Vault-13

HARTFORD FDS EXCHANGE TRADED HMOP

MUN OPORTUNITE · ETP · CUSIP 41653L503

77 institutional holders +8 vs Q1 2024
9,143,6399.1m shares reported held*
$353.8mreported value*
10 new 39 added 18 reduced 3 sold out net bought ≈ $22.5m (+581.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.70.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 54Q4 22: 58Q1 23: 60Q2 23: 63Q3 23: 68Q4 23: 72Q1 24: 69Q2 24: 7777Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202254
Q4 202258
Q1 202360
Q2 202363
Q3 202368
Q4 202372
Q1 202469
Q2 202477

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 33 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 23 cut or sold outQ2 23: 40 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 29 cut or sold outQ4 23: 35 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 27 cut or sold outQ2 24: 49 bought or addedQ2 24: 21 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223326
Q1 20233823
Q2 20234022
Q3 20233829
Q4 20233530
Q1 20243827
Q2 20244921

Biggest buyers

ERn Financial, LLC Added +210,725+210.7k
HighTower Advisors, LLC Added +113,549+113.5k
Kestra Advisory Services, LLC New +110,849+110.8k
Raymond James Financial Services Advisors, Inc. Added +70,522+70.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +40,268+40.3k
Goldstein Advisors, LLC Added +28,152+28.2k
LPL Financial LLC Added +24,833+24.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +24,243+24.2k
Sepio Capital, LP Added +18,983+19.0k
Gratus Capital, LLC Added +18,019+18.0k

Biggest sellers

AVANTAX ADVISORY SERVICES, INC. Reduced -142,101-142.1k
JANE STREET GROUP, LLC Sold out -71,410-71.4k
NewEdge Advisors, LLC Reduced -15,005-15.0k
Wealthcare Advisory Partners LLC Reduced -12,804-12.8k
Financial Planning & Information Services, Inc. Reduced -10,791-10.8k
HILL ISLAND FINANCIAL LLC Reduced -7,562-7.6k
D.A. DAVIDSON & CO. Sold out -5,990-6.0k
Avantax Planning Partners, Inc. Reduced -4,910-4.9k
Cambridge Investment Research Advisors, Inc. Reduced -3,587-3.6k
Amplius Wealth Advisors, LLC Reduced -3,112-3.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,381,1831.4m $53.5m $53.5m 0.08% Added +70.5k +70,522
2 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 1,240,4581.2m $48.0m $48.0m 0.07% Added +113.5k +113,549
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 905,363905.4k $35.0m $35.0m 0.03% Added +40.3k +40,268
4 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 489,088489.1k $18.9m $18.9m 0.20% Added +8.6k +8,643
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 455,093455.1k $17.6m $17.6m 0.00% Added +17.1k +17,070
6 Goldstein Advisors, LLC 2.89% of their portfolio Madison, WI 445,891445.9k $17.3m $17.3m 2.89% Added +28.2k +28,152
7 Legacy Wealth Management, LLC 1.19% of their portfolio MEMPHIS, TN 423,329423.3k $16.4m $16.4m 1.19% Added +25 +25
8 ERn Financial, LLC 1.31% of their portfolio MIDDLETON, WI 409,450409.4k $15.8m $15.8m 1.31% Added +210.7k +210,725
9 Gratus Capital, LLC 0.52% of their portfolio ATLANTA, GA 335,034335.0k $13.0m $13.0m 0.52% Added +18.0k +18,019
10 Legacy CG, LLC 3.94% of their portfolio PLANO, TX 299,055299.1k $11.6m $11.6m 3.94% Added +15.4k +15,441
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 227,780227.8k $8.8m $8.8m 0.00% Added +24.8k +24,833
12 Bernardo Wealth Planning LLC 1.56% of their portfolio HARLEYSVILLE, PA 149,778149.8k $5.8m $5.8m 1.56% Reduced -575 -575
13 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 134,961135.0k $5.2m $5.2m 0.02% Reduced -2.4k -2,413
14 Wealthcare Advisory Partners LLC 0.16% of their portfolio WEST CHESTER, PA 131,399131.4k $5.1m $5.1m 0.16% Reduced -12.8k -12,804
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 129,304129.3k $5.0m $5.0m 0.01% Added +24.2k +24,243
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 126,887126.9k $4.9m $4.9m 0.00% Added +12.8k +12,764
17 Sterling Investment Counsel, LLC 1.79% of their portfolio Buffalo, NY 117,304117.3k $4.5m $4.5m 1.79% Added +17.9k +17,922
18 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 110,849110.8k $4.3m $4.3m 0.02% New
19 Sepio Capital, LP 0.39% of their portfolio Salt Lake City, UT 108,550108.5k $4.2m $4.2m 0.39% Added +19.0k +18,983
20 CONSILIO WEALTH ADVISORS, LLC 1.76% of their portfolio BELLEVUE, WA 101,369101.4k $3.9m $3.9m 1.76% Added +2.5k +2,510
21 Financial Planning & Information Services, Inc. 0.59% of their portfolio DE PERE, WI 100,603100.6k $3.9m $3.9m 0.59% Reduced -10.8k -10,791
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,12492.1k $3.6m $3.6m 0.00% Added +11.9k +11,914
23 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 88,85688.9k $3.4m $3.4m 0.02% Reduced -142.1k -142,101
24 Strid Group, LLC 0.49% of their portfolio NEWTOWN SQUARE, PA 75,86475.9k $2.9m $2.9m 0.49% Added +965 +965
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 63,97764.0k $2.5m $2.5m 0.01% Reduced -1.3k -1,320
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 62,85962.9k $2.4m $2.4m 0.00% Reduced -402 -402
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 59,82959.8k $2.3m $2.3m 0.01% Added +121 +121
28 Landmark Wealth Management, LLC 1.66% of their portfolio MELVILLE, NY 55,02355.0k $2.1m $2.1m 1.66% Added +4.2k +4,151
29 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 53,59253.6k $2.1m $2.1m 0.01% Added +17.3k +17,282
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 49,97350.0k $1.9m $1.9m 0.01% Reduced -3.6k -3,587
31 CENTRAL VALLEY ADVISORS, LLC 0.81% of their portfolio SACRAMENTO, CA 49,76549.8k $1.9m $1.9m 0.81% Added +2.8k +2,793
32 Naviter Wealth, LLC 0.28% of their portfolio LITTLE ROCK, AR 48,34848.3k $1.9m $1.9m 0.28% Added +8.6k +8,622
33 Mariner, LLC 0.00% of their portfolio Overland Park, KS 44,22244.2k $1.7m $1.7m 0.00% Added +2.9k +2,874
34 Amplius Wealth Advisors, LLC 0.17% of their portfolio BLUE BELL, PA 40,32740.3k $1.6m $1.6m 0.17% Reduced -3.1k -3,112
35 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 39,18739.2k $1.5m $1.5m 0.01% Reduced -15.0k -15,005
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,40438.4k $1.5m $1.5m 0.00% Added +2.0k +2,034
37 Magnus Financial Group LLC 0.14% of their portfolio NEW YORK, NY 32,55432.6k $1.3m $1.3m 0.14% Added +507 +507
38 RiverFront Investment Group, LLC 0.03% of their portfolio RICHMOND, VA 31,56631.6k $1.2m $1.2m 0.03% Added +2.5k +2,452
39 Avantax Planning Partners, Inc. 0.04% of their portfolio DUBUQUE, IA 28,36828.4k $1.1m $1.1m 0.04% Reduced -4.9k -4,910
40 SIGNET FINANCIAL MANAGEMENT, LLC 0.15% of their portfolio PARSIPPANY, NJ 28,06128.1k $1.1m $1.1m 0.15% Added +714 +714
41 Private Portfolio Partners LLC 0.88% of their portfolio PARAMUS, NJ 27,91127.9k $1.1m $1.1m 0.88% Added +168 +168
42 Westside Investment Management, Inc. 0.24% of their portfolio SANTA MONICA, CA 27,56027.6k $1.1m $1.1m 0.24% Added +5.3k +5,310
43 WEST MICHIGAN ADVISORS, LLC 0.26% of their portfolio HOLLAND, MI 21,32221.3k $827.2k $827.2k 0.26% Added +82 +82
44 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 15,38315.4k $590.1k $590.1k 0.00% First filing
45 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 15,18415.2k $587.6k $587.6k 0.05% New
46 Thrive Wealth Management, LLC 0.11% of their portfolio AUDUBON, PA 14,96115.0k $579.0k $579.0k 0.11% Reduced -1.0k -1,037
47 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 14,89514.9k $577.6k $577.6k 0.05% New
48 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 13,80113.8k $534.0k $534.0k 0.02% Added +14 +14
49 Madison Wealth Partners, Inc 0.17% of their portfolio MADISON, WI 12,89112.9k $498.9k $498.9k 0.17% Reduced -2.5k -2,525
50 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 11,77111.8k $455.5k $455.5k 0.01% Added +4.8k +4,811
51 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 11,77111.8k $455.5k $455.5k 0.01% Added +4.8k +4,811
52 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 11,61111.6k $449.3k $449.3k 0.01% Reduced -187 -187
53 VICUS CAPITAL 0.04% of their portfolio STATE COLLEGE, PA 11,52711.5k $446.1k $446.1k 0.04% Added +834 +834
54 ARMSTRONG ADVISORY GROUP, INC 0.04% of their portfolio NEEDHAM, MA 10,50010.5k $406.4k $406.4k 0.04% Unchanged
55 Stonehearth Capital Management, LLC 0.17% of their portfolio DANVERS, MA 10,22010.2k $395.5k $395.5k 0.17% Reduced -439 -439
56 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 9,8509.8k $382.5k $382.5k 0.02% Reduced -1.9k -1,948
57 DONALDSON CAPITAL MANAGEMENT, LLC 0.02% of their portfolio EVANSVILLE, IN 9,7209.7k $376.2k $376.2k 0.02% New
58 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 9,6309.6k $372.7k $372.7k 0.01% Unchanged
59 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,4279.4k $364.8k $364.8k 0.01% New
60 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,8938.9k $344.2k $344.2k 0.00% Unchanged
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,4438.4k $326.7k $326.7k 0.00% New
62 GAMMA Investing LLC 0.04% of their portfolio FOSTER CITY, CA 8,0358.0k $311.0k $311.0k 0.04% Reduced -2.8k -2,812
63 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,7757.8k $300.9k $300.9k 0.00% Added +731 +731
64 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 7,6257.6k $295.1k $295.1k 0.00% Added +1.1k +1,113
65 HILL ISLAND FINANCIAL LLC 0.08% of their portfolio GRAND RAPIDS, MI 6,3756.4k $246.7k $246.7k 0.08% Reduced -7.6k -7,562
66 OneAscent Financial Services LLC 0.03% of their portfolio BIRMINGHAM, AL 6,0416.0k $234.0k $234.0k 0.03% Added +304 +304
67 FLPUTNAM INVESTMENT MANAGEMENT CO 0.00% of their portfolio PORTLAND, ME 5,6015.6k $216.8k $216.8k 0.00% New
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,9664.0k $153.5k $153.5k 0.00% Added +234 +234
69 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,8752.9k $111.3k $111.3k 0.00% Unchanged
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,9171.9k $74.5k $74.5k 0.00% New
71 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 247247 $9.6k $9.6k 0.00% New
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 197197 $7.6k $7.6k 0.00% New
73 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 8080 $3.1k $3.1k 0.00% Unchanged
74 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $194 $194 0.00% Unchanged
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $32 $32 0.00% Unchanged
76 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $39 $39 0.00% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged