Vault-13

ISHARES TR IJK

S&P MC 400GR ETF · ETP · CUSIP 464287606

861 institutional holders +26 vs Q1 2024
77,426,69677.4m shares reported held*
$6.8bnreported value*
71 new 231 added 264 reduced 51 sold out net sold ≈ $819.3m (-9.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.46. Options: 7 managers hold calls ($39.1m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 647Q4 22: 697Q1 23: 719Q2 23: 730Q3 23: 736Q4 23: 801Q1 24: 835Q2 24: 861861Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022647
Q4 2022697
Q1 2023719
Q2 2023730
Q3 2023736
Q4 2023801
Q1 2024835
Q2 2024861

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 255 bought or addedQ4 22: 259 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 263 cut or sold outQ2 23: 257 bought or addedQ2 23: 270 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 279 cut or sold outQ4 23: 288 bought or addedQ4 23: 266 cut or sold outQ4 23Q1 24: 300 bought or addedQ1 24: 329 cut or sold outQ2 24: 302 bought or addedQ2 24: 315 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022255259
Q1 2023280263
Q2 2023257270
Q3 2023237279
Q4 2023288266
Q1 2024300329
Q2 2024302315

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 23 calls: $26.8mQ3 23 puts: $368.4kQ3 23P/C 0.01Q4 23 calls: $42.8mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $35.8mQ1 24 puts: $18.2kQ1 24P/C 0.00Q2 24 calls: $39.1mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$26.8m$368.4k0.01
Q4 2023$42.8m$00.00
Q1 2024$35.8m$18.2k0.00
Q2 2024$39.1m$00.00

Biggest buyers

USA FINANCIAL FORMULAS New +807,648+807.6k
Modern Wealth Management, LLC New +769,040+769.0k
PINKERTON WEALTH, LLC Added +385,228+385.2k
LPL Financial LLC Added +263,700+263.7k
Yeomans Consulting Group, Inc. New +229,897+229.9k
Apollon Wealth Management, LLC Added +191,032+191.0k
CAPTRUST FINANCIAL ADVISORS Added +174,768+174.8k
Focus Partners Wealth Added +139,056+139.1k
Camarda Financial Advisors, LLC New +124,391+124.4k
Royal Fund Management, LLC New +118,277+118.3k

Biggest sellers

MORGAN STANLEY Reduced -13,257,962-13.3m
JPMORGAN CHASE & CO Reduced -294,868-294.9k
World Investment Advisors Reduced -263,522-263.5k
WELLS FARGO & COMPANY/MN Reduced -186,222-186.2k
BANK OF AMERICA CORP /DE/ Reduced -179,521-179.5k
DUFF & PHELPS INVESTMENT MANAGEMENT CO Sold out -174,280-174.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -109,862-109.9k
Christopher J. Hasenberg, Inc Reduced -76,193-76.2k
Salomon & Ludwin, LLC Reduced -74,790-74.8k
Steward Partners Investment Advisory, LLC Reduced -59,350-59.4k

