Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

1,058 institutional holders +82 vs Q1 2024
439,816,449439.8m shares reported held*
$28.1bnreported value*
101 new 475 added 352 reduced 39 sold out net bought ≈ $2.1bn (+34.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($42.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $63.83. Options: 3 managers hold calls ($10.7m notional), 5 hold puts ($9.7m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 629Q4 22: 697Q1 23: 697Q2 23: 765Q3 23: 784Q4 23: 925Q1 24: 976Q2 24: 1,0581,058Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022629
Q4 2022697
Q1 2023697
Q2 2023765
Q3 2023784
Q4 2023925
Q1 2024976
Q2 20241,058

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 353 bought or addedQ4 22: 257 cut or sold outQ4 22Q1 23: 356 bought or addedQ1 23: 292 cut or sold outQ2 23: 410 bought or addedQ2 23: 278 cut or sold outQ2 23Q3 23: 431 bought or addedQ3 23: 301 cut or sold outQ4 23: 514 bought or addedQ4 23: 287 cut or sold outQ4 23Q1 24: 511 bought or addedQ1 24: 395 cut or sold outQ2 24: 576 bought or addedQ2 24: 391 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022353257
Q1 2023356292
Q2 2023410278
Q3 2023431301
Q4 2023514287
Q1 2024511395
Q2 2024576391

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 23 calls: $14.4mQ3 23 puts: $5.2mQ3 23P/C 0.36Q4 23 calls: $17.3mQ4 23 puts: $12.3mQ4 23P/C 0.71Q1 24 calls: $14.8mQ1 24 puts: $17.4mQ1 24P/C 1.18Q2 24 calls: $10.7mQ2 24 puts: $9.7mQ2 24P/C 0.91
Numbers
QuarterCallsPutsP/C
Q3 2023$14.4m$5.2m0.36
Q4 2023$17.3m$12.3m0.71
Q1 2024$14.8m$17.4m1.18
Q2 2024$10.7m$9.7m0.91

Biggest buyers

Betterment LLC Added +9,088,184+9.1m
SUMITOMO LIFE INSURANCE CO New +5,092,600+5.1m
Allianz Asset Management GmbH Added +4,973,357+5.0m
National Mutual Insurance Federation of Agricultural Cooperatives New +2,970,000+3.0m
LPL Financial LLC Added +2,389,144+2.4m
JPMORGAN CHASE & CO Added +1,968,284+2.0m
NATIXIS ADVISORS, LLC Added +1,830,891+1.8m
Tennessee Valley Asset Management Partners Added +1,750,616+1.8m
BANK OF AMERICA CORP /DE/ Added +1,586,185+1.6m
Alera Investment Advisors, LLC Added +1,499,206+1.5m

Biggest sellers

MORGAN STANLEY Reduced -10,133,632-10.1m
Mizuho Bank, Ltd. Sold out -5,100,000-5.1m
Stadion Money Management, LLC Reduced -2,110,139-2.1m
SigFig Wealth Management, LLC Reduced -770,332-770.3k
SageView Advisory Group, LLC Reduced -729,870-729.9k
ASSETMARK, INC Reduced -647,126-647.1k
Keystone Financial Group Sold out -607,588-607.6k
LINCOLN NATIONAL CORP Sold out -505,564-505.6k
Brookstone Capital Management Reduced -425,538-425.5k
CreativeOne Wealth, LLC Reduced -397,790-397.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.3m82.2k shares
CITADEL ADVISORS LLC Added $5.2m80.8k shares
WOLVERINE TRADING, LLC Reduced $224.0k3.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m89.6k shares
CITADEL ADVISORS LLC Added $3.5m54.9k shares
WOLVERINE TRADING, LLC Reduced $249.6k3.9k shares
Pine Valley Investments Ltd Liability Co Reduced $236.8k3.7k shares
Narwhal Capital Management New $2.7k10.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Betterment LLC 7.08% of their portfolio NEW YORK, NY 42,716,18342.7m $2.7bn $2.7bn 7.08% Added +9.1m +9,088,184
2 LPL Financial LLC 1.03% of their portfolio FORT MILL, SC 32,127,76032.1m $2.1bn $2.1bn 1.03% Added +2.4m +2,389,144
3 Creative Planning 1.95% of their portfolio OVERLAND PARK, KS 28,576,01328.6m $1.8bn $1.8bn 1.95% Added +1.0m +1,005,769
4 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 22,624,84822.6m $1.4bn $1.4bn 0.06% Added +2.0m +1,968,284
5 Advance Capital Management, Inc. 41.10% of their portfolio SOUTHFIELD, MI 13,569,76713.6m $868.5m $868.5m 41.10% Added +402.0k +402,001
6 ENVESTNET ASSET MANAGEMENT INC 0.23% of their portfolio Berwyn, PA 10,281,46110.3m $658.0m $658.0m 0.23% Added +1.2m +1,232,825
7 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,413,3369.4m $602.5m $602.5m 0.05% Reduced -10.1m -10,133,632
8 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,749,0758.7m $559.9m $559.9m 0.05% Added +1.6m +1,586,185
9 OneDigital Investment Advisors LLC 6.40% of their portfolio OVERLAND PARK, KS 7,996,0918.0m $511.7m $511.7m 6.40% Added +869.6k +869,589
10 OSAIC HOLDINGS, INC. 1.14% of their portfolio SCOTTSDALE, AZ 7,557,9507.6m $483.7m $483.7m 1.14% Added +330.4k +330,354
11 CWM, LLC 2.01% of their portfolio OMAHA, NE 6,665,6846.7m $426.6m $426.6m 2.01% Added +156.9k +156,870
12 Clark Capital Management Group, Inc. 2.89% of their portfolio PHILADELPHIA, PA 6,133,7776.1m $392.6m $392.6m 2.89% Added +250.5k +250,543
13 Allianz Asset Management GmbH 0.56% of their portfolio MUNICH, 2M 5,400,4195.4m $345.6m $345.6m 0.56% Added +5.0m +4,973,357
14 SUMITOMO LIFE INSURANCE CO 7.15% of their portfolio TOKYO, M0 5,092,6005.1m $308.8m $308.8m 7.15% New
15 Advocacy Wealth Management, LLC 26.69% of their portfolio ATLANTA, GA 5,053,5275.1m $323.4m $323.4m 26.69% Reduced -270.8k -270,788
16 Financial Engines Advisors L.L.C. 0.71% of their portfolio SANTA CLARA, CA 5,017,3095.0m $321.1m $321.1m 0.71% Added +25.4k +25,394
17 Stadion Money Management, LLC 24.45% of their portfolio WATKINSVILLE, GA 4,668,5284.7m $298.8m $298.8m 24.45% Reduced -2.1m -2,110,139
18 1900 WEALTH MANAGEMENT LLC 24.81% of their portfolio SAN ANTONIO, TX 4,145,1194.1m $265.3m $265.3m 24.81% Added +753.9k +753,943
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.23% of their portfolio Toronto, A6 3,865,9763.9m $248.4m $248.4m 0.23% Added +703.3k +703,276
20 Private Advisor Group, LLC 1.63% of their portfolio MORRISTOWN, NJ 3,800,2843.8m $243.2m $243.2m 1.63% Added +238.0k +237,970
21 Tennessee Valley Asset Management Partners 24.32% of their portfolio KNOXVILLE, TN 3,696,9943.7m $236.6m $236.6m 24.32% Added +1.8m +1,750,616
22 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,654,9263.7m $233.9m $233.9m 0.06% Added +1.5m +1,452,691
23 GM Advisory Group, LLC 13.94% of their portfolio MELVILLE, NY 3,376,6233.4m $216.1m $216.1m 13.94% Added +130.2k +130,244
24 ASSETMARK, INC 0.66% of their portfolio CONCORD, CA 3,349,9493.3m $214.4m $214.4m 0.66% Reduced -647.1k -647,126
25 Wealthcare Advisory Partners LLC 6.66% of their portfolio WEST CHESTER, PA 3,330,1883.3m $213.1m $213.1m 6.66% Added +255.1k +255,134
26 Gradient Investments LLC 4.66% of their portfolio ARDEN HILLS, MN 3,241,8913.2m $207.5m $207.5m 4.66% Reduced -377.8k -377,821
27 Capital Analysts, LLC 8.71% of their portfolio FORT WASHINGTON, PA 3,080,0353.1m $197.1m $197.1m 8.71% Added +132.3k +132,335
28 National Mutual Insurance Federation of Agricultural Cooperatives 1.90% of their portfolio TOKYO, JAPAN, M0 2,970,0003.0m $190.1m $190.1m 1.90% New
29 TD PRIVATE CLIENT WEALTH LLC 5.70% of their portfolio NEW YORK, NY 2,828,6952.8m $181.0m $181.0m 5.70% Added +360.2k +360,210
30 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 2,797,0372.8m $179.0m $179.0m 0.05% Reduced -2.0k -2,048
31 Raymond James Financial Services Advisors, Inc. 0.25% of their portfolio ST. PETERSBURG, FL 2,725,8142.7m $174.5m $174.5m 0.25% Added +431.6k +431,630
32 Mariner, LLC 0.31% of their portfolio Overland Park, KS 2,486,0072.5m $159.1m $159.1m 0.31% Reduced -391.8k -391,793
33 AE Wealth Management LLC 1.59% of their portfolio TOPEKA, KS 2,480,6162.5m $158.8m $158.8m 1.59% Reduced -172.6k -172,588
34 Peterson Wealth Advisors, LLC 31.56% of their portfolio Orem, UT 2,351,1242.4m $150.5m $150.5m 31.56% Reduced -42.8k -42,777
35 Cetera Investment Advisers 0.34% of their portfolio SCHAUMBURG, IL 2,288,9322.3m $146.5m $146.5m 0.34% Added +65.5k +65,543
36 TWO SIGMA INVESTMENTS, LP 0.32% of their portfolio NEW YORK, NY 2,134,5002.1m $136.6m $136.6m 0.32% Added +589.2k +589,200
37 Global Retirement Partners, LLC 4.15% of their portfolio San Rafael, CA 2,069,0582.1m $132.4m $132.4m 4.15% Added +559.1k +559,083
38 HighTower Advisors, LLC 0.19% of their portfolio CHICAGO, IL 1,936,5851.9m $123.9m $123.9m 0.19% Added +206.1k +206,077
39 Integrated Wealth Concepts LLC 1.67% of their portfolio WALTHAM, MA 1,907,7961.9m $122.1m $122.1m 1.67% Added +178.6k +178,647
40 Cambridge Investment Research Advisors, Inc. 0.45% of their portfolio FAIRFIELD, IA 1,882,3161.9m $120.5m $120.5m 0.45% Reduced -138.1k -138,135
41 Austin Private Wealth, LLC 12.83% of their portfolio Austin, TX 1,862,5601.9m $119.2m $119.2m 12.83% Reduced -142.6k -142,565
42 NATIXIS ADVISORS, LLC 0.26% of their portfolio Boston, MA 1,848,3721.8m $118.3m $118.3m 0.26% Added +1.8m +1,830,891
43 TWO SIGMA ADVISERS, LP 0.26% of their portfolio NEW YORK, NY 1,818,9001.8m $116.4m $116.4m 0.26% Added +1.3m +1,282,200
44 NewEdge Advisors, LLC 0.78% of their portfolio NEW ORLEANS, LA 1,664,6521.7m $106.5m $106.5m 0.78% Added +317.9k +317,894
45 Sand Hill Global Advisors, LLC 4.73% of their portfolio Palo Alto, CA 1,627,2261.6m $104.1m $104.1m 4.73% Added +70.1k +70,115
46 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 30.02% of their portfolio TEL AVIV, L3 1,627,0941.6m $104.1m $104.1m 30.02% Added +5.1k +5,100
47 TAIYO LIFE INSURANCE CO 7.91% of their portfolio CHUO-KU, TOKYO, M0 1,545,5001.5m $98.9m $98.9m 7.91% Reduced -395.0k -395,000
48 AlphaStar Capital Management, LLC 8.97% of their portfolio CORNELIUS, NC 1,517,4201.5m $97.1m $97.1m 8.97% Added +66.5k +66,516
49 Alera Investment Advisors, LLC 11.61% of their portfolio DEERFIELD, IL 1,508,6041.5m $96.6m $96.6m 11.61% Added +1.5m +1,499,206
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.23% of their portfolio PLYMOUTH, MN 1,500,5981.5m $96.0m $96.0m 0.23% Reduced -90.8k -90,796
51 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,482,8421.5m $94.9m $94.9m 0.02% Reduced -12.5k -12,511
52 Good Life Advisors, LLC 7.71% of their portfolio READING, PA 1,460,5601.5m $93.5m $93.5m 7.71% Added +172.0k +171,981
53 Horizon Wealth Management, LLC 21.56% of their portfolio LA GRANGE, IL 1,414,2291.4m $90.5m $90.5m 21.56% Added +421.9k +421,875
54 Stratos Wealth Partners, LTD. 1.42% of their portfolio BEACHWOOD, OH 1,387,3301.4m $88.8m $88.8m 1.42% Reduced -42.6k -42,608
55 KWB Wealth 11.39% of their portfolio REDLANDS, CA 1,345,4511.3m $82.8m $82.8m 11.39% Reduced -28.1k -28,126
56 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 9.50% of their portfolio Westlake, OH 1,342,4311.3m $85.9m $85.9m 9.50% Added +19.0k +18,997
57 MML INVESTORS SERVICES, LLC 0.34% of their portfolio SPRINGFIELD, MA 1,327,6511.3m $85.0m $85.0m 0.34% Added +4.4k +4,363
58 Savant Capital, LLC 0.83% of their portfolio ROCKFORD, IL 1,290,1841.3m $82.6m $82.6m 0.83% New
59 N.E.W. Advisory Services LLC 8.57% of their portfolio DE PERE, WI 1,240,9821.2m $79.4m $79.4m 8.57% Reduced -179.5k -179,536
60 CFS Investment Advisory Services, LLC 6.43% of their portfolio TOTOWA, NJ 1,238,9661.2m $79.3m $79.3m 6.43% Reduced -146.5k -146,548
61 GIRARD ADVISORY SERVICES, LLC 7.40% of their portfolio KING OF PRUSSIA, PA 1,221,1191.2m $78.2m $78.2m 7.40% Added +27.1k +27,095
62 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,195,7991.2m $76.5m $76.5m 0.05% Added +144.0k +143,998
63 RiverFront Investment Group, LLC 1.99% of their portfolio RICHMOND, VA 1,165,6611.2m $74.6m $74.6m 1.99% Added +10.6k +10,625
64 Aptus Capital Advisors, LLC 1.39% of their portfolio FAIRHOPE, AL 1,142,8501.1m $73.1m $73.1m 1.39% Added +131.3k +131,302
65 Standpoint Asset Management, LLC 16.57% of their portfolio SCOTTSDALE, AZ 1,132,8001.1m $72.5m $72.5m 16.57% Added +120.3k +120,300
66 Strategic Financial Concepts, LLC 3.00% of their portfolio SAN ANTONIO, TX 1,129,8711.1m $5.2m $5.2m 3.00% Added +1.1m +1,052,416
67 OneAscent Financial Services LLC 9.93% of their portfolio BIRMINGHAM, AL 1,115,0551.1m $71.4m $71.4m 9.93% Reduced -157.4k -157,429
68 Compass Ion Advisors, LLC 9.39% of their portfolio CONSHOHOCKEN, PA 1,067,7721.1m $65.7m $65.7m 9.39% Added +13.3k +13,258
69 O'Brien Wealth Partners LLC 15.32% of their portfolio Waltham, MA 1,064,9901.1m $68.2m $68.2m 15.32% Added +1.0m +1,025,803
70 Kestra Advisory Services, LLC 0.36% of their portfolio AUSTIN, TX 1,007,1561.0m $64.5m $64.5m 0.36% Added +78.0k +77,987
71 Intrua Financial, LLC 10.41% of their portfolio Houston, TX 1,000,1221.0m $64.0m $64.0m 10.41% Added +68.5k +68,514
72 Security Financial Services, INC. 13.84% of their portfolio Fort Wayne, IN 995,136995.1k $63.7m $63.7m 13.84% Reduced -80.3k -80,341
73 Badgley Phelps Wealth Managers, LLC 1.56% of their portfolio SEATTLE, WA 983,903983.9k $63.0m $63.0m 1.56% Added +3.8k +3,826
74 ARMSTRONG ADVISORY GROUP, INC 5.52% of their portfolio NEEDHAM, MA 974,693974.7k $62.4m $62.4m 5.52% Reduced -176.8k -176,836
75 Brookstone Capital Management 1.06% of their portfolio WHEATON, IL 972,085972.1k $63.7m $63.7m 1.06% Reduced -425.5k -425,538
76 Detalus Advisors, LLC 20.67% of their portfolio ST. LOUIS, MO 942,084942.1k $60.3m $60.3m 20.67% Reduced -45.6k -45,573
77 One Wealth Advisors, LLC 12.64% of their portfolio SAN FRANCISCO, CA 941,611941.6k $59.0m $59.0m 12.64% Reduced -84.1k -84,066
78 Avidian Wealth Enterprises, LLC 2.90% of their portfolio Houston, TX 939,765939.8k $60.1m $60.1m 2.90% Reduced -108.0k -108,021
79 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 932,811932.8k $59.7m $59.7m 0.01% Added +52.0k +52,040
80 Allen Capital Group, LLC 8.38% of their portfolio GRAND ISLAND, NE 929,619929.6k $59.5m $59.5m 8.38% Added +11.7k +11,685
81 Horst & Graben Wealth Management LLC 11.22% of their portfolio PORTLAND, OR 917,972918.0k $58.8m $58.8m 11.22% Reduced -221.3k -221,265
82 UBS Group AG 0.02% of their portfolio ZURICH, V8 912,293912.3k $58.4m $58.4m 0.02% Added +164.2k +164,185
83 New Perspectives, Inc 30.21% of their portfolio TOUGALOO, MS 884,297884.3k $56.6m $56.6m 30.21% Added +839 +839
84 Brown Financial Advisory 42.51% of their portfolio FAIRHOPE, AL 863,837863.8k $55.3m $55.3m 42.51% Added +25.3k +25,327
85 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 851,152851.2k $54.5m $54.5m 0.09% Added +45.9k +45,949
86 O'Dell Group, LLC 12.72% of their portfolio CINCINNATI, OH 843,503843.5k $51.9m $51.9m 12.72% Unchanged
87 Sterling Group Wealth Management, LLC 30.18% of their portfolio PASADENA, CA 821,360821.4k $52.6m $52.6m 30.18% New
88 IHT Wealth Management, LLC 1.94% of their portfolio Chicago, IL 813,211813.2k $52.0m $52.0m 1.94% Reduced -13.5k -13,521
89 Wealthspire Advisors, LLC 0.66% of their portfolio NEW YORK, NY 810,236810.2k $51.9m $51.9m 0.66% Reduced -3.0k -3,019
90 Clear Creek Financial Management, LLC 6.13% of their portfolio SILVERDALE, WA 789,921789.9k $50.6m $50.6m 6.13% Added +108.0k +108,008
91 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 782,809782.8k $50.1m $50.1m 0.00% Reduced -367.9k -367,891
92 Auour Investments LLC 18.32% of their portfolio WOBURN, MA 768,692768.7k $49.2m $49.2m 18.32% Added +12.2k +12,181
93 Sanctuary Advisors, LLC 0.33% of their portfolio INDIANAPOLIS, IN 764,118764.1k $45.7m $45.7m 0.33% First filing
94 Physician Wealth Advisors, Inc. 9.32% of their portfolio MIDVALE, UT 761,004761.0k $50.6m $50.6m 9.32% Reduced -94.8k -94,789
95 GREAT VALLEY ADVISOR GROUP, INC. 1.36% of their portfolio WILMINGTON, DE 759,943759.9k $48.6m $48.6m 1.36% Reduced -316.2k -316,183
96 Dynamic Advisor Solutions LLC 1.52% of their portfolio PHOENIX, AZ 756,463756.5k $48.4m $48.4m 1.52% Added +40.3k +40,345
97 Private Wealth Group, LLC 25.26% of their portfolio Tampa, FL 751,472751.5k $48.1m $48.1m 25.26% Reduced -25.3k -25,278
98 PARK AVENUE SECURITIES LLC 0.58% of their portfolio NEW YORK, NY 735,220735.2k $47.1m $47.1m 0.58% Added +16.3k +16,262
99 Davidson Capital Management Inc. 14.27% of their portfolio CORPUS CHRISTI, TX 723,466723.5k $46.3m $46.3m 14.27% Reduced -49.0k -49,047
100 IAG Wealth Partners, LLC 9.27% of their portfolio WAUKESHA, WI 720,766720.8k $46.1m $46.1m 9.27% Reduced -17.3k -17,291