GOLDMAN SACHS GROUP INC 0.19% of their portfolio NEW YORK, NY 12,496,35012.5m $974.6m $974.6m 0.19% Added +210.2k +210,235
11 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 12,400,31112.4m $967.1m $967.1m 0.07% Reduced -32.9m -32,903,130
12 Fisher Asset Management, LLC 0.34% of their portfolio PLANO, TX 9,955,98510.0m $776.5m $776.5m 0.34% Added +302.6k +302,574
13 CIBC Private Wealth Group LLC 1.33% of their portfolio ATLANTA, GA 9,212,7879.2m $710.6m $710.6m 1.33% Reduced -82.0k -81,996
14 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 8,548,7948.5m $666.7m $666.7m 0.03% Added +581.1k +581,092
15 BlackRock Inc. 0.01% of their portfolio New York, NY 7,019,4237.0m $547.4m $547.4m 0.01% Added +291.0k +290,953
16 Capital World Investors 0.08% of their portfolio LOS ANGELES, CA 6,252,3396.3m $487.7m $487.7m 0.08% Reduced -3.1m -3,113,337
17 NEUBERGER BERMAN GROUP LLC 0.35% of their portfolio NEW YORK, NY 5,406,5055.4m $421.7m $421.7m 0.35% Added +145.0k +144,978
18 VOYA INVESTMENT MANAGEMENT LLC 0.41% of their portfolio ATLANTA, GA 5,307,7165.3m $413.9m $413.9m 0.41% Added +1.6m +1,633,015
19 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 4,886,1034.9m $381.7m $381.7m 0.10% Added +35.3k +35,312
20 DIMENSIONAL FUND ADVISORS LP 0.09% of their portfolio AUSTIN, TX 4,444,5894.4m $346.7m $346.7m 0.09% Reduced -113.7k -113,664
21 WCM INVESTMENT MANAGEMENT, LLC 0.74% of their portfolio LAGUNA BEACH, CA 3,986,2864.0m $311.6m $311.6m 0.74% Added +902.3k +902,255
22 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 3,768,7403.8m $293.9m $293.9m 0.05% Added +434.4k +434,353
23 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 3,686,8843.7m $287.5m $287.5m 0.07% Added +583.5k +583,498
24 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 3,417,9333.4m $266.6m $266.6m 0.09% Added +488.6k +488,644
25 Clearbridge Investments, LLC 0.22% of their portfolio NEW YORK, NY 3,403,7483.4m $265.5m $265.5m 0.22% Added +186.0k +186,010
26 Fayez Sarofim & Co 0.68% of their portfolio Houston, TX 3,239,1753.2m $252.6m $252.6m 0.68% Added +248.9k +248,941
27 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 3,217,1233.2m $250.9m $250.9m 0.05% Added +298.7k +298,743
28 GQG Partners LLC 0.35% of their portfolio FT. LAUDERDALE, FL 2,999,5843.0m $233.9m $233.9m 0.35% Added +2.8m +2,780,090
29 Swedbank AB 0.28% of their portfolio STOCKHOLM, V7 2,670,7572.7m $208.3m $208.3m 0.28% Reduced -76.5k -76,500
30 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 2,576,7362.6m $201.0m $201.0m 0.13% Reduced -7.8k -7,804
31 Holocene Advisors, LP 0.82% of their portfolio New York, NY 2,529,0242.5m $197.2m $197.2m 0.82% Reduced -2.9m -2,944,348
32 SOROS FUND MANAGEMENT LLC 4.30% of their portfolio NEW YORK, NY 2,451,5382.5m $191.2m $191.2m 4.30% Added +2.1m +2,051,538
33 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,439,5352.4m $190.3m $190.3m 0.05% Added +40.2k +40,214
34 Alyeska Investment Group, L.P. 1.09% of their portfolio CHICAGO, IL 2,418,8952.4m $188.6m $188.6m 1.09% Reduced -376.8k -376,786
35 MANNING & NAPIER ADVISORS LLC 2.13% of their portfolio Fairport, NY 2,416,6722.4m $188.5m $188.5m 2.13% First filing
36 FARALLON CAPITAL MANAGEMENT, L.L.C. 1.11% of their portfolio SAN FRANCISCO, CA 2,409,7182.4m $187.9m $187.9m 1.11% Added +950.0k +950,000
37 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 2,329,5402.3m $181.7m $181.7m 0.01% Reduced -386.0k -385,961
38 Epoch Investment Partners, Inc. 0.82% of their portfolio New York, NY 2,289,0572.3m $178.5m $178.5m 0.82% Reduced -531.2k -531,194
39 TWO SIGMA INVESTMENTS, LP 0.42% of their portfolio NEW YORK, NY 2,288,4892.3m $178.5m $178.5m 0.42% Reduced -900.9k -900,866
40 LAZARD ASSET MANAGEMENT LLC 0.19% of their portfolio NEW YORK, NY 1,920,6361.9m $149.8m $149.8m 0.19% Added +1.4m +1,437,904
41 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 1,900,0201.9m $148.2m $148.2m 0.05% Reduced -274.9k -274,863
42 NATIXIS ADVISORS, LLC 0.31% of their portfolio Boston, MA 1,843,6531.8m $143.8m $143.8m 0.31% Added +277.9k +277,946
43 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,832,3201.8m $142.9m $142.9m 0.04% Reduced -64.0k -64,050
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 1,775,4051.8m $138.5m $138.5m 0.03% Added +1.7m +1,666,500
45 TWO SIGMA ADVISERS, LP 0.30% of their portfolio NEW YORK, NY 1,714,1001.7m $133.7m $133.7m 0.30% Reduced -128.9k -128,900
46 SATURNA CAPITAL CORP 1.73% of their portfolio BELLINGHAM, WA 1,672,2091.7m $130.4m $130.4m 1.73% Added +3.1k +3,080
47 Nuveen Asset Management, LLC 0.04% of their portfolio CHICAGO, IL 1,665,0361.7m $129.9m $129.9m 0.04% Reduced -37.6k -37,576
48 JANUS HENDERSON GROUP PLC 0.07% of their portfolio LONDON, X0 1,584,0521.6m $123.5m $123.5m 0.07% Reduced -148.2k -148,154
49 CRAWFORD INVESTMENT COUNSEL INC 2.30% of their portfolio ATLANTA, GA 1,545,9041.5m $120.6m $120.6m 2.30% Reduced -10.9k -10,933
50 Aberdeen Group plc 0.23% of their portfolio EDINBURGH, X0 1,506,5231.5m $117.5m $117.5m 0.23% Added +10.4k +10,447
51 TD Asset Management Inc 0.11% of their portfolio Toronto, A6 1,506,4281.5m $117.5m $117.5m 0.11% Reduced -31.0k -30,982
52 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 1,465,5751.5m $116.9m $116.9m 0.04% Added +384.3k +384,308
53 CITIGROUP INC 0.11% of their portfolio NEW YORK, NY 1,435,7451.4m $112.0m $112.0m 0.11% Added +570.5k +570,510
54 EAGLE ASSET MANAGEMENT INC 0.59% of their portfolio ST PETERSBURG, FL 1,420,1831.4m $110.7m $110.7m 0.59% Reduced -10.7k -10,693
55 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 1,395,0231.4m $108.8m $108.8m 0.02% Added +4.4k +4,366
56 Thrivent Financial for Lutherans 0.22% of their portfolio Minneapolis, MN 1,372,8051.4m $107.1m $107.1m 0.22% Reduced -41.2k -41,164
57 AGF MANAGEMENT LTD 0.56% of their portfolio TORONTO, A6 1,303,5591.3m $101.7m $101.7m 0.56% Added +506.5k +506,465
58 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 1,283,2741.3m $100.5m $100.5m 0.06% Added +1.1m +1,132,362
59 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 1,265,4181.3m $98.7m $98.7m 0.11% Added +138.7k +138,707
60 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,026,6761.0m $80.1m $80.1m 0.02% Reduced -17.2k -17,204
61 NICHOLAS COMPANY, INC. 1.29% of their portfolio MILWAUKEE, WI 995,625995.6k $77.6m $77.6m 1.29% Unchanged
62 Erste Asset Management GmbH 0.98% of their portfolio VIENNA, C4 950,648950.6k $74.2m $74.2m 0.98% Reduced -30.0k -30,000
63 Legal & General Group Plc 0.02% of their portfolio London, X0 924,132924.1k $72.1m $72.1m 0.02% Reduced -17.3k -17,343
64 SEI INVESTMENTS CO 0.10% of their portfolio OAKS, PA 879,446879.4k $68.6m $68.6m 0.10% Added +78.6k +78,588
65 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 870,741870.7k $67.9m $67.9m 0.07% Reduced -360.8k -360,835
66 Russell Investments Group, Ltd. 0.11% of their portfolio Seattle, WA 856,571856.6k $66.8m $66.8m 0.11% Added +78.9k +78,921
67 Sofinnova Investments, Inc. 3.94% of their portfolio Menlo Park, CA 801,417801.4k $62.5m $62.5m 3.94% Added +204.7k +204,704
68 AXA S.A. 0.09% of their portfolio PARIS, I0 800,484800.5k $62.4m $62.4m 0.09% Added +765.4k +765,363
69 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 734,019734.0k $57.2m $57.2m 0.09% Added +33.6k +33,633
70 Pictet Asset Management Holding SA 0.07% of their portfolio CAROUGE, V8 733,734733.7k $57.2m $57.2m 0.07% Reduced -770.7k -770,654
