Vault-13

ALPS ETF TR RFFC

ACTIVE EQTY OPPT · ETP · CUSIP 00162Q510

18 institutional holders +1 vs Q1 2024
339,859339.9k shares reported held*
$18.4mreported value*
2 new 3 added 9 reduced 1 sold out net sold ≈ $1.8m (-33.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.28.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 23Q1 23: 20Q2 23: 20Q3 23: 20Q4 23: 17Q1 24: 17Q2 24: 1818Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202220
Q4 202223
Q1 202320
Q2 202320
Q3 202320
Q4 202317
Q1 202417
Q2 202418

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 5 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 14 cut or sold outQ2 23: 2 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 12 cut or sold outQ4 23: 8 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 12 cut or sold outQ2 24: 5 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022512
Q1 2023214
Q2 2023212
Q3 2023412
Q4 2023810
Q1 2024712
Q2 2024510

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +1,286+1.3k
GAMMA Investing LLC New +1,202+1.2k
Fermata Advisors, LLC Added +903+903
UBS Group AG New +47+47
NewEdge Advisors, LLC Added +1+1

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,647-23.6k
RiverFront Investment Group, LLC Reduced -5,577-5.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -3,025-3.0k
OSAIC HOLDINGS, INC. Reduced -1,282-1.3k
TRUIST FINANCIAL CORP Reduced -1,101-1.1k
Prospera Financial Services Inc Reduced -694-694
Koshinski Asset Management, Inc. Reduced -487-487
MORGAN STANLEY Reduced -400-400
CITADEL ADVISORS LLC Reduced -318-318
Elevated Capital Advisors, LLC Reduced -277-277

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.17% of their portfolio RICHMOND, VA 118,150118.2k $6.4m $6.4m 0.17% Reduced -5.6k -5,577
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,59260.6k $3.3m $3.3m 0.00% Added +1.3k +1,286
3 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,68047.7k $2.6m $2.6m 0.00% Reduced -1.1k -1,101
4 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 45,38945.4k $2.5m $2.5m 0.07% Reduced -694 -694
5 Fermata Advisors, LLC 0.22% of their portfolio SONOMA, CA 17,42217.4k $945.4k $945.4k 0.22% Added +903 +903
6 Elevated Capital Advisors, LLC 0.18% of their portfolio SANDY, UT 11,97312.0k $649.7k $649.7k 0.18% Reduced -277 -277
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,63211.6k $631.2k $631.2k 0.00% Reduced -1.3k -1,282
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,9777.0k $378.6k $378.6k 0.00% Reduced -318 -318
9 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 6,4186.4k $353.8k $353.8k 0.03% Reduced -487 -487
10 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,3996.4k $347.3k $347.3k 0.01% Unchanged
11 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5072.5k $136.1k $136.1k 0.00% Added +1 +1
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1602.2k $117.2k $117.2k 0.00% Unchanged
13 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 1,2021.2k $65.2k $65.2k 0.01% New
14 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,1101.1k $60.0k $60.0k 0.00% Reduced -3.0k -3,025
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 200200 $10.9k $10.9k 0.00% Reduced -400 -400
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 4747 $2.6k $2.6k 0.00% New
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $54 $54 0.00% Unchanged
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged