Vault-13

GLOBAL X FDS XYLD

S&P 500 COVERED · ETP · CUSIP 37954Y475

231 institutional holders +8 vs Q1 2024
28,222,73028.2m shares reported held*
$1.1bnreported value*
34 new 88 added 72 reduced 24 sold out net sold ≈ $234.6m (-5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.29. Options: 2 managers hold calls ($1.1m notional), 2 hold puts ($622.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 155Q4 22: 176Q1 23: 185Q2 23: 199Q3 23: 205Q4 23: 227Q1 24: 223Q2 24: 231231Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022155
Q4 2022176
Q1 2023185
Q2 2023199
Q3 2023205
Q4 2023227
Q1 2024223
Q2 2024231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 104 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 64 cut or sold outQ2 23: 121 bought or addedQ2 23: 74 cut or sold outQ2 23Q3 23: 128 bought or addedQ3 23: 73 cut or sold outQ4 23: 113 bought or addedQ4 23: 84 cut or sold outQ4 23Q1 24: 111 bought or addedQ1 24: 108 cut or sold outQ2 24: 122 bought or addedQ2 24: 96 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210467
Q1 202311864
Q2 202312174
Q3 202312873
Q4 202311384
Q1 2024111108
Q2 202412296

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $739.7kQ3 23 puts: $1.5mQ3 23P/C 2.04Q4 23 calls: $808.5kQ4 23 puts: $1.9mQ4 23P/C 2.34Q1 24 calls: $1.4mQ1 24 puts: $1.3mQ1 24P/C 0.91Q2 24 calls: $1.1mQ2 24 puts: $622.6kQ2 24P/C 0.54
Numbers
QuarterCallsPutsP/C
Q3 2023$739.7k$1.5m2.04
Q4 2023$808.5k$1.9m2.34
Q1 2024$1.4m$1.3m0.91
Q2 2024$1.1m$622.6k0.54

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +498,316+498.3k
LPL Financial LLC Added +366,810+366.8k
Hamilton Wealth, LLC New +335,716+335.7k
One Capital Management, LLC New +221,811+221.8k
HUB Investment Partners, LLC Added +159,535+159.5k
ENVESTNET ASSET MANAGEMENT INC Added +135,930+135.9k
Private Advisor Group, LLC Added +119,889+119.9k
Strategic Financial Concepts, LLC New +104,338+104.3k
Thrive Capital Management, LLC New +101,558+101.6k
AMERIPRISE FINANCIAL INC Added +73,969+74.0k

Biggest sellers

MORGAN STANLEY Reduced -7,318,516-7.3m
WELLS FARGO & COMPANY/MN Reduced -314,196-314.2k
CENTAURUS FINANCIAL, INC. Reduced -247,789-247.8k
Janney Montgomery Scott LLC Reduced -89,382-89.4k
XML Financial, LLC Sold out -85,821-85.8k
OSAIC HOLDINGS, INC. Reduced -69,616-69.6k
OLD SECOND NATIONAL BANK OF AURORA Reduced -50,996-51.0k
Mirae Asset Global Investments Co., Ltd. Reduced -46,269-46.3k
Cetera Investment Advisers Reduced -30,290-30.3k
Brookstone Capital Management Reduced -29,981-30.0k

Biggest calls

HighTower Advisors, LLC Added $1.1m2.6m shares
CITADEL ADVISORS LLC Reduced $84.9k2.1k shares