71 Balyasny Asset Management L.P. 0.15% of their portfolio Chicago, IL 720,003720.0k $56.2m $56.2m 0.15% Added +349.2k +349,195
72 TRILLIUM ASSET MANAGEMENT, LLC 1.40% of their portfolio BOSTON, MA 713,243713.2k $55.6m $55.6m 1.40% Reduced -27.0k -26,952
73 Harvest Portfolios Group Inc. 2.11% of their portfolio Oakville, A6 706,673706.7k $55.1m $55.1m 2.11% Reduced -74.6k -74,592
74 CIDEL ASSET MANAGEMENT INC 3.98% of their portfolio TORONTO, A6 660,427660.4k $51.5m $51.5m 3.98% Added +9.3k +9,306
75 ZWJ INVESTMENT COUNSEL INC 2.24% of their portfolio Atlanta, GA 653,448653.4k $51.0m $51.0m 2.24% Added +8.6k +8,557
76 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 617,707617.7k $48.2m $48.2m 0.05% Added +128.9k +128,855
77 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 587,360587.4k $45.8m $45.8m 0.06% Reduced -558.3k -558,277
78 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 570,806570.8k $44.5m $44.5m 0.05% Added +117.4k +117,384
79 Hardman Johnston Global Advisors LLC 1.71% of their portfolio Stamford, CT 568,289568.3k $44.3m $44.3m 1.71% Reduced -17.0k -16,958
80 TODD ASSET MANAGEMENT LLC 0.89% of their portfolio Louisville, KY 549,861549.9k $42.9m $42.9m 0.89% Added +2.1k +2,123
81 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 539,191539.2k $42.1m $42.1m 0.02% Added +54.3k +54,345
82 Assenagon Asset Management S.A. 0.10% of their portfolio SENNINGERBERG, N4 533,327533.3k $41.6m $41.6m 0.10% Added +275.0k +275,023
83 ProShare Advisors LLC 0.11% of their portfolio BETHESDA, MD 529,578529.6k $41.3m $41.3m 0.11% Reduced -79.2k -79,195
84 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 520,223520.2k $40.6m $40.6m 0.02% Reduced -327.5k -327,510
85 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.36% of their portfolio FRANKFORT, KY 515,590515.6k $40.2m $40.2m 0.36% Reduced -66.1k -66,091
86 STRS OHIO 0.15% of their portfolio COLUMBUS, OH 500,000500.0k $39.0m $39.0m 0.15% Unchanged
87 Point72 Asset Management, L.P. 0.13% of their portfolio STAMFORD, CT 498,950498.9k $38.9m $38.9m 0.13% Added +311.6k +311,550
88 Capital Group Private Client Services, Inc. 0.39% of their portfolio Los Angeles, CA 495,296495.3k $38.6m $38.6m 0.39% Reduced -38.9k -38,946
89 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 492,917492.9k $38.4m $38.4m 0.02% Reduced -399.6k -399,632
90 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 492,178492.2k $38.4m $38.4m 0.00% Reduced -3.7k -3,680
91 THORNBURG INVESTMENT MANAGEMENT INC 0.54% of their portfolio SANTA FE, NM 491,469491.5k $38.3m $38.3m 0.54% Reduced -9.8k -9,758
92 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.09% of their portfolio CAUSEWAY BAY, K3 467,680467.7k $36.5m $36.5m 0.09% First filing
93 BI Asset Management Fondsmaeglerselskab A/S 0.58% of their portfolio KOBENHAVN, G7 453,264453.3k $35.4m $35.4m 0.58% Added +39.9k +39,880
94 CAUSEWAY CAPITAL MANAGEMENT LLC 0.96% of their portfolio LOS ANGELES, CA 450,588450.6k $35.1m $35.1m 0.96% Reduced -45.9k -45,888
95 GROUPAMA ASSET MANAGMENT 0.93% of their portfolio PARIS, I0 442,173442.2k $68.7m $68.7m 0.93% Added +57.2k +57,180
96 MACQUARIE GROUP LTD 0.04% of their portfolio Sydney, NSW 2000, C3 417,511417.5k $32.6m $32.6m 0.04% Reduced -74.5k -74,479
97 VAUGHAN DAVID INVESTMENTS LLC/IL 0.82% of their portfolio PEORIA, IL 417,446417.4k $32.6m $32.6m 0.82% Added +36.7k +36,685
98 BECKER CAPITAL MANAGEMENT INC 1.02% of their portfolio Portland, OR 379,982380.0k $29.6m $29.6m 1.02% Reduced -5.2k -5,161
99 VAN ECK ASSOCIATES CORP 0.04% of their portfolio NEW YORK, NY 377,790377.8k $29.5m $29.5m 0.04% Reduced -43.5k -43,520
100 Walleye Capital LLC 0.31% of their portfolio NEW YORK, NY 374,286374.3k $29.2m $29.2m 0.31% Added +113.2k +113,243