Vault-13

FIRST TR EXCH TRADED FD III AFEM

RIVR FRNT DYN · ETP · CUSIP 33739P707

36 institutional holders +2 vs Q1 2024
437,705437.7k shares reported held*
$28.6mreported value*
5 new 6 added 16 reduced 4 sold out net sold ≈ $6.3m (-96.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $65.41.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 31Q4 22: 33Q1 23: 34Q2 23: 34Q3 23: 33Q4 23: 37Q1 24: 34Q2 24: 3636Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202231
Q4 202233
Q1 202334
Q2 202334
Q3 202333
Q4 202337
Q1 202434
Q2 202436

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 18 cut or sold outQ2 23: 15 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 23 cut or sold outQ4 23: 15 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 22 cut or sold outQ2 24: 11 bought or addedQ2 24: 20 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221614
Q1 20231918
Q2 20231520
Q3 2023923
Q4 20231517
Q1 20241122
Q2 20241120

Biggest buyers

FLOW TRADERS U.S. LLC Added +27,926+27.9k
LPL Financial LLC Added +11,428+11.4k
Freedom Investment Management, Inc. New +4,079+4.1k
Raymond James Financial Services Advisors, Inc. Added +1,370+1.4k
GAMMA Investing LLC New +946+946
NewEdge Advisors, LLC Added +634+634
Steward Partners Investment Advisory, LLC Added +315+315
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +194+194
PSI Advisors, LLC New +173+173
UBS Group AG New +82+82

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -97,521-97.5k
JANE STREET GROUP, LLC Reduced -24,376-24.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -6,253-6.3k
RiverFront Investment Group, LLC Reduced -4,547-4.5k
OneDigital Investment Advisors LLC Sold out -3,513-3.5k
ROYAL BANK OF CANADA Reduced -1,734-1.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -1,450-1.4k
Janney Montgomery Scott LLC Reduced -1,083-1.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -842-842
Hilltop Holdings Inc. Reduced -822-822

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Robert W. Baird & Co. Inc (4.8%, 2026-08-13)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.15% of their portfolio RICHMOND, VA 84,61284.6k $5.5m $5.5m 0.15% Reduced -4.5k -4,547
2 FLOW TRADERS U.S. LLC 0.18% of their portfolio NEW YORK, NY 54,31254.3k $3.6m $3.6m 0.18% Added +27.9k +27,926
3 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 42,68742.7k $2.8m $2.8m 0.01% Reduced -35 -35
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,67638.7k $2.5m $2.5m 0.00% Reduced -842 -842
5 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 33,02533.0k $2.2m $2.2m 0.06% Reduced -498 -498
6 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 30,63830.6k $2.0m $2.0m 0.00% Reduced -784 -784
7 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 24,21824.2k $1.6m $1.6m 0.07% Reduced -138 -138
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,17021.2k $1.4m $1.4m 0.00% Reduced -24.4k -24,376
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,61418.6k $1.2m $1.2m 0.00% Added +1.4k +1,370
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,36417.4k $1.1m $1.1m 0.00% Added +11.4k +11,428
11 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,55111.6k $755.6k $755.6k 0.01% Added +634 +634
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,13711.1k $728.0k $728.0k 0.00% Reduced -1.7k -1,734
13 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 9,8039.8k $641.2k $641.2k 0.07% Reduced -822 -822
14 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 9,2389.2k $604.3k $604.3k 0.01% Added +315 +315
15 Elevated Capital Advisors, LLC 0.14% of their portfolio SANDY, UT 7,4157.4k $485.0k $485.0k 0.14% Reduced -239 -239
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,4904.5k $293.7k $293.7k 0.00% Reduced -2 -2
17 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 4,0794.1k $266.8k $266.8k 0.02% New
18 REAP Financial Group, LLC 0.06% of their portfolio AUSTIN, TX 3,6673.7k $239.8k $239.8k 0.06% Unchanged
19 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 3,2353.2k $212.0k $212.0k 0.00% Reduced -1.1k -1,083
20 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 2,7952.8k $182.8k $182.8k 0.03% First filing
21 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,1001.1k $71.0k $71.0k 0.01% Unchanged
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 976976 $63.8k $63.8k 0.00% Unchanged
23 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 946946 $61.9k $61.9k 0.01% New
24 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 924924 $60.5k $60.5k 0.01% Unchanged
25 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 235235 $15.0k $15.0k 0.00% Reduced -1.4k -1,450
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 194194 $12.8k $12.8k 0.00% Reduced -16 -16
27 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 194194 $12.7k $12.7k 0.00% New
28 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 173173 $11.3k $11.3k 0.00% New
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 8282 $5.4k $5.4k 0.00% New
30 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5050 $3.3k $3.3k 0.00% Unchanged
31 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 4949 $3.2k $3.2k 0.00% Added +1 +1
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3636 $2.4k $2.4k 0.00% Reduced -69 -69
33 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 1212 $785 $785 0.00% Unchanged
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 88 $527 $527 0.00% Reduced -68 -68
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $29 $29 0.00% Unchanged
36 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 00 $3 $3 0.00% Unchanged