Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

485 institutional holders +11 vs Q1 2024
99,837,68599.8m shares reported held*
$10.7bnreported value*
41 new 142 added 192 reduced 28 sold out net sold ≈ $1.8bn (-16.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $106.79. Options: 2 managers hold calls ($64.2k notional), 1 hold puts ($21.4k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405Q4 23: 450Q1 24: 474Q2 24: 485485Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405
Q4 2023450
Q1 2024474
Q2 2024485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 178 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 188 cut or sold outQ2 23: 151 bought or addedQ2 23: 198 cut or sold outQ2 23Q3 23: 166 bought or addedQ3 23: 192 cut or sold outQ4 23: 165 bought or addedQ4 23: 197 cut or sold outQ4 23Q1 24: 212 bought or addedQ1 24: 195 cut or sold outQ2 24: 183 bought or addedQ2 24: 220 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150178
Q1 2023166188
Q2 2023151198
Q3 2023166192
Q4 2023165197
Q1 2024212195
Q2 2024183220

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 23 calls: $896.8kQ3 23 puts: $8.0kQ3 23P/C 0.01Q4 23 calls: $675.7kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $857.3kQ1 24 puts: $10.4kQ1 24P/C 0.01Q2 24 calls: $64.2kQ2 24 puts: $21.4kQ2 24P/C 0.33
Numbers
QuarterCallsPutsP/C
Q3 2023$896.8k$8.0k0.01
Q4 2023$675.7k$00.00
Q1 2024$857.3k$10.4k0.01
Q2 2024$64.2k$21.4k0.33

Biggest buyers

Betterment LLC Added +1,191,021+1.2m
Stadion Money Management, LLC Added +176,126+176.1k
Retirement Planning Group, LLC Added +128,519+128.5k
GeoWealth Management, LLC Added +81,933+81.9k
WMS Partners, LLC Added +66,240+66.2k
CITADEL ADVISORS LLC Added +56,906+56.9k
Financial Management Professionals, Inc. Added +56,616+56.6k
&PARTNERS Added +48,953+49.0k
GTS SECURITIES LLC New +45,865+45.9k
KINTRA WEALTH, LLC Added +44,383+44.4k

Biggest sellers

MORGAN STANLEY Reduced -9,880,248-9.9m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -2,742,186-2.7m
GOLDMAN SACHS GROUP INC Reduced -1,605,686-1.6m
RiverFront Investment Group, LLC Reduced -789,281-789.3k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -769,744-769.7k
WELLS FARGO & COMPANY/MN Reduced -765,608-765.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -664,452-664.5k
ROYAL BANK OF CANADA Reduced -209,556-209.6k
RAYMOND JAMES & ASSOCIATES Reduced -193,506-193.5k
Rockefeller Capital Management L.P. Reduced -135,793-135.8k

