Vault-13

ISHARES TR SHYG

0-5YR HI YL CP · ETP · CUSIP 46434V407

515 institutional holders +14 vs Q1 2024
114,833,144114.8m shares reported held*
$4.9bnreported value*
51 new 216 added 170 reduced 43 sold out net bought ≈ $138.9m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.24. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 572Q1 23: 504Q2 23: 494Q3 23: 473Q4 23: 507Q1 24: 501Q2 24: 515515Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022572
Q1 2023504
Q2 2023494
Q3 2023473
Q4 2023507
Q1 2024501
Q2 2024515

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 338 bought or addedQ4 22: 187 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 355 cut or sold outQ2 23: 212 bought or addedQ2 23: 263 cut or sold outQ2 23Q3 23: 211 bought or addedQ3 23: 255 cut or sold outQ4 23: 243 bought or addedQ4 23: 210 cut or sold outQ4 23Q1 24: 277 bought or addedQ1 24: 220 cut or sold outQ2 24: 267 bought or addedQ2 24: 213 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022338187
Q1 2023219355
Q2 2023212263
Q3 2023211255
Q4 2023243210
Q1 2024277220
Q2 2024267213

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 23 calls: $0Q3 23 puts: $77.5kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$77.5k—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Bramshill Investments, LLC Added +2,628,752+2.6m
ASSETMARK, INC Added +2,135,340+2.1m
Hilton Capital Management, LLC New +908,126+908.1k
ROYAL BANK OF CANADA Added +683,193+683.2k
State of New Jersey Common Pension Fund D Added +653,519+653.5k
Clearstead Advisors, LLC Added +240,826+240.8k
Empower Advisory Group, LLC Added +236,310+236.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +177,723+177.7k
GRIMES & Co WEALTH MANAGEMENT, LLC Added +172,460+172.5k
ENVESTNET ASSET MANAGEMENT INC Added +153,885+153.9k

Biggest sellers

MORGAN STANLEY Reduced -3,835,763-3.8m
Point72 Asset Management, L.P. Sold out -1,000,000-1.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -471,270-471.3k
HighTower Advisors, LLC Reduced -362,591-362.6k
Financial Gravity Asset Management, Inc. Reduced -349,200-349.2k
JPMORGAN CHASE & CO Reduced -280,908-280.9k
TOWNSQUARE CAPITAL LLC Reduced -280,857-280.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -217,883-217.9k
NOMURA ASSET MANAGEMENT CO LTD Reduced -182,700-182.7k
BlackRock Inc. Reduced -153,652-153.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 11,690,16911.7m $493.3m $493.3m 0.12% Added +683.2k +683,193
2 Bramshill Investments, LLC 43.73% of their portfolio NAPLES, FL 9,523,1369.5m $401.9m $401.9m 43.73% Added +2.6m +2,628,752
3 Empower Advisory Group, LLC 1.21% of their portfolio Greenwood Village, CO 7,726,8417.7m $326.1m $326.1m 1.21% Added +236.3k +236,310
4 ASSETMARK, INC 0.92% of their portfolio CONCORD, CA 7,064,6477.1m $298.1m $298.1m 0.92% Added +2.1m +2,135,340
5 Japan Science & Technology Agency 2.97% of their portfolio TOKYO, M0 5,070,4935.1m $214.0m $214.0m 2.97% Unchanged
6 State of New Jersey Common Pension Fund D 0.83% of their portfolio TRENTON, NJ 4,503,5194.5m $190.0m $190.0m 0.83% Added +653.5k +653,519
7 GRIMES & Co WEALTH MANAGEMENT, LLC 5.35% of their portfolio WESTBOROUGH, MA 4,238,3454.2m $178.9m $178.9m 5.35% Added +172.5k +172,460
8 BlackRock Inc. 0.00% of their portfolio New York, NY 3,379,8463.4m $142.6m $142.6m 0.00% Reduced -153.7k -153,652
9 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 3,333,3783.3m $140.7m $140.7m 0.22% Added +177.7k +177,723
10 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,165,1683.2m $133.6m $133.6m 0.05% Added +153.9k +153,885
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,910,1631.9m $80.6m $80.6m 0.01% Added +116.7k +116,668
12 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,889,4441.9m $79.7m $79.7m 0.02% Reduced -50.9k -50,903
13 Wealthfront Advisers LLC 0.26% of their portfolio Palo Alto, CA 1,797,3451.8m $75.8m $75.8m 0.26% Reduced -151.4k -151,423
14 TOWNSQUARE CAPITAL LLC 1.01% of their portfolio Lehi, UT 1,752,3891.8m $74.0m $74.0m 1.01% Reduced -280.9k -280,857
15 Ocean Park Asset Management, LLC 3.26% of their portfolio SANTA MONICA, CA 1,628,0001.6m $68.7m $68.7m 3.26% Unchanged
16 NEPC LLC 2.26% of their portfolio Boston, MA 1,621,1061.6m $68.4m $68.4m 2.26% Added +47.5k +47,529
17 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,617,3281.6m $68.3m $68.3m 0.01% Reduced -3.8m -3,835,763
18 MERCER GLOBAL ADVISORS INC /ADV 0.17% of their portfolio DENVER, CO 1,482,7211.5m $62.6m $62.6m 0.17% Added +117.6k +117,610
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,337,6381.3m $56.4m $56.4m 0.01% Added +96.5k +96,465
20 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,295,0931.3m $54.7m $54.7m 0.03% Reduced -91.5k -91,519
21 Pathstone Holdings, LLC 0.23% of their portfolio ENGLEWOOD, NJ 1,206,9151.2m $50.9m $50.9m 0.23% Added +25.5k +25,497
22 Sound Income Strategies, LLC 2.62% of their portfolio FT LAUDERDALE, FL 993,921993.9k $41.9m $41.9m 2.62% Reduced -10.9k -10,889
23 Hilton Capital Management, LLC 3.23% of their portfolio Garden City, NY 908,126908.1k $38.3m $38.3m 3.23% New
24 Atria Investments, Inc 0.49% of their portfolio Charlotte, NC 887,724887.7k $37.5m $37.5m 0.49% Added +28.7k +28,672
25 Advisors Capital Management, LLC 0.63% of their portfolio RIDGEWOOD, NJ 853,980854.0k $36.0m $36.0m 0.63% Added +30.6k +30,585
26 Mariner, LLC 0.07% of their portfolio Overland Park, KS 801,249801.2k $33.8m $33.8m 0.07% Added +139.2k +139,219
27 Gallagher Fiduciary Advisors, LLC 7.54% of their portfolio ROLLING MEADOWS, IL 797,587797.6k $33.7m $33.7m 7.54% Reduced -3.4k -3,385
28 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 759,046759.0k $32.0m $32.0m 0.07% Reduced -15.3k -15,283
29 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 746,981747.0k $31.5m $31.5m 0.07% Added +113.4k +113,428
30 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 666,943666.9k $28.1m $28.1m 0.01% Added +1.1k +1,116
31 Greystone Financial Group, LLC 5.35% of their portfolio BLOOMFIELD HILLS, MI 647,800647.8k $27.3m $27.3m 5.35% Added +17.9k +17,924
