Vault-13

SPDR SER TR SLYV

S&P 600 SMCP VAL · ETP · CUSIP 78464A300

535 institutional holders +0 vs Q1 2024
30,345,46530.3m shares reported held*
$2.3bnreported value*
36 new 190 added 213 reduced 39 sold out net sold ≈ $95.3m (-971.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($969.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.24. Options: 8 managers hold calls ($338.5m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 457Q4 22: 480Q1 23: 471Q2 23: 501Q3 23: 484Q4 23: 536Q1 24: 535Q2 24: 535535Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022457
Q4 2022480
Q1 2023471
Q2 2023501
Q3 2023484
Q4 2023536
Q1 2024535
Q2 2024535

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 224 bought or addedQ4 22: 180 cut or sold outQ4 22Q1 23: 202 bought or addedQ1 23: 221 cut or sold outQ2 23: 230 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 214 bought or addedQ3 23: 227 cut or sold outQ4 23: 226 bought or addedQ4 23: 232 cut or sold outQ4 23Q1 24: 232 bought or addedQ1 24: 249 cut or sold outQ2 24: 226 bought or addedQ2 24: 252 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022224180
Q1 2023202221
Q2 2023230202
Q3 2023214227
Q4 2023226232
Q1 2024232249
Q2 2024226252

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 23 calls: $201.1mQ3 23 puts: $7.2kQ3 23P/C 0.00Q4 23 calls: $680.1mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $686.7mQ1 24 puts: $8.3kQ1 24P/C 0.00Q2 24 calls: $338.5mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$201.1m$7.2k0.00
Q4 2023$680.1m$00.00
Q1 2024$686.7m$8.3k0.00
Q2 2024$338.5m$00.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +331,607+331.6k
Strategic Financial Concepts, LLC Added +234,468+234.5k
CANANDAIGUA NATIONAL BANK & TRUST CO New +201,615+201.6k
ENVESTNET ASSET MANAGEMENT INC Added +108,380+108.4k
BANK OF AMERICA CORP /DE/ Added +98,789+98.8k
Tower Research Capital LLC (TRC) New +79,278+79.3k
CITADEL ADVISORS LLC Added +70,921+70.9k
Morningstar Investment Services LLC Added +68,634+68.6k
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC New +65,894+65.9k
LPL Financial LLC Added +57,980+58.0k

Biggest sellers

MORGAN STANLEY Reduced -581,889-581.9k
Redwood Investment Management, LLC Reduced -469,020-469.0k
TOWNSQUARE CAPITAL LLC Reduced -345,171-345.2k
Financial Enhancement Group LLC Reduced -225,018-225.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -145,558-145.6k
Resonant Capital Advisors, LLC Sold out -129,739-129.7k
Tradewinds Capital Management, LLC Reduced -119,924-119.9k
GOLDMAN SACHS GROUP INC Reduced -112,895-112.9k
ALPS ADVISORS INC Sold out -78,590-78.6k
NWAM LLC Sold out -77,474-77.5k

