Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

230 institutional holders +5 vs Q1 2024
12,556,39612.6m shares reported held*
$819.6mreported value*
20 new 67 added 72 reduced 17 sold out net sold ≈ $125.4m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.27. Options: 2 managers hold calls ($599.9k notional), 1 hold puts ($156.5k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232Q1 23: 209Q2 23: 203Q3 23: 197Q4 23: 220Q1 24: 225Q2 24: 230230Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022219
Q4 2022232
Q1 2023209
Q2 2023203
Q3 2023197
Q4 2023220
Q1 2024225
Q2 2024230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 118 cut or sold outQ2 23: 77 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 94 cut or sold outQ4 23: 80 bought or addedQ4 23: 91 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 122 cut or sold outQ2 24: 87 bought or addedQ2 24: 89 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 202363118
Q2 20237783
Q3 20234894
Q4 20238091
Q1 202472122
Q2 20248789

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $726.8kQ3 23 puts: $572.2kQ3 23P/C 0.79Q4 23 calls: $129.4kQ4 23 puts: $483.9kQ4 23P/C 3.74Q1 24 calls: $709.4kQ1 24 puts: $629.9kQ1 24P/C 0.89Q2 24 calls: $599.9kQ2 24 puts: $156.5kQ2 24P/C 0.26
Numbers
QuarterCallsPutsP/C
Q3 2023$726.8k$572.2k0.79
Q4 2023$129.4k$483.9k3.74
Q1 2024$709.4k$629.9k0.89
Q2 2024$599.9k$156.5k0.26

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +161,646+161.6k
RAYMOND JAMES & ASSOCIATES Added +71,320+71.3k
Pinnacle Family Advisors, LLC New +46,462+46.5k
MILLENNIUM MANAGEMENT LLC New +38,313+38.3k
RiverFront Investment Group, LLC Added +38,283+38.3k
JPMORGAN CHASE & CO Added +28,894+28.9k
Kozak & Associates, Inc. Added +25,005+25.0k
HighTower Advisors, LLC Added +24,338+24.3k
LPL Financial LLC Added +24,170+24.2k
BlackRock Inc. Added +23,828+23.8k

Biggest sellers

MORGAN STANLEY Reduced -1,934,186-1.9m
BNP PARIBAS FINANCIAL MARKETS Sold out -150,000-150.0k
Rockefeller Capital Management L.P. Reduced -98,908-98.9k
GOLDMAN SACHS GROUP INC Reduced -57,540-57.5k
ROYAL BANK OF CANADA Reduced -41,439-41.4k
JANE STREET GROUP, LLC Sold out -40,867-40.9k
Equitable Holdings, Inc. Reduced -28,911-28.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,703-28.7k
CAPTRUST FINANCIAL ADVISORS Reduced -17,743-17.7k
BANK OF AMERICA CORP /DE/ Reduced -16,256-16.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $586.9k9.0k shares
CITADEL ADVISORS LLC Reduced $13.0k200 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $156.5k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,509,8581.5m $98.5m $98.5m 0.03% Added +161.6k +161,646
2 RiverFront Investment Group, LLC 2.52% of their portfolio RICHMOND, VA 1,448,2411.4m $94.4m $94.4m 2.52% Added +38.3k +38,283
3 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,120,7831.1m $73.1m $73.1m 0.01% Reduced -57.5k -57,540
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 952,822952.8k $62.1m $62.1m 0.00% Reduced -1.9m -1,934,186
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 600,118600.1k $39.1m $39.1m 0.00% Reduced -16.3k -16,256
6 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 564,529564.5k $36.8m $36.8m 0.02% Added +71.3k +71,320
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 511,960512.0k $33.4m $33.4m 0.00% Added +28.9k +28,894
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 486,800486.8k $31.7m $31.7m 0.01% Reduced -41.4k -41,439
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 383,159383.2k $25.0m $25.0m 0.01% Added +24.2k +24,170
10 Baltimore-Washington Financial Advisors, Inc. 1.41% of their portfolio Columbia, MD 373,427373.4k $24.4m $24.4m 1.41% Added +12.3k +12,314
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 362,725362.7k $23.7m $23.7m 0.01% Added +1.4k +1,385
12 Circle Wealth Management, LLC 0.44% of their portfolio SUMMIT, NJ 294,600294.6k $19.2m $19.2m 0.44% Unchanged
13 Kozak & Associates, Inc. 4.15% of their portfolio HIGHLANDS RANCH, CO 254,585254.6k $16.8m $16.8m 4.15% Added +25.0k +25,005
14 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 247,399247.4k $16.1m $16.1m 0.05% Reduced -12.1k -12,137
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 202,498202.5k $13.2m $13.2m 0.00% Reduced -6.3k -6,280
16 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.21% of their portfolio PORTLAND, OR 159,499159.5k $10.4m $10.4m 0.21% Reduced -4.6k -4,607
17 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 159,154159.2k $10.4m $10.4m 0.03% Reduced -17.7k -17,743
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 148,236148.2k $9.8m $9.8m 0.00% Reduced -3.2k -3,188
19 ARKANSAS FINANCIAL GROUP, INC. 1.62% of their portfolio LITTLE ROCK, AR 139,581139.6k $9.1m $9.1m 1.62% Reduced -1.2k -1,188
20 SAM Advisors, LLC 2.87% of their portfolio OAKHURST, CA 121,411121.4k $7.9m $7.9m 2.87% Reduced -1.9k -1,914
21 PGIM Custom Harvest LLC 0.17% of their portfolio NEWARK, NJ 117,348117.3k $7.7m $7.7m 0.17% Added +11.2k +11,230
22 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.62% of their portfolio FORT WORTH, TX 116,665116.7k $7.6m $7.6m 1.62% Reduced -1.7k -1,725
23 Howard Capital Management Group, LLC 0.54% of their portfolio Los Angeles, CA 112,060112.1k $7.3m $7.3m 0.54% Added +3.6k +3,634
24 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 110,580110.6k $7.2m $7.2m 0.05% Reduced -4.9k -4,923
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,37589.4k $5.8m $5.8m 0.01% Added +523 +523
26 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 82,14982.1k $5.4m $5.4m 0.01% Added +2.7k +2,707
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 74,21874.2k $4.8m $4.8m 0.01% Added +24.3k +24,338
28 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 72,60072.6k $4.7m $4.7m 0.01% Unchanged
29 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 68,95369.0k $4.5m $4.5m 0.05% Added +3 +3
30 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 66,93166.9k $4.4m $4.4m 0.03% Reduced -11.6k -11,573
31 J.W. COLE ADVISORS, INC. 0.19% of their portfolio TAMPA, FL 61,59561.6k $4.0m $4.0m 0.19% Added +52 +52
32 Wealthgate Family Office, LLC 8.87% of their portfolio BOULDER, CO 55,30655.3k $3.6m $3.6m 8.87% Added +11 +11
33 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 52,09552.1k $3.4m $3.4m 0.02% Added +2.1k +2,098
34 SOUTHERN CAPITAL ADVISORS, LLC 1.91% of their portfolio Jackson, TN 47,32247.3k $3.1m $3.1m 1.91% Added +1.2k +1,155
35 Pinnacle Family Advisors, LLC 1.67% of their portfolio Springfield, MO 46,46246.5k $3.0m $3.0m 1.67% New
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 39,72339.7k $2.6m $2.6m 0.01% Reduced -393 -393
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 38,82038.8k $2.5m $2.5m 0.00% Reduced -3.4k -3,444
38 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 38,31338.3k $2.5m $2.5m 0.00% New
39 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 36,89036.9k $2.4m $2.4m 0.01% Added +1.1k +1,097
40 Family Firm, Inc. 0.53% of their portfolio BETHESDA, MD 36,31636.3k $2.4m $2.4m 0.53% Reduced -1.5k -1,524
41 BlackRock Inc. 0.00% of their portfolio New York, NY 35,09635.1k $2.3m $2.3m 0.00% Added +23.8k +23,828
42 Diversified, LLC 0.26% of their portfolio Wilmington, DE 33,91633.9k $2.2m $2.2m 0.26% Reduced -152 -152
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 33,01933.0k $2.2m $2.2m 0.00% Added +1.2k +1,198
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,70132.7k $2.1m $2.1m 0.00% Added +569 +569
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,94330.9k $2.0m $2.0m 0.00% Added +17.6k +17,650
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,97730.0k $2.0m $2.0m 0.00% Reduced -605 -605
47 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 27,67227.7k $1.8m $1.8m 0.04% Unchanged
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,56927.6k $1.8m $1.8m 0.00% Reduced -153 -153
49 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 26,10226.1k $1.7m $1.7m 0.07% Reduced -222 -222
50 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 26,08226.1k $1.7m $1.7m 0.02% Reduced -28.9k -28,911
51 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 24,35924.4k $1.6m $1.6m 0.06% Added +2.3k +2,316
52 Fifth Third Securities, Inc. 0.14% of their portfolio Cincinnati, OH 23,20423.2k $1.5m $1.5m 0.14% Reduced -3.9k -3,940
53 PATTEN & PATTEN INC/TN 0.10% of their portfolio CHATTANOOGA, TN 22,73122.7k $1.5m $1.5m 0.10% Reduced -450 -450
54 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 21,50721.5k $1.4m $1.4m 0.13% Added +15.0k +14,976
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,18021.2k $1.4m $1.4m 0.00% Added +1.6k +1,604
56 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 21,14621.1k $1.4m $1.4m 0.06% Unchanged
57 COMERICA BANK 0.01% of their portfolio DALLAS, TX 21,03521.0k $1.4m $1.4m 0.01% Added +517 +517
58 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 20,62920.6k $1.3m $1.3m 0.02% Added +465 +465
59 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 19,82519.8k $1.3m $1.3m 0.00% Added +565 +565
60 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 18,92518.9k $1.2m $1.2m 0.03% Reduced -136 -136
61 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 17,91017.9k $1.2m $1.2m 0.07% Unchanged
62 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 17,83017.8k $1.2m $1.2m 0.05% Reduced -37 -37
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,06017.1k $1.1m $1.1m 0.00% Added +727 +727
64 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,24216.2k $1.1m $1.1m 0.00% Added +1.4k +1,360
65 FMR LLC 0.00% of their portfolio BOSTON, MA 16,04416.0k $1.0m $1.0m 0.00% Added +983 +983
66 Source Financial Advisors LLC 0.30% of their portfolio NEW YORK, NY 14,83614.8k $967.4k $967.4k 0.30% Reduced -239 -239
67 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 14,78614.8k $954.3k $954.3k 0.01% First filing
68 COTTONWOOD CAPITAL ADVISORS, LLC 0.76% of their portfolio SALT LAKE CITY, UT 14,69414.7k $973.0k $973.0k 0.76% Reduced -367 -367
69 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,51314.5k $946.4k $946.4k 0.00% Reduced -98.9k -98,908
70 Litman Gregory Wealth Management LLC 0.08% of their portfolio LARKSPUR, CA 14,38514.4k $938.0k $938.0k 0.08% Unchanged
71 GARRISON POINT ADVISORS, LLC 0.60% of their portfolio Walnut Creek, CA 13,84513.8k $902.8k $902.8k 0.60% Unchanged
72 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,65913.7k $890.7k $890.7k 0.00% Reduced -1.1k -1,141
73 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 13,60313.6k $887.0k $887.0k 0.02% Reduced -490 -490
74 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,97313.0k $846.0k $846.0k 0.00% Added +7.5k +7,468
75 Mine & Arao Wealth Creation & Management, LLC. 0.39% of their portfolio CAMPBELL, CA 12,16912.2k $793.6k $793.6k 0.39% Added +146 +146
76 BURKE & HERBERT BANK & TRUST CO 0.19% of their portfolio ALEXANDRIA, VA 11,92811.9k $777.8k $777.8k 0.19% New
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,77411.8k $767.8k $767.8k 0.00% Reduced -28.7k -28,703
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 11,06111.1k $721.3k $721.3k 0.00% Added +1.3k +1,346
79 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 10,77210.8k $702.0k $702.0k 0.03% Added +755 +755
80 Castle Rock Wealth Management, LLC 0.17% of their portfolio WALNUT CREEK, CA 10,55210.6k $690.2k $690.2k 0.17% Added +4 +4
81 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,8729.9k $643.8k $643.8k 0.00% Added +4.7k +4,728
82 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 9,5139.5k $620.3k $620.3k 0.06% Reduced -4 -4
83 BANK HAPOALIM BM 0.09% of their portfolio TEL AVIV, L3 9,3219.3k $608.0k $608.0k 0.09% Reduced -921 -921
84 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,2149.2k $600.9k $600.9k 0.00% Reduced -1.1k -1,147
85 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 9,2129.2k $600.7k $600.7k 0.02% Added +272 +272
86 OMNI 360 Wealth, Inc. 0.44% of their portfolio Plainsboro, NJ 8,9749.0k $585.2k $585.2k 0.44% Added +2.4k +2,394
87 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,9619.0k $584.3k $584.3k 0.00% Added +497 +497
88 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 8,6808.7k $566.0k $566.0k 0.01% Reduced -344 -344
89 Quadrant Private Wealth Management, LLC 0.13% of their portfolio Center Valley, PA 8,5838.6k $559.7k $559.7k 0.13% Unchanged
90 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 8,4668.5k $552.1k $552.1k 0.02% Unchanged
91 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,4168.4k $548.8k $548.8k 0.01% Added +4.9k +4,902
92 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,3158.3k $542.2k $542.2k 0.00% Reduced -912 -912
93 Cordatus Wealth Management LLC 0.20% of their portfolio NEWTOWN, PA 8,2568.3k $538.0k $538.0k 0.20% New
94 Financial Partners Group, Inc 0.08% of their portfolio Overland Park, KS 8,1858.2k $533.7k $533.7k 0.08% Reduced -1.7k -1,716
95 Apexium Financial, LP 0.04% of their portfolio Dallas, TX 7,9808.0k $520.4k $520.4k 0.04% Unchanged
96 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,5547.6k $492.6k $492.6k 0.00% Reduced -913 -913
97 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,3617.4k $480.0k $480.0k 0.00% Reduced -309 -309
98 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,0747.1k $461.3k $461.3k 0.00% Reduced -675 -675
99 CONSOLIDATED CAPITAL MANAGEMENT, LLC 0.22% of their portfolio BURBANK, CA 6,9877.0k $455.6k $455.6k 0.22% Reduced -8.4k -8,423
100 New Insight Wealth Advisors 0.27% of their portfolio SAN RAMON, CA 6,9857.0k $455.5k $455.5k 0.27% Reduced -1.4k -1,401