Vault-13

LATTICE STRATEGIES TR HDUS

HARTFORD DISCIPL · ETP · CUSIP 518416870

31 institutional holders +2 vs Q1 2024
2,277,1172.3m shares reported held*
$119.4mreported value*
6 new 10 added 11 reduced 4 sold out net bought ≈ $5.5m (+105.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.41.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q4 22: 2Q1 23: 3Q2 23: 16Q3 23: 24Q4 23: 24Q1 24: 29Q2 24: 3131Q4 22Q2 23Q4 23Q2 24
Numbers
QuarterHolders
Q4 20222
Q1 20233
Q2 202316
Q3 202324
Q4 202324
Q1 202429
Q2 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 2 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 20 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 15 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 202320
Q2 2023151
Q3 2023205
Q4 20231012
Q1 20241412
Q2 20241615

Biggest buyers

RiverFront Investment Group, LLC Added +62,971+63.0k
ENVESTNET ASSET MANAGEMENT INC Added +19,626+19.6k
CITADEL ADVISORS LLC Added +14,708+14.7k
Koshinski Asset Management, Inc. New +11,388+11.4k
RAYMOND JAMES & ASSOCIATES Added +9,064+9.1k
LPL Financial LLC Added +8,680+8.7k
Atria Investments, Inc New +4,606+4.6k
COMMONWEALTH EQUITY SERVICES, LLC New +3,901+3.9k
GAMMA Investing LLC New +540+540
MORGAN STANLEY Added +456+456

Biggest sellers

Rockefeller Capital Management L.P. Sold out -12,789-12.8k
ROYAL BANK OF CANADA Reduced -7,839-7.8k
Janney Montgomery Scott LLC Reduced -6,796-6.8k
STIFEL FINANCIAL CORP Reduced -1,125-1.1k
TRUIST FINANCIAL CORP Reduced -1,078-1.1k
COMERICA BANK Reduced -301-301
Marcum Wealth, LLC Reduced -291-291
WELLS FARGO & COMPANY/MN Sold out -242-242
EverSource Wealth Advisors, LLC Sold out -236-236
HARBOUR INVESTMENTS, INC. Sold out -93-93

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 819,154819.2k $42.9m $42.9m 0.01% Added +19.6k +19,626
2 RiverFront Investment Group, LLC 0.90% of their portfolio RICHMOND, VA 645,822645.8k $33.8m $33.8m 0.90% Added +63.0k +62,971
3 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 320,040320.0k $16.8m $16.8m 0.01% Added +9.1k +9,064
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 175,652175.7k $9.2m $9.2m 0.00% Reduced -7.8k -7,839
5 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 107,115107.1k $5.6m $5.6m 0.02% Reduced -6.8k -6,796
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 36,55736.6k $1.9m $1.9m 0.00% Added +8.7k +8,680
7 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,08533.1k $1.7m $1.7m 0.00% Reduced -1.1k -1,125
8 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,09925.1k $1.3m $1.3m 0.00% Reduced -1.1k -1,078
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,52022.5k $1.2m $1.2m 0.00% Reduced -40 -40
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,80818.8k $985.7k $985.7k 0.00% Added +14.7k +14,708
11 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 11,38811.4k $606.1k $606.1k 0.06% New
12 Marcum Wealth, LLC 0.04% of their portfolio CLEVELAND, OH 7,8477.8k $411.3k $411.3k 0.04% Reduced -291 -291
13 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 7,5447.5k $395.0k $395.0k 0.01% Reduced -73 -73
14 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 7,0657.1k $370.3k $370.3k 0.02% Added +2 +2
15 Source Financial Advisors LLC 0.11% of their portfolio NEW YORK, NY 7,0657.1k $370.3k $370.3k 0.11% Added +2 +2
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,4835.5k $287.4k $287.4k 0.00% Reduced -37 -37
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,0625.1k $265.3k $265.3k 0.00% Reduced -15 -15
18 Gallagher Fiduciary Advisors, LLC 0.06% of their portfolio ROLLING MEADOWS, IL 4,6834.7k $245.4k $245.4k 0.06% Reduced -24 -24
19 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 4,6064.6k $241.4k $241.4k 0.00% New
20 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,1254.1k $216.2k $216.2k 0.00% Reduced -301 -301
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 3,9013.9k $204.0k $204.0k 0.00% New
22 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 2,7152.7k $142.3k $142.3k 0.00% Added +108 +108
23 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 540540 $28.3k $28.3k 0.00% New
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 462462 $24.2k $24.2k 0.00% Added +456 +456
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 242242 $12.7k $12.7k 0.00% New
26 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 233233 $12.3k $12.3k 0.00% New
27 CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio CHARLOTTE, NC 110110 $5.8k $5.8k 0.00% Unchanged
28 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 8787 $4.6k $4.6k 0.00% Unchanged
29 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5555 $2.9k $2.9k 0.00% Unchanged
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5252 $2.7k $2.7k 0.00% Added +40 +40
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged