Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

457 institutional holders +17 vs Q1 2024
230,695,527230.7m shares reported held*
$5.8bnreported value*
30 new 205 added 169 reduced 26 sold out net bought ≈ $82.9m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.07. Options: 1 managers hold calls ($7.5k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417Q3 23: 409Q4 23: 448Q1 24: 440Q2 24: 457457Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417
Q3 2023409
Q4 2023448
Q1 2024440
Q2 2024457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ2 23: 230 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 186 cut or sold outQ4 23: 244 bought or addedQ4 23: 182 cut or sold outQ4 23Q1 24: 229 bought or addedQ1 24: 222 cut or sold outQ2 24: 235 bought or addedQ2 24: 195 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192
Q2 2023230177
Q3 2023218186
Q4 2023244182
Q1 2024229222
Q2 2024235195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 23 calls: $38.9kQ3 23 puts: $4.9kQ3 23P/C 0.12Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $7.5kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$38.9k$4.9k0.12
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$7.5k$00.00

Biggest buyers

CWM, LLC Added +1,809,915+1.8m
Stratos Investment Management, LLC New +1,205,961+1.2m
OneDigital Investment Advisors LLC Added +900,035+900.0k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +848,951+849.0k
AlphaStar Capital Management, LLC Added +712,068+712.1k
ENVESTNET ASSET MANAGEMENT INC Added +701,323+701.3k
RAYMOND JAMES & ASSOCIATES Added +619,988+620.0k
JPMORGAN CHASE & CO Added +614,036+614.0k
Advisory Alpha, LLC Added +425,386+425.4k
OLD MISSION CAPITAL LLC Added +336,097+336.1k

Biggest sellers

MORGAN STANLEY Reduced -3,001,716-3.0m
Gerber Kawasaki Wealth & Investment Management Reduced -2,126,302-2.1m
Stadion Money Management, LLC Reduced -1,025,036-1.0m
Equitable Holdings, Inc. Reduced -623,640-623.6k
Rockefeller Capital Management L.P. Reduced -582,150-582.1k
Private Advisor Group, LLC Reduced -539,971-540.0k
TORONTO DOMINION BANK Reduced -350,000-350.0k
Baker Avenue Asset Management, LP Reduced -305,326-305.3k
SigFig Wealth Management, LLC Reduced -208,680-208.7k
RATIONAL ADVISORS, INC. Reduced -195,260-195.3k

Biggest calls

CITADEL ADVISORS LLC New $7.5k300 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 22,848,30922.8m $573.3m $573.3m 0.29% Added +45.4k +45,405
2 CWM, LLC 1.66% of their portfolio OMAHA, NE 14,010,31614.0m $351.5m $351.5m 1.66% Added +1.8m +1,809,915
3 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 10,865,36210.9m $272.6m $272.6m 0.09% Added +701.3k +701,323
4 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 5.81% of their portfolio MINNEAPOLIS, MN 10,803,02310.8m $271.0m $271.0m 5.81% Added +849.0k +848,951
5 Cerity Partners LLC 0.61% of their portfolio NEW YORK, NY 8,902,2998.9m $223.4m $223.4m 0.61% Added +318.5k +318,469
6 RiverFront Investment Group, LLC 4.83% of their portfolio RICHMOND, VA 7,215,7847.2m $181.0m $181.0m 4.83% Reduced -65.0k -64,973
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,247,0565.2m $131.6m $131.6m 0.01% Added +262.6k +262,588
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.26% of their portfolio PLYMOUTH, MN 4,308,9724.3m $108.1m $108.1m 0.26% Reduced -161.9k -161,914
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,039,8524.0m $101.4m $101.4m 0.00% Added +614.0k +614,036
10 Gradient Investments LLC 2.23% of their portfolio ARDEN HILLS, MN 3,955,2564.0m $99.2m $99.2m 2.23% Reduced -173.1k -173,096
11 Private Advisor Group, LLC 0.65% of their portfolio MORRISTOWN, NJ 3,864,9513.9m $97.0m $97.0m 0.65% Reduced -540.0k -539,971
12 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 3,753,7373.8m $94.2m $94.2m 0.22% Added +257.6k +257,590
13 RATIONAL ADVISORS, INC. 8.75% of their portfolio San Juan, PR 3,576,0243.6m $89.7m $89.7m 8.75% Reduced -195.3k -195,260
14 SYON CAPITAL LLC 7.90% of their portfolio SAN FRANCISCO, CA 3,423,3343.4m $85.9m $85.9m 7.90% Reduced -50.3k -50,282
15 Willow Creek Wealth Management Inc. 9.22% of their portfolio Sebastopol, CA 3,230,5833.2m $81.1m $81.1m 9.22% Added +64.0k +64,022
16 TOBIAS FINANCIAL ADVISORS, INC. 16.45% of their portfolio Plantation, FL 3,040,9373.0m $76.3m $76.3m 16.45% Added +89.8k +89,783
17 Equitable Holdings, Inc. 0.71% of their portfolio NEW YORK, NY 2,698,0802.7m $67.7m $67.7m 0.71% Reduced -623.6k -623,640
18 Good Life Advisors, LLC 5.47% of their portfolio READING, PA 2,641,2282.6m $66.3m $66.3m 5.47% Added +119.2k +119,216
19 Baker Avenue Asset Management, LP 2.22% of their portfolio SAN FRANCISCO, CA 2,600,7832.6m $65.3m $65.3m 2.22% Reduced -305.3k -305,326
20 KWB Wealth 8.19% of their portfolio REDLANDS, CA 2,356,2012.4m $59.6m $59.6m 8.19% Reduced -47.1k -47,091
21 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 2,337,6312.3m $58.7m $58.7m 0.04% Added +620.0k +619,988
22 McNamara Financial Services, Inc. 12.05% of their portfolio MARSHFIELD, MA 2,270,8212.3m $57.0m $57.0m 12.05% Added +69.1k +69,071
23 AlphaStar Capital Management, LLC 5.11% of their portfolio CORNELIUS, NC 2,206,3052.2m $55.4m $55.4m 5.11% Added +712.1k +712,068
24 N.E.W. Advisory Services LLC 5.80% of their portfolio DE PERE, WI 2,142,0962.1m $53.7m $53.7m 5.80% Reduced -4.1k -4,146
25 Wealthcare Advisory Partners LLC 1.63% of their portfolio WEST CHESTER, PA 2,073,9012.1m $52.0m $52.0m 1.63% Added +126.5k +126,511
26 Trilogy Capital Inc. 2.82% of their portfolio IRVINE, CA 2,072,5082.1m $52.0m $52.0m 2.82% Added +148.4k +148,373
27 Great Lakes Retirement, Inc. 6.76% of their portfolio SANDUSKY, OH 1,966,1492.0m $49.3m $49.3m 6.76% Added +35.4k +35,403
28 GREAT VALLEY ADVISOR GROUP, INC. 1.28% of their portfolio WILMINGTON, DE 1,819,7651.8m $45.7m $45.7m 1.28% Added +147.5k +147,482
29 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,807,0891.8m $45.3m $45.3m 0.01% Reduced -183.5k -183,457
30 Stadion Money Management, LLC 3.57% of their portfolio WATKINSVILLE, GA 1,745,3511.7m $43.7m $43.7m 3.57% Reduced -1.0m -1,025,036
31 GIRARD ADVISORY SERVICES, LLC 3.90% of their portfolio KING OF PRUSSIA, PA 1,644,5611.6m $41.3m $41.3m 3.90% Added +30.7k +30,670
32 Facet Wealth, Inc. 1.25% of their portfolio WEST PALM BEACH, FL 1,604,4681.6m $40.8m $40.8m 1.25% Reduced -145.0k -144,973
33 Waverly Advisors, LLC 0.77% of their portfolio BIRMINGHAM, AL 1,567,9051.6m $39.3m $39.3m 0.77% Added +78.2k +78,183
34 OneDigital Investment Advisors LLC 0.49% of their portfolio OVERLAND PARK, KS 1,563,9121.6m $39.2m $39.2m 0.49% Added +900.0k +900,035
35 NewEdge Advisors, LLC 0.28% of their portfolio NEW ORLEANS, LA 1,514,0801.5m $38.0m $38.0m 0.28% Added +188.8k +188,832
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,422,5221.4m $35.7m $35.7m 0.00% Reduced -3.0m -3,001,716
37 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,301,6701.3m $32.7m $32.7m 0.10% Reduced -69.1k -69,107
38 Leading Edge Financial Planning LLC 13.09% of their portfolio KNOXVILLE, TN 1,300,3301.3m $32.6m $32.6m 13.09% Added +157.9k +157,861
39 Sanctuary Advisors, LLC 0.23% of their portfolio INDIANAPOLIS, IN 1,295,3731.3m $31.9m $31.9m 0.23% First filing
40 GM Advisory Group, LLC 2.02% of their portfolio MELVILLE, NY 1,246,2361.2m $31.3m $31.3m 2.02% Reduced -2.3k -2,337
41 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 1,233,2981.2m $30.9m $30.9m 0.04% Reduced -110.1k -110,105
42 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 1,214,8061.2m $30.5m $30.5m 0.37% Added +159.6k +159,553
43 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,211,2891.2m $30.4m $30.4m 0.01% Added +22.2k +22,166
44 Stratos Investment Management, LLC 2.51% of their portfolio BEACHWOOD, OH 1,205,9611.2m $30.3m $30.3m 2.51% New
45 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,203,5621.2m $30.2m $30.2m 0.01% Added +31.7k +31,721
46 Money Design Co.,Ltd. 1.56% of their portfolio TOKYO, M0 1,153,8301.2m $28.9m $28.9m 1.56% Added +27.5k +27,505
47 RESTON WEALTH MANAGEMENT LLC 10.63% of their portfolio Reston, VA 1,059,5281.1m $26.6m $26.6m 10.63% Added +18.3k +18,324
48 Donoghue Forlines LLC 7.08% of their portfolio Boston, MA 992,704992.7k $24.9m $24.9m 7.08% Reduced -34.3k -34,346
49 Mariner, LLC 0.05% of their portfolio Overland Park, KS 990,525990.5k $24.9m $24.9m 0.05% Added +147.3k +147,274
50 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 980,892980.9k $24.6m $24.6m 0.06% Added +30.2k +30,243
51 Financial Strategies Group, Inc. 5.83% of their portfolio OKEMOS, MI 920,755920.8k $23.2m $23.2m 5.83% Reduced -338 -338
52 Bristlecone Advisors, LLC 1.97% of their portfolio BELLEVUE, WA 920,439920.4k $23.1m $23.1m 1.97% Reduced -58.4k -58,371
53 WALLER FINANCIAL PLANNING GROUP, INC 6.19% of their portfolio COLUMBUS, OH 918,676918.7k $23.0m $23.0m 6.19% Added +6.7k +6,667
54 Heartwood Wealth Advisors LLC 2.72% of their portfolio RICHMOND, VA 907,347907.3k $22.8m $22.8m 2.72% Added +15.4k +15,370
55 TRUEFG, LLC 8.15% of their portfolio CEDAR PARK, TX 899,561899.6k $22.6m $22.6m 8.15% Added +37.5k +37,491
56 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.04% of their portfolio ALAMO, CA 881,049881.0k $22.1m $22.1m 3.04% Added +42.0k +42,016
57 ARRIEN INVESTMENTS, INC. 17.22% of their portfolio BOISE, ID 878,184878.2k $22.0m $22.0m 17.22% Added +71.8k +71,750
58 Bensler, LLC 2.96% of their portfolio Bellevue, WA 877,787877.8k $22.0m $22.0m 2.96% Added +94.7k +94,653
59 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 823,257823.3k $20.7m $20.7m 0.06% Reduced -40.7k -40,692
60 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 818,226818.2k $20.5m $20.5m 0.00% Added +54.4k +54,427
61 IHT Wealth Management, LLC 0.76% of their portfolio Chicago, IL 808,387808.4k $20.3m $20.3m 0.76% Added +39.8k +39,775
62 Clear Creek Financial Management, LLC 2.45% of their portfolio SILVERDALE, WA 805,593805.6k $20.2m $20.2m 2.45% Reduced -82.1k -82,118
63 Trinity Wealth Management, LLC 10.00% of their portfolio BERWYN, PA 798,696798.7k $20.0m $20.0m 10.00% Added +29.8k +29,832
64 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 5.43% of their portfolio BETHLEHEM, PA 766,389766.4k $19.2m $19.2m 5.43% Added +258.7k +258,721
65 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 762,961763.0k $19.1m $19.1m 0.00% Reduced -80.4k -80,385
66 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 726,626726.6k $18.2m $18.2m 0.03% Added +8.3k +8,288
