Vault-13

SCHWAB STRATEGIC TR FNDX

FUNDAMENTAL US L · ETP · CUSIP 808524771

536 institutional holders +34 vs Q1 2024
186,907,993186.9m shares reported held*
$12.5bnreported value*
70 new 208 added 148 reduced 36 sold out net bought ≈ $103.3m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.96.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 356Q4 22: 388Q1 23: 387Q2 23: 415Q3 23: 415Q4 23: 482Q1 24: 502Q2 24: 536536Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022356
Q4 2022388
Q1 2023387
Q2 2023415
Q3 2023415
Q4 2023482
Q1 2024502
Q2 2024536

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 216 bought or addedQ4 22: 126 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 142 cut or sold outQ2 23: 236 bought or addedQ2 23: 139 cut or sold outQ2 23Q3 23: 223 bought or addedQ3 23: 151 cut or sold outQ4 23: 260 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 288 bought or addedQ1 24: 173 cut or sold outQ2 24: 278 bought or addedQ2 24: 184 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022216126
Q1 2023208142
Q2 2023236139
Q3 2023223151
Q4 2023260155
Q1 2024288173
Q2 2024278184

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $128.7kQ3 23 puts: $113.9kQ3 23P/C 0.89Q4 23 calls: $353.1kQ4 23 puts: $130.1kQ4 23P/C 0.37Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$128.7k$113.9k0.89
Q4 2023$353.1k$130.1k0.37
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +129,103,906+129.1m
CAPTRUST FINANCIAL ADVISORS Added +1,308,864+1.3m
OSAIC HOLDINGS, INC. Added +263,382+263.4k
ENVESTNET ASSET MANAGEMENT INC Added +176,979+177.0k
OneDigital Investment Advisors LLC Added +176,305+176.3k
McAdam, LLC Added +165,901+165.9k
American Trust New +152,559+152.6k
Focus Partners Wealth Added +144,055+144.1k
Eagle Strategies LLC Added +112,844+112.8k
Strategic Financial Concepts, LLC New +95,524+95.5k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Sold out -127,923,658-127.9m
MORGAN STANLEY Reduced -2,316,234-2.3m
AMERIPRISE FINANCIAL INC Reduced -426,955-427.0k
LINCOLN NATIONAL CORP Sold out -380,451-380.5k
ALPS ADVISORS INC Reduced -204,670-204.7k
Tradition Wealth Management, LLC Reduced -93,585-93.6k
Signal Advisors Wealth, LLC Sold out -54,431-54.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -46,400-46.4k
HARTLINE INVESTMENT CORP/ Sold out -41,724-41.7k
Bell Investment Advisors, Inc Reduced -32,235-32.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1.66% of their portfolio SAN FRANCISCO, CA 130,306,774130.3m $8.7bn $8.7bn 1.66% Added +129.1m +129,103,906
2 CAPTRUST FINANCIAL ADVISORS 0.93% of their portfolio RALEIGH, NC 4,327,9304.3m $289.9m $289.9m 0.93% Added +1.3m +1,308,864
3 McAdam, LLC 11.08% of their portfolio Philadelphia, PA 2,750,8842.8m $184.3m $184.3m 11.08% Added +165.9k +165,901
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.52% of their portfolio LOS ANGELES, CA 2,694,6812.7m $180.5m $180.5m 4.52% Added +33.7k +33,748
5 Callan Capital, LLC 6.73% of their portfolio LA JOLLA, CA 2,426,8482.4m $162.6m $162.6m 6.73% Added +59.4k +59,408
6 Northwest Bancshares, Inc. 23.95% of their portfolio WARREN, PA 2,099,4792.1m $140.6m $140.6m 23.95% Added +14.8k +14,839
7 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 2,081,0542.1m $139.5m $139.5m 0.04% Reduced -427.0k -426,955
8 Steele Capital Management, Inc. 7.42% of their portfolio DUBUQUE, IA 1,975,9232.0m $133.0m $133.0m 7.42% Added +3.8k +3,804
9 Glassman Wealth Services 18.40% of their portfolio VIENNA, VA 1,490,5771.5m $99.8m $99.8m 18.40% Added +9.7k +9,662
10 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,296,7011.3m $86.9m $86.9m 0.03% Added +177.0k +176,979
