SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

LOS ANGELES, CA · CIK 1079935 · 13F filing filed 2024-07-26

SEC-registered investment adviser since 1999 · limited liability company

Assets managed$22.5bn
Staff241 · 128 in investment roles
Main clients (by assets)High net worth individuals 75%, Individuals 21%, Companies 3%
Form ADV · 2026-09-14SEC adviser record

Legal entitySignature Estate & Investment Advisors, LLC (US)

$4.0bn reported value +12.9% vs Q1 2024

503positions

51.1%in top 10

334 new 124 added 36 reduced 7 sold out vs Q1 2024

This report includes the holdings of 1 other manager that shares the investment decisions:

SIGNATURE INVESTMENT ADVISORS LLC – reports through this filing

Also in the report of:

Raub Brock Capital Management LP

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC	GSLC	4,204,850	$449.7m11.25%	11.25%	Reduced -769.7k	-769,744 -15.5%
2	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	7,530,581	$324.2m8.11%	8.11%	Added +762.7k	+762,655 11.3%
3	SSGA ACTIVE ETF TR SPDR TR TACTIC TOTL	TOTL	7,321,555	$290.8m7.28%	7.28%	Added +248.7k	+248,727 3.5%
4	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	718,819	$268.8m6.73%	6.73%	Added +4.8k	+4,755 0.7%
5	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	2,694,681	$180.5m4.52%	4.52%	Added +33.7k	+33,748 1.3%
6	ISHARES TR EXPND TEC SC ETF IGM	IGM	1,783,263	$168.2m4.21%	4.21%	Added +774.2k	+774,192 76.7%
7	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	2,521,834	$126.9m3.17%	3.17%	Added +73.9k	+73,947 3.0%
8	APPLE INC COM AAPL	AAPL	408,797	$86.1m2.15%	2.15%	Added +100.4k	+100,401 32.6%
9	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	2,370,646	$78.0m1.95%	1.95%	Added +90.6k	+90,585 4.0%
10	MICROSOFT CORP COM MSFT	MSFT	153,446	$68.6m1.72%	1.72%	Added +15.8k	+15,758 11.4%
11	AMAZON COM INC COM AMZN	AMZN	340,628	$65.8m1.65%	1.65%	Added +16.0k	+15,999 4.9%
12	ALPHABET INC CAP STK CL A GOOGL	GOOGL	338,519	$61.7m1.54%	1.54%	Reduced -8.8k	-8,784 -2.5%
13	BROADCOM INC COM AVGO	AVGO	38,112	$61.2m1.53%	1.53%	Reduced -5.4k	-5,423 -12.5%
14	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	405,346	$59.1m1.48%	1.48%	Reduced -187.7k	-187,727 -31.6%
15	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	1,415,746	$58.2m1.46%	1.46%	Added +1.4m	+1,409,544 22727.2%
16	UBER TECHNOLOGIES INC COM UBER	UBER	797,431	$58.0m1.45%	1.45%	New
17	MCKESSON CORP COM MCK	MCK	98,439	$57.5m1.44%	1.44%	Reduced -3.4k	-3,440 -3.4%
18	WALMART INC COM WMT	WMT	846,875	$57.3m1.43%	1.43%	Reduced -35.9k	-35,920 -4.1%
19	META PLATFORMS INC CL A META	META	111,955	$56.5m1.41%	1.41%	Added +3.8k	+3,800 3.5%
20	CHEVRON CORP NEW COM CVX	CVX	341,727	$53.5m1.34%	1.34%	Added +6.9k	+6,949 2.1%
21	OREILLY AUTOMOTIVE INC COM ORLY	ORLY	50,025	$52.8m1.32%	1.32%	Added +1.1k	+1,139 2.3%
22	MASTERCARD INCORPORATED CL A MA	MA	119,202	$52.6m1.32%	1.32%	Added +4.4k	+4,356 3.8%
23	METLIFE INC COM MET	MET	739,079	$51.9m1.30%	1.30%	Added +15.6k	+15,588 2.1%
24	VANGUARD INDEX FDS VALUE ETF VTV	VTV	322,634	$51.8m1.30%	1.30%	Added +57.6k	+57,561 21.7%
25	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	91,539	$50.6m1.27%	1.27%	Added +2.6k	+2,604 2.9%
26	SELECT SECTOR SPDR TR INDL XLI	XLI	411,276	$50.1m1.25%	1.25%	Reduced -297.0k	-296,978 -41.9%
27	NEXTERA ENERGY INC COM NEE	NEE	706,032	$50.0m1.25%	1.25%	Added +442.5k	+442,515 167.9%
28	SALESFORCE INC COM CRM	CRM	189,744	$48.8m1.22%	1.22%	Added +11.8k	+11,805 6.6%
