Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

78 institutional holders -2 vs Q1 2024
16,122,27216.1m shares reported held*
$343.6mreported value*
14 new 35 added 20 reduced 17 sold out net bought ≈ $22.2m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.31. Options: 1 managers hold calls ($189.7k notional), 1 hold puts ($2.6m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 7878Q4 22Q2 23Q4 23Q2 24
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 17 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 46 bought or addedQ1 24: 51 cut or sold outQ1 24Q2 24: 49 bought or addedQ2 24: 37 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023176
Q2 20232211
Q3 20232317
Q4 20236019
Q1 20244651
Q2 20244937

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $215.3kQ4 23 puts: $2.6mQ4 23P/C 12.23Q1 24 calls: $1.3mQ1 24 puts: $5.4mQ1 24P/C 4.05Q2 24 calls: $189.7kQ2 24 puts: $2.6mQ2 24P/C 13.92
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$215.3k$2.6m12.23
Q1 2024$1.3m$5.4m4.05
Q2 2024$189.7k$2.6m13.92

Biggest buyers

Ferguson Shapiro LLC Added +1,264,967+1.3m
HOLLENCREST CAPITAL MANAGEMENT Added +1,075,025+1.1m
EVERGREEN CAPITAL MANAGEMENT LLC New +511,065+511.1k
Andina Capital Management, LLC New +389,494+389.5k
Lloyd Advisory Services, LLC. New +345,751+345.8k
AE Wealth Management LLC Added +296,792+296.8k
Ancora Advisors LLC Added +212,790+212.8k
JANE STREET GROUP, LLC Added +170,327+170.3k
ALTFEST L J & CO INC Added +151,464+151.5k
Aprio Wealth Management, LLC Added +129,409+129.4k

