RiverFront Investment Group, LLC

RICHMOND, VA · CIK 1469751 · 13F filing filed 2024-08-28

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityRiverfront Investment Group, LLC (US)

$3.7bn reported value +5.6% vs Q1 2024

172positions

47.2%in top 10

47 new 82 added 26 reduced 6 sold out vs Q1 2024

Also in the report of:

ALPS ADVISORS INC – $33.2m of shares are in both reports
FIRST TRUST ADVISORS LP

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	624,404	$341.7m9.12%	9.12%	Added +3.9k	+3,933 0.6%
2	ISHARES TR CORE MSCI EAFE IEFA	IEFA	2,617,261	$190.1m5.07%	5.07%	Added +101.6k	+101,553 4.0%
3	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	7,215,784	$181.0m4.83%	4.83%	Reduced -65.0k	-64,973 -0.9%
4	SCHWAB STRATEGIC TR 5 10YR CORP BD SCHI	SCHI	3,954,083	$174.4m4.65%	4.65%	Added +90.2k	+90,191 2.3%
5	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	3,005,845	$170.4m4.54%	4.54%	Added +166.8k	+166,821 5.9%
6	GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC	GSLC	1,539,455	$164.6m4.39%	4.39%	Reduced -789.3k	-789,281 -33.9%
7	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	2,251,561	$162.2m4.33%	4.33%	Added +1.6k	+1,576 0.1%
8	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	579,655	$131.1m3.50%	3.50%	Added +7.6k	+7,627 1.3%
9	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	1,651,099	$127.6m3.40%	3.40%	Added +17.1k	+17,073 1.0%
10	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	2,242,816	$124.5m3.32%	3.32%	Added +105.8k	+105,765 5.0%
11	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	1,406,327	$112.4m3.00%	3.00%	Reduced -4	-4 0.0%
12	ISHARES TR U.S. TECH ETF IYW	IYW	725,878	$109.2m2.91%	2.91%	Added +50.2k	+50,202 7.4%
13	ISHARES TR U.S. FIN SVC ETF IYG	IYG	1,448,241	$94.4m2.52%	2.52%	Added +38.3k	+38,283 2.7%
14	ISHARES TR 10+ YR INVST GRD IGLB	IGLB	1,581,003	$79.1m2.11%	2.11%	Added +360.5k	+360,495 29.5%
15	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	1,165,661	$74.6m1.99%	1.99%	Added +10.6k	+10,625 0.9%
16	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	494,070	$72.0m1.92%	1.92%	Added +5.1k	+5,063 1.0%
17	NVIDIA CORPORATION COM NVDA	NVDA	563,329	$69.6m1.86%	1.86%	Added +511.6k	+511,629 989.6%
18	MICROSOFT CORP COM MSFT	MSFT	152,014	$67.9m1.81%	1.81%	Added +10.6k	+10,574 7.5%
19	SELECT SECTOR SPDR TR ENERGY XLE	XLE	724,697	$66.1m1.76%	1.76%	Added +22.4k	+22,366 3.2%
20	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	133,997	$64.2m1.71%	1.71%	Added +15.4k	+15,393 13.0%
21	VANGUARD WORLD FD EXTENDED DUR EDV	EDV	864,637	$63.5m1.69%	1.69%	Added +11.2k	+11,226 1.3%
22	APPLE INC COM AAPL	AAPL	275,702	$58.1m1.55%	1.55%	Added +32.2k	+32,203 13.2%
23	ISHARES TR EAFE VALUE ETF EFV	EFV	1,048,596	$55.6m1.48%	1.48%	Reduced -169.6k	-169,615 -13.9%
24	ISHARES TR 10-20 YR TRS ETF TLH	TLH	537,448	$55.2m1.47%	1.47%	Reduced -5.2k	-5,224 -1.0%
25	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	228,371	$41.7m1.11%	1.11%	Added +1.1k	+1,071 0.5%
26	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	476,525	$40.8m1.09%	1.09%	Added +14.7k	+14,744 3.2%
27	ALPHABET INC CAP STK CL C GOOG	GOOG	214,555	$39.4m1.05%	1.05%	Added +26.4k	+26,430 14.1%
28	VANECK ETF TRUST MRNGSTR INT MOAT MOTI	MOTI	1,229,731	$38.6m1.03%	1.03%	Added +104.6k	+104,558 9.3%
29	ISHARES INC MSCI EMRG CHN EMXC	EMXC	615,658	$36.4m0.97%	0.97%	Added +47.9k	+47,918 8.4%
30	WALMART INC COM WMT	WMT	516,256	$35.0m0.93%	0.93%	Added +26.3k	+26,258 5.4%
31	LATTICE STRATEGIES TR HARTFORD DISCIPL HDUS	HDUS	645,822	$33.8m0.90%	0.90%	Added +63.0k	+62,971 10.8%
32	AMAZON COM INC COM AMZN	AMZN	158,157	$30.6m0.82%	0.82%	Added +15.9k	+15,900 11.2%
33	J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA BBCA	BBCA	468,547	$30.4m0.81%	0.81%	Added +38.8k	+38,787 9.0%
34	VANGUARD SCOTTSDALE FDS INTER TERM TREAS VGIT	VGIT	497,818	$29.0m0.77%	0.77%	Reduced -2.6k	-2,590 -0.5%
35	ALPS ETF TR RIVERFRNT DYMC RFDA	RFDA	538,502	$28.5m0.76%	0.76%	Reduced -32.4k	-32,406 -5.7%
36	SELECT SECTOR SPDR TR INDL XLI	XLI	222,056	$27.1m0.72%	0.72%	Added +484	+484 0.2%
37	JPMORGAN CHASE & CO COM JPM	JPM	124,513	$25.2m0.67%	0.67%	Added +63.6k	+63,571 104.3%
38	ISHARES INC CORE MSCI EMKT IEMG	IEMG	407,079	$21.8m0.58%	0.58%	Added +42.3k	+42,287 11.6%
39	HARTFORD INSURANCE GROUP INC COM HIG	HIG	215,832	$21.7m0.58%	0.58%	Added +121.0k	+121,019 127.6%
40	PROLOGIS INC. COM PLD	PLD	189,534	$21.3m0.57%	0.57%	Reduced -674	-674 -0.3%
41	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	77,745	$20.3m0.54%	0.54%	Added +7.2k	+7,249 10.3%
42	FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV AFDM	AFDM	313,228	$19.9m0.53%	0.53%	Reduced -18.6k	-18,614 -5.6%
43	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	381,197	$19.5m0.52%	0.52%	Reduced -101.0k	-101,031 -20.9%
44	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	219,488	$19.4m0.52%	0.52%	Added +986	+986 0.5%
45	J P MORGAN EXCHANGE TRADED F USD EMRNG MKT JPMB	JPMB	483,741	$18.7m0.50%	0.50%	Added +53.3k	+53,272 12.4%
46	VANGUARD SCOTTSDALE FDS LG-TERM COR BD VCLT	VCLT	221,533	$16.8m0.45%	0.45%	Added +18.8k	+18,761 9.2%
47	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	592,120	$16.8m0.45%	0.45%	Added +72.3k	+72,297 13.9%
48	INVESCO EXCH TRADED FD TR II S&P SMLCP INDL PSCI	PSCI	136,872	$16.4m0.44%	0.44%	Added +13.1k	+13,118 10.6%
49	ISHARES TR U.S. MED DVC ETF IHI	IHI	290,829	$16.3m0.43%	0.43%	Added +23.2k	+23,162 8.7%
50	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	204,145	$15.6m0.42%	0.42%	Added +2.5k	+2,457 1.2%
51	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	308,415	$15.6m0.42%	0.42%	Reduced -262.7k	-262,679 -46.0%
52	EOG RES INC COM EOG	EOG	120,809	$15.2m0.41%	0.41%	Added +11.2k	+11,197 10.2%
53	FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF FLJP	FLJP	485,787	$14.0m0.37%	0.37%	Added +38.8k	+38,840 8.7%
54	INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 BSCT	BSCT	739,382	$13.4m0.36%	0.36%	Added +66.9k	+66,871 9.9%
55	PIMCO ETF TR 25YR+ ZERO U S ZROZ	ZROZ	175,480	$13.2m0.35%	0.35%	New
56	EXXON MOBIL CORP COM XOM	XOM	111,860	$12.9m0.34%	0.34%	Added +17.2k	+17,188 18.2%
57	UNITEDHEALTH GROUP INC COM UNH	UNH	25,048	$12.8m0.34%	0.34%	Added +2.3k	+2,254 9.9%
58	CHEVRON CORP NEW COM CVX	CVX	69,449	$10.9m0.29%	0.29%	Added +7.8k	+7,759 12.6%
59	ISHARES TR MSCI EURO FL ETF EUFN	EUFN	455,759	$10.2m0.27%	0.27%	Added +30.9k	+30,901 7.3%
60	ALPS ETF TR RIVERFRONT DYM RFCI	RFCI	412,714	$9.2m0.24%	0.24%	Reduced -27.0k	-27,008 -6.1%
61	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	211,365	$8.9m0.24%	0.24%	Added +43.8k	+43,794 26.1%
62	WELLS FARGO CO NEW COM WFC	WFC	116,630	$6.9m0.18%	0.18%	New
63	ALPS ETF TR ACTIVE EQTY OPPT RFFC	RFFC	118,150	$6.4m0.17%	0.17%	Reduced -5.6k	-5,577 -4.5%
64	VISA INC COM CL A V	V	24,195	$6.4m0.17%	0.17%	Added +2.2k	+2,168 9.8%
65	COCA COLA CO COM KO	KO	90,734	$5.8m0.15%	0.15%	Reduced -4.3k	-4,252 -4.5%
66	FIRST TR EXCH TRADED FD III RIVR FRNT DYN AFEM	AFEM	84,612	$5.5m0.15%	0.15%	Reduced -4.5k	-4,547 -5.1%
67	GLOBAL X FDS S&P 500 COVERED XYLD	XYLD	121,044	$4.9m0.13%	0.13%	Added +20.9k	+20,930 20.9%
68	ALPS ETF TR RIVRFRNT STR INC RIGS	RIGS	204,677	$4.6m0.12%	0.12%	Reduced -30.1k	-30,079 -12.8%
69	PROCTER AND GAMBLE CO COM PG	PG	26,383	$4.4m0.12%	0.12%	Added +698	+698 2.7%
70	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	21,779	$4.3m0.11%	0.11%	Added +2.4k	+2,353 12.1%
71	DBX ETF TR XTRACK MSCI EAFE HDEF	HDEF	164,451	$4.0m0.11%	0.11%	Added +46.0k	+46,044 38.9%
72	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	9,696	$3.9m0.11%	0.11%	Unchanged
73	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	66,018	$3.3m0.09%	0.09%	Unchanged
74	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	62,092	$3.1m0.08%	0.08%	Added +5.5k	+5,540 9.8%
75	ISHARES TR 7-10 YR TRSY BD IEF	IEF	29,184	$2.7m0.07%	0.07%	Reduced -1.9k	-1,854 -6.0%
76	STRYKER CORPORATION COM SYK	SYK	7,823	$2.7m0.07%	0.07%	Unchanged
77	LENNOX INTL INC COM LII	LII	3,796	$2.0m0.05%	0.05%	Unchanged
78	RUSSELL INV TAX-MANAGED US LARGE CAP S NTF EQUITY FUNDS RETSX	RETSX	19,188	$1.5m0.04%	0.04%	Added +3.3k	+3,292 20.7%
79	VANGUARD 500 INDEX ADMIRAL COM VFIAX	VFIAX	2,979	$1.5m0.04%	0.04%	Unchanged
80	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	28,538	$1.4m0.04%	0.04%	Unchanged
81	WISDOMTREE TR EUROPE HEDGED EQ HEDJ	HEDJ	30,337	$1.4m0.04%	0.04%	Reduced -1.8k	-1,757 -5.5%
82	MERCK & CO INC COM MRK	MRK	10,629	$1.3m0.04%	0.04%	Added +39	+39 0.4%
83	AMERICAN FUNDS GROWTH FUND OF AMER F3 EQUITY FUNDS GAFFX	GAFFX	17,645	$1.3m0.03%	0.03%	Added +12.5k	+12,512 243.8%
84	ISHARES TR S&P 500 GRWT ETF IVW	IVW	13,396	$1.2m0.03%	0.03%	Added +3.8k	+3,805 39.7%
85	HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE HMOP	HMOP	31,566	$1.2m0.03%	0.03%	Added +2.5k	+2,452 8.4%
86	WESTLAKE CORPORATION COM WLK	WLK	8,000	$1.2m0.03%	0.03%	New
87	AMERICAN FUNDS NEW WORLD COM FNWFX	FNWFX	13,897	$1.1m0.03%	0.03%	New
88	VANGUARD INDEX FDS VALUE ETF VTV	VTV	6,803	$1.1m0.03%	0.03%	Added +4.4k	+4,448 188.9%
89	SPDR SER TR PORTFOLIO LN TSR SPTL	SPTL	39,520	$1.1m0.03%	0.03%	New
90	AMERICAN FUNDS AMERICAN MUTUAL F3 EQUITY FUNDS AFMFX	AFMFX	18,890	$1.0m0.03%	0.03%	New
91	WHIRLPOOL CORP COM WHR	WHR	10,000	$1.0m0.03%	0.03%	Unchanged
92	VANGUARD SCOTTSDALE FDS LONG TERM TREAS VGLT	VGLT	17,354	$1.0m0.03%	0.03%	Added +4.2k	+4,170 31.6%
93	ABBOTT LABS COM ABT	ABT	9,408	$977.6k0.03%	0.03%	Added +302	+302 3.3%
94	ALPHABET INC CAP STK CL A GOOGL	GOOGL	4,868	$886.7k0.02%	0.02%	Added +3.1k	+3,077 171.8%
95	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	4,851	$885.5k0.02%	0.02%	Added +3.4k	+3,433 242.1%
96	ISHARES TR ISHS 5-10YR INVT IGIB	IGIB	17,107	$876.9k0.02%	0.02%	New
97	GLOBAL X FDS NASDAQ 100 COVER QYLD	QYLD	47,115	$832.5k0.02%	0.02%	Added +24.3k	+24,263 106.2%
98	ISHARES TR RUS 1000 GRW ETF IWF	IWF	2,171	$791.4k0.02%	0.02%	Added +290	+290 15.4%
99	CATERPILLAR INC COM CAT	CAT	2,281	$760.0k0.02%	0.02%	Reduced -30	-30 -1.3%
100	BONDBLOXX ETF TRUST CCC RT USD HI YL XCCC	XCCC	20,232	$756.5k0.02%	0.02%	Added +11.5k	+11,480 131.2%

Sold out since Q1 2024

Security	Ticker	Shares held before	Value then
ISHARES TR SUB	SUB	6,967	$729.7k7.0k shares
AMERICAN FUNDS AMERICAN MUTUAL A AMRMX	AMRMX	4,412	$240.0k4.4k shares
GLOBAL X FDS PAVE	PAVE	5,459	$217.3k5.5k shares
Hartford Capital Appr Fund Cl A ITHAX	ITHAX	4,817	$204.8k4.8k shares
MUTUAL FD SER TR CATA CAXIX	CAXIX	10,018	$177.1k10.0k shares
JP MORGAN US GOVT MONEY MARKET FUND OGVXX	OGVXX	12,144	$12.1k12.1k shares