29	ISHARES TR CORE MSCI INTL IDEV	IDEV	601,066	$39.5m0.99%	0.99%	Added +5.3k	+5,319 0.9%
30	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	952,303	$33.4m0.84%	0.84%	Reduced -5.0m	-4,995,082 -84.0%
31	SELECT SECTOR SPDR TR ENERGY XLE	XLE	350,954	$32.0m0.80%	0.80%	New
32	VANGUARD WHITEHALL FDS INTL HIGH ETF VYMI	VYMI	343,433	$23.5m0.59%	0.59%	Added +7.9k	+7,938 2.4%
33	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	399,100	$22.2m0.55%	0.55%	Added +393.7k	+393,674 7255.3%
34	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	562,045	$21.2m0.53%	0.53%	Added +116.9k	+116,943 26.3%
35	PROLOGIS INC. COM PLD	PLD	174,658	$19.6m0.49%	0.49%	Added +57.4k	+57,437 49.0%
36	APPLIED MATLS INC COM AMAT	AMAT	82,725	$19.5m0.49%	0.49%	Added +1.1k	+1,093 1.3%
37	MERCK & CO INC COM MRK	MRK	138,175	$17.1m0.43%	0.43%	Added +10.3k	+10,321 8.1%
38	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	31,043	$16.9m0.42%	0.42%	Added +22.3k	+22,299 255.0%
39	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	43,567	$16.7m0.42%	0.42%	New
40	FREEPORT-MCMORAN INC CL B FCX	FCX	339,305	$16.5m0.41%	0.41%	Reduced -33.7k	-33,726 -9.0%
41	BLACKROCK INC COM BLK	BLK	20,754	$16.3m0.41%	0.41%	Added +1.6k	+1,565 8.2%
42	WISDOMTREE TR EMER MKT HIGH FD DEM	DEM	368,969	$16.0m0.40%	0.40%	Added +51.7k	+51,735 16.3%
43	ISHARES TR CORE S&P500 ETF IVV	IVV	28,665	$15.7m0.39%	0.39%	Added +26.8k	+26,823 1456.2%
44	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	521,680	$14.8m0.37%	0.37%	Added +33.3k	+33,259 6.8%
45	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	28,376	$13.6m0.34%	0.34%	Added +23.3k	+23,291 458.0%
46	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	288,102	$12.6m0.32%	0.32%	Added +133.8k	+133,804 86.7%
47	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	161,849	$12.6m0.31%	0.31%	New
48	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	215,808	$10.7m0.27%	0.27%	Added +196.4k	+196,448 1014.7%
49	NVIDIA CORPORATION COM NVDA	NVDA	80,816	$10.0m0.25%	0.25%	Added +35.7k	+35,716 79.2%
50	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	37,232	$10.0m0.25%	0.25%	Added +25.1k	+25,096 206.8%
51	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	53,208	$9.7m0.24%	0.24%	Added +44.4k	+44,439 506.8%
52	ISHARES TR CORE S&P TTL STK ITOT	ITOT	74,358	$8.8m0.22%	0.22%	New
53	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	157,107	$7.9m0.20%	0.20%	Added +9.6k	+9,635 6.5%
54	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	98,428	$7.7m0.19%	0.19%	Reduced -14.2k	-14,173 -12.6%
55	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	306,350	$7.7m0.19%	0.19%	Added +9.5k	+9,547 3.2%
56	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	162,551	$7.4m0.19%	0.19%	New
57	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	80,336	$6.9m0.17%	0.17%	Reduced -11.0k	-10,981 -12.0%
58	ISHARES TR U S EQUITY FACTR LRGF	LRGF	119,209	$6.6m0.17%	0.17%	New
59	VANGUARD INDEX FDS EXTEND MKT ETF VXF	VXF	37,138	$6.3m0.16%	0.16%	Added +2.5k	+2,495 7.2%
60	ISHARES TR GLOBAL TECH ETF IXN	IXN	74,658	$6.2m0.15%	0.15%	New
61	ISHARES TR S&P 500 GRWT ETF IVW	IVW	63,073	$5.8m0.15%	0.15%	Added +358	+358 0.6%
62	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	13,865	$5.6m0.14%	0.14%	Added +11.4k	+11,397 461.8%
63	AMERICAN CENTY ETF TR INTL EQT ETF AVDE	AVDE	89,344	$5.6m0.14%	0.14%	Added +263	+263 0.3%
64	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	168,013	$5.5m0.14%	0.14%	New