Biggest calls

CITADEL ADVISORS LLC Added $64.2k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $21.4k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.78% of their portfolio SAN FRANCISCO, CA 28,220,69528.2m $3.0bn $3.0bn 0.78% Reduced -765.6k -765,608
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.77% of their portfolio MILWAUKEE, WI 7,316,9707.3m $782.6m $782.6m 0.77% Reduced -2.7m -2,742,186
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 5,617,0745.6m $600.7m $600.7m 0.05% Reduced -9.9m -9,880,248
4 Betterment LLC 1.41% of their portfolio NEW YORK, NY 5,102,9395.1m $545.8m $545.8m 1.41% Added +1.2m +1,191,021
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 11.25% of their portfolio LOS ANGELES, CA 4,204,8504.2m $449.7m $449.7m 11.25% Reduced -769.7k -769,744
6 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 3,308,0813.3m $353.6m $353.6m 0.07% Reduced -1.6m -1,605,686
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,127,0973.1m $334.4m $334.4m 0.03% Reduced -52.4k -52,373
8 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,785,5792.8m $297.9m $297.9m 0.15% Added +22.2k +22,183
9 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,351,8582.4m $251.5m $251.5m 0.09% Reduced -664.5k -664,452
10 SigFig Wealth Management, LLC 8.05% of their portfolio SAN FRANCISCO, CA 2,000,7492.0m $214.0m $214.0m 8.05% Reduced -4.8k -4,763
11 RiverFront Investment Group, LLC 4.39% of their portfolio RICHMOND, VA 1,539,4551.5m $164.6m $164.6m 4.39% Reduced -789.3k -789,281
12 Glenview Trust Co 2.76% of their portfolio Louisville, KY 1,283,9591.3m $137.3m $137.3m 2.76% Reduced -18.0k -18,002
13 Retirement Planning Group, LLC 7.01% of their portfolio LEAWOOD, KS 1,031,6551.0m $110.3m $110.3m 7.01% Added +128.5k +128,519
14 Financial Management Professionals, Inc. 14.21% of their portfolio AUSTIN, TX 968,094968.1k $103.5m $103.5m 14.21% Added +56.6k +56,616
15 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 892,922892.9k $95.5m $95.5m 0.06% Reduced -193.5k -193,506
16 Cetera Investment Advisers 0.21% of their portfolio SCHAUMBURG, IL 862,771862.8k $92.3m $92.3m 0.21% Added +26.5k +26,532
17 High Probability Advisors, LLC 16.59% of their portfolio Pittsford, NY 855,593855.6k $91.5m $91.5m 16.59% Reduced -4.9k -4,937
18 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 841,792841.8k $90.0m $90.0m 0.14% Reduced -7.6k -7,611
19 WMS Partners, LLC 5.71% of their portfolio TOWSON, MD 834,885834.9k $89.3m $89.3m 5.71% Added +66.2k +66,240
20 SFMG, LLC 7.40% of their portfolio PLANO, TX 796,158796.2k $85.1m $85.1m 7.40% Reduced -9.5k -9,495
21 OneDigital Investment Advisors LLC 1.02% of their portfolio OVERLAND PARK, KS 763,005763.0k $81.6m $81.6m 1.02% Added +9.8k +9,808
22 SkyView Investment Advisors, LLC 14.27% of their portfolio SHREWSBURY, NJ 748,033748.0k $80.0m $80.0m 14.27% Added +2.0k +1,958
23 UBS Group AG 0.02% of their portfolio ZURICH, V8 697,473697.5k $74.6m $74.6m 0.02% Reduced -6.9k -6,889
24 Riverpoint Wealth Management Holdings, LLC 19.30% of their portfolio CHICAGO, IL 650,039650.0k $69.5m $69.5m 19.30% Reduced -10.2k -10,227
25 GFG Capital, LLC 15.69% of their portfolio MIAMI, FL 648,917648.9k $57.6m $57.6m 15.69% Reduced -21.6k -21,575
26 Sanctuary Advisors, LLC 0.46% of their portfolio INDIANAPOLIS, IN 627,127627.1k $63.0m $63.0m 0.46% First filing
27 Goldstein Advisors, LLC 11.06% of their portfolio Madison, WI 618,634618.6k $66.2m $66.2m 11.06% Added +19.4k +19,418
28 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 583,838583.8k $62.4m $62.4m 0.02% Reduced -209.6k -209,556
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 571,258571.3k $61.1m $61.1m 0.15% Reduced -2.3k -2,269
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 566,904566.9k $60.6m $60.6m 0.00% Reduced -6.1k -6,136
31 AdvisorNet Financial, Inc 5.32% of their portfolio MINNETONKA, MN 547,514547.5k $58.6m $58.6m 5.32% Reduced -2.8k -2,800
32 Orion Porfolio Solutions, LLC 0.61% of their portfolio OMAHA, NE 539,355539.4k $57.7m $57.7m 0.61% Reduced -34.6k -34,599