Biggest puts

WOLVERINE TRADING, LLC Reduced $396.2k9.8k shares
CITADEL ADVISORS LLC Reduced $226.4k5.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NISSAY ASSET MANAGEMENT CORP /JAPAN 1.21% of their portfolio Tokyo, M0 4,516,9194.5m $182.6m $182.6m 1.21% Unchanged
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,529,3853.5m $142.7m $142.7m 0.01% Reduced -7.3m -7,318,516
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,103,0063.1m $125.5m $125.5m 0.06% Added +366.8k +366,810
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,453,6142.5m $99.2m $99.2m 0.01% Added +498.3k +498,316
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,002,1491.0m $40.5m $40.5m 0.01% Added +32.2k +32,177
6 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 1,001,6431.0m $40.5m $40.5m 0.06% Added +27.4k +27,426
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 855,026855.0k $34.6m $34.6m 0.01% Added +74.0k +73,969
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 786,725786.7k $31.8m $31.8m 0.01% Added +67.7k +67,696
9 Brookstone Capital Management 0.47% of their portfolio WHEATON, IL 694,124694.1k $28.4m $28.4m 0.47% Reduced -30.0k -29,981
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 630,042630.0k $25.5m $25.5m 0.01% Reduced -314.2k -314,196
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 538,183538.2k $21.8m $21.8m 0.01% Added +135.9k +135,930
12 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 400,754400.8k $16.2m $16.2m 0.04% Reduced -69.6k -69,616
13 PRINCIPAL SECURITIES, INC. 0.44% of their portfolio DES MOINES, IA 396,746396.7k $16.0m $16.0m 0.44% Added +14.8k +14,757
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 375,177375.2k $15.2m $15.2m 0.01% Added +13.0k +12,971
15 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 350,039350.0k $14.2m $14.2m 0.03% Reduced -30.3k -30,290
16 Hamilton Wealth, LLC 3.65% of their portfolio LOS ANGELES, CA 335,716335.7k $13.6m $13.6m 3.65% New
17 HUB Investment Partners, LLC 0.60% of their portfolio AUSTIN, TX 309,987310.0k $12.5m $12.5m 0.60% Added +159.5k +159,535
18 Global X Japan Co., Ltd. 1.60% of their portfolio CHIYODA-KU, TOKYO, M0 278,702278.7k $11.3m $11.3m 1.60% Added +34.3k +34,297
19 Caerus Investment Advisors, LLC 11.01% of their portfolio WEST LAKE HILLS, TX 278,501278.5k $11.3m $11.3m 11.01% Reduced -1.4k -1,382
20 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 256,877256.9k $10.4m $10.4m 0.02% Added +61.0k +61,022
21 OLD SECOND NATIONAL BANK OF AURORA 2.32% of their portfolio AURORA, IL 224,147224.1k $9.1m $9.1m 2.32% Reduced -51.0k -50,996
22 IHT Wealth Management, LLC 0.34% of their portfolio Chicago, IL 223,301223.3k $9.0m $9.0m 0.34% Reduced -7.1k -7,089
23 One Capital Management, LLC 0.31% of their portfolio WESTLAKE VILLAGE, CA 221,811221.8k $9.0m $9.0m 0.31% New
24 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 208,458208.5k $8.4m $8.4m 0.03% Added +72.2k +72,222
25 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 193,119193.1k $7.8m $7.8m 0.02% Added +4.4k +4,375
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 163,202163.2k $6.6m $6.6m 0.01% Added +33.6k +33,593
27 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 162,189162.2k $6.6m $6.6m 0.05% Added +14.9k +14,890
28 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 159,074159.1k $6.4m $6.4m 0.04% Added +119.9k +119,889
29 INDEPENDENT FINANCIAL GROUP, LLC 0.24% of their portfolio SAN DIEGO, CA 147,307147.3k $6.0m $6.0m 0.24% Reduced -1.9k -1,949
30 J.W. COLE ADVISORS, INC. 0.26% of their portfolio TAMPA, FL 138,242138.2k $5.6m $5.6m 0.26% Reduced -14.7k -14,697
31 JUNCTURE WEALTH STRATEGIES, LLC 2.16% of their portfolio SCOTTSDALE, AZ 127,768127.8k $5.2m $5.2m 2.16% Added +7.3k +7,339
32 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 122,610122.6k $5.0m $5.0m 0.02% Reduced -46.3k -46,269
