Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

444 institutional holders +2 vs Q1 2024
25,237,99825.2m shares reported held*
$2.1bnreported value*
32 new 173 added 153 reduced 34 sold out net sold ≈ $93.9m (-787.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $83.93. Options: 2 managers hold calls ($214.7k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444444Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 168 bought or addedQ4 22: 133 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 142 cut or sold outQ2 23: 171 bought or addedQ2 23: 160 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 149 cut or sold outQ4 23: 196 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 212 bought or addedQ1 24: 181 cut or sold outQ2 24: 205 bought or addedQ2 24: 187 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022168133
Q1 2023195142
Q2 2023171160
Q3 2023189149
Q4 2023196155
Q1 2024212181
Q2 2024205187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $139.2kQ3 23 puts: $29.3kQ3 23P/C 0.21Q4 23 calls: $150.5kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $174.5kQ1 24 puts: $87.2kQ1 24P/C 0.50Q2 24 calls: $214.7kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$139.2k$29.3k0.21
Q4 2023$150.5k$00.00
Q1 2024$174.5k$87.2k0.50
Q2 2024$214.7k$00.00

Biggest buyers

TOWNSQUARE CAPITAL LLC Added +716,172+716.2k
Strategic Financial Concepts, LLC Added +373,635+373.6k
LPL Financial LLC Added +110,734+110.7k
ERn Financial, LLC Added +95,586+95.6k
MAI Capital Management New +83,864+83.9k
Avantax Planning Partners, Inc. Added +37,955+38.0k
BANK OF AMERICA CORP /DE/ Added +37,361+37.4k
Marathon Mission, Inc. New +35,341+35.3k
Integrated Wealth Concepts LLC New +34,795+34.8k
Aptus Capital Advisors, LLC Added +33,096+33.1k

Biggest sellers

MORGAN STANLEY Reduced -759,753-759.8k
Haverford Trust Co Reduced -632,637-632.6k
Tradewinds Capital Management, LLC Reduced -332,225-332.2k
Thrive Capital Management, LLC Sold out -258,351-258.4k
Equitable Holdings, Inc. Reduced -125,603-125.6k
STIFEL FINANCIAL CORP Reduced -87,229-87.2k
Intrua Financial, LLC Sold out -72,610-72.6k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -71,430-71.4k
Pinnacle Family Advisors, LLC Sold out -64,822-64.8k
Thrivent Financial for Lutherans Sold out -61,656-61.7k

Biggest calls

CITADEL ADVISORS LLC Added $214.7k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 2,274,3922.3m $195.3m $195.3m 0.10% Added +110.7k +110,734
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,621,5021.6m $139.2m $139.2m 0.01% Added +37.4k +37,361
3 CITIGROUP INC 0.13% of their portfolio NEW YORK, NY 1,613,3841.6m $138.5m $138.5m 0.13% Added +3.9k +3,939
4 Financial Engines Advisors L.L.C. 0.26% of their portfolio SANTA CLARA, CA 1,339,3761.3m $115.0m $115.0m 0.26% Reduced -23.0k -22,975
5 TOWNSQUARE CAPITAL LLC 1.29% of their portfolio Lehi, UT 1,103,1121.1m $94.7m $94.7m 1.29% Added +716.2k +716,172
6 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 674,886674.9k $57.9m $57.9m 0.02% Added +32.9k +32,865
7 NorthRock Partners, LLC 1.98% of their portfolio MINNEAPOLIS, MN 613,672613.7k $52.7m $52.7m 1.98% Added +29.1k +29,120
8 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 587,704587.7k $50.5m $50.5m 0.06% Reduced -87.2k -87,229
9 BENJAMIN F. EDWARDS & COMPANY, INC. 0.66% of their portfolio ST. LOUIS, MO 437,420437.4k $37.6m $37.6m 0.66% Reduced -39.8k -39,787
10 Rodgers & Associates, LTD 4.39% of their portfolio Lancaster, PA 397,543397.5k $34.1m $34.1m 4.39% Reduced -3.6k -3,595
11 Avantax Planning Partners, Inc. 1.08% of their portfolio DUBUQUE, IA 392,777392.8k $33.7m $33.7m 1.08% Added +38.0k +37,955
12 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 377,675377.7k $9.4k $9.4k 0.01% Added +373.6k +373,635
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 375,840375.8k $32.3m $32.3m 0.00% Reduced -759.8k -759,753
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 343,980344.0k $29.5m $29.5m 0.01% Reduced -10.6k -10,613
15 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 310,946310.9k $26.7m $26.7m 0.06% Added +19.1k +19,093
16 Savant Capital, LLC 0.26% of their portfolio ROCKFORD, IL 302,456302.5k $26.0m $26.0m 0.26% Reduced -38.2k -38,237
17 BALANCED WEALTH GROUP LLC 3.53% of their portfolio WESTLAKE, OH 301,155301.2k $7.8m $7.8m 3.53% Added +9.4k +9,445
18 FAS Wealth Partners, Inc. 2.20% of their portfolio LEAWOOD, KS 296,629296.6k $25.5m $25.5m 2.20% Added +13.9k +13,878
19 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 285,503285.5k $24.5m $24.5m 0.04% Added +686 +686
20 Krilogy Financial LLC 1.66% of their portfolio ST. LOUIS, MO 261,546261.5k $22.5m $22.5m 1.66% Added +394 +394
21 Redwood Investment Management, LLC 1.77% of their portfolio SCOTTSDALE, AZ 238,306238.3k $20.4m $20.4m 1.77% Added +22.4k +22,367
22 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.29% of their portfolio ST. LOUIS, MO 235,926235.9k $20.3m $20.3m 0.29% Reduced -6.5k -6,509
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 233,483233.5k $20.0m $20.0m 0.01% Added +22.3k +22,335
24 GHP Investment Advisors, Inc. 0.99% of their portfolio Denver, CO 229,650229.7k $19.7m $19.7m 0.99% Added +3.4k +3,412
25 Financial Planning & Information Services, Inc. 3.00% of their portfolio DE PERE, WI 228,802228.8k $19.6m $19.6m 3.00% Added +1.8k +1,832
26 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 227,845227.8k $19.6m $19.6m 0.20% Added +6.0k +5,981
27 Roberts Financial Services LLC 3.86% of their portfolio MARQUETTE, MI 223,411223.4k $19.2m $19.2m 3.86% Added +4.6k +4,598
28 AIRE ADVISORS, LLC 4.33% of their portfolio BEVERLY HILLS, CA 221,197221.2k $19.0m $19.0m 4.33% Reduced -1.5k -1,533
29 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 210,025210.0k $18.0m $18.0m 0.04% Added +18.0k +17,963
30 Equitable Holdings, Inc. 0.19% of their portfolio NEW YORK, NY 206,947206.9k $17.8m $17.8m 0.19% Reduced -125.6k -125,603
31 Mariner, LLC 0.03% of their portfolio Overland Park, KS 205,943205.9k $17.7m $17.7m 0.03% Added +15.8k +15,781
32 KWB Wealth 2.38% of their portfolio REDLANDS, CA 198,088198.1k $17.3m $17.3m 2.38% Reduced -4.8k -4,775
33 Convergence Financial, LLC 4.43% of their portfolio COLUMBIA, MO 195,077195.1k $16.7m $16.7m 4.43% Reduced -3.5k -3,491
34 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 191,610191.6k $16.5m $16.5m 0.05% Added +876 +876
35 Klingman & Associates, LLC 1.02% of their portfolio New York, NY 175,378175.4k $15.1m $15.1m 1.02% Reduced -418 -418
36 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 173,642173.6k $14.9m $14.9m 0.10% Added +11.7k +11,689
37 First National Trust Co 0.58% of their portfolio Johnstown, PA 164,787164.8k $14.1m $14.1m 0.58% Reduced -2.2k -2,203
38 Csenge Advisory Group 0.77% of their portfolio CLEARWATER, FL 158,048158.0k $13.6m $13.6m 0.77% Reduced -17.7k -17,732
39 ERn Financial, LLC 1.08% of their portfolio MIDDLETON, WI 151,300151.3k $13.0m $13.0m 1.08% Added +95.6k +95,586
40 WCG Wealth Advisors LLC 0.94% of their portfolio LAS VEGAS, NV 147,239147.2k $12.6m $12.6m 0.94% Added +5.0k +4,951
41 Shakespeare Wealth Management, LLC 3.57% of their portfolio Pewaukee, WI 143,810143.8k $12.3m $12.3m 3.57% Added +14.2k +14,158
42 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 143,069143.1k $12.3m $12.3m 0.04% Added +8.6k +8,591
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 142,281142.3k $12.2m $12.2m 0.00% Added +4.1k +4,146
44 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 142,195142.2k $12.2m $12.2m 0.02% Added +20.5k +20,520
45 MATHER GROUP, LLC. 0.14% of their portfolio CHICAGO, IL 126,141126.1k $11.0m $11.0m 0.14% Reduced -330 -330
46 Optimist Retirement Group LLC 5.55% of their portfolio BELLEVUE, WA 122,905122.9k $10.6m $10.6m 5.55% Added +868 +868
47 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 116,869116.9k $10.0m $10.0m 0.02% Added +2.4k +2,414
48 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 113,323113.3k $9.7m $9.7m 0.01% Added +963 +963
49 Forbes Financial Planning, Inc. 7.02% of their portfolio EAST GREENWICH, RI 104,052104.1k $8.9m $8.9m 7.02% Added +2.8k +2,772
50 Grey Fox Wealth Advisors, LLC 3.10% of their portfolio ROCKLAND, DE 102,586102.6k $8.8m $8.8m 3.10% Added +8.1k +8,103
51 RAINEY & RANDALL WEALTH ADVISORS INC. 2.07% of their portfolio Celebration, FL 102,172102.2k $8.8m $8.8m 2.07% Added +1.6k +1,554
52 Kades & Cheifetz LLC 5.50% of their portfolio Berwyn, PA 101,831101.8k $8.7m $8.7m 5.50% Reduced -125 -125
53 Perennial Investment Advisors, LLC 1.17% of their portfolio Los Angeles, CA 95,45795.5k $8.2m $8.2m 1.17% Added +3.8k +3,756
54 FINANCIAL CONSULATE, INC 2.40% of their portfolio HUNT VALLEY, MD 95,24395.2k $8.2m $8.2m 2.40% Added +2.0k +1,984
55 Wealthcare Advisory Partners LLC 0.25% of their portfolio WEST CHESTER, PA 92,53292.5k $7.9m $7.9m 0.25% Reduced -12.2k -12,195
56 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 89,14189.1k $7.7m $7.7m 0.00% Reduced -13.4k -13,417
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 85,51685.5k $7.3m $7.3m 0.01% Added +5.8k +5,771
58 MAI Capital Management 0.07% of their portfolio INDEPENDENCE, OH 83,86483.9k $7.2m $7.2m 0.07% New
59 O'Dell Group, LLC 1.78% of their portfolio CINCINNATI, OH 83,05283.1k $7.2m $7.2m 1.78% Unchanged
60 Key Financial Inc 1.68% of their portfolio WEST CHESTER, PA 81,51281.5k $7.0m $7.0m 1.68% Added +8.5k +8,518
61 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.17% of their portfolio LOS ANGELES, CA 80,33680.3k $6.9m $6.9m 0.17% Reduced -11.0k -10,981
62 Tradition Wealth Management, LLC 0.67% of their portfolio EDINA, MN 80,25480.3k $6.9m $6.9m 0.67% Reduced -1.6k -1,632
63 McAdam, LLC 0.37% of their portfolio Philadelphia, PA 72,54172.5k $6.2m $6.2m 0.37% Reduced -1.4k -1,365
64 SIGNET FINANCIAL MANAGEMENT, LLC 0.83% of their portfolio PARSIPPANY, NJ 72,05572.1k $6.2m $6.2m 0.83% Reduced -8.6k -8,638
65 Leslie Global Wealth, LLC 3.54% of their portfolio Itasca, IL 70,60070.6k $6.1m $6.1m 3.54% First filing
66 BIP Wealth, LLC 0.49% of their portfolio ATLANTA, GA 70,38570.4k $6.0m $6.0m 0.49% Added +3.4k +3,423
67 Financial Strategies Group, Inc. 1.49% of their portfolio OKEMOS, MI 69,51369.5k $5.9m $5.9m 1.49% Reduced -486 -486
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 66,99367.0k $5.8m $5.8m 0.01% Added +13.0k +13,018
69 Financial Security Advisor, Inc. 1.92% of their portfolio VIRGINIA BEACH, VA 66,78866.8k $5.7m $5.7m 1.92% Reduced -1.0k -1,018
70 Marietta Wealth Management, LLC 0.89% of their portfolio MARIETTA, GA 66,38566.4k $5.7m $5.7m 0.89% Added +7.7k +7,741
71 Dakota Wealth Management 0.13% of their portfolio PALM BEACH GARDENS, FL 64,73564.7k $5.6m $5.6m 0.13% Reduced -7.8k -7,831
72 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 63,58763.6k $5.5m $5.5m 0.02% Reduced -24.1k -24,069
73 HRC WEALTH MANAGEMENT, LLC 3.60% of their portfolio Moscow, ID 61,24261.2k $5.3m $5.3m 3.60% Added +4.8k +4,778
74 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 60,02160.0k $5.2m $5.2m 0.01% Added +28.8k +28,814
75 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 58,79858.8k $5.0m $5.0m 0.01% Added +3.9k +3,887
76 Pacific Sun Financial Corp 2.83% of their portfolio LOS ANGELES, CA 55,81355.8k $4.8m $4.8m 2.83% Reduced -387 -387
77 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 53,86453.9k $4.6m $4.6m 0.00% Reduced -3.9k -3,923
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 53,36353.4k $4.6m $4.6m 0.00% Added +15.4k +15,422
79 Portside Wealth Group, LLC 0.86% of their portfolio Provo, UT 52,60752.6k $4.5m $4.5m 0.86% Added +25.1k +25,101
80 Diversified, LLC 0.52% of their portfolio Wilmington, DE 51,87951.9k $4.5m $4.5m 0.52% Added +278 +278
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 51,87851.9k $4.5m $4.5m 0.00% Added +2.7k +2,746
82 Strategies Wealth Advisors, LLC 0.65% of their portfolio GRAND RAPIDS, MI 51,63651.6k $4.4m $4.4m 0.65% Reduced -716 -716
83 Blue Barn Wealth, LLC 2.45% of their portfolio OREM, UT 51,20051.2k $4.4m $4.4m 2.45% Added +461 +461
84 BARRETT & COMPANY, INC. 1.97% of their portfolio PROVIDENCE, RI 50,72750.7k $4.4m $4.4m 1.97% Reduced -1.2k -1,212
85 Integrity Wealth Solutions LLC 2.82% of their portfolio DENVER, CO 50,44050.4k $4.3m $4.3m 2.82% Added +2.8k +2,789
86 INTERACTIVE FINANCIAL ADVISORS, INC. 2.39% of their portfolio New Lenox, IL 50,42350.4k $4.3m $4.3m 2.39% Reduced -1.5k -1,538
87 WALLER FINANCIAL PLANNING GROUP, INC 1.15% of their portfolio COLUMBUS, OH 49,95950.0k $4.3m $4.3m 1.15% Added +317 +317
88 Pinnacle Financial Partners Inc 0.09% of their portfolio Nashville, TN 49,72849.7k $4.3m $4.3m 0.09% Unchanged
89 JNBA Financial Advisors 0.45% of their portfolio BLOOMINGTON, MN 49,15749.2k $4.2m $4.2m 0.45% Reduced -20.5k -20,538
90 Whitegate Investment Counselors, Inc. 1.18% of their portfolio CONCORD, NH 48,50448.5k $4.2m $4.2m 1.18% Reduced -463 -463
91 WealthShield Partners, LLC 0.62% of their portfolio CARY, NC 47,73147.7k $4.1m $4.1m 0.62% Added +1.8k +1,768
92 Councilor Wealth, LLC 2.10% of their portfolio BETHESDA, MD 47,37647.4k $4.1m $4.1m 2.10% Reduced -1.7k -1,669
93 Fragasso Financial Advisors Inc 0.33% of their portfolio SEWICKLEY, PA 46,94846.9k $4.0m $4.0m 0.33% Reduced -2.6k -2,585
94 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 45,91345.9k $3.9m $3.9m 0.04% Added +126 +126
95 New England Capital Financial Advisors LLC 2.20% of their portfolio MERIDEN, CT 45,89245.9k $3.9m $3.9m 2.20% Added +432 +432
96 MONECO ADVISORS, LLC 0.58% of their portfolio FAIRFIELD, CT 45,86645.9k $3.9m $3.9m 0.58% Added +1.4k +1,384
97 Spire Wealth Management 0.14% of their portfolio MCLEAN, VA 45,06445.1k $3.9m $3.9m 0.14% Reduced -191 -191
98 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 43,18243.2k $3.7m $3.7m 0.01% Reduced -227 -227
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.23% of their portfolio BIRMINGHAM, AL 42,20942.2k $3.6m $3.6m 0.23% Reduced -447 -447
100 Prestige Wealth Management Group LLC 0.78% of their portfolio FLEMINGTON, NJ 42,06342.1k $3.6m $3.6m 0.78% Reduced -1.3k -1,263