33 Orion Portfolio Solutions, LLC 0.61% of their portfolio Omaha, NE 539,355539.4k $57.7m $57.7m 0.61% Reduced -34.6k -34,599
34 FIRST FOUNDATION ADVISORS 2.03% of their portfolio Irvine, CA 496,221496.2k $53.1m $53.1m 2.03% Added +7.1k +7,056
35 Hennion & Walsh Asset Management, Inc. 2.56% of their portfolio Parsippany, NJ 466,677466.7k $49.9m $49.9m 2.56% Reduced -13.3k -13,312
36 APPLETON PARTNERS INC/MA 3.73% of their portfolio BOSTON, MA 453,032453.0k $48.5m $48.5m 3.73% Reduced -1.3k -1,327
37 DROMS STRAUSS ADVISORS INC /MO/ /ADV 16.76% of their portfolio ST. LOUIS, MO 432,932432.9k $46.3m $46.3m 16.76% Reduced -13.1k -13,070
38 Janney Montgomery Scott LLC 0.13% of their portfolio PHILADELPHIA, PA 407,489407.5k $43.6m $43.6m 0.13% Reduced -123.9k -123,888
39 Stadion Money Management, LLC 3.54% of their portfolio WATKINSVILLE, GA 404,454404.5k $43.3m $43.3m 3.54% Added +176.1k +176,126
40 Penney Financial, LLC 30.19% of their portfolio HOUSTON, TX 386,034386.0k $41.3m $41.3m 30.19% Reduced -14.9k -14,882
41 Leo Wealth, LLC 4.16% of their portfolio HURST, TX 381,014381.0k $40.7m $40.7m 4.16% Reduced -19.9k -19,906
42 Steward Partners Investment Advisory, LLC 0.41% of their portfolio STAMFORD, CT 367,209367.2k $39.3m $39.3m 0.41% Reduced -3.0k -3,030
43 Callan Capital, LLC 1.62% of their portfolio LA JOLLA, CA 365,556365.6k $39.1m $39.1m 1.62% Reduced -8.4k -8,392
44 Kelman-Lazarov, Inc. 7.29% of their portfolio MEMPHIS, TN 365,421365.4k $39.1m $39.1m 7.29% Reduced -14.0k -14,032
45 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 354,151354.2k $37.9m $37.9m 0.06% Reduced -5.7k -5,739
46 GeoWealth Management, LLC 1.58% of their portfolio CHICAGO, IL 338,532338.5k $36.2m $36.2m 1.58% Added +81.9k +81,933
47 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 304,891304.9k $32.6m $32.6m 0.06% Reduced -7.0k -7,012
48 Dynamic Advisor Solutions LLC 1.01% of their portfolio PHOENIX, AZ 298,512298.5k $31.9m $31.9m 1.01% Reduced -63.0k -62,978
49 KINTRA WEALTH, LLC 22.51% of their portfolio WILLIAMSPORT, PA 296,620296.6k $31.7m $31.7m 22.51% Added +44.4k +44,383
50 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 280,017280.0k $29.9m $29.9m 0.04% Reduced -10.7k -10,713
51 IAG Wealth Partners, LLC 5.68% of their portfolio WAUKESHA, WI 264,468264.5k $28.3m $28.3m 5.68% Reduced -107 -107
52 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 4.56% of their portfolio PITTSBURGH, PA 253,461253.5k $27.1m $27.1m 4.56% Reduced -2.4k -2,434
53 AXXCESS WEALTH MANAGEMENT, LLC 0.71% of their portfolio CARLSBAD, CA 242,970243.0k $26.0m $26.0m 0.71% Added +27.6k +27,646
54 Cornerstone Advisory, LLC 3.56% of their portfolio HUNT VALLEY, MD 236,513236.5k $25.3m $25.3m 3.56% Added +5.1k +5,063
55 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 219,740219.7k $23.5m $23.5m 0.08% Reduced -5.7k -5,705
56 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 219,622219.6k $23.5m $23.5m 0.05% Added +8.4k +8,359
57 1900 WEALTH MANAGEMENT LLC 2.16% of their portfolio SAN ANTONIO, TX 215,752215.8k $23.1m $23.1m 2.16% Reduced -2.3k -2,338
58 Horizon Family Wealth, Inc. 16.45% of their portfolio CHICAGO, IL 201,925201.9k $21.6m $21.6m 16.45% Reduced -7.2k -7,168
59 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 200,517200.5k $21.5m $21.5m 0.05% Added +22.2k +22,163
60 PRINCIPAL SECURITIES, INC. 0.59% of their portfolio DES MOINES, IA 200,195200.2k $21.4m $21.4m 0.59% Added +5.3k +5,312
61 ACIMA PRIVATE WEALTH, LLC 7.62% of their portfolio RICHMOND, VA 193,996194.0k $20.7m $20.7m 7.62% Reduced -16.7k -16,726
62 VAUGHAN & Co SECURITIES, INC. 12.11% of their portfolio Ridgewood, NJ 179,520179.5k $19.2m $19.2m 12.11% Reduced -2.8k -2,838
63 LexAurum Advisors, LLC 4.39% of their portfolio OVERLAND PARK, KS 168,143168.1k $18.0m $18.0m 4.39% Added +173 +173
64 LINCOLN CAPITAL CORP 7.66% of their portfolio EAST GREENWICH, RI 167,154167.2k $17.9m $17.9m 7.66% Reduced -56.8k -56,833
65 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 159,383159.4k $17.2m $17.2m 0.11% Reduced -4.8k -4,764
66 ARVEST INVESTMENTS, INC. 2.72% of their portfolio LOWELL, AR 158,705158.7k $17.0m $17.0m 2.72% Reduced -11.9k -11,898