33 RiverFront Investment Group, LLC 0.13% of their portfolio RICHMOND, VA 121,044121.0k $4.9m $4.9m 0.13% Added +20.9k +20,930
34 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 120,900120.9k $4.9m $4.9m 0.01% Added +28.6k +28,600
35 NFSG Corp 1.60% of their portfolio BOCA RATON, FL 106,371106.4k $4.3m $4.3m 1.60% Added +48.9k +48,918
36 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 104,338104.3k $2.6k $2.6k 0.00% New
37 Thrive Capital Management, LLC 1.88% of their portfolio FORT WASHINGTON, PA 101,558101.6k $4.1m $4.1m 1.88% New
38 StoneCrest Wealth Management, Inc. 2.69% of their portfolio CHANDLER, AZ 87,04187.0k $3.5m $3.5m 2.69% Reduced -4.9k -4,873
39 WEDBUSH SECURITIES INC 0.12% of their portfolio PASADENA, CA 81,47581.5k $3.3m $3.3m 0.12% Added +16.5k +16,531
40 Good Life Advisors, LLC 0.27% of their portfolio READING, PA 81,29081.3k $3.3m $3.3m 0.27% Added +13.3k +13,302
41 River Street Advisors LLC 2.01% of their portfolio AURORA, IL 80,01280.0k $3.2m $3.2m 2.01% Reduced -25.3k -25,315
42 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 77,61277.6k $3.2m $3.2m 0.03% Reduced -6.9k -6,920
43 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 75,85075.8k $3.1m $3.1m 0.16% Reduced -18.0k -18,024
44 Flaharty Asset Management, LLC 0.45% of their portfolio CLEARWATER, FL 75,73575.7k $3.1m $3.1m 0.45% Reduced -4.5k -4,530
45 Investment Partners Asset Management, Inc. 2.70% of their portfolio METUCHEN, NJ 74,95575.0k $3.0m $3.0m 2.70% Reduced -1.3k -1,279
46 NWF Advisory Services Inc. 0.46% of their portfolio Los Angeles, CA 71,67271.7k $2.9m $2.9m 0.46% Reduced -195 -195
47 Avantax Planning Partners, Inc. 0.09% of their portfolio DUBUQUE, IA 71,14271.1k $2.9m $2.9m 0.09% Unchanged
48 PFG Investments, LLC 0.21% of their portfolio WOODBURY, NY 71,03571.0k $2.9m $2.9m 0.21% Reduced -2.6k -2,645
49 Uniplan Investment Counsel, Inc. 0.25% of their portfolio MILWAUKEE, WI 68,37368.4k $2.8m $2.8m 0.25% Reduced -1.1k -1,098
50 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 67,26667.3k $2.7m $2.7m 0.07% Added +48.8k +48,794
51 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 66,50366.5k $2.7m $2.7m 0.10% Reduced -9.1k -9,072
52 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 65,68965.7k $2.7m $2.7m 0.08% Added +1.1k +1,101
53 Belpointe Asset Management LLC 0.18% of their portfolio RENO, NV 62,56962.6k $2.5m $2.5m 0.18% Added +1.8k +1,757
54 ELCO Management Co., LLC 1.46% of their portfolio New York, NY 62,10062.1k $2.5m $2.5m 1.46% Reduced -500 -500
55 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 56,93156.9k $2.3m $2.3m 0.01% First filing
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 55,65655.7k $2.3m $2.3m 0.00% Added +2.2k +2,194
57 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 54,92054.9k $2.2m $2.2m 0.01% Reduced -89.4k -89,382
58 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 51,59851.6k $2.1m $2.1m 0.01% Reduced -423 -423
59 Institute for Wealth Management, LLC. 0.28% of their portfolio DENVER, CO 51,55451.6k $2.1m $2.1m 0.28% Reduced -863 -863
60 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 50,48150.5k $2.0m $2.0m 0.04% Added +2.3k +2,296
61 Concurrent Investment Advisors, LLC 0.07% of their portfolio Tampa, FL 48,68548.7k $2.0m $2.0m 0.07% Added +4.3k +4,342
62 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 47,89347.9k $1.9m $1.9m 0.00% Added +7.4k +7,373
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 45,86445.9k $1.9m $1.9m 0.00% New
64 CENTAURUS FINANCIAL, INC. 0.12% of their portfolio ANAHEIM, CA 45,77745.8k $1.9m $1.9m 0.12% Reduced -247.8k -247,789
65 BEAM WEALTH ADVISORS, INC. 0.60% of their portfolio COVINGTON, LA 44,76844.8k $1.8m $1.8m 0.60% Reduced -5.7k -5,653
66 HBW ADVISORY SERVICES LLC 0.30% of their portfolio SIMI VALLEY, CA 44,22744.2k $1.8m $1.8m 0.30% Reduced -948 -948
67 Bangor Savings Bank 0.18% of their portfolio BANGOR, ME 43,94243.9k $1.8m $1.8m 0.18% Unchanged
68 1900 WEALTH MANAGEMENT LLC 0.16% of their portfolio SAN ANTONIO, TX 41,29741.3k $1.7m $1.7m 0.16% Reduced -5.4k -5,448
69 MAS Advisors LLC 3.81% of their portfolio Miami, FL 39,57439.6k $1.6m $1.6m 3.81% Added +127 +127
70 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 37,25437.3k $1.5m $1.5m 0.00% Reduced -2.1k -2,139
71 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 37,07837.1k $1.5m $1.5m 0.07% Reduced -25 -25
72 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 36,40236.4k $1.5m $1.5m 0.01% Added +6.7k +6,658
73 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,88934.9k $1.4m $1.4m 0.00% Added +898 +898
74 Castle Rock Wealth Management, LLC 0.35% of their portfolio WALNUT CREEK, CA 34,42534.4k $1.4m $1.4m 0.35% Reduced -11.6k -11,578
75 ARMSTRONG ADVISORY GROUP, INC 0.12% of their portfolio NEEDHAM, MA 33,98034.0k $1.4m $1.4m 0.12% Added +15.6k +15,615
76 OVERSEA-CHINESE BANKING Corp Ltd 0.04% of their portfolio SINGAPORE, U0 33,75733.8k $1.4m $1.4m 0.04% Reduced -11.5k -11,488
77 MONTCHANIN ASSET MANAGEMENT, LLC 1.24% of their portfolio MONTCHANIN, DE 32,44032.4k $1.3m $1.3m 1.24% Unchanged
78 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 30,20330.2k $1.2m $1.2m 0.00% Added +2.2k +2,185
79 Regal Investment Advisors LLC 0.08% of their portfolio KENTWOOD, MI 29,66929.7k $1.2m $1.2m 0.08% Added +108 +108
80 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 28,80028.8k $1.2m $1.2m 0.03% Reduced -8.2k -8,190
81 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,48828.5k $1.2m $1.2m 0.00% Added +3.6k +3,575
82 VERUS CAPITAL PARTNERS, LLC 0.12% of their portfolio SCOTTSDALE, AZ 27,55327.6k $1.1m $1.1m 0.12% Added +1.5k +1,493
83 Kaizen Financial Strategies 0.69% of their portfolio CAMPBELL, CA 27,48427.5k $1.1m $1.1m 0.69% Added +5.2k +5,226
84 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 27,30327.3k $1.1m $1.1m 0.02% Added +3.4k +3,373
85 McAdam, LLC 0.07% of their portfolio Philadelphia, PA 27,24427.2k $1.1m $1.1m 0.07% Added +214 +214
86 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 27,06427.1k $1.1m $1.1m 0.01% Added +8.5k +8,480
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 27,05727.1k $1.1m $1.1m 0.00% Reduced -685 -685
88 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 26,94326.9k $1.1m $1.1m 0.02% Added +59 +59
89 Blue Chip Partners, LLC 0.10% of their portfolio FARMINGTON HILLS, MI 26,85226.9k $1.1m $1.1m 0.10% Added +2.8k +2,816
90 Perennial Investment Advisors, LLC 0.15% of their portfolio Los Angeles, CA 26,67526.7k $1.1m $1.1m 0.15% Reduced -220 -220
91 Berger Financial Group, Inc 0.09% of their portfolio PLYMOUTH, MN 26,61326.6k $1.1m $1.1m 0.09% Reduced -5.3k -5,340
92 Madison Wealth Partners, Inc 0.36% of their portfolio MADISON, WI 25,82125.8k $1.0m $1.0m 0.36% Added +4.3k +4,307
93 Pasadena Private Wealth, LLC 0.24% of their portfolio PASADENA, CA 25,46425.5k $1.0m $1.0m 0.24% Added +655 +655
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,63022.6k $914.9k $914.9k 0.00% Added +420 +420
95 WJ Wealth Management, LLC 0.33% of their portfolio GLENDALE, AZ 22,54722.5k $911.6k $911.6k 0.33% New
96 Bensler, LLC 0.12% of their portfolio Bellevue, WA 22,33122.3k $902.9k $902.9k 0.12% Added +611 +611
97 Joseph P. Lucia & Associates, LLC 0.43% of their portfolio Yorktown Heights, NY 20,85820.9k $843.3k $843.3k 0.43% Reduced -124 -124
98 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 20,58820.6k $838.1k $838.1k 0.01% Added +6.3k +6,273
99 Procyon Advisors, LLC 0.06% of their portfolio SHELTON, CT 20,00020.0k $808.6k $808.6k 0.06% Unchanged
100 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 19,58019.6k $791.6k $791.6k 0.03% Reduced -4.9k -4,868