Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

344 institutional holders -4 vs Q1 2024
95,021,00795.0m shares reported held*
$4.1bnreported value*
27 new 139 added 156 reduced 33 sold out net sold ≈ $1.1bn (-25.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.99. Options: 2 managers hold calls ($24.0k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333Q3 23: 321Q4 23: 348Q1 24: 348Q2 24: 344344Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333
Q3 2023321
Q4 2023348
Q1 2024348
Q2 2024344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 123 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 187 bought or addedQ1 23: 119 cut or sold outQ2 23: 215 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 170 bought or addedQ3 23: 151 cut or sold outQ4 23: 167 bought or addedQ4 23: 165 cut or sold outQ4 23Q1 24: 207 bought or addedQ1 24: 146 cut or sold outQ2 24: 166 bought or addedQ2 24: 189 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022123168
Q1 2023187119
Q2 2023215106
Q3 2023170151
Q4 2023167165
Q1 2024207146
Q2 2024166189

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 23 calls: $1.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $4.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $24.0kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.0k$00.00
Q4 2023$4.0k$00.00
Q1 2024$1.0k$00.00
Q2 2024$24.0k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC New +929,992+930.0k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +762,655+762.7k
BRASS TAX WEALTH MANAGEMENT, INC New +481,518+481.5k
Commonwealth Financial Services, LLC Added +350,281+350.3k
Prospera Financial Services Inc Added +261,794+261.8k
&PARTNERS Added +181,775+181.8k
RAYMOND JAMES & ASSOCIATES Added +171,517+171.5k
Janney Montgomery Scott LLC Added +155,578+155.6k
NewEdge Advisors, LLC Added +151,507+151.5k
First Heartland Consultants, Inc. Added +143,135+143.1k

Biggest sellers

MORGAN STANLEY Reduced -22,875,541-22.9m
Raymond James Financial Services Advisors, Inc. Reduced -689,884-689.9k
JANE STREET GROUP, LLC Reduced -621,059-621.1k
CITADEL ADVISORS LLC Reduced -494,369-494.4k
Rehmann Capital Advisory Group Sold out -484,251-484.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -484,172-484.2k
OLD MISSION CAPITAL LLC Reduced -367,862-367.9k
LPL Financial LLC Reduced -351,571-351.6k
American Financial Advisors, LLC Reduced -335,090-335.1k
STIFEL FINANCIAL CORP Reduced -316,320-316.3k

Biggest calls

SIMPLEX TRADING, LLC Added $24.0k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 11,409,98611.4m $491.2m $491.2m 0.04% Reduced -22.9m -22,875,541
2 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 8,814,5898.8m $379.5m $379.5m 0.19% Reduced -351.6k -351,571
3 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8.11% of their portfolio LOS ANGELES, CA 7,530,5817.5m $324.2m $324.2m 8.11% Added +762.7k +762,655
4 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 7,016,2947.0m $302.1m $302.1m 0.08% Reduced -240.8k -240,798
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,628,2303.6m $156.2m $156.2m 0.05% Added +20.8k +20,753
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,071,8033.1m $132.2m $132.2m 0.05% Reduced -484.2k -484,172
7 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 2,560,0372.6m $110.2m $110.2m 0.16% Reduced -689.9k -689,884
8 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 2,244,9692.2m $96.6m $96.6m 0.06% Added +171.5k +171,517
9 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 1,598,5671.6m $68.8m $68.8m 0.16% Reduced -7.7k -7,703
10 Pine Valley Investments Ltd Liability Co 4.28% of their portfolio MARLTON, NJ 1,343,0251.3m $57.8m $57.8m 4.28% Added +52.5k +52,522
11 LVZ, Inc. 7.55% of their portfolio Holland, MI 1,286,6661.3m $55.4m $55.4m 7.55% Added +25.0k +24,951
12 Allen Capital Group, LLC 7.27% of their portfolio GRAND ISLAND, NE 1,199,1881.2m $51.6m $51.6m 7.27% Added +44.6k +44,611
13 Kestra Advisory Services, LLC 0.27% of their portfolio AUSTIN, TX 1,114,7801.1m $48.0m $48.0m 0.27% Reduced -26.4k -26,363
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,004,7591.0m $43.3m $43.3m 0.00% Reduced -233.1k -233,127
15 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,001,2961.0m $43.1m $43.1m 0.07% Reduced -29.8k -29,838
16 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 982,074982.1k $42.3m $42.3m 0.01% Added +130.2k +130,172
17 Private Advisor Group, LLC 0.28% of their portfolio MORRISTOWN, NJ 962,662962.7k $41.4m $41.4m 0.28% Added +17.4k +17,383
18 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 929,992930.0k $40.0m $40.0m 0.01% New
19 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 904,862904.9k $39.0m $39.0m 0.09% Reduced -219.4k -219,445
20 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 870,239870.2k $37.5m $37.5m 0.06% Reduced -4.5k -4,523
21 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 865,973866.0k $37.3m $37.3m 0.14% Reduced -10.4k -10,417
22 Prospera Financial Services Inc 1.03% of their portfolio Dallas, TX 856,655856.7k $36.9m $36.9m 1.03% Added +261.8k +261,794
23 Long Run Wealth Advisors, LLC 9.01% of their portfolio Lake Placid, NY 826,551826.6k $35.6m $35.6m 9.01% Added +96.9k +96,923
24 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 753,187753.2k $32.4m $32.4m 0.05% Added +23.2k +23,239
25 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 750,799750.8k $32.3m $32.3m 0.03% Reduced -494.4k -494,369
26 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 712,434712.4k $30.7m $30.7m 0.03% Reduced -316.3k -316,320
27 Commonwealth Financial Services, LLC 6.25% of their portfolio VIENNA, WV 702,063702.1k $30.5m $30.5m 6.25% Added +350.3k +350,281
28 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 701,697701.7k $30.2m $30.2m 0.09% Added +155.6k +155,578
29 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 673,417673.4k $29.0m $29.0m 0.01% Reduced -108.9k -108,899
30 Spire Wealth Management 1.00% of their portfolio MCLEAN, VA 660,026660.0k $28.3m $28.3m 1.00% Reduced -27.8k -27,789
31 AXXCESS WEALTH MANAGEMENT, LLC 0.67% of their portfolio CARLSBAD, CA 571,676571.7k $24.6m $24.6m 0.67% Added +41.7k +41,748
32 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 556,399556.4k $24.0m $24.0m 0.17% Reduced -20.6k -20,593
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 540,994541.0k $23.3m $23.3m 0.00% Added +9.1k +9,090
34 Cyndeo Wealth Partners, LLC 1.79% of their portfolio ST. PETERSBURG, FL 530,577530.6k $22.8m $22.8m 1.79% Added +7.8k +7,791
35 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 501,348501.3k $21.6m $21.6m 0.16% Added +151.5k +151,507
36 Seascape Capital Management 7.96% of their portfolio PORTSMOUTH, NH 496,061496.1k $21.4m $21.4m 7.96% Reduced -2.8k -2,816
37 Drake & Associates, LLC 7.42% of their portfolio WAUKESHA, WI 481,518481.5k $20.7m $20.7m 7.42% Added +27.7k +27,705
38 BRASS TAX WEALTH MANAGEMENT, INC 4.06% of their portfolio CINCINNATI, OH 481,518481.5k $20.7m $20.7m 4.06% New
39 Larson Financial Group LLC 1.41% of their portfolio ST LOUIS, MO 480,184480.2k $20.7m $20.7m 1.41% Added +95.3k +95,336
40 Capital Asset Advisory Services LLC 1.13% of their portfolio Williamston, MI 477,927477.9k $20.8m $20.8m 1.13% Added +27.3k +27,271
41 Mach-1 Financial Group, LLC 13.36% of their portfolio Rogers, AR 439,161439.2k $19.0m $19.0m 13.36% Added +46.1k +46,060
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.35% of their portfolio AUSTIN, TX 401,573401.6k $17.3m $17.3m 0.35% Reduced -50.6k -50,630
43 O'Connor Financial Group LLC 9.77% of their portfolio QUINCY, IL 390,347390.3k $16.8m $16.8m 9.77% Added +3.6k +3,637
44 Alpha Financial Advisors, LLC 7.88% of their portfolio CHARLOTTE, NC 380,233380.2k $16.4m $16.4m 7.88% Reduced -2.6k -2,605
45 First Heartland Consultants, Inc. 1.62% of their portfolio LAKE ST. LOUIS, MO 379,235379.2k $16.3m $16.3m 1.62% Added +143.1k +143,135
46 Sanctuary Advisors, LLC 0.11% of their portfolio INDIANAPOLIS, IN 374,644374.6k $15.8m $15.8m 0.11% First filing
47 AE Wealth Management LLC 0.16% of their portfolio TOPEKA, KS 367,831367.8k $15.8m $15.8m 0.16% Added +16.0k +16,010
48 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 367,074367.1k $15.8m $15.8m 0.03% Reduced -24.7k -24,663
49 Sigma Planning Corp 0.50% of their portfolio ANN ARBOR, MI 363,618363.6k $15.7m $15.7m 0.50% Added +27.5k +27,534
50 American Financial Advisors, LLC 2.22% of their portfolio Marietta, GA 362,339362.3k $15.6m $15.6m 2.22% Reduced -335.1k -335,090
51 Atria Investments, Inc 0.18% of their portfolio Charlotte, NC 327,511327.5k $14.1m $14.1m 0.18% Reduced -44.2k -44,203
52 Dominguez Wealth Management Solutions, Inc. 10.47% of their portfolio WILLIAMSBURG, VA 323,113323.1k $13.9m $13.9m 10.47% Added +9.3k +9,285
53 Visionary Wealth Advisors 0.88% of their portfolio O'FALLON, IL 312,807312.8k $13.5m $13.5m 0.88% Reduced -28.4k -28,383
54 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 311,346311.3k $13.4m $13.4m 0.03% Reduced -74.3k -74,265
55 TCP Asset Management, LLC 3.39% of their portfolio Upper Arlington, OH 310,995311.0k $13.4m $13.4m 3.39% Added +9.0k +8,982
56 Bluespring Wealth Management, LLC 1.43% of their portfolio AUSTIN, TX 308,915308.9k $13.3m $13.3m 1.43% Added +9.1k +9,103
57 HARBOUR INVESTMENTS, INC. 0.45% of their portfolio MADISON, WI 308,806308.8k $13.3m $13.3m 0.45% Reduced -15.6k -15,585
58 GDS Wealth Management 1.43% of their portfolio FLOWER MOUND, TX 303,756303.8k $13.1m $13.1m 1.43% Added +50.2k +50,221
59 HOWARD FINANCIAL SERVICES, LTD. 2.13% of their portfolio DALLAS, TX 302,210302.2k $13.0m $13.0m 2.13% Reduced -110.9k -110,899
60 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 286,089286.1k $12.3m $12.3m 0.01% Added +13.7k +13,703
61 ERn Financial, LLC 1.02% of their portfolio MIDDLETON, WI 285,156285.2k $12.3m $12.3m 1.02% Added +133.0k +132,999
62 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 284,664284.7k $12.3m $12.3m 0.04% Reduced -9.0k -9,014
63 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 270,814270.8k $11.7m $11.7m 0.12% Added +21.5k +21,500
64 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 270,764270.8k $11.7m $11.7m 0.13% Added +7.1k +7,068
65 Solano Wealth Management, Inc. 6.33% of their portfolio Fairfield, CA 268,632268.6k $11.6m $11.6m 6.33% Added +9.0k +9,033
66 Ameritas Advisory Services, LLC 0.43% of their portfolio Lincoln, NE 266,970267.0k $11.5m $11.5m 0.43% Reduced -57.5k -57,458
67 TWIN PEAKS WEALTH ADVISORS, LLC 5.29% of their portfolio SAN FRANCISCO, CA 246,143246.1k $10.6m $10.6m 5.29% Reduced -9.3k -9,322
68 Cedrus LLC 5.23% of their portfolio Littleton, CO 242,705242.7k $10.4m $10.4m 5.23% Added +46.4k +46,434
69 Coppell Advisory Solutions LLC 1.68% of their portfolio COPPELL, TX 237,124237.1k $10.2m $10.2m 1.68% First filing
70 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 235,938235.9k $10.2m $10.2m 0.01% Reduced -621.1k -621,059
71 HBW ADVISORY SERVICES LLC 1.61% of their portfolio SIMI VALLEY, CA 225,788225.8k $9.7m $9.7m 1.61% Added +70.4k +70,448
72 Gladstone Institutional Advisory LLC 0.50% of their portfolio Bedminster, NJ 220,895220.9k $9.5m $9.5m 0.50% Reduced -14.3k -14,291
73 Triumph Capital Management 3.71% of their portfolio DENVER, CO 220,850220.8k $9.5m $9.5m 3.71% Added +15.7k +15,733
74 FSB PREMIER WEALTH MANAGEMENT, INC. 4.14% of their portfolio WATERLOO, IA 213,133213.1k $9.2m $9.2m 4.14% Reduced -32.3k -32,253
75 First Pacific Financial 2.32% of their portfolio VANCOUVER, WA 210,184210.2k $9.0m $9.0m 2.32% Reduced -45.1k -45,053
76 Cornerstone Wealth Management, LLC 0.70% of their portfolio ST. PETERS, MO 210,049210.0k $9.0m $9.0m 0.70% Reduced -13.8k -13,778
77 BELLEVUE ASSET MANAGEMENT, LLC 4.98% of their portfolio BELLEVUE, WA 209,598209.6k $9.0m $9.0m 4.98% Added +12.3k +12,257
78 Sanchez Wealth Management Group 2.85% of their portfolio JACKSONVILLE, FL 204,356204.4k $8.8m $8.8m 2.85% Added +1.9k +1,872
79 Horizon Investments, LLC 0.24% of their portfolio Charlotte, NC 204,323204.3k $8.8m $8.8m 0.24% Reduced -95.5k -95,474
80 Virtue Capital Management, LLC 1.49% of their portfolio BRENTWOOD, TN 199,464199.5k $8.7m $8.7m 1.49% Added +25.7k +25,690
81 &PARTNERS 0.37% of their portfolio NASHVILLE, TN 197,711197.7k $8.5m $8.5m 0.37% Added +181.8k +181,775
82 IFP Advisors, Inc 0.33% of their portfolio TAMPA, FL 195,968196.0k $8.4m $8.4m 0.33% Reduced -41.7k -41,669
83 Madrona Financial Services, LLC 2.57% of their portfolio EVERETT, WA 194,522194.5k $8.4m $8.4m 2.57% Added +21.2k +21,222
84 Opes Wealth Management LLC 1.72% of their portfolio MENLO PARK, CA 191,907191.9k $8.3m $8.3m 1.72% Added +8.6k +8,600
85 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 190,362190.4k $8.2m $8.2m 0.03% Reduced -64.8k -64,841
86 CFO4Life Group, LLC 1.53% of their portfolio COPPELL, TX 189,563189.6k $8.2m $8.2m 1.53% Reduced -1.7k -1,735
87 LexAurum Advisors, LLC 1.87% of their portfolio OVERLAND PARK, KS 178,386178.4k $7.7m $7.7m 1.87% Reduced -22.6k -22,564
88 SILVER OAK SECURITIES, INCORPORATED 1.13% of their portfolio JACKSON, TN 175,523175.5k $7.6m $7.6m 1.13% Added +1.6k +1,602
89 Andina Capital Management, LLC 5.25% of their portfolio LOGAN, UT 162,332162.3k $7.0m $7.0m 5.25% Reduced -41.0k -41,029
90 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.56% of their portfolio CEDAR RAPIDS, IA 158,369158.4k $6.8m $6.8m 0.56% Added +14.0k +13,967
91 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 157,793157.8k $6.8m $6.8m 0.11% Added +2.6k +2,567
92 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 151,639151.6k $6.5m $6.5m 0.02% Reduced -7.7k -7,684
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 150,289150.3k $6.5m $6.5m 0.01% Added +8.6k +8,558
94 Geneos Wealth Management Inc. 0.29% of their portfolio ENGLEWOOD, CO 150,007150.0k $6.5m $6.5m 0.29% Added +11.7k +11,735
95 Randall & Associates Wealth Management 5.78% of their portfolio BUTLER, PA 148,932148.9k $6.4m $6.4m 5.78% Added +11.4k +11,446
96 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 146,901146.9k $6.3m $6.3m 0.07% Added +32.9k +32,902
97 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 146,901146.9k $6.3m $6.3m 0.07% Added +32.9k +32,902
98 Strategic Financial Concepts, LLC 0.06% of their portfolio SAN ANTONIO, TX 144,169144.2k $104.2k $104.2k 0.06% Added +13.4k +13,402
99 AlphaMark Advisors, LLC 2.11% of their portfolio FT. WRIGHT, KY 141,177141.2k $6.1m $6.1m 2.11% Added +4.5k +4,546
100 Capital Planning LLC 1.81% of their portfolio BELLEVUE, WA 140,363140.4k $6.0m $6.0m 1.81% Added +1.6k +1,581