67 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 158,112158.1k $16.9m $16.9m 0.14% Added +3.2k +3,151
68 MAI Capital Management 0.17% of their portfolio INDEPENDENCE, OH 157,227157.2k $16.8m $16.8m 0.17% Reduced -2.8k -2,840
69 Gladstone Institutional Advisory LLC 0.88% of their portfolio Bedminster, NJ 157,138157.1k $16.8m $16.8m 0.88% Added +635 +635
70 Mariner, LLC 0.03% of their portfolio Overland Park, KS 153,497153.5k $16.4m $16.4m 0.03% Reduced -10.8k -10,830
71 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 149,539149.5k $16.0m $16.0m 0.06% Added +2.3k +2,305
72 NorthStar Asset Management LLC /NJ/ 11.00% of their portfolio BERKELEY HEIGHTS, NJ 148,366148.4k $15.9m $15.9m 11.00% Added +6.5k +6,459
73 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 144,311144.3k $15.4m $15.4m 0.04% Reduced -5.0k -4,985
74 Royal Harbor Partners, LLC 6.28% of their portfolio HOUSTON, TX 141,804141.8k $15.2m $15.2m 6.28% Added +1.4k +1,365
75 Regal Investment Advisors LLC 0.98% of their portfolio KENTWOOD, MI 138,889138.9k $14.9m $14.9m 0.98% Reduced -3.6k -3,628
76 Inscription Capital, LLC 2.38% of their portfolio HOUSTON, TX 138,028138.0k $14.8m $14.8m 2.38% Added +1.8k +1,845
77 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 136,217136.2k $14.6m $14.6m 0.10% Added +8.6k +8,599
78 Silicon Valley Capital Partners 2.00% of their portfolio SAN JOSE, CA 135,961136.0k $14.5m $14.5m 2.00% Added +2.3k +2,298
79 Worth Financial Advisory Group, LLC 8.97% of their portfolio CHARLOTTE, NC 127,833127.8k $13.7m $13.7m 8.97% Reduced -2.4k -2,425
80 Gratus Wealth Advisors, LLC 2.35% of their portfolio VIRGINIA BEACH, VA 126,179126.2k $13.6m $13.6m 2.35% Added +104 +104
81 First Command Advisory Services, Inc. 0.14% of their portfolio FORT WORTH, TX 123,467123.5k $13.2m $13.2m 0.14% Reduced -12.9k -12,922
82 Nabity-Jensen Investment Management Inc 10.64% of their portfolio OMAHA, NE 121,604121.6k $13.0m $13.0m 10.64% Reduced -81 -81
83 Kings Path Partners LLC 6.10% of their portfolio SUGAR LAND, TX 120,982121.0k $12.9m $12.9m 6.10% First filing
84 NOVARE CAPITAL MANAGEMENT LLC 1.15% of their portfolio CHARLOTTE, NC 119,243119.2k $12.8m $12.8m 1.15% Added +6.2k +6,208
85 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 118,208118.2k $12.6m $12.6m 0.13% Added +17.4k +17,374
86 Canvas Wealth Advisors, LLC 3.67% of their portfolio SHAWNEE, KS 110,931110.9k $11.9m $11.9m 3.67% Reduced -4.4k -4,360
87 Ledyard National Bank 1.12% of their portfolio HANOVER, NH 107,584107.6k $11.5m $11.5m 1.12% Added +847 +847
88 XML Financial, LLC 1.14% of their portfolio BETHESDA, MD 105,785105.8k $11.3m $11.3m 1.14% Reduced -1.5k -1,548
89 Archvest Wealth Advisors, Inc. 6.96% of their portfolio CONCORD, CA 98,23398.2k $10.5m $10.5m 6.96% Reduced -9.6k -9,606
90 Capital Advisors, Ltd. LLC 1.35% of their portfolio SHAKER HEIGHTS, OH 97,27897.3k $10.4m $10.4m 1.35% Added +333 +333
91 COMERICA BANK 0.04% of their portfolio DALLAS, TX 91,77191.8k $9.8m $9.8m 0.04% Reduced -8.8k -8,794
92 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 90,83890.8k $9.7m $9.7m 0.01% Reduced -32.0k -32,043
93 COZAD ASSET MANAGEMENT INC 0.95% of their portfolio CHAMPAIGN, IL 89,35989.4k $9.6m $9.6m 0.95% Added +916 +916
94 Nikulski Financial, Inc. 3.01% of their portfolio BETTENDORF, IA 88,41288.4k $9.5m $9.5m 3.01% Added +2.2k +2,196
95 Merriman Wealth Management, LLC 0.40% of their portfolio SEATTLE, WA 86,01386.0k $9.2m $9.2m 0.40% Added +363 +363
96 Strategic Financial Services, Inc. 0.57% of their portfolio UTICA, NY 84,13184.1k $9.0m $9.0m 0.57% Reduced -4.6k -4,573
97 Family Manage LLC 1.49% of their portfolio NEW YORK, NY 78,56178.6k $8.4m $8.4m 1.49% Reduced -567 -567
98 Hixon Zuercher, LLC 3.54% of their portfolio Findlay, OH 78,43778.4k $8.4m $8.4m 3.54% Reduced -2.0k -2,004
99 STEPHENS INC /AR/ 0.13% of their portfolio LITTLE ROCK, AR 78,24978.2k $8.4m $8.4m 0.13% Reduced -1.9k -1,931
100 CreativeOne Wealth, LLC 0.41% of their portfolio OVERLAND PARK, KS 75,25875.3k $8.0m $8.0m 0.41% Added +3.1k +3,087