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -634,568-634.6k
Municipal Employees' Retirement System of Michigan Sold out -634,568-634.6k
CITADEL ADVISORS LLC Reduced -578,809-578.8k
Herr Investment Group LLC Sold out -535,395-535.4k
Proficio Capital Partners LLC Sold out -524,024-524.0k
PEAK FINANCIAL ADVISORS LLC Sold out -296,043-296.0k
Simplify Asset Management Inc. Reduced -84,831-84.8k
Dakota Wealth Management Reduced -84,375-84.4k
Trek Financial, LLC Reduced -83,392-83.4k
Almanack Investment Partners, LLC. Reduced -81,072-81.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $189.7k8.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.6m123.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HOLLENCREST CAPITAL MANAGEMENT 2.18% of their portfolio NEWPORT BEACH, CA 2,328,4392.3m $49.6m $49.6m 2.18% Added +1.1m +1,075,025
2 Ferguson Shapiro LLC 12.25% of their portfolio DECATUR, GA 1,464,3861.5m $31.2m $31.2m 12.25% Added +1.3m +1,264,967
3 Financial Enhancement Group LLC 4.86% of their portfolio ANDERSON, IN 1,348,1101.3m $30.1m $30.1m 4.86% Added +15.6k +15,565
4 AE Wealth Management LLC 0.22% of their portfolio TOPEKA, KS 1,011,8891.0m $21.6m $21.6m 0.22% Added +296.8k +296,792
5 Aprio Wealth Management, LLC 3.83% of their portfolio ATLANTA, GA 986,396986.4k $21.0m $21.0m 3.83% Added +129.4k +129,409
6 Ancora Advisors LLC 0.37% of their portfolio Cleveland, OH 696,290696.3k $14.8m $14.8m 0.37% Added +212.8k +212,790
7 EVERGREEN CAPITAL MANAGEMENT LLC 0.39% of their portfolio Bellevue, WA 511,065511.1k $10.9m $10.9m 0.39% New
8 SOUTHERN FARM BUREAU LIFE INSURANCE 1.53% of their portfolio JACKSON, MS 437,050437.1k $9.3m $9.3m 1.53% Unchanged
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 419,841419.8k $9.0m $9.0m 0.01% Added +170.3k +170,327
10 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 416,054416.1k $8.9m $8.9m 0.01% Added +41.0k +41,030
11 Longview Financial Advisors, Inc. 6.47% of their portfolio HUNTSVILLE, AL 398,852398.9k $8.5m $8.5m 6.47% Reduced -18.2k -18,168
12 Andina Capital Management, LLC 6.24% of their portfolio LOGAN, UT 389,494389.5k $8.3m $8.3m 6.24% New
13 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 377,762377.8k $8.1m $8.1m 0.02% Unchanged
14 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 367,081367.1k $7.8m $7.8m 0.01% Unchanged
15 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 367,081367.1k $7.8m $7.8m 0.01% Unchanged
16 Lloyd Advisory Services, LLC. 3.47% of their portfolio SUWANEE, GA 345,751345.8k $7.4m $7.4m 3.47% New
17 WJ Interests, LLC 3.20% of their portfolio SUGAR LAND, TX 301,512301.5k $6.4m $6.4m 3.20% Added +10.9k +10,934
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 297,439297.4k $6.3m $6.3m 0.00% Reduced -10.8k -10,761
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 287,577287.6k $6.1m $6.1m 0.00% Reduced -2.4k -2,385
20 ALTFEST L J & CO INC 0.83% of their portfolio NEW YORK, NY 283,723283.7k $6.0m $6.0m 0.83% Added +151.5k +151,464
21 Gladstone Institutional Advisory LLC 0.29% of their portfolio Bedminster, NJ 258,808258.8k $5.5m $5.5m 0.29% Reduced -12.8k -12,792
22 Mid-American Wealth Advisory Group, Inc. 3.34% of their portfolio KANSAS CITY, MO 245,490245.5k $5.2m $5.2m 3.34% Added +90.6k +90,578
23 Dakota Wealth Management 0.11% of their portfolio PALM BEACH GARDENS, FL 214,268214.3k $4.6m $4.6m 0.11% Reduced -84.4k -84,375
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 192,113192.1k $4.1m $4.1m 0.01% Added +4.4k +4,436
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 184,299184.3k $3.9m $3.9m 0.00% Added +3.6k +3,578
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 180,774180.8k $3.9m $3.9m 0.00% Reduced -11.9k -11,901
27 Pekin Hardy Strauss, Inc. 0.50% of their portfolio CHICAGO, IL 169,299169.3k $3.6m $3.6m 0.50% Reduced -11.9k -11,950
28 Almanack Investment Partners, LLC. 0.54% of their portfolio WAYNE, PA 151,084151.1k $3.2m $3.2m 0.54% Reduced -81.1k -81,072
29 Belpointe Asset Management LLC 0.18% of their portfolio RENO, NV 123,976124.0k $2.6m $2.6m 0.18% Added +4.3k +4,338
30 Cumberland Partners Ltd 0.19% of their portfolio TORONTO, A6 123,936123.9k $2.6m $2.6m 0.19% Reduced -101 -101
31 Hilltop Holdings Inc. 0.27% of their portfolio DALLAS, TX 108,873108.9k $2.3m $2.3m 0.27% Added +84.0k +84,008
32 Simplify Asset Management Inc. 0.19% of their portfolio Las Vegas, NV 101,484101.5k $2.2m $2.2m 0.19% Reduced -84.8k -84,831
33 GFS Advisors, LLC 0.03% of their portfolio HOUSTON, TX 84,29484.3k $207.0k $207.0k 0.03% Added +74.6k +74,594
34 Great Lakes Retirement, Inc. 0.24% of their portfolio SANDUSKY, OH 81,88681.9k $1.7m $1.7m 0.24% Added +12.4k +12,425
