Vault-13

DBX ETF TR ASHR

XTRACK HRVST CSI · ETP · CUSIP 233051879

110 institutional holders -8 vs Q1 2024
39,278,47139.3m shares reported held*
$926.3mreported value*
15 new 38 added 32 reduced 22 sold out net sold ≈ $36.4m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.58. Options: 19 managers hold calls ($223.7m notional), 13 hold puts ($247.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 142Q1 23: 148Q2 23: 131Q3 23: 123Q4 23: 119Q1 24: 118Q2 24: 110110Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022127
Q4 2022142
Q1 2023148
Q2 2023131
Q3 2023123
Q4 2023119
Q1 2024118
Q2 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 70 cut or sold outQ2 23: 55 bought or addedQ2 23: 93 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 65 cut or sold outQ4 23: 53 bought or addedQ4 23: 70 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 54 cut or sold outQ2 24: 53 bought or addedQ2 24: 54 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226770
Q1 20237870
Q2 20235593
Q3 20236065
Q4 20235370
Q1 20246154
Q2 20245354

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 23 calls: $442.7mQ3 23 puts: $57.4mQ3 23P/C 0.13Q4 23 calls: $210.0mQ4 23 puts: $239.9mQ4 23P/C 1.14Q1 24 calls: $388.5mQ1 24 puts: $370.4mQ1 24P/C 0.95Q2 24 calls: $223.7mQ2 24 puts: $247.4mQ2 24P/C 1.11
Numbers
QuarterCallsPutsP/C
Q3 2023$442.7m$57.4m0.13
Q4 2023$210.0m$239.9m1.14
Q1 2024$388.5m$370.4m0.95
Q2 2024$223.7m$247.4m1.11

Biggest buyers

OLD MISSION CAPITAL LLC New +4,292,016+4.3m
CI INVESTMENTS INC. Added +2,124,310+2.1m
TWO SIGMA INVESTMENTS, LP New +1,500,000+1.5m
CITADEL ADVISORS LLC Added +684,447+684.4k
CAPITAL FUND MANAGEMENT S.A. Added +532,112+532.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +395,812+395.8k
Provida Pension Fund Administrator Added +372,977+373.0k
UBS Group AG Added +366,160+366.2k
CITIGROUP INC Added +269,278+269.3k
JPMORGAN CHASE & CO Added +225,206+225.2k

Biggest sellers

Varma Mutual Pension Insurance Co Sold out -5,269,125-5.3m
MORGAN STANLEY Reduced -2,868,611-2.9m
JANE STREET GROUP, LLC Reduced -1,251,408-1.3m
BANK OF AMERICA CORP /DE/ Reduced -1,135,966-1.1m
BNP PARIBAS FINANCIAL MARKETS Reduced -558,785-558.8k
GOLDMAN SACHS GROUP INC Reduced -503,885-503.9k
Point72 Hong Kong Ltd Sold out -314,600-314.6k
PRUDENTIAL PLC Reduced -213,945-213.9k
MILLENNIUM MANAGEMENT LLC Reduced -206,907-206.9k
NATIONAL BANK OF CANADA /FI/ Reduced -116,630-116.6k

Biggest calls

BARCLAYS PLC Added $52.2m2.2m shares
CITADEL ADVISORS LLC Reduced $51.3m2.2m shares
Brevan Howard Capital Management LP New $38.9m1.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.5m953.4k shares
CITIGROUP INC Reduced $11.8m500.0k shares
MILLENNIUM MANAGEMENT LLC Reduced $9.6m405.4k shares
Jefferies Financial Group Inc. Added $7.8m330.0k shares
UBS Group AG Reduced $5.2m219.9k shares
GTS SECURITIES LLC Added $4.8m201.8k shares
Walleye Trading LLC Reduced $3.6m154.7k shares

Biggest puts

Walleye Trading LLC Added $84.4m3.6m shares
CITADEL ADVISORS LLC Reduced $44.1m1.9m shares
UBS Group AG Added $27.3m1.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $24.3m1.0m shares
MILLENNIUM MANAGEMENT LLC Unchanged $23.6m1.0m shares
NOMURA HOLDINGS INC Added $20.0m850.0k shares
Point72 Asset Management, L.P. New $7.5m320.0k shares
BNP PARIBAS FINANCIAL MARKETS New $7.1m3.0k shares
BANK OF AMERICA CORP /DE/ Reduced $5.3m225.0k shares
Squarepoint Ops LLC Added $1.2m49.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OLD MISSION CAPITAL LLC 2.65% of their portfolio CHICAGO, IL 4,292,0164.3m $101.2m $101.2m 2.65% New
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,979,7364.0m $93.8m $93.8m 0.00% Added +225.2k +225,206
3 CI INVESTMENTS INC. 0.25% of their portfolio TORONTO, Z4 2,726,8892.7m $64.3m $64.3m 0.25% Added +2.1m +2,124,310
4 Provida Pension Fund Administrator 1.19% of their portfolio LAS CONDES, SANTIAGO, F3 2,011,3252.0m $47.4m $47.4m 1.19% Added +373.0k +372,977
5 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,752,6101.8m $41.3m $41.3m 0.04% Added +684.4k +684,447
6 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,749,1761.7m $41.2m $41.2m 0.04% Reduced -1.3m -1,251,408
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,631,6621.6m $38.5m $38.5m 0.00% Reduced -2.9m -2,868,611
8 ICICI Prudential Asset Management Co Ltd 4.46% of their portfolio MUMBAI, K7 1,596,2101.6m $37.6m $37.6m 4.46% Unchanged
9 TWO SIGMA INVESTMENTS, LP 0.08% of their portfolio NEW YORK, NY 1,500,0001.5m $35.4m $35.4m 0.08% New
10 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 1,452,7241.5m $34.2m $34.2m 0.03% Added +269.3k +269,278
11 CAPITAL FUND MANAGEMENT S.A. 0.36% of their portfolio PARIS, I0 1,330,0271.3m $31.3m $31.3m 0.36% Added +532.1k +532,112
12 Rafferty Asset Management, LLC 0.12% of their portfolio New York, NY 1,321,4791.3m $31.1m $31.1m 0.12% Reduced -100.5k -100,452
13 Walleye Trading LLC 0.56% of their portfolio NEW YORK, NY 1,202,0551.2m $28.3m $28.3m 0.56% Added +49.8k +49,795
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,119,8141.1m $26.4m $26.4m 0.01% Added +366.2k +366,160
15 STATE OF WISCONSIN INVESTMENT BOARD 0.06% of their portfolio MADISON, WI 925,000925.0k $21.8m $21.8m 0.06% Added +200.0k +200,000
16 Alaska Permanent Fund Corp 0.30% of their portfolio JUNEAU, AK 840,321840.3k $20.1m $20.1m 0.30% Unchanged
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 614,334614.3k $14.5m $14.5m 0.00% Reduced -503.9k -503,885
18 CAUSEWAY CAPITAL MANAGEMENT LLC 0.37% of their portfolio LOS ANGELES, CA 571,674571.7k $13.5m $13.5m 0.37% Added +69.5k +69,543
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 550,571550.6k $13.0m $13.0m 0.00% Reduced -1.1m -1,135,966
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 533,005533.0k $12.6m $12.6m 0.00% Reduced -69.3k -69,345
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 450,779450.8k $10.6m $10.6m 0.02% Added +395.8k +395,812
22 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 450,002450.0k $10.6m $10.6m 0.01% Reduced -206.9k -206,907
23 PRUDENTIAL PLC 0.07% of their portfolio LONDON, X0 417,825417.8k $9.8m $9.8m 0.07% Reduced -213.9k -213,945
24 Driehaus Capital Management LLC 0.09% of their portfolio Chicago, IL 413,629413.6k $9.7m $9.7m 0.09% Unchanged
25 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 368,125368.1k $8.7m $8.7m 0.01% Reduced -116.6k -116,630
26 Analyst IMS Investment Management Services Ltd. 0.35% of their portfolio Tel-aviv, L3 360,155360.2k $8.5m $8.5m 0.35% Reduced -10.3k -10,345
27 STRS OHIO 0.03% of their portfolio COLUMBUS, OH 320,000320.0k $7.5m $7.5m 0.03% Unchanged
28 Alberta Investment Management Corp 0.08% of their portfolio EDMONTON, A0 305,700305.7k $7.2m $7.2m 0.08% Unchanged
29 BBR PARTNERS, LLC 0.58% of their portfolio NEW YORK, NY 298,795298.8k $7.0m $7.0m 0.58% Unchanged
30 Sollinda Capital Management LLC 2.11% of their portfolio HICKORY, NC 293,426293.4k $6.9m $6.9m 2.11% Added +2.3k +2,333
31 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 261,673261.7k $6.2m $6.2m 0.01% Reduced -558.8k -558,785
32 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.42% of their portfolio NEW YORK, NY 232,059232.1k $5.5m $5.5m 0.42% Added +36.5k +36,482
33 ClariVest Asset Management LLC 0.49% of their portfolio SAN DIEGO, CA 203,925203.9k $4.8m $4.8m 0.49% Unchanged
34 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 190,383190.4k $4.5m $4.5m 0.01% Added +2.5k +2,469
35 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 161,814161.8k $3.8m $3.8m 0.00% Added +35.2k +35,196
36 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 155,551155.6k $3.7m $3.7m 0.00% Unchanged
37 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 145,603145.6k $3.4m $3.4m 0.00% Reduced -18.7k -18,743
38 Evolution Wealth Advisors, LLC 0.63% of their portfolio AVENTURA, FL 137,971138.0k $3.3m $3.3m 0.63% Added +21 +21
39 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 122,685122.7k $2.9m $2.9m 0.02% Added +56.5k +56,512
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 119,082119.1k $2.8m $2.8m 0.00% Reduced -2.3k -2,254
41 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 102,353102.4k $2.4m $2.4m 0.03% Reduced -3.1k -3,079
42 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 102,353102.4k $2.4m $2.4m 0.03% Reduced -3.1k -3,079
43 Capital Investment Advisory Services, LLC 0.24% of their portfolio RALEIGH, NC 97,44797.4k $2.3m $2.3m 0.24% Reduced -26.6k -26,638
44 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 96,42096.4k $2.3m $2.3m 0.01% Added +6.0k +6,020
45 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 86,92686.9k $2.0m $2.0m 0.01% Reduced -13.8k -13,850
46 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 86,10086.1k $2.0m $2.0m 0.01% Unchanged
47 PICTON MAHONEY ASSET MANAGEMENT 0.08% of their portfolio Toronto, A6 84,70584.7k $2.0m $2.0m 0.08% Added +2.5k +2,480
48 ACIMA PRIVATE WEALTH, LLC 0.71% of their portfolio RICHMOND, VA 81,96382.0k $1.9m $1.9m 0.71% Added +24.7k +24,731
49 STABLEFORD CAPITAL II LLC 0.76% of their portfolio SCOTTSDALE, AZ 80,34380.3k $1.9m $1.9m 0.76% Added +48.6k +48,581
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 66,42866.4k $1.6m $1.6m 0.00% Added +12.4k +12,393
51 ALTFEST L J & CO INC 0.21% of their portfolio NEW YORK, NY 65,29765.3k $1.5m $1.5m 0.21% New
52 EVERGREEN CAPITAL MANAGEMENT LLC 0.05% of their portfolio Bellevue, WA 57,65757.7k $1.4m $1.4m 0.05% Reduced -105 -105
53 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 57,28057.3k $1.4m $1.4m 0.00% Added +3.0k +3,030
54 FIL Ltd 0.00% of their portfolio HAMILTON, D0 54,06454.1k $1.3m $1.3m 0.00% Reduced -4.8k -4,847
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 53,84553.8k $1.4m $1.4m 0.00% Added +51.8k +51,800
56 Summit Place Financial Advisors, LLC 0.72% of their portfolio SUMMIT, NJ 51,57151.6k $1.2m $1.2m 0.72% Reduced -10.8k -10,750
57 Corecam Pte. Ltd. 0.84% of their portfolio SINGAPORE, U0 47,60047.6k $1.1m $1.1m 0.84% Added +23.6k +23,600
58 DELTEC ASSET MANAGEMENT LLC 0.21% of their portfolio New York, NY 47,40047.4k $1.1m $1.1m 0.21% Added +900 +900
59 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 46,75846.8k $1.1m $1.1m 0.00% Added +194 +194
60 SELDON CAPITAL LP 0.57% of their portfolio SAN FRANCISCO, CA 44,10644.1k $1.0m $1.0m 0.57% Unchanged
61 Banque Cantonale Vaudoise 0.04% of their portfolio LAUSANNE, V8 41,59041.6k $980.0k $980.0k 0.04% Added +289 +289
62 Polunin Capital Partners Ltd 0.16% of their portfolio LONDON, X0 40,84540.8k $963.0k $963.0k 0.16% Unchanged
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,07837.1k $873.9k $873.9k 0.00% Added +20.8k +20,770
