Vault-13

SPDR SERIES TRUST XNTK

NYSE TECH ETF · ETP · CUSIP 78464A102

149 institutional holders +12 vs Q1 2024
2,321,1632.3m shares reported held*
$453.0mreported value*
24 new 32 added 41 reduced 14 sold out net sold ≈ $70.7m (-362.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $195.17. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 94Q4 22: 95Q1 23: 99Q2 23: 103Q3 23: 105Q4 23: 120Q1 24: 137Q2 24: 149149Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202294
Q4 202295
Q1 202399
Q2 2023103
Q3 2023105
Q4 2023120
Q1 2024137
Q2 2024149

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 42 cut or sold outQ2 23: 37 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 37 cut or sold outQ4 23: 44 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 55 cut or sold outQ2 24: 56 bought or addedQ2 24: 55 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222742
Q1 20233442
Q2 20233738
Q3 20233937
Q4 20234438
Q1 20245155
Q2 20245655

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $16.4kQ4 23 puts: $164.1kQ4 23P/C 10.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$16.4k$164.1k10.00
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Axiom Advisory, LLC New +27,677+27.7k
SMI Advisory Services, LLC New +27,586+27.6k
GoalVest Advisory LLC Added +21,882+21.9k
Cambridge Investment Research Advisors, Inc. Added +14,060+14.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +11,816+11.8k
Pinion Investment Advisors, LLC New +11,267+11.3k
BANK OF NOVA SCOTIA New +11,030+11.0k
Kraft, Davis & Associates, LLC New +5,345+5.3k
CITADEL ADVISORS LLC New +3,923+3.9k
BANK OF AMERICA CORP /DE/ Added +3,457+3.5k