65	WISDOMTREE TR US MIDCAP DIVID DON	DON	117,709	$5.5m0.14%	0.14%	Reduced -21.1k	-21,100 -15.2%
66	VANGUARD WORLD FD INF TECH ETF VGT	VGT	9,489	$5.5m0.14%	0.14%	Added +6.0k	+5,958 168.7%
67	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	83,893	$5.4m0.13%	0.13%	Added +73.9k	+73,882 738.0%
68	VANGUARD INDEX FDS SMALL CP ETF VB	VB	23,920	$5.2m0.13%	0.13%	New
69	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	99,563	$5.2m0.13%	0.13%	New
70	WISDOMTREE TR US SMALLCAP DIVD DES	DES	152,683	$4.8m0.12%	0.12%	Reduced -23.1k	-23,147 -13.2%
71	J P MORGAN EXCHANGE TRADED F US MOMENTUM JMOM	JMOM	87,758	$4.7m0.12%	0.12%	Added +988	+988 1.1%
72	FIRST TR VALUE LINE DIVID IN SHS FVD	FVD	115,095	$4.7m0.12%	0.12%	New
73	ALPHABET INC CAP STK CL C GOOG	GOOG	25,513	$4.7m0.12%	0.12%	Added +22.9k	+22,885 870.8%
74	PROCTER AND GAMBLE CO COM PG	PG	28,062	$4.6m0.12%	0.12%	Added +1.5k	+1,543 5.8%
75	GOLDMAN SACHS ETF TR ACTIVEBETA INT GSIE	GSIE	133,610	$4.5m0.11%	0.11%	Added +186	+186 0.1%
76	ISHARES TR GLOBAL 100 ETF IOO	IOO	46,206	$4.5m0.11%	0.11%	New
77	JPMORGAN CHASE & CO COM JPM	JPM	21,921	$4.4m0.11%	0.11%	Added +16.7k	+16,679 318.2%
78	ELEVANCE HEALTH INC COM ELV	ELV	8,095	$4.4m0.11%	0.11%	Added +375	+375 4.9%
79	VANECK ETF TRUST MRNGSTR GBL WIDE MOTG	MOTG	120,627	$4.3m0.11%	0.11%	New
80	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	50,705	$4.3m0.11%	0.11%	New
81	CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI CGGO	CGGO	142,889	$4.2m0.11%	0.11%	New
82	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	8,304	$4.2m0.10%	0.10%	Added +7.1k	+7,100 589.7%
83	ISHARES INC CORE MSCI EMKT IEMG	IEMG	76,829	$4.1m0.10%	0.10%	New
84	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	48,673	$4.1m0.10%	0.10%	Reduced -407	-407 -0.8%
85	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	55,738	$4.1m0.10%	0.10%	Reduced -8.4k	-8,402 -13.1%
86	ISHARES TR S&P 100 ETF OEF	OEF	14,826	$3.9m0.10%	0.10%	New
87	ISHARES TR S&P MC 400GR ETF IJK	IJK	43,493	$3.8m0.10%	0.10%	Reduced -2.5k	-2,497 -5.4%
88	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	32,771	$3.7m0.09%	0.09%	Reduced -6.5k	-6,485 -16.5%
89	ISHARES TR CORE S&P SCP ETF IJR	IJR	34,244	$3.7m0.09%	0.09%	Added +31.9k	+31,899 1360.3%
90	INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY XMHQ	XMHQ	35,837	$3.5m0.09%	0.09%	New
91	PEPSICO INC COM PEP	PEP	20,854	$3.4m0.09%	0.09%	Added +3.6k	+3,615 21.0%
92	SIREN ETF TR DIVCN DIVD ETF DIVCN DIVD ETF		86,069	$3.4m0.08%	0.08%	New
93	VANGUARD INDEX FDS MID CAP ETF VO	VO	13,850	$3.4m0.08%	0.08%	New
94	T-MOBILE US INC COM TMUS	TMUS	18,904	$3.3m0.08%	0.08%	Added +384	+384 2.1%
95	WASTE CONNECTIONS INC COM WCN	WCN	17,983	$3.2m0.08%	0.08%	Reduced -506	-506 -2.7%
96	DELTA AIR LINES INC DEL COM NEW DAL	DAL	65,475	$3.1m0.08%	0.08%	New
97	CSX CORP COM CSX	CSX	91,777	$3.1m0.08%	0.08%	New
98	ISHARES TR MSCI USA MIN VOL USMV	USMV	36,551	$3.1m0.08%	0.08%	New
99	EVEREST GROUP LTD COM EG	EG	7,836	$3.0m0.07%	0.07%	Added +307	+307 4.1%
100	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	49,177	$3.0m0.07%	0.07%	New

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
BOOZ ALLEN HAMILTON HLDG COR BAH	BAH	21,152	$3.1m21.2k shares
LABORATORY CORP AMER HLDGS		13,232	$2.9m13.2k shares
EPAM SYS INC EPAM	EPAM	1,178	$325.4k1.2k shares
KINSALE CAP GROUP INC KNSL	KNSL	509	$267.1k509 shares
SPDR SERIES TRUST XNTK	XNTK	1,446	$263.7k1.4k shares
CELSIUS HLDGS INC CELH	CELH	3,000	$248.8k3.0k shares
ZAPP ELEC VEHS GROUP LTD		12,000	$3.0k12.0k shares