Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

734 institutional holders +16 vs Q1 2024
186,976,268187.0m shares reported held*
$7.0bnreported value*
53 new 312 added 271 reduced 45 sold out net bought ≈ $184.7m (+5.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.68. Options: 2 managers hold calls ($6.1m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 568Q4 22: 614Q1 23: 620Q2 23: 633Q3 23: 630Q4 23: 725Q1 24: 718Q2 24: 734734Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022568
Q4 2022614
Q1 2023620
Q2 2023633
Q3 2023630
Q4 2023725
Q1 2024718
Q2 2024734

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 327 bought or addedQ4 22: 256 cut or sold outQ4 22Q1 23: 344 bought or addedQ1 23: 241 cut or sold outQ2 23: 359 bought or addedQ2 23: 234 cut or sold outQ2 23Q3 23: 317 bought or addedQ3 23: 279 cut or sold outQ4 23: 367 bought or addedQ4 23: 275 cut or sold outQ4 23Q1 24: 331 bought or addedQ1 24: 346 cut or sold outQ2 24: 365 bought or addedQ2 24: 316 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022327256
Q1 2023344241
Q2 2023359234
Q3 2023317279
Q4 2023367275
Q1 2024331346
Q2 2024365316

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 23 calls: $2.7mQ3 23 puts: $42.2kQ3 23P/C 0.02Q4 23 calls: $3.7mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.3mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $6.1mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$2.7m$42.2k0.02
Q4 2023$3.7m$00.00
Q1 2024$1.3m$00.00
Q2 2024$6.1m$00.00

Biggest buyers

Horizon Investments, LLC Added +1,880,671+1.9m
Koss-Olinger Consulting, LLC New +806,369+806.4k
BANK OF AMERICA CORP /DE/ Added +751,252+751.3k
Raymond James Financial Services Advisors, Inc. Added +719,833+719.8k
Clearstead Advisors, LLC Added +668,135+668.1k
JPMORGAN CHASE & CO Added +557,714+557.7k
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC Added +440,871+440.9k
Pineridge Advisors LLC New +421,228+421.2k
ERn Financial, LLC Added +394,068+394.1k
Thrivent Financial for Lutherans Added +383,320+383.3k

Biggest sellers

MORGAN STANLEY Reduced -4,461,853-4.5m
Creative Planning Reduced -906,861-906.9k
JANE STREET GROUP, LLC Reduced -888,106-888.1k
Stadion Money Management, LLC Reduced -729,966-730.0k
McNamara Financial Services, Inc. Reduced -525,118-525.1k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -241,586-241.6k
Financial Gravity Asset Management, Inc. Reduced -241,305-241.3k
WELLS FARGO & COMPANY/MN Reduced -200,392-200.4k
GeoWealth Management, LLC Reduced -123,996-124.0k
Abich Financial Wealth Management LLC Reduced -99,308-99.3k

Biggest calls

SIMPLEX TRADING, LLC Added $6.1m121.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.95% of their portfolio OVERLAND PARK, KS 23,600,37923.6m $889.0m $889.0m 0.95% Reduced -906.9k -906,861
2 Financial Engines Advisors L.L.C. 1.51% of their portfolio SANTA CLARA, CA 18,052,98118.1m $680.1m $680.1m 1.51% Added +293.3k +293,318
3 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 9,167,9869.2m $345.4m $345.4m 0.17% Added +218.4k +218,418
4 Allworth Financial LP 1.52% of their portfolio FOLSOM, CA 6,230,2606.2m $235.9m $235.9m 1.52% Added +171.5k +171,512
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,699,4005.7m $214.7m $214.7m 0.01% Added +333.8k +333,799
6 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 5,279,5365.3m $199.1m $199.1m 0.05% Reduced -12.4k -12,405
7 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 5,178,2635.2m $195.1m $195.1m 0.60% Reduced -241.6k -241,586
8 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 4,995,0495.0m $188.2m $188.2m 0.07% Added +324.0k +323,995
9 Horizon Investments, LLC 4.77% of their portfolio Charlotte, NC 4,577,7994.6m $172.4m $172.4m 4.77% Added +1.9m +1,880,671
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 2,968,5423.0m $111.8m $111.8m 0.11% Reduced -1.6k -1,560
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,582,0872.6m $97.3m $97.3m 0.01% Reduced -4.5m -4,461,853
12 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 2,283,1402.3m $86.0m $86.0m 0.02% Added +31.5k +31,453
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,247,8412.2m $84.7m $84.7m 0.01% Added +751.3k +751,252
14 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 2,063,4422.1m $77.7m $77.7m 0.21% Added +75.0k +74,955
15 TOWNSQUARE CAPITAL LLC 1.04% of their portfolio Lehi, UT 2,022,4382.0m $76.2m $76.2m 1.04% Added +231.2k +231,223
16 ASSETMARK, INC 0.23% of their portfolio CONCORD, CA 2,007,5552.0m $75.6m $75.6m 0.23% Added +52.7k +52,683
17 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,964,3992.0m $74.0m $74.0m 0.02% Reduced -200.4k -200,392
18 Stadion Money Management, LLC 5.33% of their portfolio WATKINSVILLE, GA 1,728,7291.7m $65.1m $65.1m 5.33% Reduced -730.0k -729,966
19 CWM, LLC 0.30% of their portfolio OMAHA, NE 1,679,2901.7m $63.3m $63.3m 0.30% Added +89.0k +88,957
20 Envestnet Portfolio Solutions, Inc. 0.22% of their portfolio BERWYN, PA 1,661,1901.7m $62.6m $62.6m 0.22% Added +279.8k +279,775
21 Aptus Capital Advisors, LLC 1.14% of their portfolio FAIRHOPE, AL 1,587,4241.6m $59.8m $59.8m 1.14% Added +238.4k +238,352
22 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,579,2011.6m $59.5m $59.5m 0.08% Added +719.8k +719,833
23 GREAT LAKES ADVISORS, LLC 0.53% of their portfolio CHICAGO, IL 1,573,7021.6m $59.3m $59.3m 0.53% Added +221.6k +221,616
24 Mariner, LLC 0.11% of their portfolio Overland Park, KS 1,544,1441.5m $58.2m $58.2m 0.11% Added +28.2k +28,227
25 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,543,0901.5m $58.1m $58.1m 0.06% Reduced -888.1k -888,106
26 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,531,8141.5m $57.7m $57.7m 0.02% Reduced -62.2k -62,165
27 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 1,474,9831.5m $55.6m $55.6m 0.13% Added +94.4k +94,447
28 Private Advisor Group, LLC 0.36% of their portfolio MORRISTOWN, NJ 1,417,7681.4m $53.4m $53.4m 0.36% Added +81.6k +81,633
29 Focus Partners Wealth 0.16% of their portfolio ST LOUIS, MO 1,273,9421.3m $48.0m $48.0m 0.16% Added +172.8k +172,754
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,236,5681.2m $46.6m $46.6m 0.00% Added +557.7k +557,714
31 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,226,9591.2m $46.2m $46.2m 0.11% Added +8.8k +8,830
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 1,197,3071.2m $45.1m $45.1m 0.11% Added +35.1k +35,071
33 Advisory Alpha, LLC 1.69% of their portfolio HOLLAND, MI 1,140,8791.1m $43.0m $43.0m 1.69% Reduced -37.9k -37,860
34 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,113,4021.1m $41.9m $41.9m 0.06% Added +21.7k +21,674
35 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 969,094969.1k $36.5m $36.5m 0.01% Added +29.4k +29,364
36 JNBA Financial Advisors 3.83% of their portfolio BLOOMINGTON, MN 963,985964.0k $36.3m $36.3m 3.83% Added +185.3k +185,337
37 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 920,076920.1k $34.7m $34.7m 0.07% Added +383.3k +383,320
38 McNamara Financial Services, Inc. 7.10% of their portfolio MARSHFIELD, MA 891,731891.7k $33.6m $33.6m 7.10% Reduced -525.1k -525,118
39 Luken Investment Analytics, LLC 16.00% of their portfolio BRENTWOOD, TN 844,864844.9k $31.8m $31.8m 16.00% Reduced -15.8k -15,820
40 Pathstone Holdings, LLC 0.14% of their portfolio ENGLEWOOD, NJ 808,904808.9k $30.5m $30.5m 0.14% Reduced -10.8k -10,801
41 Koss-Olinger Consulting, LLC 2.81% of their portfolio GAINESVILLE, FL 806,369806.4k $30.4m $30.4m 2.81% New
42 Trilogy Capital Inc. 1.61% of their portfolio IRVINE, CA 785,401785.4k $29.6m $29.6m 1.61% Added +31.8k +31,761
43 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 3.66% of their portfolio NEWPORT BEACH, CA 783,700783.7k $29.5m $29.5m 3.66% Added +440.9k +440,871
44 ERn Financial, LLC 2.44% of their portfolio MIDDLETON, WI 780,210780.2k $29.4m $29.4m 2.44% Added +394.1k +394,068
45 GeoWealth Management, LLC 1.26% of their portfolio CHICAGO, IL 770,174770.2k $29.0m $29.0m 1.26% Reduced -124.0k -123,996
46 Global Strategic Investment Solutions, LLC 3.18% of their portfolio Scottsdale, AZ 698,903698.9k $26.3m $26.3m 3.18% Reduced -7.3k -7,267
47 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 693,934693.9k $26.1m $26.1m 0.11% Added +112.5k +112,528
48 CUTLER INVESTMENT COUNSEL LLC 3.48% of their portfolio Jacksonville, OR 679,675679.7k $25.6m $25.6m 3.48% Added +10.1k +10,123
49 ST GERMAIN D J CO INC 1.22% of their portfolio SPRINGFIELD, MA 670,262670.3k $25.2m $25.2m 1.22% Added +7.0k +6,988
50 Clearstead Advisors, LLC 0.43% of their portfolio CLEVELAND, OH 668,155668.2k $25.2m $25.2m 0.43% Added +668.1k +668,135
51 ICONIQ Capital, LLC 0.53% of their portfolio SAN FRANCISCO, CA 652,426652.4k $24.6m $24.6m 0.53% Added +7.3k +7,280
52 Meeder Advisory Services, Inc. 1.67% of their portfolio DUBLIN, OH 626,029626.0k $23.6m $23.6m 1.67% Added +190.4k +190,371
53 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 612,831612.8k $23.1m $23.1m 0.09% Reduced -4.6k -4,627
54 PARK AVENUE SECURITIES LLC 0.27% of their portfolio NEW YORK, NY 577,797577.8k $21.8m $21.8m 0.27% Added +46.5k +46,455
55 AlphaStar Capital Management, LLC 1.96% of their portfolio CORNELIUS, NC 562,908562.9k $21.2m $21.2m 1.96% Added +28.5k +28,507
56 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.53% of their portfolio LOS ANGELES, CA 562,045562.0k $21.2m $21.2m 0.53% Added +116.9k +116,943
57 Financial Strategies Group, Inc. 5.41% of their portfolio OKEMOS, MI 557,503557.5k $21.5m $21.5m 5.41% Reduced -7.9k -7,902
58 Beacon Pointe Advisors, LLC 0.24% of their portfolio NEWPORT BEACH, CA 544,230544.2k $20.5m $20.5m 0.24% Reduced -1.6k -1,571
59 Valmark Advisers, Inc. 0.35% of their portfolio AKRON, OH 543,749543.7k $20.5m $20.5m 0.35% Reduced -34.9k -34,887
60 AXXCESS WEALTH MANAGEMENT, LLC 0.55% of their portfolio CARLSBAD, CA 533,597533.6k $20.1m $20.1m 0.55% Added +20.6k +20,597
61 Ballentine Partners, LLC 0.37% of their portfolio Waltham, MA 531,792531.8k $20.0m $20.0m 0.37% Reduced -9.1k -9,121
62 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 521,821521.8k $19.7m $19.7m 0.14% Added +63.0k +63,019
63 Betterment LLC 0.05% of their portfolio NEW YORK, NY 514,334514.3k $19.4m $19.4m 0.05% Reduced -31.1k -31,127
64 WCG Wealth Advisors LLC 1.30% of their portfolio LAS VEGAS, NV 467,641467.6k $17.6m $17.6m 1.30% Added +32.4k +32,444
65 WALLER FINANCIAL PLANNING GROUP, INC 4.69% of their portfolio COLUMBUS, OH 463,801463.8k $17.5m $17.5m 4.69% Reduced -1.7k -1,720
66 N.E.W. Advisory Services LLC 1.84% of their portfolio DE PERE, WI 451,685451.7k $17.0m $17.0m 1.84% Reduced -17.2k -17,231
67 HERITAGE WEALTH MANAGEMENT, LLC 9.25% of their portfolio PHOENIX, AZ 442,544442.5k $16.7m $16.7m 9.25% Reduced -45.1k -45,130
68 Heritage Family Offices, LLP 9.25% of their portfolio SCOTTSDALE, AZ 442,544442.5k $16.7m $16.7m 9.25% First filing
69 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 438,796438.8k $16.5m $16.5m 0.17% Added +150.6k +150,644
70 KWB Wealth 2.16% of their portfolio REDLANDS, CA 433,506433.5k $15.7m $15.7m 2.16% Reduced -11.0k -10,977
71 CGN Advisors LLC 1.86% of their portfolio MANHATTAN, KS 424,146424.1k $16.0m $16.0m 1.86% Added +29.3k +29,307
72 Capital Asset Advisory Services LLC 0.88% of their portfolio Williamston, MI 422,170422.2k $16.3m $16.3m 0.88% Added +17.9k +17,887
73 Pineridge Advisors LLC 5.41% of their portfolio ST. CHARLES, MO 421,228421.2k $15.9m $15.9m 5.41% New
74 Venturi Wealth Management, LLC 0.93% of their portfolio AUSTIN, TX 417,612417.6k $15.7m $15.7m 0.93% Reduced -6.4k -6,415
75 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 407,044407.0k $15.3m $15.3m 0.02% Reduced -10.2k -10,159
76 SigFig Wealth Management, LLC 0.54% of their portfolio SAN FRANCISCO, CA 393,623393.6k $14.5m $14.5m 0.54% Reduced -26.8k -26,754
77 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 381,992382.0k $14.4m $14.4m 0.04% Reduced -54.3k -54,283
78 CAPITAL WEALTH MANAGEMENT, LLC 6.57% of their portfolio W. WARWICK, RI 380,665380.7k $14.3m $14.3m 6.57% Added +1.8k +1,782
79 ATLAS CAPITAL ADVISORS INC. 1.81% of their portfolio JACKSON, WY 369,035369.0k $13.9m $13.9m 1.81% Added +918 +918
80 Redwood Investment Management, LLC 1.16% of their portfolio SCOTTSDALE, AZ 368,569368.6k $13.5m $13.5m 1.16% Added +362.5k +362,483
81 Allen Capital Group, LLC 1.87% of their portfolio GRAND ISLAND, NE 351,568351.6k $13.2m $13.2m 1.87% Added +13.5k +13,483
82 Wealth Advisors of Iowa, LLC 6.90% of their portfolio WEST DES MOINES, IA 351,402351.4k $12.4m $12.4m 6.90% Added +336.3k +336,316
83 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 345,823345.8k $13.0m $13.0m 0.02% Added +20.0k +20,012
84 Rodgers & Associates, LTD 1.66% of their portfolio Lancaster, PA 343,500343.5k $12.9m $12.9m 1.66% Added +17.3k +17,344
85 WOODMONT INVESTMENT COUNSEL LLC 1.03% of their portfolio NASHVILLE, TN 334,862334.9k $12.6m $12.6m 1.03% Added +21.2k +21,220
86 Walkner Condon Financial Advisors LLC 2.62% of their portfolio MADISON, WI 322,683322.7k $12.2m $12.2m 2.62% Added +17.4k +17,436
87 ISTHMUS PARTNERS, LLC 1.42% of their portfolio MADISON, WI 319,092319.1k $12.0m $12.0m 1.42% Added +473 +473
88 Aspire Private Capital, LLC 3.03% of their portfolio Cornelius, NC 312,207312.2k $11.8m $11.8m 3.03% Added +40.6k +40,559
89 Sterneck Capital Management, LLC 6.67% of their portfolio KANSAS CITY, MO 312,129312.1k $11.8m $11.8m 6.67% Added +830 +830
90 Impact Partnership Wealth, LLC 2.90% of their portfolio MARIETTA, GA 293,291293.3k $11.0m $11.0m 2.90% Added +31.2k +31,247
91 Tortoise Investment Management, LLC 1.20% of their portfolio WHITE PLAINS, NY 278,983279.0k $10.5m $10.5m 1.20% Added +15.3k +15,253
92 Financial Gravity Asset Management, Inc. 2.60% of their portfolio Lakeway, TX 276,273276.3k $10.4m $10.4m 2.60% Reduced -241.3k -241,305
93 Brookstone Capital Management 0.18% of their portfolio WHEATON, IL 276,175276.2k $10.6m $10.6m 0.18% Added +89.4k +89,432
94 FORBES J M & CO LLP 1.03% of their portfolio Boston, MA 266,686266.7k $10.0m $10.0m 1.03% Added +4.7k +4,703
95 TPG Financial Advisors, LLC 4.62% of their portfolio PORTLAND, OR 259,030259.0k $9.8m $9.8m 4.62% First filing
96 TRUEFG, LLC 3.50% of their portfolio CEDAR PARK, TX 257,473257.5k $9.7m $9.7m 3.50% Added +2.5k +2,534
97 Facet Wealth, Inc. 0.29% of their portfolio WEST PALM BEACH, FL 252,275252.3k $9.4m $9.4m 0.29% Reduced -9.9k -9,871
98 Blueprint Investment Partners LLC 2.01% of their portfolio GREENSBORO, NC 246,909246.9k $9.3m $9.3m 2.01% Added +61.2k +61,172
99 Astor Investment Management LLC 4.19% of their portfolio CHICAGO, IL 241,791241.8k $9.1m $9.1m 4.19% Reduced -51.1k -51,117
100 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 237,873237.9k $9.0m $9.0m 0.01% Added +19.9k +19,939