67 Banco Santander, S.A. 0.22% of their portfolio Madrid, U3 719,714719.7k $18.1m $18.1m 0.22% Reduced -47.7k -47,739
68 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 699,123699.1k $17.5m $17.5m 0.06% Added +12.6k +12,571
69 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 696,941696.9k $17.5m $17.5m 0.06% Added +4.5k +4,518
70 MONEY CONCEPTS CAPITAL CORP 1.46% of their portfolio PALM BEACH GARDENS, FL 694,156694.2k $17.4m $17.4m 1.46% Added +14.2k +14,198
71 Advisory Alpha, LLC 0.69% of their portfolio HOLLAND, MI 693,168693.2k $17.4m $17.4m 0.69% Added +425.4k +425,386
72 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 684,663684.7k $17.2m $17.2m 0.05% Reduced -582.1k -582,150
73 Convergence Financial, LLC 4.50% of their portfolio COLUMBIA, MO 678,768678.8k $17.0m $17.0m 4.50% Added +169.8k +169,836
74 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 655,707655.7k $16.5m $16.5m 0.07% Reduced -13.6k -13,591
75 Larson Financial Group LLC 1.11% of their portfolio ST LOUIS, MO 650,856650.9k $16.3m $16.3m 1.11% Reduced -29.9k -29,898
76 Pinnacle Wealth Planning Services, Inc. 2.28% of their portfolio MANSFIELD, OH 635,241635.2k $15.9m $15.9m 2.28% Added +60.4k +60,443
77 Rinkey Investments 5.69% of their portfolio San Diego, CA 631,134631.1k $15.8m $15.8m 5.69% Added +3.3k +3,252
78 Levy Wealth Management Group, LLC 4.04% of their portfolio PHILADELPHIA, PA 628,721628.7k $15.8m $15.8m 4.04% Added +62.0k +62,036
79 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 627,419627.4k $15.7m $15.7m 0.02% Reduced -32.5k -32,496
80 WealthPLAN Partners, LLC 1.67% of their portfolio OMAHA, NE 621,420621.4k $15.6m $15.6m 1.67% Added +35.4k +35,410
81 CHOREO, LLC 0.25% of their portfolio ROCKFORD, IL 608,449608.4k $15.1m $15.1m 0.25% Reduced -18.3k -18,257
82 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 590,495590.5k $14.8m $14.8m 0.02% Added +266.2k +266,195
83 Tennessee Valley Asset Management Partners 1.52% of their portfolio KNOXVILLE, TN 590,238590.2k $14.8m $14.8m 1.52% Added +304.0k +303,969
84 Americana Partners, LLC 1.15% of their portfolio Houston, TX 583,915583.9k $14.7m $14.7m 1.15% Added +81.5k +81,485
85 Algorithmic Investment Models, LLC 11.17% of their portfolio Boston, MA 569,733569.7k $14.3m $14.3m 11.17% Reduced -4.8k -4,833
86 SigFig Wealth Management, LLC 0.56% of their portfolio SAN FRANCISCO, CA 568,341568.3k $14.9m $14.9m 0.56% Reduced -208.7k -208,680
87 Arete Wealth Advisors, LLC 1.10% of their portfolio CHICAGO, IL 534,149534.1k $13.4m $13.4m 1.10% Added +244.6k +244,556
88 WCG Wealth Advisors LLC 0.98% of their portfolio LAS VEGAS, NV 529,582529.6k $13.3m $13.3m 0.98% Added +51.8k +51,765
89 Aspire Private Capital, LLC 3.41% of their portfolio Cornelius, NC 528,074528.1k $13.2m $13.2m 3.41% Added +40.9k +40,919
90 AIFG Consultants Ltd. 9.67% of their portfolio HALFMOON, NY 518,536518.5k $13.0m $13.0m 9.67% Reduced -24.1k -24,110
91 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 517,341517.3k $13.0m $13.0m 0.21% Reduced -42.5k -42,518
92 CUTLER INVESTMENT COUNSEL LLC 1.75% of their portfolio Jacksonville, OR 513,051513.1k $12.9m $12.9m 1.75% Added +1.8k +1,796
93 Weitzel Financial Services, Inc. 6.31% of their portfolio DUBUQUE, IA 508,498508.5k $12.6m $12.6m 6.31% Added +6.3k +6,315
94 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 500,000500.0k $12.5m $12.5m 0.02% Reduced -350.0k -350,000
95 Aveo Capital Partners, LLC 1.40% of their portfolio ENGLEWOOD, CO 491,221491.2k $12.3m $12.3m 1.40% Reduced -9.1k -9,105
96 Astoria Strategic Wealth, Inc. 3.76% of their portfolio NEW BRAUNFELS, TX 484,727484.7k $12.2m $12.2m 3.76% Reduced -3.9k -3,928
97 ERn Financial, LLC 0.95% of their portfolio MIDDLETON, WI 458,018458.0k $11.5m $11.5m 0.95% Added +206.3k +206,311
98 Rockbridge Investment Management, LCC 1.58% of their portfolio Syracuse, NY 443,719443.7k $11.1m $11.1m 1.58% Reduced -4.0k -4,002
99 Melone Private Wealth, LLC 6.33% of their portfolio AUBURN HILLS, MI 425,952426.0k $10.7m $10.7m 6.33% Added +125 +125
100 Northeast Financial Group, Inc. 4.53% of their portfolio Allentown, PA 421,426421.4k $10.6m $10.6m 4.53% Reduced -4.8k -4,830