Biggest sellers

MORGAN STANLEY Reduced -279,465-279.5k
STIFEL FINANCIAL CORP Reduced -125,252-125.3k
WIN ADVISORS, INC Sold out -66,153-66.2k
LPL Financial LLC Reduced -26,282-26.3k
Fulcrum Equity Management Sold out -6,622-6.6k
OSAIC HOLDINGS, INC. Reduced -3,116-3.1k
Koshinski Asset Management, Inc. Reduced -2,699-2.7k
Executive Wealth Management, LLC Sold out -2,328-2.3k
JPMORGAN CHASE & CO Reduced -2,320-2.3k
Prospera Financial Services Inc Sold out -2,209-2.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Auto-Owners Insurance Co 6.16% of their portfolio LANSING, MI 1,194,1001.2m $233.1m $233.1m 6.16% Unchanged
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 193,270193.3k $37.7m $37.7m 0.02% Reduced -26.3k -26,282
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 137,811137.8k $26.9m $26.9m 0.00% Reduced -279.5k -279,465
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 120,785120.8k $23.6m $23.6m 0.01% Added +3.0k +3,048
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 79,67479.7k $15.6m $15.6m 0.02% Added +11.8k +11,816
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 50,08350.1k $9.8m $9.8m 0.00% Added +3.5k +3,457
7 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 39,46939.5k $7.7m $7.7m 0.05% Added +1.3k +1,265
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 31,84531.8k $6.2m $6.2m 0.00% Reduced -291 -291
9 Axiom Advisory, LLC 0.06% of their portfolio SAN DIEGO, CA 27,67727.7k $5.1m $5.1m 0.06% New
10 SMI Advisory Services, LLC 1.38% of their portfolio COLUMBUS, IN 27,58627.6k $5.6m $5.6m 1.38% New
11 GoalVest Advisory LLC 1.48% of their portfolio New York, NY 23,78223.8k $4.6m $4.6m 1.48% Added +21.9k +21,882
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,87719.9k $3.9m $3.9m 0.00% Reduced -29 -29
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 18,78618.8k $3.7m $3.7m 0.01% Added +14.1k +14,060
14 PARSONS CAPITAL MANAGEMENT INC/RI 0.24% of their portfolio PROVIDENCE, RI 18,14018.1k $3.5m $3.5m 0.24% Reduced -25 -25
15 COUNTRY CLUB BANK 0.24% of their portfolio KANSAS CITY, MO 17,52317.5k $3.4m $3.4m 0.24% Reduced -49 -49
16 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,10216.1k $3.1m $3.1m 0.00% Reduced -64 -64
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,08414.1k $2.7m $2.7m 0.00% Added +2.2k +2,178
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,06213.1k $2.6m $2.6m 0.00% Added +1 +1
19 SFG Wealth Management, LLC. 1.41% of their portfolio TOWSON, MD 12,63012.6k $2.5m $2.5m 1.41% Added +304 +304
20 Pinion Investment Advisors, LLC 1.09% of their portfolio WICHITA, KS 11,26711.3k $2.2m $2.2m 1.09% New
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,15211.2k $2.2m $2.2m 0.00% Added +680 +680
22 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 11,03011.0k $2.2m $2.2m 0.00% New
23 GENTRY PRIVATE WEALTH, LLC 1.53% of their portfolio WICHITA, KS 8,9278.9k $1.7m $1.7m 1.53% First filing
24 Geneva Partners, LLC 0.67% of their portfolio LAKE GENEVA, WI 8,3128.3k $1.6m $1.6m 0.67% Added +604 +604
25 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 8,2418.2k $1.6m $1.6m 0.02% Reduced -450 -450
26 Koshinski Asset Management, Inc. 0.15% of their portfolio DECATUR, IL 8,1868.2k $1.7m $1.7m 0.15% Reduced -2.7k -2,699
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,8237.8k $1.5m $1.5m 0.00% Added +178 +178
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7516.8k $1.3m $1.3m 0.00% Reduced -3.1k -3,116
29 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 6,3896.4k $1.2m $1.2m 0.04% Reduced -231 -231
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,1816.2k $1.2m $1.2m 0.00% Added +2.8k +2,821
31 Kraft, Davis & Associates, LLC 0.30% of their portfolio St. Louis, MO 5,3455.3k $984.9k $984.9k 0.30% New
32 Institute for Wealth Management, LLC. 0.14% of their portfolio DENVER, CO 5,2105.2k $1.0m $1.0m 0.14% Reduced -120 -120
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,1515.2k $1.0m $1.0m 0.00% Reduced -9 -9
34 KCM INVESTMENT ADVISORS LLC 0.03% of their portfolio GREENBRAE, CA 4,9775.0k $971.8k $971.8k 0.03% Reduced -8 -8
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 4,8764.9k $952.1k $952.1k 0.00% Added +1.3k +1,306
36 Quadcap Wealth Management, LLC 0.16% of their portfolio Frisco, TX 4,5764.6k $893.6k $893.6k 0.16% Reduced -43 -43
37 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 4,3634.4k $852.0k $852.0k 0.06% Added +753 +753
38 Goodman Advisory Group, LLC 0.25% of their portfolio NEEDHAM, MA 4,3464.3k $848.6k $848.6k 0.25% Added +176 +176
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,1984.2k $819.7k $819.7k 0.00% Unchanged
40 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 4,1464.1k $809.5k $809.5k 0.02% Reduced -150 -150
41 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 4,0004.0k $781.0k $781.0k 0.00% Unchanged
42 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 3,9644.0k $774.0k $774.0k 0.01% Reduced -464 -464
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,9233.9k $766.0k $766.0k 0.00% New
44 Joseph P. Lucia & Associates, LLC 0.38% of their portfolio Yorktown Heights, NY 3,7523.8k $732.6k $732.6k 0.38% Added +877 +877
45 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 3,5193.5k $687.0k $687.0k 0.03% Reduced -76 -76
46 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 3,4173.4k $667.2k $667.2k 0.01% Reduced -55 -55
47 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 3,1803.2k $621.0k $621.0k 0.00% Reduced -17 -17
48 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 3,0603.1k $597.5k $597.5k 0.02% Unchanged
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 2,9793.0k $582.0k $582.0k 0.00% Added +450 +450
50 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 2,7812.8k $542.9k $542.9k 0.04% New
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,7382.7k $534.5k $534.5k 0.00% Reduced -94 -94
52 Biltmore Family Office, LLC 0.10% of their portfolio CHARLOTTE, NC 2,7022.7k $527.6k $527.6k 0.10% Unchanged
53 Avestar Capital, LLC 0.06% of their portfolio New York, NY 2,5592.6k $499.6k $499.6k 0.06% Unchanged
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,4972.5k $488.0k $488.0k 0.00% Added +704 +704
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,4502.5k $478.7k $478.7k 0.00% Reduced -2.3k -2,320
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,3192.3k $452.8k $452.8k 0.00% New
57 MONTCHANIN ASSET MANAGEMENT, LLC 0.41% of their portfolio MONTCHANIN, DE 2,2502.2k $439.0k $439.0k 0.41% Reduced -25 -25
58 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 2,2122.2k $431.9k $431.9k 0.01% Unchanged
59 GAMMA Investing LLC 0.06% of their portfolio FOSTER CITY, CA 2,2052.2k $430.5k $430.5k 0.06% Unchanged
60 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 2,2012.2k $429.8k $429.8k 0.01% Added +519 +519
61 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 2,2002.2k $429.6k $429.6k 0.01% Unchanged
62 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 1,9572.0k $382.1k $382.1k 0.00% Unchanged
63 Stanley-Laman Group, Ltd. 0.06% of their portfolio Berwyn, PA 1,9532.0k $441.8k $441.8k 0.06% Unchanged
64 17 CAPITAL PARTNERS, LLC 0.27% of their portfolio PHEONIX, AZ 1,9451.9k $379.8k $379.8k 0.27% Added +452 +452
65 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,8381.8k $358.9k $358.9k 0.00% Unchanged
66 Full Sail Capital, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 1,8381.8k $358.9k $358.9k 0.02% Unchanged
67 SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio WINSTON-SALEM, NC 1,7531.8k $342.3k $342.3k 0.04% New
68 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,6941.7k $330.8k $330.8k 0.00% New
69 Apeiron RIA LLC 0.10% of their portfolio Dallas, TX 1,6911.7k $330.2k $330.2k 0.10% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6171.6k $315.7k $315.7k 0.00% Added +15 +15
71 Aries Wealth Management 0.10% of their portfolio PORTLAND, ME 1,6001.6k $312.4k $312.4k 0.10% Unchanged
72 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 1,5831.6k $309.1k $309.1k 0.00% Added +297 +297
73 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.06% of their portfolio Reston, VA 1,5751.6k $307.6k $307.6k 0.06% Reduced -178 -178
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 1,5651.6k $305.7k $305.7k 0.00% Reduced -101 -101
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 1,5591.6k $304.4k $304.4k 0.00% Added +1 +1
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 1,5011.5k $293.1k $293.1k 0.00% Added +10 +10
77 Alpha Cubed Investments, LLC 0.01% of their portfolio COSTA MESA, CA 1,4241.4k $278.0k $278.0k 0.01% Added +300 +300
78 Badgley Phelps Wealth Managers, LLC 0.01% of their portfolio SEATTLE, WA 1,4001.4k $273.4k $273.4k 0.01% Unchanged
79 Madden Advisory Services, Inc. 0.14% of their portfolio Jacksonville, FL 1,3751.4k $268.5k $268.5k 0.14% Reduced -4 -4
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 1,3631.4k $266.1k $266.1k 0.00% New
81 Bright Futures Wealth Management, LLC. 0.13% of their portfolio WEBSTER, NY 14580, NY 1,3521.4k $235.8k $235.8k 0.13% Unchanged
82 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.13% of their portfolio GARDEN CITY, NY 1,3061.3k $255.0k $255.0k 0.13% New
83 REDW Wealth LLC 0.07% of their portfolio ALBUQUERQUE, NM 1,2771.3k $249.3k $249.3k 0.07% Unchanged
84 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,2111.2k $236.5k $236.5k 0.00% Reduced -125.3k -125,252
85 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 1,2011.2k $234.5k $234.5k 0.02% Unchanged
86 Prosperity Wealth Management, Inc. 0.11% of their portfolio San Ramon, CA 1,1971.2k $233.6k $233.6k 0.11% New
87 Syntegra Private Wealth Group, LLC 0.03% of their portfolio Chesterfield, MO 1,1901.2k $232.3k $232.3k 0.03% Unchanged
88 CHATHAM CAPITAL GROUP, INC. 0.04% of their portfolio SAVANNAH, GA 1,1501.1k $224.5k $224.5k 0.04% Unchanged
89 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 1,1261.1k $219.9k $219.9k 0.00% Unchanged
90 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1141.1k $217.5k $217.5k 0.00% Reduced -131 -131
91 CLIENT 1ST ADVISORY GROUP, LLC 0.09% of their portfolio DUNEDIN, FL 1,1091.1k $216.5k $216.5k 0.09% Unchanged
92 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 1,1021.1k $215.2k $215.2k 0.00% Unchanged
93 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,0881.1k $212.4k $212.4k 0.00% New
94 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 1,0531.1k $205.4k $205.4k 0.00% New
95 Westmount Partners, LLC 0.07% of their portfolio LOS ANGELES, CA 1,0331.0k $202.3k $202.3k 0.07% New
96 Leo Wealth, LLC 0.02% of their portfolio HURST, TX 1,0311.0k $201.9k $201.9k 0.02% Reduced -919 -919
97 WASHINGTON TRUST Co 0.01% of their portfolio WESTERLY, RI 1,0101.0k $197.2k $197.2k 0.01% Reduced -5 -5
98 Sandy Spring Bank 0.01% of their portfolio Olney, MD 950950 $185.5k $185.5k 0.01% Unchanged
99 Independence Bank of Kentucky 0.05% of their portfolio OWENSBORO, KY 915915 $178.7k $178.7k 0.05% Unchanged
100 Richard W. Paul & Associates, LLC 0.06% of their portfolio NOVI, MI 843843 $164.6k $164.6k 0.06% New