32 UBS Group AG 0.01% of their portfolio ZURICH, V8 645,277645.3k $27.2m $27.2m 0.01% Reduced -18.1k -18,149
33 NOMURA ASSET MANAGEMENT CO LTD 0.09% of their portfolio TOKYO, M0 643,000643.0k $27.1m $27.1m 0.09% Reduced -182.7k -182,700
34 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 536,501536.5k $22.6m $22.6m 0.03% Added +17.0k +16,997
35 Delphi Financial Group, Inc. 12.60% of their portfolio Wilmington, DE 530,590530.6k $22.4m $22.4m 12.60% Unchanged
36 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.06% of their portfolio Paris, I0 525,061525.1k $22.2m $22.2m 0.06% Added +96.3k +96,285
37 Composition Wealth, LLC 0.54% of their portfolio LOS ANGELES, CA 521,974522.0k $22.0m $22.0m 0.54% Added +36.1k +36,145
38 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 507,413507.4k $21.4m $21.4m 0.02% Added +38.0k +37,962
39 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.32% of their portfolio CINCINNATI, OH 499,896499.9k $21.1m $21.1m 0.32% Added +140.5k +140,465
40 FINANCIAL ADVISORY PARTNERS, LLC 7.44% of their portfolio WINTER PARK, FL 471,655471.7k $19.9m $19.9m 7.44% Added +75.3k +75,317
41 Baker Avenue Asset Management, LP 0.64% of their portfolio SAN FRANCISCO, CA 443,061443.1k $18.7m $18.7m 0.64% Added +4.7k +4,710
42 CAPSTONE INVESTMENT ADVISORS, LLC 0.39% of their portfolio NEW YORK, NY 420,678420.7k $17.8m $17.8m 0.39% Added +76.9k +76,877
43 Financial Gravity Asset Management, Inc. 4.33% of their portfolio Lakeway, TX 414,103414.1k $17.4m $17.4m 4.33% Reduced -349.2k -349,200
44 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 395,500395.5k $16.7m $16.7m 0.03% Unchanged
45 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 391,826391.8k $16.5m $16.5m 0.03% Reduced -362.6k -362,591
46 High Probability Advisors, LLC 2.82% of their portfolio Pittsford, NY 369,106369.1k $15.6m $15.6m 2.82% Added +11.1k +11,095
47 PARK AVENUE SECURITIES LLC 0.19% of their portfolio NEW YORK, NY 365,438365.4k $15.4m $15.4m 0.19% Added +53.1k +53,094
48 Sage Advisory Services, Ltd.Co. 4.21% of their portfolio AUSTIN, TX 355,125355.1k $15.0m $15.0m 4.21% Reduced -35.2k -35,240
49 Ninety One UK Ltd 0.04% of their portfolio London, X0 347,630347.6k $14.7m $14.7m 0.04% Added +151.4k +151,430
50 Motley Fool Wealth Management, LLC 0.74% of their portfolio ALEXANDRIA, VA 345,864345.9k $14.6m $14.6m 0.74% Added +6.0k +6,025
51 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 345,373345.4k $14.6m $14.6m 0.02% Added +40.5k +40,506
52 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 344,441344.4k $14.5m $14.5m 0.18% Reduced -830 -830
53 Robertson Stephens Wealth Management, LLC 0.76% of their portfolio San Francisco, CA 343,163343.2k $14.5m $14.5m 0.76% Added +19.5k +19,506
54 Matthew Goff Investment Advisor, LLC 2.91% of their portfolio HOUSTON, TX 337,510337.5k $14.2m $14.2m 2.91% Added +5.0k +4,963
55 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 331,121331.1k $14.0m $14.0m 0.01% Added +43.4k +43,448
56 KilterHowling LLC 9.17% of their portfolio BOULDER, CO 319,102319.1k $13.5m $13.5m 9.17% Added +9.6k +9,642
57 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 309,954310.0k $13.1m $13.1m 0.01% Added +27.2k +27,191
58 Trivium Point Advisory, LLC 1.93% of their portfolio WILTON, CT 307,493307.5k $13.0m $13.0m 1.93% Added +29.5k +29,534
59 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 277,391277.4k $11.7m $11.7m 0.00% Added +39.8k +39,836
60 ATWOOD & PALMER INC 0.88% of their portfolio KANSAS CITY, MO 275,018275.0k $11.6m $11.6m 0.88% Reduced -3.2k -3,232
61 Betterment LLC 0.03% of their portfolio NEW YORK, NY 258,409258.4k $10.9m $10.9m 0.03% Added +56.3k +56,318
62 Partners Value Investments L.P. 0.15% of their portfolio Hamilton, D0 241,302241.3k $10.2m $10.2m 0.15% Unchanged
63 Clearstead Advisors, LLC 0.17% of their portfolio CLEVELAND, OH 241,071241.1k $10.2m $10.2m 0.17% Added +240.8k +240,826
64 Cascade Wealth Advisors, Inc 7.41% of their portfolio WENATCHEE, WA 235,710235.7k $10.0m $10.0m 7.41% Added +42.5k +42,460
65 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 229,074229.1k $9.7m $9.7m 0.11% Added +64.6k +64,613
66 Merit Financial Group, LLC 0.21% of their portfolio ALPHARETTA, GA 228,642228.6k $9.6m $9.6m 0.21% Reduced -3.4k -3,353
67 SWEENEY & MICHEL, LLC 4.06% of their portfolio CHICO, CA 225,478225.5k $9.5m $9.5m 4.06% Added +4.1k +4,082
68 RETIREMENT FINANCIAL SOLUTIONS, LLC 4.33% of their portfolio KNOXVILLE, TN 218,276218.3k $9.2m $9.2m 4.33% Added +15.7k +15,653
69 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.09% of their portfolio Stamford, CT 217,714217.7k $9.2m $9.2m 0.09% Added +21.4k +21,373
70 COURIER CAPITAL LLC 0.72% of their portfolio BUFFALO, NY 216,087216.1k $9.1m $9.1m 0.72% Added +34.8k +34,795
71 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.50% of their portfolio Greenbrae, CA 211,879211.9k $8.9m $8.9m 0.50% Reduced -6.4k -6,399
72 RiverFront Investment Group, LLC 0.24% of their portfolio RICHMOND, VA 211,365211.4k $8.9m $8.9m 0.24% Added +43.8k +43,794
73 CONNING INC. 0.32% of their portfolio HARTFORD, CT 210,194210.2k $8.9m $8.9m 0.32% Unchanged
74 Summit Wealth Partners, LLC 1.80% of their portfolio Orlando, FL 205,498205.5k $8.7m $8.7m 1.80% Added +7.0k +7,045
75 Peak Financial Management, Inc. 2.70% of their portfolio WELLESLEY, MA 204,771204.8k $8.6m $8.6m 2.70% Reduced -1.7k -1,679
76 Powers Advisory Group, LLC 4.65% of their portfolio Highland, IL 202,197202.2k $8.5m $8.5m 4.65% Added +12.5k +12,536
77 New York Life Investment Management LLC 0.08% of their portfolio New York, NY 198,870198.9k $8.4m $8.4m 0.08% Added +9.0k +8,995
78 GeoWealth Management, LLC 0.34% of their portfolio CHICAGO, IL 183,639183.6k $7.7m $7.7m 0.34% Added +51.7k +51,698
79 KITCHING PARTNERS, LLC 13.96% of their portfolio CONSHOHOCKEN, PA 181,871181.9k $7.7m $7.7m 13.96% Added +8.2k +8,183
80 Gibbs Wealth Management 3.05% of their portfolio Alpharetta, GA 178,736178.7k $7.5m $7.5m 3.05% Added +1.9k +1,942
81 GC Wealth Management RIA, LLC 1.48% of their portfolio Cambridge, MA 177,940177.9k $7.5m $7.5m 1.48% Added +53.2k +53,211
82 RWA WEALTH PARTNERS, LLC 0.10% of their portfolio BOSTON, MA 177,202177.2k $7.5m $7.5m 0.10% Reduced -1.3k -1,261
83 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 175,841175.8k $7.4m $7.4m 0.06% Reduced -7.0k -7,019
84 My Legacy Advisors, LLC 2.33% of their portfolio BEND, OR 173,081173.1k $7.3m $7.3m 2.33% Added +15.9k +15,888
85 ADELL HARRIMAN & CARPENTER INC 0.56% of their portfolio HOUSTON, TX 171,946171.9k $7.3m $7.3m 0.56% Added +581 +581
86 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 169,734169.7k $7.2m $7.2m 0.04% Added +11.0k +10,964
87 Towercrest Capital Management 1.14% of their portfolio NEWTOWN, PA 164,718164.7k $7.0m $7.0m 1.14% Reduced -2.4k -2,432
88 Waterloo Capital, L.P. 0.83% of their portfolio AUSTIN, TX 164,673164.7k $6.9m $6.9m 0.83% Reduced -12.2k -12,209
89 Legacy Financial Group LLC 1.36% of their portfolio DES MOINES, IA 164,426164.4k $6.9m $6.9m 1.36% Reduced -1.4k -1,427
90 RITHOLTZ WEALTH MANAGEMENT 0.22% of their portfolio NEW YORK, NY 161,049161.0k $6.8m $6.8m 0.22% Reduced -12.5k -12,502
91 Blue Barn Wealth, LLC 3.67% of their portfolio OREM, UT 156,263156.3k $6.6m $6.6m 3.67% Added +5.0k +5,008
92 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 146,573146.6k $6.2m $6.2m 0.02% Added +2.5k +2,477
93 Advisory Alpha, LLC 0.24% of their portfolio HOLLAND, MI 144,755144.8k $6.1m $6.1m 0.24% Added +25.9k +25,891
94 Whalen Wealth Management Inc. 4.76% of their portfolio LAS VEGAS, NV 142,217142.2k $6.0m $6.0m 4.76% Reduced -93 -93
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.37% of their portfolio BIRMINGHAM, AL 139,940139.9k $5.9m $5.9m 0.37% Added +48.3k +48,274
96 Little Harbor Advisors, LLC 3.80% of their portfolio MARBLEHEAD, MA 139,393139.4k $5.9m $5.9m 3.80% Unchanged
97 Ascent Group, LLC 0.48% of their portfolio VIRGINIA BEACH, VA 138,332138.3k $5.8m $5.8m 0.48% Reduced -758 -758
98 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 137,347137.3k $5.8m $5.8m 0.01% Reduced -1.4k -1,397
99 Curtis Advisory Group, LLC 1.99% of their portfolio SANTA BARBARA, CA 133,685133.7k $5.6m $5.6m 1.99% Added +18.1k +18,102
100 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 133,126133.1k $5.6m $5.6m 0.04% Added +109.2k +109,207