Biggest calls

IMC-Chicago, LLC Added $19.2m139.7k shares
JANE STREET GROUP, LLC Reduced $11.3m85.7k shares
Maven Securities LTD New $5.6m40.9k shares
CenterStar Asset Management, LLC Added $2.7m19.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $202.7k2.3k shares
CITADEL ADVISORS LLC Added $26.4k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 7,069,2087.1m $622.9m $622.9m 0.16% Reduced -186.2k -186,222
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,737,3476.7m $593.6m $593.6m 0.05% Reduced -13.3m -13,257,962
3 FMR LLC 0.02% of their portfolio BOSTON, MA 3,732,7723.7m $328.9m $328.9m 0.02% Reduced -55.4k -55,384
4 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,435,5503.4m $302.7m $302.7m 0.06% Added +32.5k +32,468
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,354,0453.4m $295.5m $295.5m 0.03% Reduced -179.5k -179,521
6 Main Management ETF Advisors, LLC 12.99% of their portfolio SAN FRANCISCO, CA 2,951,7203.0m $260.1m $260.1m 12.99% Added +74.1k +74,120
7 CAPTRUST FINANCIAL ADVISORS 0.76% of their portfolio RALEIGH, NC 2,691,4532.7m $237.1m $237.1m 0.76% Added +174.8k +174,768
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 2,181,4042.2m $192.2m $192.2m 0.06% Added +19.9k +19,907
9 PNC Financial Services Group, Inc. 0.11% of their portfolio Pittsburgh, PA 1,921,6261.9m $169.3m $169.3m 0.11% Reduced -11.1k -11,058
10 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,639,1591.6m $144.4m $144.4m 0.05% Added +70.0k +70,035
11 Financial Engines Advisors L.L.C. 0.30% of their portfolio SANTA CLARA, CA 1,519,2501.5m $133.9m $133.9m 0.30% Reduced -34.4k -34,421
12 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,440,7221.4m $126.9m $126.9m 0.06% Added +263.7k +263,700
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,429,3231.4m $125.8m $125.8m 0.03% Added +37.3k +37,294
14 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,342,3801.3m $118.3m $118.3m 0.01% Reduced -294.9k -294,868
15 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,217,8401.2m $107.3m $107.3m 0.07% Added +63.4k +63,406
16 D.A. DAVIDSON & CO. 0.77% of their portfolio GREAT FALLS, MT 990,424990.4k $87.3m $87.3m 0.77% Added +7.5k +7,524
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 935,462935.5k $82.4m $82.4m 0.01% Added +24.6k +24,641
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 845,714845.7k $74.5m $74.5m 0.07% Added +82.8k +82,792
19 MIDLAND WEALTH ADVISORS, LLC 4.39% of their portfolio EFFINGHAM, IL 840,821840.8k $74.1m $74.1m 4.39% Added +10.5k +10,501
20 Main Management LLC 6.09% of their portfolio SAN FRANCISCO, CA 836,383836.4k $73.7m $73.7m 6.09% Reduced -5.1k -5,124
21 USA FINANCIAL FORMULAS 11.54% of their portfolio ADA, MI 807,648807.6k $71.2m $71.2m 11.54% New
22 Modern Wealth Management, LLC 5.00% of their portfolio KANSAS CITY, MO 769,040769.0k $67.8m $67.8m 5.00% New
23 MAI Capital Management 0.66% of their portfolio INDEPENDENCE, OH 758,011758.0k $66.8m $66.8m 0.66% Reduced -9.3k -9,286
24 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 719,799719.8k $63.4m $63.4m 0.01% Added +30.8k +30,812
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 663,125663.1k $58.4m $58.4m 0.01% Reduced -2.5k -2,550
26 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 623,456623.5k $54.9m $54.9m 0.09% Reduced -109.9k -109,862
27 Willis Johnson & Associates, Inc. 4.46% of their portfolio Houston, TX 617,123617.1k $54.4m $54.4m 4.46% Added +9.5k +9,453
28 KEYBANK NATIONAL ASSOCIATION/OH 0.22% of their portfolio BROOKLYN, OH 608,240608.2k $53.6m $53.6m 0.22% Reduced -4.4k -4,417
29 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 578,893578.9k $51.6m $51.6m 0.02% Reduced -7.0k -6,981
30 Wilmington Savings Fund Society, FSB 1.78% of their portfolio WILMINGTON, DE 526,407526.4k $46.4m $46.4m 1.78% Reduced -16.6k -16,590
31 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 516,134516.1k $45.5m $45.5m 0.06% Reduced -6.1k -6,122
32 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 503,587503.6k $44.4m $44.4m 0.07% Added +17.6k +17,639