Biggest calls

JANE STREET GROUP, LLC Reduced $251.6m2.7m shares
IMC-Chicago, LLC Reduced $42.2m455.3k shares
JPMORGAN CHASE & CO Reduced $25.7m277.0k shares
Maven Securities LTD New $11.5m123.7k shares
GARDA CAPITAL PARTNERS LP Added $5.6m60.0k shares
CenterStar Asset Management, LLC New $2.0m21.2k shares
CITADEL ADVISORS LLC Reduced $78.3k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,589,0562.6m $202.7m $202.7m 0.02% Added +98.8k +98,789
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,431,3151.4m $112.1m $112.1m 0.06% Added +58.0k +57,980
3 Financial Engines Advisors L.L.C. 0.24% of their portfolio SANTA CLARA, CA 1,354,2891.4m $106.1m $106.1m 0.24% Added +26.5k +26,478
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,276,1201.3m $100.1m $100.1m 0.03% Added +54.2k +54,224
5 Cannon Financial Strategists, Inc. 13.59% of their portfolio ATHENS, GA 910,433910.4k $71.3m $71.3m 13.59% Added +46.6k +46,573
6 Cerity Partners LLC 0.18% of their portfolio NEW YORK, NY 862,543862.5k $67.5m $67.5m 0.18% Added +22.4k +22,402
7 Goelzer Investment Management, Inc. 3.67% of their portfolio CARMEL, IN 838,743838.7k $65.7m $65.7m 3.67% Added +25.9k +25,948
8 NorthRock Partners, LLC 2.12% of their portfolio MINNEAPOLIS, MN 720,785720.8k $56.4m $56.4m 2.12% Added +28.2k +28,208
9 Financial Planning & Information Services, Inc. 7.80% of their portfolio DE PERE, WI 651,996652.0k $51.1m $51.1m 7.80% Added +20.7k +20,668
10 Morningstar Investment Services LLC 0.52% of their portfolio CHICAGO, IL 611,332611.3k $47.5m $47.5m 0.52% Added +68.6k +68,634
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 552,911552.9k $43.3m $43.3m 0.10% Added +331.6k +331,607
12 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 478,067478.1k $37.4m $37.4m 0.04% Reduced -965 -965
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 474,665474.7k $37.2m $37.2m 0.01% Added +108.4k +108,380
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 357,274357.3k $28.0m $28.0m 0.01% Reduced -6.2k -6,220
15 Equitable Holdings, Inc. 0.29% of their portfolio NEW YORK, NY 356,412356.4k $27.9m $27.9m 0.29% Reduced -19.3k -19,277
16 Avior Wealth Management, LLC 1.19% of their portfolio OMAHA, NE 354,128354.1k $27.7m $27.7m 1.19% Added +22.8k +22,815
17 Trilogy Capital Inc. 1.45% of their portfolio IRVINE, CA 341,147341.1k $26.7m $26.7m 1.45% Added +9.7k +9,718
18 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 330,995331.0k $25.9m $25.9m 0.04% Reduced -145.6k -145,558
19 BALANCED WEALTH GROUP LLC 3.61% of their portfolio WESTLAKE, OH 312,396312.4k $7.9m $7.9m 3.61% Added +11.8k +11,787
20 Evensky & Katz LLC 1.70% of their portfolio CORAL GABLES, FL 312,335312.3k $24.5m $24.5m 1.70% Reduced -2.9k -2,879
21 Rodgers & Associates, LTD 2.99% of their portfolio Lancaster, PA 296,366296.4k $23.2m $23.2m 2.99% Added +3.6k +3,553
22 Dean, Jacobson Financial Services, LLC 18.24% of their portfolio FORT WORTH, TX 288,653288.7k $22.6m $22.6m 18.24% Added +3.6k +3,567
23 American Financial Advisors, LLC 3.06% of their portfolio Marietta, GA 274,615274.6k $21.5m $21.5m 3.06% Added +3.0k +2,958
24 BUCKINGHAM STRATEGIC WEALTH, LLC 0.22% of their portfolio CLAYTON, MO 271,971272.0k $21.3m $21.3m 0.22% Added +11.8k +11,759
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 269,367269.4k $21.1m $21.1m 0.00% Reduced -581.9k -581,889
26 BRANDYWINE OAK PRIVATE WEALTH LLC 2.08% of their portfolio Kennett Square, PA 258,011258.0k $20.2m $20.2m 2.08% Added +24.5k +24,518
27 Klingman & Associates, LLC 1.36% of their portfolio New York, NY 256,871256.9k $20.1m $20.1m 1.36% Reduced -1.2k -1,216
28 Roberts Financial Services LLC 4.01% of their portfolio MARQUETTE, MI 254,802254.8k $20.0m $20.0m 4.01% Added +13.8k +13,845
29 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 247,536247.5k $19.4m $19.4m 0.05% Added +8.0k +7,997
30 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 237,047237.0k $2.7k $2.7k 0.00% Added +234.5k +234,468
31 CANANDAIGUA NATIONAL BANK & TRUST CO 1.71% of their portfolio CANANDAIGUA, NY 201,615201.6k $15.8m $15.8m 1.71% New
32 Convergence Financial, LLC 4.11% of their portfolio COLUMBIA, MO 198,650198.7k $15.6m $15.6m 4.11% Added +3.6k +3,620
33 KWB Wealth 2.20% of their portfolio REDLANDS, CA 192,553192.6k $16.0m $16.0m 2.20% Reduced -4.3k -4,325
34 First National Trust Co 0.59% of their portfolio Johnstown, PA 182,735182.7k $14.3m $14.3m 0.59% Reduced -6.1k -6,099
35 FAS Wealth Partners, Inc. 1.22% of their portfolio LEAWOOD, KS 180,189180.2k $14.1m $14.1m 1.22% Reduced -16.2k -16,247
36 Avantax Planning Partners, Inc. 0.44% of their portfolio DUBUQUE, IA 173,490173.5k $13.6m $13.6m 0.44% Reduced -44.2k -44,218
37 Rockbridge Investment Management, LCC 1.91% of their portfolio Syracuse, NY 172,492172.5k $13.5m $13.5m 1.91% Added +6.9k +6,928
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 172,430172.4k $13.5m $13.5m 0.00% Reduced -112.9k -112,895
39 Lutz Financial Services LLC 1.15% of their portfolio OMAHA, NE 168,790168.8k $13.2m $13.2m 1.15% Reduced -2.7k -2,724
40 GHP Investment Advisors, Inc. 0.65% of their portfolio Denver, CO 166,478166.5k $13.0m $13.0m 0.65% Added +2.7k +2,739
41 Mariner, LLC 0.02% of their portfolio Overland Park, KS 160,298160.3k $12.6m $12.6m 0.02% Added +8.4k +8,378
42 Financial Strategies Group, Inc. 3.09% of their portfolio OKEMOS, MI 159,029159.0k $12.3m $12.3m 3.09% Added +5.2k +5,168
43 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 157,936157.9k $12.4m $12.4m 0.02% Reduced -65.7k -65,677
44 SAGE FINANCIAL GROUP INC 1.07% of their portfolio W. CONSHOHOCKEN, PA 157,786157.8k $12.4m $12.4m 1.07% Reduced -4.2k -4,213
45 Key Financial Inc 2.93% of their portfolio WEST CHESTER, PA 156,100156.1k $12.2m $12.2m 2.93% Added +10.7k +10,707
46 WCG Wealth Advisors LLC 0.90% of their portfolio LAS VEGAS, NV 155,134155.1k $12.1m $12.1m 0.90% Added +9.9k +9,883
47 Marathon Mission, Inc. 9.09% of their portfolio ALBANY, NY 153,136153.1k $12.0m $12.0m 9.09% Reduced -25.5k -25,532
48 Wrenne Financial Planning LLC 8.13% of their portfolio Lexington, KY 150,589150.6k $11.8m $11.8m 8.13% Added +8.1k +8,071
49 Asset Dedication, LLC 0.79% of their portfolio SAN FRANCISCO, CA 146,153146.2k $11.4m $11.4m 0.79% Reduced -2.6k -2,623
50 Capasso Planning Partners LLC 3.70% of their portfolio CHARLESTON, SC 145,577145.6k $11.4m $11.4m 3.70% Reduced -3.6k -3,601
51 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 142,800142.8k $11.1m $11.1m 0.02% Reduced -14.2k -14,217
52 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 132,586132.6k $10.4m $10.4m 0.03% Reduced -2.3k -2,272
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 130,720130.7k $10.2m $10.2m 0.00% Reduced -12.5k -12,505
54 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 130,030130.0k $10.2m $10.2m 0.02% Added +2.6k +2,577
55 Optimist Retirement Group LLC 5.19% of their portfolio BELLEVUE, WA 126,056126.1k $9.9m $9.9m 5.19% Added +1.2k +1,233
56 Triangle Securities Wealth Management 2.77% of their portfolio RALEIGH, NC 125,294125.3k $9.8m $9.8m 2.77% Added +1.4k +1,352
57 Concord Wealth Partners 1.64% of their portfolio ABINGDON, VA 119,012119.0k $9.3m $9.3m 1.64% Added +1.4k +1,364
58 Compass Ion Advisors, LLC 1.38% of their portfolio CONSHOHOCKEN, PA 116,326116.3k $9.7m $9.7m 1.38% Added +1.4k +1,404
59 Concord Asset Management, LLC/VA 2.23% of their portfolio ABINGDON, VA 114,684114.7k $9.0m $9.0m 2.23% Added +3.4k +3,446
60 Perritt Capital Management Inc 4.69% of their portfolio Chicago, IL 109,641109.6k $8.6m $8.6m 4.69% Added +2.3k +2,314
61 Perennial Investment Advisors, LLC 1.21% of their portfolio Los Angeles, CA 108,245108.2k $8.5m $8.5m 1.21% Added +4.8k +4,786
62 Focus Partners Advisor Solutions, LLC 0.22% of their portfolio SAINT LOUIS, MO 105,941105.9k $8.3m $8.3m 0.22% Reduced -3.1k -3,122
63 N.E.W. Advisory Services LLC 0.88% of their portfolio DE PERE, WI 104,322104.3k $8.2m $8.2m 0.88% Added +7.3k +7,297
64 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 101,008101.0k $7.9m $7.9m 0.01% Added +28.7k +28,718
65 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 99,52099.5k $7.8m $7.8m 0.03% Added +3.5k +3,478