35 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 72,85272.9k $1.6m $1.6m 0.04% Added +2.3k +2,335
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 70,49670.5k $1.5m $1.5m 0.00% Added +1.2k +1,177
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 60,92260.9k $1.3m $1.3m 0.00% Added +22.4k +22,367
38 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 58,57558.6k $1.3m $1.3m 0.00% New
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 49,34549.3k $1.1m $1.1m 0.00% Added +4.7k +4,733
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,77547.8k $1.0m $1.0m 0.00% Reduced -578.8k -578,809
41 Elevated Capital Advisors, LLC 0.26% of their portfolio SANDY, UT 43,92943.9k $936.6k $936.6k 0.26% New
42 FDx Advisors, Inc. 0.24% of their portfolio BERWYN, PA 40,66140.7k $867.0k $867.0k 0.24% Reduced -847 -847
43 HARMONY ASSET MANAGEMENT LLC 0.33% of their portfolio SCOTTSDALE, AZ 36,60536.6k $780.4k $780.4k 0.33% New
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 35,35635.4k $753.8k $753.8k 0.00% Reduced -28.3k -28,332
45 Cambridge Advisors Inc. 0.15% of their portfolio OMAHA, NE 30,19230.2k $643.7k $643.7k 0.15% Added +4.4k +4,437
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,81929.8k $635.7k $635.7k 0.00% Added +2.0k +1,980
47 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 27,78527.8k $592.0k $592.0k 0.02% Added +18.2k +18,188
48 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 27,25827.3k $581.1k $581.1k 0.05% Reduced -83.4k -83,392
49 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 23,83423.8k $508.1k $508.1k 0.03% Reduced -5.4k -5,442
50 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 23,82623.8k $508.0k $508.0k 0.00% Added +611 +611
51 Sage Advisory Services, Ltd.Co. 0.13% of their portfolio AUSTIN, TX 22,12122.1k $472.0k $472.0k 0.13% Added +1.7k +1,746
52 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 17,72517.7k $377.9k $377.9k 0.19% Added +4.8k +4,850
53 Anchor Investment Management, LLC 0.04% of their portfolio COLUMBIA, SC 17,30817.3k $369.0k $369.0k 0.04% Added +1.6k +1,606
54 Professional Financial Advisors, LLC 0.09% of their portfolio NORTH PLATTE, NE 15,55715.6k $331.7k $331.7k 0.09% Added +972 +972
55 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 15,04015.0k $320.7k $320.7k 0.01% New
56 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.12% of their portfolio THE WOODLANDS, TX 13,86213.9k $303.9k $303.9k 0.12% Added +195 +195
57 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 13,31413.3k $283.9k $283.9k 0.02% New
58 B.O.S.S. Retirement Advisors, LLC 0.06% of their portfolio Lehi, UT 11,14011.1k $237.5k $237.5k 0.06% New
59 AlphaQ Advisors LLC 0.69% of their portfolio Winter Park, FL 10,90510.9k $232.5k $232.5k 0.69% Reduced -2.2k -2,230
60 Kingdom Financial Group LLC. 0.14% of their portfolio PEORIA, AZ 10,00710.0k $213.3k $213.3k 0.14% New
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,98210.0k $212.8k $212.8k 0.00% Reduced -19.3k -19,260
62 Optivise Advisory Services LLC 0.11% of their portfolio FRANKLIN, TN 9,8759.9k $210.5k $210.5k 0.11% First filing
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,5718.6k $182.7k $182.7k 0.00% Reduced -96 -96
64 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,5062.5k $53.1k $53.1k 0.00% Unchanged
65 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 2,0002.0k $42.6k $42.6k 0.01% Unchanged
66 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,6531.7k $35.3k $35.3k 0.00% Reduced -3.9k -3,906
67 Pineridge Advisors LLC 0.01% of their portfolio ST. CHARLES, MO 1,3141.3k $28.0k $28.0k 0.01% Added +301 +301
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1601.2k $24.7k $24.7k 0.00% Unchanged
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 979979 $20.9k $20.9k 0.00% Added +19 +19
70 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 583583 $12.4k $12.4k 0.00% Added +24 +24
71 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 369369 $7.0k $7.0k 0.00% Added +28 +28
72 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 339339 $7.2k $7.2k 0.00% New
73 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 157157 $3.4k $3.4k 0.00% Added +44 +44
74 Painted Porch Advisors LLC 0.00% of their portfolio SANTA BARBARA, CA 150150 $3.2k $3.2k 0.00% New
75 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 6161 $1.3k $1.3k 0.00% New
76 CWM, LLC 0.00% of their portfolio OMAHA, NE 4848 $1.0k $1.0k 0.00% New
77 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $21 $21 0.00% Reduced -34 -34
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged