Vault-13

ALPS ETF TR RIGS

RIVRFRNT STR INC · ETP · CUSIP 00162Q783

40 institutional holders -5 vs Q1 2024
2,516,4172.5m shares reported held*
$57.0mreported value*
1 new 12 added 19 reduced 7 sold out net sold ≈ $22.7m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.65.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 49Q1 23: 43Q2 23: 49Q3 23: 47Q4 23: 50Q1 24: 45Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202243
Q4 202249
Q1 202343
Q2 202349
Q3 202347
Q4 202350
Q1 202445
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 19 cut or sold outQ2 23: 25 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 24 cut or sold outQ4 23: 21 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 20 cut or sold outQ2 24: 13 bought or addedQ2 24: 26 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222222
Q1 20232419
Q2 20232520
Q3 20232224
Q4 20232124
Q1 20242420
Q2 20241326

Biggest buyers

LPL Financial LLC Added +144,615+144.6k
Equitable Holdings, Inc. Added +10,995+11.0k
Elevated Capital Advisors, LLC Added +9,090+9.1k
JANE STREET GROUP, LLC Added +4,286+4.3k
Meridian Financial Advisors, LLC Added +3,781+3.8k
ARKANSAS FINANCIAL GROUP, INC. Added +3,680+3.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +3,007+3.0k
PFG Advisors Added +2,276+2.3k
IFG Advisory, LLC Added +2,250+2.2k
Private Advisor Group, LLC Added +2,170+2.2k

Biggest sellers

MORGAN STANLEY Reduced -547,703-547.7k
Cambridge Investment Research Advisors, Inc. Sold out -195,840-195.8k
OSAIC HOLDINGS, INC. Reduced -127,671-127.7k
UBS Group AG Reduced -74,896-74.9k
CAPITAL WEALTH MANAGEMENT, LLC Sold out -55,928-55.9k
Janney Montgomery Scott LLC Reduced -32,629-32.6k
RiverFront Investment Group, LLC Reduced -30,079-30.1k
Wolf Group Capital Advisors Sold out -24,615-24.6k
TRUIST FINANCIAL CORP Reduced -17,496-17.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -15,686-15.7k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Elevated Capital Advisors, LLC 3.55% of their portfolio SANDY, UT 557,529557.5k $12.6m $12.6m 3.55% Added +9.1k +9,090
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 283,865283.9k $6.4m $6.4m 0.00% Added +144.6k +144,615
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 270,208270.2k $6.1m $6.1m 0.00% Reduced -547.7k -547,703
4 RiverFront Investment Group, LLC 0.12% of their portfolio RICHMOND, VA 204,677204.7k $4.6m $4.6m 0.12% Reduced -30.1k -30,079
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,881117.9k $2.7m $2.7m 0.00% Reduced -15.7k -15,686
6 Certified Advisory Corp 0.33% of their portfolio ALTAMONTE SPRINGS, FL 115,798115.8k $2.6m $2.6m 0.33% Reduced -10.9k -10,948
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 89,34989.3k $2.0m $2.0m 0.00% Added +4.3k +4,286
8 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 88,60388.6k $2.0m $2.0m 0.06% Reduced -2.5k -2,461
9 Meridian Financial Advisors, LLC 1.39% of their portfolio HOLLISTON, MA 84,49484.5k $1.9m $1.9m 1.39% Added +3.8k +3,781
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 73,39973.4k $1.7m $1.7m 0.00% Reduced -17.5k -17,496
11 ARKANSAS FINANCIAL GROUP, INC. 0.28% of their portfolio LITTLE ROCK, AR 70,26170.3k $1.6m $1.6m 0.28% Added +3.7k +3,680
12 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 61,62561.6k $1.4m $1.4m 0.13% Reduced -7.3k -7,258
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,06751.1k $1.2m $1.2m 0.00% Reduced -1 -1
14 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 41,61041.6k $942.2k $942.2k 0.01% Added +2.2k +2,170
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 39,88039.9k $903.0k $903.0k 0.00% Reduced -1.4k -1,438
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 38,23838.2k $866.0k $866.0k 0.00% Reduced -32.6k -32,629
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,10232.1k $726.9k $726.9k 0.00% Reduced -12.0k -12,034
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,52530.5k $691.2k $691.2k 0.00% Reduced -3.4k -3,436
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,26428.3k $639.9k $639.9k 0.00% Reduced -127.7k -127,671
20 Ausdal Financial Partners, Inc. 0.07% of their portfolio Davenport, IA 28,07828.1k $635.8k $635.8k 0.07% Added +259 +259
21 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 24,77024.8k $560.9k $560.9k 0.00% Reduced -615 -615
22 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.19% of their portfolio New Cumberland, PA 24,60424.6k $557.1k $557.1k 0.19% Reduced -8.1k -8,087
23 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 24,32024.3k $550.7k $550.7k 0.04% Added +2.2k +2,250
24 PFG Advisors 0.03% of their portfolio Phoenix, AZ 21,19321.2k $479.9k $479.9k 0.03% Added +2.3k +2,276
25 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 20,84320.8k $472.0k $472.0k 0.00% Added +11.0k +10,995
26 TAP Consulting, LLC 0.08% of their portfolio KIRKWOOD, MO 17,65217.7k $399.7k $399.7k 0.08% Unchanged
27 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 17,19417.2k $386.4k $386.4k 0.00% First filing
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,41614.4k $326.4k $326.4k 0.00% Reduced -74.9k -74,896
29 Laraway Financial Advisors Inc 0.27% of their portfolio SAINT CLOUD, MN 14,07614.1k $318.8k $318.8k 0.27% Reduced -17 -17
30 Opal Wealth Advisors, LLC 0.10% of their portfolio JERICHO, NY 13,47513.5k $305.1k $305.1k 0.10% Reduced -55 -55
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 4,7704.8k $108.0k $108.0k 0.00% Added +3.0k +3,007
32 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,9503.0k $66.4k $66.4k 0.00% Reduced -300 -300
33 MGB Wealth Management, LLC 0.02% of their portfolio ADDISON, TX 2,8592.9k $65.8k $65.8k 0.02% Unchanged
34 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,0002.0k $45.3k $45.3k 0.00% Unchanged
35 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1511.2k $26.1k $26.1k 0.00% Added +13 +13
36 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 1,0001.0k $22.6k $22.6k 0.00% Unchanged
37 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 863863 $19.5k $19.5k 0.00% New
38 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 634634 $14.4k $14.4k 0.00% Unchanged
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 194194 $4.4k $4.4k 0.00% Unchanged
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged