Vault-13

PIMCO ETF TR ZROZ

25YR+ ZERO U S · ETP · CUSIP 72201R882

120 institutional holders +13 vs Q1 2024
7,589,3477.6m shares reported held*
$571.7mreported value*
29 new 42 added 26 reduced 16 sold out net sold ≈ $20.6m (-274.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.33. Options: 4 managers hold calls ($10.0m notional), 5 hold puts ($10.6m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 79Q4 22: 101Q1 23: 105Q2 23: 113Q3 23: 113Q4 23: 121Q1 24: 107Q2 24: 120120Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202279
Q4 2022101
Q1 2023105
Q2 2023113
Q3 2023113
Q4 2023121
Q1 2024107
Q2 2024120

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 63 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ2 23: 75 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 54 cut or sold outQ4 23: 73 bought or addedQ4 23: 50 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 63 cut or sold outQ2 24: 71 bought or addedQ2 24: 42 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226332
Q1 20236048
Q2 20237539
Q3 20236454
Q4 20237350
Q1 20245163
Q2 20247142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 23 calls: $10.6mQ3 23 puts: $14.7mQ3 23P/C 1.39Q4 23 calls: $8.3mQ4 23 puts: $12.9mQ4 23P/C 1.55Q1 24 calls: $10.6mQ1 24 puts: $11.2mQ1 24P/C 1.05Q2 24 calls: $10.0mQ2 24 puts: $10.6mQ2 24P/C 1.06
Numbers
QuarterCallsPutsP/C
Q3 2023$10.6m$14.7m1.39
Q4 2023$8.3m$12.9m1.55
Q1 2024$10.6m$11.2m1.05
Q2 2024$10.0m$10.6m1.06

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +505,966+506.0k
ENVESTNET ASSET MANAGEMENT INC Added +274,717+274.7k
RiverFront Investment Group, LLC New +175,480+175.5k
BANK OF AMERICA CORP /DE/ Added +167,389+167.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +131,916+131.9k
RAYMOND JAMES & ASSOCIATES Added +92,347+92.3k
AE Wealth Management LLC Added +71,212+71.2k
LPL Financial LLC Added +50,899+50.9k
AMERIPRISE FINANCIAL INC Added +37,012+37.0k
WELLS FARGO & COMPANY/MN Added +35,533+35.5k

Biggest sellers

MORGAN STANLEY Reduced -998,754-998.8k
Annex Advisory Services, LLC Reduced -392,241-392.2k
JANE STREET GROUP, LLC Sold out -204,403-204.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -201,186-201.2k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -124,821-124.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -83,939-83.9k
CITADEL ADVISORS LLC Reduced -67,014-67.0k
IHT Wealth Management, LLC Sold out -52,658-52.7k
UBS Group AG Reduced -16,217-16.2k
Tidal Investments LLC Reduced -10,645-10.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.4m85.4k shares
CITADEL ADVISORS LLC Added $3.3m43.3k shares
WOLVERINE TRADING, LLC New $300.4k4.0k shares
Federation des caisses Desjardins du Quebec New $16040 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.3m110.6k shares
CITADEL ADVISORS LLC Reduced $1.2m16.5k shares
SIMPLEX TRADING, LLC Reduced $687.0k10.4k shares
WOLVERINE TRADING, LLC New $345.4k4.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,026,1671.0m $77.1m $77.1m 0.01% Added +167.4k +167,389
2 Mirae Asset Global Investments Co., Ltd. 0.31% of their portfolio SEOUL, M5 794,496794.5k $61.6m $61.6m 0.31% Added +506.0k +505,966
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 653,123653.1k $49.0m $49.0m 0.02% Added +50.9k +50,899
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 546,447546.4k $41.0m $41.0m 0.00% Reduced -998.8k -998,754
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 328,443328.4k $24.7m $24.7m 0.01% Added +274.7k +274,717
6 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 324,861324.9k $24.4m $24.4m 0.03% Reduced -7.6k -7,583
7 FLAGSHIP HARBOR ADVISORS, LLC 1.24% of their portfolio BOSTON, MA 274,129274.1k $20.6m $20.6m 1.24% Reduced -124.8k -124,821
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 240,599240.6k $18.1m $18.1m 0.00% Added +35.5k +35,533
9 Carrera Capital Advisors 5.13% of their portfolio TROY, MI 208,935208.9k $15.7m $15.7m 5.13% First filing
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 208,318208.3k $15.6m $15.6m 0.00% Reduced -16.2k -16,217
11 GenWealth Group, Inc. 3.76% of their portfolio Maplewood, NJ 203,599203.6k $15.3m $15.3m 3.76% Added +15.6k +15,559
12 RiverFront Investment Group, LLC 0.35% of their portfolio RICHMOND, VA 175,480175.5k $13.2m $13.2m 0.35% New
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 167,602167.6k $12.6m $12.6m 0.00% Added +37.0k +37,012
14 WCG Wealth Advisors LLC 0.87% of their portfolio LAS VEGAS, NV 157,317157.3k $11.8m $11.8m 0.87% Added +33.1k +33,062
15 Krilogy Financial LLC 0.78% of their portfolio ST. LOUIS, MO 140,316140.3k $10.5m $10.5m 0.78% Added +26.7k +26,666
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 131,916131.9k $9.9m $9.9m 0.02% New
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 130,209130.2k $9.8m $9.8m 0.02% Reduced -83.9k -83,939
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 121,893121.9k $9.2m $9.2m 0.01% Added +92.3k +92,347
19 Citizens Business Bank 1.89% of their portfolio ONTARIO, CA 118,828118.8k $8.9m $8.9m 1.89% Added +3.0k +2,994
20 Goodman Advisory Group, LLC 2.62% of their portfolio NEEDHAM, MA 116,773116.8k $8.8m $8.8m 2.62% Added +247 +247
21 Atlas Financial Advisors, Inc. 14.41% of their portfolio OROVILLE, CA 115,935115.9k $8.7m $8.7m 14.41% Reduced -7.6k -7,577
22 Financial Advocates Investment Management 0.54% of their portfolio OLYMPIA, WA 115,169115.2k $8.6m $8.6m 0.54% Reduced -3.2k -3,205
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,68992.7k $7.0m $7.0m 0.00% Added +35.3k +35,338
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 80,66980.7k $6.1m $6.1m 0.01% Reduced -201.2k -201,186
25 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 74,97675.0k $5.6m $5.6m 0.06% Added +71.2k +71,212
26 Timber Creek Capital Management LLC 1.65% of their portfolio BOSTON, MA 72,94372.9k $5.5m $5.5m 1.65% Added +381 +381
27 Legacy Private Trust Co. 0.32% of their portfolio NEENAH, WI 59,98460.0k $4.5m $4.5m 0.32% Added +11.3k +11,255
28 Paragon Advisors, LLC 1.33% of their portfolio COLLEGE STATION, TX 48,48848.5k $3.6m $3.6m 1.33% Added +8.2k +8,180
29 CONSILIO WEALTH ADVISORS, LLC 1.56% of their portfolio BELLEVUE, WA 46,36646.4k $3.5m $3.5m 1.56% Added +2.9k +2,945
30 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 43,47943.5k $3.3m $3.3m 0.05% Reduced -10.6k -10,645
31 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 36,33336.3k $2.7m $2.7m 0.03% Added +1.8k +1,762
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,09635.1k $2.6m $2.6m 0.00% Reduced -3.7k -3,724
33 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 31,06331.1k $2.3m $2.3m 0.01% Added +18.5k +18,538
34 Provident Wealth Management, LLC 0.85% of their portfolio BRENTWOOD, TN 30,78530.8k $2.3m $2.3m 0.85% Added +414 +414
35 Mid-American Wealth Advisory Group, Inc. 1.46% of their portfolio KANSAS CITY, MO 30,42730.4k $2.3m $2.3m 1.46% New
36 SHEPHERD KAPLAN KROCHUK, LLC 1.61% of their portfolio Boston, MA 27,11527.1k $2.0m $2.0m 1.61% Reduced -1.1k -1,133
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,59426.6k $2.0m $2.0m 0.00% Added +18.5k +18,482
38 Delos Wealth Advisors, LLC 1.93% of their portfolio DALLAS, TX 26,58126.6k $2.0m $2.0m 1.93% Added +4.7k +4,658
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,01626.0k $2.0m $2.0m 0.00% Reduced -978 -978
40 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 25,89225.9k $1.9m $1.9m 0.10% New
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,75924.8k $1.9m $1.9m 0.00% Reduced -4.9k -4,873
42 Lloyd Advisory Services, LLC. 0.84% of their portfolio SUWANEE, GA 23,66023.7k $1.8m $1.8m 0.84% New
43 LaSalle St. Investment Advisors, LLC 0.84% of their portfolio ELMHURST, IL 22,52022.5k $1.7m $1.7m 0.84% Added +18.7k +18,718
44 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 20,75020.8k $1.6m $1.6m 0.04% New
45 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 19,82019.8k $1.5m $1.5m 0.01% Reduced -7.1k -7,127
46 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,02019.0k $1.4m $1.4m 0.00% Reduced -141 -141
47 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 17,89617.9k $1.3m $1.3m 0.05% Added +4.0k +3,952
48 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 17,58717.6k $1.3m $1.3m 0.00% Added +13.2k +13,156
49 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 16,19916.2k $1.2m $1.2m 0.00% Added +1.0k +1,021
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,39515.4k $1.2m $1.2m 0.00% New
51 Cassaday & Co Wealth Management LLC 0.04% of their portfolio MCLEAN, VA 15,22515.2k $1.1m $1.1m 0.04% Unchanged
52 SINECERA CAPITAL, LLC 1.49% of their portfolio AUSTIN, TX 14,53914.5k $1.1m $1.1m 1.49% Unchanged
53 CREATIVE FINANCIAL DESIGNS INC /ADV 0.10% of their portfolio KOKOMO, IN 14,50414.5k $1.1m $1.1m 0.10% Added +1.8k +1,814
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,73513.7k $1.0m $1.0m 0.00% Added +949 +949
55 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 13,71313.7k $964.9k $964.9k 0.01% First filing
56 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,42312.4k $932.9k $932.9k 0.01% Added +2.7k +2,682
57 BCWM, LLC 0.33% of their portfolio OVERLAND PARK, KS 12,14212.1k $911.7k $911.7k 0.33% Added +1.0k +1,012
58 Delphi Financial Group, Inc. 0.46% of their portfolio Wilmington, DE 10,98011.0k $824.5k $824.5k 0.46% Unchanged
59 B.O.S.S. Retirement Advisors, LLC 0.20% of their portfolio Lehi, UT 10,34010.3k $776.4k $776.4k 0.20% New
60 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 9,7929.8k $735.3k $735.3k 0.03% Added +1.2k +1,191
61 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,3149.3k $699.4k $699.4k 0.01% New
62 North Ridge Wealth Advisors, Inc. 0.51% of their portfolio BEAVERTON, OR 8,9599.0k $672.7k $672.7k 0.51% Reduced -152 -152
63 Centric Wealth Management 0.19% of their portfolio CHICAGO, IL 8,7258.7k $658.9k $658.9k 0.19% New
64 Revisor Wealth Management LLC 0.39% of their portfolio AKRON, OH 7,4137.4k $556.6k $556.6k 0.39% New
65 ROMAN BUTLER FULLERTON & CO 0.18% of their portfolio ST LOUIS, MO 7,2567.3k $548.6k $548.6k 0.18% Reduced -225 -225
66 Elevated Capital Advisors, LLC 0.15% of their portfolio SANDY, UT 7,2247.2k $542.5k $542.5k 0.15% New
67 NAPA WEALTH MANAGEMENT 0.29% of their portfolio Napa, CA 5,7945.8k $435.1k $435.1k 0.29% New
68 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,7115.7k $428.8k $428.8k 0.00% Reduced -250 -250
69 TrueMark Investments, LLC 0.13% of their portfolio CHICAGO, IL 4,8894.9k $367.1k $367.1k 0.13% New
70 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 4,7864.8k $359.4k $359.4k 0.01% Added +253 +253
71 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 4,6434.6k $348.0k $348.0k 0.01% Added +4.2k +4,218
72 Great Lakes Retirement, Inc. 0.05% of their portfolio SANDUSKY, OH 4,5224.5k $339.6k $339.6k 0.05% New
73 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 4,1714.2k $313.2k $313.2k 0.01% New
74 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,1494.1k $311.5k $311.5k 0.00% Unchanged
75 Hoxton Planning & Management, LLC 0.14% of their portfolio SHEPHERDSTOWN, WV 4,0424.0k $303.5k $303.5k 0.14% Added +47 +47
76 Annex Advisory Services, LLC 0.01% of their portfolio BROOKFIELD, WI 4,0384.0k $303.2k $303.2k 0.01% Reduced -392.2k -392,241
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 4,0114.0k $301.2k $301.2k 0.00% Unchanged
78 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,9223.9k $294.5k $294.5k 0.00% Added +613 +613
79 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,9003.9k $292.9k $292.9k 0.00% Unchanged
80 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 3,8503.9k $289.1k $289.1k 0.00% Reduced -970 -970
81 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,5003.5k $262.8k $262.8k 0.01% Unchanged
82 JBR Co Financial Management Inc 0.18% of their portfolio ARDMORE, OK 3,4413.4k $258.4k $258.4k 0.18% New
83 NFSG Corp 0.10% of their portfolio BOCA RATON, FL 3,4003.4k $255.3k $255.3k 0.10% Reduced -50 -50
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,1363.1k $235.0k $235.0k 0.00% Reduced -497 -497
85 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 3,0703.1k $231.0k $231.0k 0.02% New
86 ADAR1 Capital Management, LLC 0.05% of their portfolio AUSTIN, TX 3,0003.0k $225.3k $225.3k 0.05% Unchanged
87 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 2,3402.3k $175.7k $175.7k 0.03% First filing
88 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,1512.2k $161.5k $161.5k 0.02% Added +310 +310
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,0762.1k $155.9k $155.9k 0.00% Reduced -67.0k -67,014
90 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,3331.3k $100.1k $100.1k 0.01% Reduced -105 -105
91 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,3261.3k $95.9k $95.9k 0.00% Unchanged
92 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,2321.2k $92.5k $92.5k 0.00% Reduced -472 -472
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1861.2k $89.1k $89.1k 0.00% New
94 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 1,1551.2k $86.7k $86.7k 0.02% Unchanged
95 EdgeRock Capital LLC 0.06% of their portfolio DENVER, CO 1,0051.0k $75.5k $75.5k 0.06% New
96 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 821821 $61.6k $61.6k 0.01% Added +62 +62
97 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 500500 $37.5k $37.5k 0.00% Unchanged
98 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 450450 $33.8k $33.8k 0.00% Unchanged
99 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 399399 $30.0k $30.0k 0.01% Reduced -1 -1
100 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 289289 $21.7k $21.7k 0.00% Unchanged