66 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.19% of their portfolio LOS ANGELES, CA 98,42898.4k $7.7m $7.7m 0.19% Reduced -14.2k -14,173
67 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 95,38795.4k $7.5m $7.5m 0.02% Reduced -2.9k -2,924
68 Geneos Wealth Management Inc. 0.32% of their portfolio ENGLEWOOD, CO 92,96693.0k $7.3m $7.3m 0.32% Added +2.1k +2,131
69 Focus Financial Network, Inc. 0.34% of their portfolio MINNEAPOLIS, MN 92,10592.1k $7.9m $7.9m 0.34% Reduced -1.8k -1,805
70 CarsonAllaria Wealth Management, Ltd. 4.36% of their portfolio GLEN CARBON, IL 90,95191.0k $7.1m $7.1m 4.36% Added +5.0k +5,030
71 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 90,82590.8k $7.1m $7.1m 0.00% Reduced -4.5k -4,464
72 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 89,24489.2k $7.4m $7.4m 0.09% Reduced -1.8k -1,786
73 NORTHWEST WEALTH MANAGEMENT, LLC 1.79% of their portfolio SPENCER, IA 88,09388.1k $6.9m $6.9m 1.79% Reduced -963 -963
74 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 88,03088.0k $6.9m $6.9m 0.05% Added +40.9k +40,926
75 BIP Wealth, LLC 0.56% of their portfolio ATLANTA, GA 87,62087.6k $6.9m $6.9m 0.56% Reduced -12.2k -12,176
76 Cambridge Financial Group, LLC 3.01% of their portfolio TUCSON, AZ 84,21884.2k $6.6m $6.6m 3.01% Added +264 +264
77 McAdam, LLC 0.40% of their portfolio Philadelphia, PA 84,11884.1k $6.6m $6.6m 0.40% Reduced -1.9k -1,891
78 Diversified, LLC 0.76% of their portfolio Wilmington, DE 82,58582.6k $6.5m $6.5m 0.76% Added +169 +169
79 Red Door Wealth Management, LLC 1.14% of their portfolio Memphis, TN 82,39182.4k $6.5m $6.5m 1.14% Added +26 +26
80 Tower Research Capital LLC (TRC) 0.10% of their portfolio NEW YORK, NY 79,27879.3k $6.2m $6.2m 0.10% New
81 FINANCIAL COUNSELORS INC 0.10% of their portfolio Overland Park, KS 77,18377.2k $6.0m $6.0m 0.10% Added +1.7k +1,700
82 Dakota Wealth Management 0.14% of their portfolio PALM BEACH GARDENS, FL 76,96877.0k $6.0m $6.0m 0.14% Reduced -8.7k -8,670
83 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 75,75075.8k $5.9m $5.9m 0.02% Added +6.1k +6,084
84 AIRE ADVISORS, LLC 1.35% of their portfolio BEVERLY HILLS, CA 75,58175.6k $5.9m $5.9m 1.35% Reduced -808 -808
85 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 75,50875.5k $5.9m $5.9m 0.01% Added +70.9k +70,921
86 LPWM LLC 2.00% of their portfolio MINNEAPOLIS, MN 74,37674.4k $5.8m $5.8m 2.00% Reduced -110 -110
87 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 68,52168.5k $5.4m $5.4m 0.04% Added +4.5k +4,464
88 Probity Advisors, Inc. 1.09% of their portfolio DALLAS, TX 67,14667.1k $5.3m $5.3m 1.09% Reduced -12.1k -12,101
89 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 1.46% of their portfolio BETHLEHEM, PA 65,89465.9k $5.2m $5.2m 1.46% New
90 Kades & Cheifetz LLC 3.23% of their portfolio Berwyn, PA 65,62065.6k $5.1m $5.1m 3.23% Added +1.3k +1,271
91 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 65,36565.4k $5.1m $5.1m 0.01% Added +4.8k +4,789
92 Melone Private Wealth, LLC 2.92% of their portfolio AUBURN HILLS, MI 62,84062.8k $4.9m $4.9m 2.92% Added +686 +686
93 Marietta Wealth Management, LLC 0.76% of their portfolio MARIETTA, GA 62,09162.1k $4.9m $4.9m 0.76% Added +9.7k +9,737
94 Fragasso Financial Advisors Inc 0.40% of their portfolio SEWICKLEY, PA 62,05462.1k $4.9m $4.9m 0.40% Added +4.9k +4,930
95 Provident Wealth Management, LLC 1.77% of their portfolio BRENTWOOD, TN 61,86361.9k $4.8m $4.8m 1.77% Added +5.4k +5,423
96 Salomon & Ludwin, LLC 0.53% of their portfolio RICHMOND, VA 61,13861.1k $4.8m $4.8m 0.53% Reduced -13.8k -13,801
97 New Hampshire Trust 1.08% of their portfolio CONCORD, NH 60,37060.4k $4.7m $4.7m 1.08% Reduced -646 -646
98 CAHILL FINANCIAL ADVISORS INC 0.65% of their portfolio EDINA, MN 60,19260.2k $4.7m $4.7m 0.65% Reduced -4.1k -4,066
99 Palisades Hudson Asset Management, L.P. 2.15% of their portfolio FORT LAUDERDALE, FL 59,78959.8k $4.7m $4.7m 2.15% Added +501 +501
100 WALLER FINANCIAL PLANNING GROUP, INC 1.25% of their portfolio COLUMBUS, OH 59,19959.2k $4.6m $4.6m 1.25% Added +5.5k +5,483