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,202,5711.2m $80.5m $80.5m 0.01% Reduced -2.3m -2,316,234
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 924,355924.4k $61.9m $61.9m 0.01% Added +8.7k +8,726
13 Charles Schwab Trust Co 5.27% of their portfolio HENDERSON, NV 850,967851.0k $57.0m $57.0m 5.27% Reduced -230 -230
14 Lee Financial Co 9.15% of their portfolio Dallas, TX 836,020836.0k $56.1m $56.1m 9.15% Added +26.9k +26,889
15 Kelman-Lazarov, Inc. 10.00% of their portfolio MEMPHIS, TN 800,453800.5k $53.6m $53.6m 10.00% Reduced -135 -135
16 Gemmer Asset Management LLC 5.53% of their portfolio WALNUT CREEK, CA 772,112772.1k $51.7m $51.7m 5.53% Added +35.2k +35,166
17 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 747,908747.9k $50.1m $50.1m 0.12% Added +75.5k +75,513
18 Private Advisor Group, LLC 0.31% of their portfolio MORRISTOWN, NJ 694,888694.9k $46.5m $46.5m 0.31% Added +12.5k +12,504
19 Bell Investment Advisors, Inc 9.12% of their portfolio ORINDA, CA 693,491693.5k $46.4m $46.4m 9.12% Reduced -32.2k -32,235
20 Ashford Advisors, LLC 11.01% of their portfolio PITTSFORD, NY 669,975670.0k $44.9m $44.9m 11.01% Added +5.1k +5,140
21 RESTON WEALTH MANAGEMENT LLC 17.54% of their portfolio Reston, VA 654,843654.8k $43.9m $43.9m 17.54% Added +3.2k +3,174
22 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 623,934623.9k $41.8m $41.8m 0.10% Added +263.4k +263,382
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 616,610616.6k $41.3m $41.3m 0.01% Added +79.9k +79,948
24 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 606,351606.4k $40.6m $40.6m 0.15% Added +23.1k +23,116
25 Tanglewood Wealth Management, Inc. 5.00% of their portfolio HOUSTON, TX 600,760600.8k $40.2m $40.2m 5.00% Added +2.5k +2,513
26 Koesten, Hirschmann & Crabtree, INC. 25.17% of their portfolio OVERLAND PARK, KS 581,748581.7k $39.2m $39.2m 25.17% Unchanged
27 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 494,611494.6k $33.1m $33.1m 0.05% Added +12.2k +12,156
28 ALPS ADVISORS INC 0.23% of their portfolio Denver, CO 490,955491.0k $32.9m $32.9m 0.23% Reduced -204.7k -204,670
29 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 472,086472.1k $31.6m $31.6m 0.02% Added +41.3k +41,328
30 Clark Capital Management Group, Inc. 0.23% of their portfolio PHILADELPHIA, PA 469,057469.1k $31.4m $31.4m 0.23% Added +1.5k +1,490
31 Leonard Rickey Investment Advisors P.L.L.C. 7.23% of their portfolio YAKIMA, WA 450,380450.4k $30.2m $30.2m 7.23% Added +8.0k +7,979
32 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 432,746432.7k $29.0m $29.0m 0.03% Added +11.4k +11,397
33 KAVAR CAPITAL PARTNERS GROUP, LLC 5.22% of their portfolio LEAWOOD, KS 432,075432.1k $28.9m $28.9m 5.22% Added +15.3k +15,328
34 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 424,046424.0k $28.4m $28.4m 0.04% Added +32.9k +32,900
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 421,374421.4k $28.2m $28.2m 0.03% Added +17.5k +17,478
36 Kestra Advisory Services, LLC 0.16% of their portfolio AUSTIN, TX 418,105418.1k $27.8m $27.8m 0.16% Added +87.8k +87,790
37 Prairiewood Capital, LLC 13.10% of their portfolio FARGO, ND 412,243412.2k $27.6m $27.6m 13.10% Added +5.1k +5,144
38 OXFORD FINANCIAL GROUP, LTD. LLC 1.78% of their portfolio INDIANAPOLIS, IN 403,712403.7k $27.0m $27.0m 1.78% Reduced -5.4k -5,373
39 Resonant Capital Advisors, LLC 2.13% of their portfolio Madison, WI 389,476389.5k $26.2m $26.2m 2.13% Added +13.8k +13,819
40 CAHILL FINANCIAL ADVISORS INC 3.48% of their portfolio EDINA, MN 379,763379.8k $25.4m $25.4m 3.48% Added +8.2k +8,160
41 Mariner, LLC 0.04% of their portfolio Overland Park, KS 346,183346.2k $23.2m $23.2m 0.04% Added +14.8k +14,816
42 Planned Solutions, Inc. 11.28% of their portfolio FOLSOM, CA 342,850342.9k $23.0m $23.0m 11.28% Reduced -262 -262
43 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 332,211332.2k $22.3m $22.3m 0.04% Reduced -198 -198
44 Gratus Capital, LLC 0.87% of their portfolio ATLANTA, GA 322,098322.1k $21.6m $21.6m 0.87% Added +3.0k +2,995
45 Solitude Financial Services 9.31% of their portfolio CHARLOTTESVILLE, VA 298,997299.0k $20.0m $20.0m 9.31% Added +7.8k +7,778
46 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.30% of their portfolio CINCINNATI, OH 288,998289.0k $19.4m $19.4m 0.30% Added +5.6k +5,600
47 Washington Trust Advisors, Inc. 1.74% of their portfolio WELLESLEY, MA 282,128282.1k $18.9m $18.9m 1.74% Reduced -10.3k -10,309
48 Haverford Trust Co 0.20% of their portfolio Radnor, PA 279,694279.7k $18.7m $18.7m 0.20% Added +31.2k +31,191
49 Financial Strategies Group, Inc. 4.73% of their portfolio OKEMOS, MI 279,040279.0k $18.8m $18.8m 4.73% Reduced -2.0k -2,023
50 MOLLER WEALTH PARTNERS 4.73% of their portfolio NORTHFIELD, IL 264,523264.5k $17.7m $17.7m 4.73% Reduced -44 -44
51 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 260,536260.5k $17.4m $17.4m 0.06% Added +144.1k +144,055
52 Firestone Capital Management 4.76% of their portfolio SOUTH MIAMI, FL 260,270260.3k $17.4m $17.4m 4.76% Added +4.0k +3,998
53 Your Advocates Ltd., LLP 6.99% of their portfolio HOUSTON, TX 248,627248.6k $16.7m $16.7m 6.99% Added +6.2k +6,187
54 ELEVATION WEALTH PARTNERS, LLC 7.63% of their portfolio WALNUT CREEK, CA 240,586240.6k $16.1m $16.1m 7.63% Added +6.4k +6,384
55 CABOT WEALTH MANAGEMENT INC 1.98% of their portfolio BEVERLY, MA 225,859225.9k $15.1m $15.1m 1.98% Reduced -16.9k -16,851
56 Burt Wealth Advisors 3.68% of their portfolio North Bethesda, MD 208,611208.6k $14.0m $14.0m 3.68% Reduced -14.5k -14,548
57 CPC Advisors, LLC 2.20% of their portfolio Atlanta, GA 199,053199.1k $13.3m $13.3m 2.20% Added +110 +110
58 Strata Wealth Advisors, LLC 4.56% of their portfolio DALLAS, TX 197,697197.7k $13.2m $13.2m 4.56% Reduced -307 -307
59 Pasadena Private Wealth, LLC 3.04% of their portfolio PASADENA, CA 196,205196.2k $13.1m $13.1m 3.04% Reduced -7.2k -7,186
60 Systelligence, LLC 3.49% of their portfolio BLOOMINGTON, MN 195,679195.7k $13.1m $13.1m 3.49% Added +334 +334
61 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 193,395193.4k $13.0m $13.0m 0.16% Added +176.3k +176,305
62 White Pine Investment CO 3.79% of their portfolio LIVONIA, MI 192,589192.6k $12.9m $12.9m 3.79% Added +4.5k +4,490
63 Quadcap Wealth Management, LLC 2.32% of their portfolio Frisco, TX 191,423191.4k $12.8m $12.8m 2.32% Added +37.9k +37,922
64 TruNorth Capital Management, LLC 4.00% of their portfolio KALAMAZOO, MI 183,990184.0k $12.3m $12.3m 4.00% Added +5.0k +5,029
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 181,386181.4k $12.1m $12.1m 0.00% Reduced -7.0k -7,019
66 Prism Advisors, Inc. 3.64% of their portfolio STUDIO CITY, CA 178,992179.0k $12.0m $12.0m 3.64% Added +2.1k +2,133
67 Tradition Wealth Management, LLC 1.15% of their portfolio EDINA, MN 177,534177.5k $11.9m $11.9m 1.15% Reduced -93.6k -93,585
68 Certified Advisory Corp 1.48% of their portfolio ALTAMONTE SPRINGS, FL 176,728176.7k $11.8m $11.8m 1.48% Added +67.8k +67,802
69 Wealth Forward, LLC 9.05% of their portfolio FARGO, ND 172,916172.9k $11.6m $11.6m 9.05% Added +955 +955
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 168,639168.6k $11.3m $11.3m 0.03% Added +4.3k +4,279
71 Eagle Strategies LLC 2.14% of their portfolio NEW YORK, NY 167,085167.1k $11.2m $11.2m 2.14% Added +112.8k +112,844
72 Opes Wealth Management LLC 2.30% of their portfolio MENLO PARK, CA 164,230164.2k $11.0m $11.0m 2.30% Reduced -5.4k -5,393
73 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 161,242161.2k $10.8m $10.8m 0.03% Added +12.1k +12,134
74 American Trust 0.84% of their portfolio LEXINGTON, KY 152,559152.6k $10.2m $10.2m 0.84% New
75 RHS Financial, LLC 6.15% of their portfolio SAN FRANCISCO, CA 150,224150.2k $10.1m $10.1m 6.15% Reduced -5.5k -5,527
76 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.62% of their portfolio ROCHESTER, NY 149,904149.9k $10.0m $10.0m 0.62% Reduced -3.6k -3,577
77 Cedar Point Capital Partners, LLC 7.50% of their portfolio Cedar Rapids, IA 149,622149.6k $10.0m $10.0m 7.50% Added +48 +48
78 Pallas Capital Advisors LLC 0.44% of their portfolio BRAINTREE, MA 141,462141.5k $9.8m $9.8m 0.44% Reduced -1.5k -1,455
79 Legend Financial Advisors, Inc. 6.65% of their portfolio PITTSBURGH, PA 139,866139.9k $9.4m $9.4m 6.65% Added +6.1k +6,122
80 Sterling Financial Planning, Inc. 3.70% of their portfolio SPARTA, NJ 136,117136.1k $9.1m $9.1m 3.70% Reduced -449 -449
81 Masso Torrence Wealth Management Inc. 5.00% of their portfolio MARLTON, NJ 134,633134.6k $9.0m $9.0m 5.00% Added +5.6k +5,634
82 Northland Capital Management LLC 6.28% of their portfolio VIRGINIA, MN 133,980134.0k $9.0m $9.0m 6.28% Added +172 +172
83 Arlington Financial Advisors, LLC 1.93% of their portfolio SANTA BARBARA, CA 131,452131.5k $8.8m $8.8m 1.93% Reduced -4.2k -4,205
84 Nicholas Hoffman & Company, LLC. 0.40% of their portfolio ATLANTA, GA 127,379127.4k $8.5m $8.5m 0.40% Added +14.3k +14,261
85 Aspire Wealth Management Corp 4.88% of their portfolio WALTHAM, MA 127,229127.2k $8.5m $8.5m 4.88% Added +34.8k +34,789
86 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 126,906126.9k $8.5m $8.5m 0.01% Added +1.0k +1,035
87 U.S. Capital Wealth Advisors, LLC 0.31% of their portfolio AUSTIN, TX 123,977124.0k $8.3m $8.3m 0.31% Added +1.7k +1,666
88 Lakewood Asset Management LLC 5.65% of their portfolio NAPERVILLE, IL 120,919120.9k $8.1m $8.1m 5.65% Added +18.5k +18,511
89 Verum Partners LLC 2.61% of their portfolio CHARLOTTE, NC 120,792120.8k $8.1m $8.1m 2.61% Reduced -25.5k -25,506
90 Bruce G. Allen Investments, LLC 6.34% of their portfolio DENVER, CO 112,609112.6k $7.5m $7.5m 6.34% Reduced -2.5k -2,496
91 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 111,956112.0k $7.5m $7.5m 0.01% Reduced -29.5k -29,457
92 AlTi Global, Inc. 0.20% of their portfolio NEW YORK, NY 111,567111.6k $7.5m $7.5m 0.20% Reduced -4.2k -4,201
93 LOWERY THOMAS, LLC 5.32% of their portfolio PEBBLE BEACH, CA 108,773108.8k $7.3m $7.3m 5.32% Added +3.8k +3,823
94 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 107,202107.2k $7.2m $7.2m 0.00% Added +30.5k +30,462
95 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.30% of their portfolio CEDARBURG, WI 105,880105.9k $7.1m $7.1m 1.30% Added +7.7k +7,650
96 MAI Capital Management 0.07% of their portfolio INDEPENDENCE, OH 104,457104.5k $7.0m $7.0m 0.07% Added +12.8k +12,807
97 Archford Capital Strategies, LLC 1.11% of their portfolio SWANSEA, IL 101,975102.0k $6.8m $6.8m 1.11% Added +3.4k +3,372
98 ACCESS FINANCIAL SERVICES, INC. 3.09% of their portfolio MINNEAPOLIS, MN 101,611101.6k $6.8m $6.8m 3.09% Added +4.6k +4,626
99 Milestone Investment Advisors LLC 1.77% of their portfolio MIDDLETON, WI 99,32499.3k $6.7m $6.7m 1.77% Added +31.3k +31,271
100 FOSTER & MOTLEY INC 0.45% of their portfolio CINCINNATI, OH 97,38197.4k $6.5m $6.5m 0.45% Added +2.8k +2,797