Vault-13

ALPS ETF TR RFDA

RIVERFRNT DYMC · ETP · CUSIP 00162Q528

25 institutional holders -1 vs Q1 2024
1,310,7481.3m shares reported held*
$69.4mreported value*
2 new 7 added 11 reduced 3 sold out net sold ≈ $3.1m (-59.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.92.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 32Q1 23: 31Q2 23: 30Q3 23: 29Q4 23: 27Q1 24: 26Q2 24: 2525Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202228
Q4 202232
Q1 202331
Q2 202330
Q3 202329
Q4 202327
Q1 202426
Q2 202425

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 10 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 17 cut or sold outQ2 23: 4 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 16 cut or sold outQ4 23: 8 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 17 cut or sold outQ2 24: 9 bought or addedQ2 24: 14 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221018
Q1 2023817
Q2 2023419
Q3 2023716
Q4 2023818
Q1 20241017
Q2 2024914

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +9,850+9.8k
GAMMA Investing LLC Added +6,400+6.4k
FLOW TRADERS U.S. LLC New +4,157+4.2k
Raymond James Financial Services Advisors, Inc. Added +1,334+1.3k
Stratos Wealth Partners, LTD. Added +500+500
Kestra Advisory Services, LLC Added +351+351
UBS Group AG Added +340+340
RAYMOND JAMES & ASSOCIATES Added +244+244
DAVENPORT & Co LLC Added +224+224

Biggest sellers

RiverFront Investment Group, LLC Reduced -32,406-32.4k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -8,105-8.1k
JANE STREET GROUP, LLC Sold out -8,090-8.1k
ROYAL BANK OF CANADA Reduced -7,125-7.1k
CITADEL ADVISORS LLC Sold out -6,697-6.7k
CONTINUUM WEALTH ADVISORS, LLC Sold out -6,163-6.2k
Prospera Financial Services Inc Reduced -3,493-3.5k
TRUIST FINANCIAL CORP Reduced -2,498-2.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -2,436-2.4k
Elevated Capital Advisors, LLC Reduced -2,321-2.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (3.9%, 2026-10-19)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.76% of their portfolio RICHMOND, VA 538,502538.5k $28.5m $28.5m 0.76% Reduced -32.4k -32,406
2 Prospera Financial Services Inc 0.32% of their portfolio Dallas, TX 216,905216.9k $11.5m $11.5m 0.32% Reduced -3.5k -3,493
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 183,874183.9k $9.7m $9.7m 0.00% Reduced -2.4k -2,436
4 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 168,051168.1k $8.9m $8.9m 0.01% Reduced -2.5k -2,498
5 Elevated Capital Advisors, LLC 0.79% of their portfolio SANDY, UT 53,01753.0k $2.8m $2.8m 0.79% Reduced -2.3k -2,321
6 Koshinski Asset Management, Inc. 0.20% of their portfolio DECATUR, IL 39,57939.6k $2.1m $2.1m 0.20% Reduced -655 -655
7 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,08320.1k $1.1m $1.1m 0.00% Added +1.3k +1,334
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,92617.9k $948.3k $948.3k 0.00% Added +244 +244
9 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,43614.4k $764.0k $764.0k 0.00% Reduced -1.1k -1,123
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,8509.8k $521.1k $521.1k 0.00% New
11 GAMMA Investing LLC 0.06% of their portfolio FOSTER CITY, CA 8,6978.7k $460.1k $460.1k 0.06% Added +6.4k +6,400
12 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 8,0678.1k $426.8k $426.8k 0.00% Added +224 +224
13 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,5466.5k $346.3k $346.3k 0.00% Added +351 +351
14 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,0076.0k $317.8k $317.8k 0.01% Added +500 +500
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,9645.0k $262.6k $262.6k 0.00% Unchanged
16 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 4,1574.2k $220.0k $220.0k 0.01% New
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,9754.0k $210.0k $210.0k 0.00% Reduced -7.1k -7,125
18 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,0423.0k $161.0k $161.0k 0.00% Reduced -8.1k -8,105
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,2671.3k $67.0k $67.0k 0.00% Unchanged
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 950950 $50.3k $50.3k 0.00% Unchanged
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 575575 $30.4k $30.4k 0.00% Added +340 +340
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 185185 $9.8k $9.8k 0.00% Reduced -370 -370
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 9393 $4.9k $4.9k 0.00% Reduced -1.2k -1,249
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $9 $9 0.00% Unchanged
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged