Vault-13

FIRST TR EXCH TRADED FD III AFDM

RIVRFRNT DYN DEV · ETP · CUSIP 33739P608

43 institutional holders +0 vs Q1 2024
1,632,8801.6m shares reported held*
$103.9mreported value*
5 new 10 added 18 reduced 5 sold out net sold ≈ $63.3m (-995.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.63.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 44Q4 22: 51Q1 23: 49Q2 23: 44Q3 23: 45Q4 23: 44Q1 24: 43Q2 24: 4343Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202244
Q4 202251
Q1 202349
Q2 202344
Q3 202345
Q4 202344
Q1 202443
Q2 202443

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 30 cut or sold outQ2 23: 18 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 26 cut or sold outQ4 23: 15 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 24 cut or sold outQ2 24: 15 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222123
Q1 20231730
Q2 20231828
Q3 20231526
Q4 20231527
Q1 20241724
Q2 20241523

Biggest buyers

ERn Financial, LLC Added +14,661+14.7k
Cetera Investment Advisers Added +13,645+13.6k
ENVESTNET ASSET MANAGEMENT INC Added +11,013+11.0k
FLOW TRADERS U.S. LLC New +7,942+7.9k
Strategic Equity Management New +5,233+5.2k
STIFEL FINANCIAL CORP New +3,219+3.2k
Per Stirling Capital Management, LLC. Added +2,741+2.7k
GAMMA Investing LLC New +2,544+2.5k
Raymond James Financial Services Advisors, Inc. Added +315+315
DAVENPORT & Co LLC Added +178+178

Biggest sellers

MORGAN STANLEY Reduced -925,751-925.8k
OLD MISSION CAPITAL LLC Sold out -65,259-65.3k
RiverFront Investment Group, LLC Reduced -18,614-18.6k
ROYAL BANK OF CANADA Reduced -11,262-11.3k
JANE STREET GROUP, LLC Reduced -8,432-8.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,469-5.5k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -5,418-5.4k
BANK OF MONTREAL /CAN/ Sold out -3,121-3.1k
CENTRAL TRUST Co Reduced -2,677-2.7k
TRUIST FINANCIAL CORP Reduced -2,421-2.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (1.3%, 2026-10-22)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 457,834457.8k $29.1m $29.1m 0.00% Reduced -925.8k -925,751
2 RiverFront Investment Group, LLC 0.53% of their portfolio RICHMOND, VA 313,228313.2k $19.9m $19.9m 0.53% Reduced -18.6k -18,614
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 130,963131.0k $8.3m $8.3m 0.00% Added +11.0k +11,013
4 Prospera Financial Services Inc 0.22% of their portfolio Dallas, TX 126,098126.1k $8.0m $8.0m 0.22% Reduced -2.0k -1,986
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 107,768107.8k $6.9m $6.9m 0.01% Reduced -2.4k -2,421
6 Per Stirling Capital Management, LLC. 1.04% of their portfolio AUSTIN, TX 101,065101.1k $6.4m $6.4m 1.04% Added +2.7k +2,741
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,08090.1k $5.7m $5.7m 0.00% Reduced -11.3k -11,262
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,76735.8k $2.3m $2.3m 0.00% Reduced -8.4k -8,432
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,07429.1k $1.8m $1.8m 0.00% Reduced -1.7k -1,670
10 ERn Financial, LLC 0.14% of their portfolio MIDDLETON, WI 27,21827.2k $1.7m $1.7m 0.14% Added +14.7k +14,661
11 Elevated Capital Advisors, LLC 0.47% of their portfolio SANDY, UT 26,37026.4k $1.7m $1.7m 0.47% Reduced -891 -891
12 MONEYWISE, INC. 0.66% of their portfolio FOREST, VA 19,44719.4k $1.2m $1.2m 0.66% Reduced -1.1k -1,129
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,62518.6k $1.2m $1.2m 0.00% Added +13.6k +13,645
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,03817.0k $1.1m $1.1m 0.00% Reduced -791 -791
15 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,80914.8k $942.3k $942.3k 0.00% Reduced -885 -885
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,40214.4k $918.0k $918.0k 0.00% Added +9 +9
17 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 13,89813.9k $884.0k $884.0k 0.02% Reduced -5.4k -5,418
18 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,78210.8k $686.1k $686.1k 0.00% Added +178 +178
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,74710.7k $683.8k $683.8k 0.00% Reduced -5.5k -5,469
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,5309.5k $606.4k $606.4k 0.00% Reduced -438 -438
21 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 7,9427.9k $505.0k $505.0k 0.02% New
22 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 7,2937.3k $464.1k $464.1k 0.01% Reduced -2.7k -2,677
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,6806.7k $425.0k $425.0k 0.00% Reduced -139 -139
24 Walkner Condon Financial Advisors LLC 0.09% of their portfolio MADISON, WI 6,2576.3k $398.1k $398.1k 0.09% Added +153 +153
25 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 5,4595.5k $347.0k $347.0k 0.03% Unchanged
26 Strategic Equity Management 0.22% of their portfolio TUCSON, AZ 5,2335.2k $333.0k $333.0k 0.22% New
27 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 3,7983.8k $241.7k $241.7k 0.01% Unchanged
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,7793.8k $240.5k $240.5k 0.00% Added +315 +315
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,2193.2k $204.9k $204.9k 0.00% New
30 GAMMA Investing LLC 0.02% of their portfolio FOSTER CITY, CA 2,5442.5k $161.9k $161.9k 0.02% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,2301.2k $78.3k $78.3k 0.00% Unchanged
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0941.1k $69.6k $69.6k 0.00% Unchanged
33 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0931.1k $69.5k $69.5k 0.00% Unchanged
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 996996 $63.4k $63.4k 0.00% Reduced -56 -56
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 417417 $26.5k $26.5k 0.00% Unchanged
36 WETZEL INVESTMENT ADVISORS, INC. 0.01% of their portfolio INDIANAPOLIS, IN 358358 $23.0k $23.0k 0.01% Added +94 +94
37 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 250250 $15.9k $15.9k 0.00% Unchanged
38 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $12.7k $12.7k 0.00% Unchanged
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 126126 $8.0k $8.0k 0.00% Added +2 +2
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 9999 $6.3k $6.3k 0.00% New
41 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 5050 $3.0k $3.0k 0.00% Unchanged
42 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2020 $1.3k $1.3k 0.00% Unchanged
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $16 $16 0.00% Reduced -126 -126