64 Diversify Advisory Services, LLC 0.05% of their portfolio SANDY, UT 36,76936.8k $865.9k $865.9k 0.05% Added +5.8k +5,831
65 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 36,59236.6k $862.5k $862.5k 0.01% Reduced -1.4k -1,373
66 Global Endowment Management, LP 0.09% of their portfolio CHARLOTTE, NC 36,50036.5k $860.3k $860.3k 0.09% Reduced -20.5k -20,500
67 Endowment Wealth Management, Inc. 0.62% of their portfolio APPLETON, WI 36,11836.1k $851.3k $851.3k 0.62% Reduced -163 -163
68 Ion Asset Management Ltd. 0.06% of their portfolio Herzliya, L3 35,66835.7k $840.7k $840.7k 0.06% New
69 Summit Trail Advisors, LLC 0.02% of their portfolio NEW YORK, NY 30,28430.3k $713.8k $713.8k 0.02% Added +17.4k +17,410
70 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 27,59227.6k $650.3k $650.3k 0.01% Added +17.3k +17,264
71 BlueCrest Capital Management Ltd 0.10% of their portfolio ST HELIER, Y9 25,00025.0k $589.2k $589.2k 0.10% New
72 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,46523.5k $553.1k $553.1k 0.00% Added +8.2k +8,221
73 Susquehanna International Group Ltd. 0.13% of their portfolio DUBLIN, L2 21,97122.0k $517.9k $517.9k 0.13% New
74 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 19,31119.3k $455.2k $455.2k 0.00% New
75 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 18,76418.8k $442.8k $442.8k 0.00% Reduced -308 -308
76 Banco Santander, S.A. 0.01% of their portfolio Madrid, U3 17,41917.4k $410.6k $410.6k 0.01% Reduced -500 -500
77 Betterment LLC 0.00% of their portfolio NEW YORK, NY 16,85916.9k $397.0k $397.0k 0.00% Added +1.5k +1,490
78 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 16,20016.2k $380.9k $380.9k 0.00% Unchanged
79 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 15,99716.0k $377.1k $377.1k 0.00% Reduced -13.1k -13,075
80 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 15,92915.9k $375.4k $375.4k 0.00% Reduced -43 -43
81 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 15,80215.8k $372.5k $372.5k 0.00% New
82 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 15,74315.7k $371.1k $371.1k 0.01% New
83 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 15,36715.4k $362.2k $362.2k 0.00% New
84 Provenance Wealth Advisors, LLC 0.04% of their portfolio FORT LAUDERDALE, FL 13,33513.3k $314.3k $314.3k 0.04% Unchanged
85 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 13,23113.2k $311.9k $311.9k 0.00% New
86 PFG Advisors 0.02% of their portfolio Phoenix, AZ 13,09713.1k $308.7k $308.7k 0.02% Added +2.8k +2,787
87 Phraction Management LLC 0.11% of their portfolio COLCHESTER, CT 12,11012.1k $285.4k $285.4k 0.11% Unchanged
88 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 10,36810.4k $244.4k $244.4k 0.00% Unchanged
89 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 10,08110.1k $237.6k $237.6k 0.00% New
90 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 10,00010.0k $235.7k $235.7k 0.00% New
91 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 9,8009.8k $231.0k $231.0k 0.00% Unchanged
92 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,6739.7k $228.0k $228.0k 0.00% New
93 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,1649.2k $216.0k $216.0k 0.00% Reduced -27 -27
94 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 9,1359.1k $215.3k $215.3k 0.00% Unchanged
95 FMR LLC 0.00% of their portfolio BOSTON, MA 9,0059.0k $212.2k $212.2k 0.00% New
96 Mondrian Investment Partners LTD 0.00% of their portfolio LONDON, X0 7,0437.0k $168.6k $168.6k 0.00% Added +241 +241
97 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5,2805.3k $124.5k $124.5k 0.00% Added +2.3k +2,305
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,0875.1k $119.9k $119.9k 0.01% Reduced -55 -55
99 Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio Ramat Gan, L3 2,4542.5k $58.0k $58.0k 0.00% Unchanged
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,4132.4k $56.9k $56.9k 0.00% Added +102 +102