33 Lido Advisors, LLC 0.36% of their portfolio Los Angeles, CA 493,427493.4k $43.5m $43.5m 0.36% Added +13.1k +13,064
34 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 484,227484.2k $42.7m $42.7m 0.07% Reduced -15.8k -15,765
35 BOKF, NA 0.76% of their portfolio TULSA, OK 481,635481.6k $42.4m $42.4m 0.76% Reduced -6.7k -6,665
36 Joel Isaacson & Co., LLC 2.23% of their portfolio NEW YORK, NY 481,062481.1k $42.4m $42.4m 2.23% Added +1.6k +1,552
37 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 454,351454.4k $40.0m $40.0m 0.11% Reduced -422 -422
38 REGIONS FINANCIAL CORP 0.30% of their portfolio BIRMINGHAM, AL 446,177446.2k $39.3m $39.3m 0.30% Reduced -1.5k -1,501
39 PINKERTON WEALTH, LLC 5.28% of their portfolio COEUR D ALENE, ID 390,079390.1k $34.4m $34.4m 5.28% Added +385.2k +385,228
40 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 366,187366.2k $32.3m $32.3m 0.08% Added +108.9k +108,856
41 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 362,508362.5k $31.9m $31.9m 0.07% Reduced -1.4k -1,381
42 Mariner, LLC 0.06% of their portfolio Overland Park, KS 327,302327.3k $28.8m $28.8m 0.06% Added +3.9k +3,949
43 AlTi Global, Inc. 0.68% of their portfolio NEW YORK, NY 287,346287.3k $25.3m $25.3m 0.68% Reduced -22.8k -22,777
44 Savant Capital, LLC 0.24% of their portfolio ROCKFORD, IL 276,978277.0k $24.4m $24.4m 0.24% Reduced -9.1k -9,113
45 Steward Partners Investment Advisory, LLC 0.25% of their portfolio STAMFORD, CT 269,102269.1k $23.7m $23.7m 0.25% Reduced -59.4k -59,350
46 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 268,183268.2k $23.6m $23.6m 0.07% Added +16.9k +16,891
47 Christopher J. Hasenberg, Inc 9.94% of their portfolio EAU CLAIRE, WI 248,984249.0k $21.9m $21.9m 9.94% Reduced -76.2k -76,193
48 COURIER CAPITAL LLC 1.69% of their portfolio BUFFALO, NY 241,402241.4k $21.3m $21.3m 1.69% Added +6.9k +6,910
49 Capital Advisors, Ltd. LLC 2.69% of their portfolio SHAKER HEIGHTS, OH 235,571235.6k $20.8m $20.8m 2.69% Reduced -1.2k -1,238
50 Salomon & Ludwin, LLC 2.30% of their portfolio RICHMOND, VA 233,419233.4k $20.6m $20.6m 2.30% Reduced -74.8k -74,790
51 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 233,112233.1k $20.5m $20.5m 0.02% Added +1.5k +1,502
52 Yeomans Consulting Group, Inc. 7.83% of their portfolio Marietta, GA 229,897229.9k $20.3m $20.3m 7.83% New
53 INSPIRION WEALTH ADVISORS, LLC 3.08% of their portfolio LIBERTYVILLE, IL 228,690228.7k $20.1m $20.1m 3.08% Added +11.7k +11,732
54 SPC Financial, Inc. 1.84% of their portfolio ROCKVILLE, MD 225,362225.4k $19.9m $19.9m 1.84% Reduced -2.1k -2,059
55 1834 INVESTMENT ADVISORS CO 2.36% of their portfolio Milwaukee, WI 222,293222.3k $19.6m $19.6m 2.36% Reduced -18.9k -18,949
56 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 219,702219.7k $19.4m $19.4m 0.01% Added +109.3k +109,286
57 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 215,372215.4k $19.0m $19.0m 0.06% Added +139.1k +139,056
58 Apollon Wealth Management, LLC 0.57% of their portfolio MOUNT PLEASANT, SC 210,948210.9k $18.6m $18.6m 0.57% Added +191.0k +191,032
59 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 207,427207.4k $18.3m $18.3m 0.04% Added +9.5k +9,547
60 JMAC ENTERPRISES LLC 3.20% of their portfolio NEWTOWN, PA 206,702206.7k $18.2m $18.2m 3.20% Reduced -15.5k -15,498
61 COMERICA BANK 0.07% of their portfolio DALLAS, TX 202,053202.1k $17.8m $17.8m 0.07% Reduced -5.3k -5,309
62 Hudson Capital Management LLC 5.47% of their portfolio RAMSEY, NJ 184,940184.9k $16.3m $16.3m 5.47% Added +1.6k +1,650
63 Cassaday & Co Wealth Management LLC 0.50% of their portfolio MCLEAN, VA 180,603180.6k $15.9m $15.9m 0.50% Reduced -3.6k -3,637
64 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 174,851174.9k $15.1m $15.1m 0.08% Added +17.9k +17,879
65 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 172,965173.0k $15.2m $15.2m 0.02% Added +31.3k +31,266
66 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 168,247168.2k $14.8m $14.8m 0.02% Added +3.0k +3,020
67 Texas Yale Capital Corp. 0.67% of their portfolio ST. PETERSBURG, FL 160,803160.8k $14.2m $14.2m 0.67% Reduced -1.0k -1,000
68 Sterling Financial Planning, Inc. 5.71% of their portfolio SPARTA, NJ 159,757159.8k $14.1m $14.1m 5.71% Added +1.0k +1,022
69 Integrated Wealth Concepts LLC 0.19% of their portfolio WALTHAM, MA 158,887158.9k $14.0m $14.0m 0.19% Reduced -3.5k -3,464
70 Blue Edge Capital, LLC 2.29% of their portfolio RICHMOND, VA 156,780156.8k $13.8m $13.8m 2.29% Reduced -4.8k -4,765
71 Clear Creek Financial Management, LLC 1.64% of their portfolio SILVERDALE, WA 153,856153.9k $13.6m $13.6m 1.64% Added +32.5k +32,494
72 FIRST MERCHANTS CORP 0.54% of their portfolio Muncie, IN 152,232152.2k $13.4m $13.4m 0.54% Reduced -471 -471
73 Ifrah Financial Services, Inc. 3.75% of their portfolio Little Rock, AR 150,319150.3k $13.2m $13.2m 3.75% Reduced -1.6k -1,644
74 FIFTH THIRD BANCORP 0.05% of their portfolio CINCINNATI, OH 149,706149.7k $13.2m $13.2m 0.05% Reduced -472 -472
75 GHP Investment Advisors, Inc. 0.65% of their portfolio Denver, CO 147,444147.4k $13.0m $13.0m 0.65% Reduced -655 -655
76 Cullen/Frost Bankers, Inc. 0.18% of their portfolio San Antonio, TX 138,620138.6k $12.2m $12.2m 0.18% Added +1.9k +1,899
77 Concurrent Investment Advisors, LLC 0.39% of their portfolio Tampa, FL 132,350132.3k $11.7m $11.7m 0.39% Added +115.6k +115,617
78 First Heartland Consultants, Inc. 1.16% of their portfolio LAKE ST. LOUIS, MO 132,293132.3k $11.7m $11.7m 1.16% Added +113.6k +113,618
79 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 130,809130.8k $11.5m $11.5m 0.02% Reduced -18.4k -18,398
80 Camarda Financial Advisors, LLC 4.31% of their portfolio FLEMING ISLAND, FL 124,391124.4k $11.0m $11.0m 4.31% New
81 GREENUP STREET WEALTH MANAGEMENT LLC 2.55% of their portfolio OVERLAND PARK, KS 122,952123.0k $10.8m $10.8m 2.55% Added +19.7k +19,665
82 SOA Wealth Advisors, LLC. 2.12% of their portfolio NEW YORK, NY 119,625119.6k $10.5m $10.5m 2.12% Added +587 +587
83 Royal Fund Management, LLC 1.40% of their portfolio Lady Lake, FL 118,277118.3k $10.4m $10.4m 1.40% New
84 ETFIDEA, LLC 3.51% of their portfolio SYRACUSE, NY 117,792117.8k $10.4m $10.4m 3.51% Added +705 +705
85 MONETA GROUP INVESTMENT ADVISORS LLC 0.16% of their portfolio ST LOUIS, MO 113,851113.9k $10.0m $10.0m 0.16% Reduced -2.9k -2,860
86 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 112,566112.6k $9.9m $9.9m 0.04% Added +29.7k +29,700
87 Ascension Capital Advisors, Inc. 5.21% of their portfolio Houston, TX 111,268111.3k $9.8m $9.8m 5.21% New
88 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 109,631109.6k $9.7m $9.7m 0.11% Added +43.9k +43,907
89 HUNTINGTON NATIONAL BANK 0.07% of their portfolio COLUMBUS, OH 106,966107.0k $9.4m $9.4m 0.07% Added +468 +468
90 Broadview Financial Management, LLC 6.65% of their portfolio WAUWATOSA, WI 103,600103.6k $9.1m $9.1m 6.65% Reduced -2.2k -2,174
91 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 103,071103.1k $9.1m $9.1m 0.01% Added +1.0k +1,041
92 Mill Creek Capital Advisors, LLC 0.23% of their portfolio Conshohocken, PA 102,732102.7k $9.1m $9.1m 0.23% Unchanged
93 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 94,79994.8k $8.4m $8.4m 0.07% Reduced -407 -407
94 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 93,62593.6k $8.2m $8.2m 0.06% Added +3.5k +3,456
95 IFP Advisors, Inc 0.32% of their portfolio TAMPA, FL 92,52592.5k $8.2m $8.2m 0.32% Added +86.6k +86,644
96 MGO ONE SEVEN LLC 0.38% of their portfolio Beachwood, OH 91,77591.8k $8.1m $8.1m 0.38% Added +5.8k +5,753
97 Callan Family Office, LLC 1.55% of their portfolio RADNOR, PA 91,46991.5k $8.1m $8.1m 1.55% Unchanged
98 Waverly Advisors, LLC 0.16% of their portfolio BIRMINGHAM, AL 90,99791.0k $8.0m $8.0m 0.16% Added +74.1k +74,135
99 CFS Investment Advisory Services, LLC 0.65% of their portfolio TOTOWA, NJ 90,97291.0k $8.0m $8.0m 0.65% New
100 Associated Banc-Corp 0.25% of their portfolio Green Bay, WI 90,10690.1k $7.9m $7.9m 0.25% Reduced -684 -684