Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

371 institutional holders +31 vs Q1 2024
25,163,30725.2m shares reported held*
$2.4bnreported value*
47 new 115 added 87 reduced 15 sold out net sold ≈ $171.1m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.32. Options: 3 managers hold calls ($18.3m notional), 3 hold puts ($2.9m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290Q3 23: 284Q4 23: 322Q1 24: 340Q2 24: 371371Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290
Q3 2023284
Q4 2023322
Q1 2024340
Q2 2024371

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 106 cut or sold outQ2 23: 96 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 117 cut or sold outQ4 23: 120 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 140 bought or addedQ1 24: 122 cut or sold outQ2 24: 162 bought or addedQ2 24: 102 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202272130
Q1 202388106
Q2 202396102
Q3 202382117
Q4 202312088
Q1 2024140122
Q2 2024162102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 23 calls: $4.1mQ3 23 puts: $4.0mQ3 23P/C 0.97Q4 23 calls: $1.5mQ4 23 puts: $3.0kQ4 23P/C 0.00Q1 24 calls: $3.8mQ1 24 puts: $1.2mQ1 24P/C 0.30Q2 24 calls: $18.3mQ2 24 puts: $2.9mQ2 24P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2023$4.1m$4.0m0.97
Q4 2023$1.5m$3.0k0.00
Q1 2024$3.8m$1.2m0.30
Q2 2024$18.3m$2.9m0.16

Biggest buyers

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +774,192+774.2k
AMERIPRISE FINANCIAL INC Added +498,251+498.3k
Raymond James Financial Services Advisors, Inc. Added +156,117+156.1k
SteelPeak Wealth, LLC New +142,159+142.2k
LPL Financial LLC Added +130,619+130.6k
Belpointe Asset Management LLC New +67,104+67.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +61,520+61.5k
OSAIC HOLDINGS, INC. Added +51,988+52.0k
MIDLAND WEALTH ADVISORS, LLC Added +49,063+49.1k
ENVESTNET ASSET MANAGEMENT INC Added +46,106+46.1k

Biggest sellers

MORGAN STANLEY Reduced -3,133,970-3.1m
BANK OF MONTREAL /CAN/ Reduced -457,995-458.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -185,930-185.9k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Sold out -118,824-118.8k
Equitable Holdings, Inc. Reduced -99,715-99.7k
Meridian Wealth Management, LLC Sold out -69,612-69.6k
Mirae Asset Global Investments Co., Ltd. Reduced -64,000-64.0k
Cerity Partners LLC Reduced -54,586-54.6k
JPMORGAN CHASE & CO Reduced -40,978-41.0k
Destination Wealth Management Reduced -33,446-33.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.8m146.3k shares
KP Management LLC New $4.3m50.0k shares
Belvedere Trading LLC Reduced $122.6k1.3k shares

Biggest puts

WELLS FARGO & COMPANY/MN New $1.4m15.0k shares
Belvedere Trading LLC Added $1.2m12.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $339.5k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 2,816,3092.8m $265.6m $265.6m 0.03% Added +24.4k +24,374
2 Equitable Holdings, Inc. 1.99% of their portfolio NEW YORK, NY 2,005,8732.0m $189.2m $189.2m 1.99% Reduced -99.7k -99,715
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,965,0582.0m $185.3m $185.3m 0.01% Reduced -3.1m -3,133,970
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.21% of their portfolio LOS ANGELES, CA 1,783,2631.8m $168.2m $168.2m 4.21% Added +774.2k +774,192
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,294,5501.3m $122.1m $122.1m 0.01% Reduced -41.0k -40,978
6 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,193,6971.2m $112.6m $112.6m 0.03% Added +9.6k +9,630
7 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 988,889988.9k $93.3m $93.3m 0.25% Reduced -54.6k -54,586
8 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 868,769868.8k $81.9m $81.9m 0.04% Added +130.6k +130,619
9 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 805,725805.7k $76.0m $76.0m 0.02% Added +498.3k +498,251
10 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 727,942727.9k $69.0m $69.0m 0.02% Reduced -458.0k -457,995
11 Destination Wealth Management 2.10% of their portfolio Walnut Creek, CA 672,496672.5k $63.4m $63.4m 2.10% Reduced -33.4k -33,446
12 Gray Foundation 15.06% of their portfolio Cohoes, NY 522,084522.1k $49.2m $49.2m 15.06% Unchanged
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 435,364435.4k $41.1m $41.1m 0.01% Added +27.1k +27,099
14 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 427,716427.7k $40.3m $40.3m 0.06% Added +156.1k +156,117
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 400,753400.8k $37.8m $37.8m 0.01% Added +11.4k +11,385
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 313,372313.4k $29.6m $29.6m 0.01% Added +46.1k +46,106
17 Portfolio Strategies, Inc. 3.97% of their portfolio MONTVALE, NJ 308,821308.8k $29.1m $29.1m 3.97% Added +31.7k +31,694
18 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 300,032300.0k $28.3m $28.3m 0.02% Reduced -6.0k -6,038
19 GM Advisory Group, LLC 1.79% of their portfolio MELVILLE, NY 293,677293.7k $27.7m $27.7m 1.79% Added +6.0k +5,958
20 Legacy Financial Strategies, LLC 6.08% of their portfolio OVERLAND PARK, KS 262,305262.3k $25.3m $25.3m 6.08% Added +14.4k +14,409
21 Mirae Asset Global Investments Co., Ltd. 0.12% of their portfolio SEOUL, M5 261,000261.0k $24.7m $24.7m 0.12% Reduced -64.0k -64,000
22 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 251,337251.3k $23.7m $23.7m 0.04% Added +61.5k +61,520
23 Stuart Chaussee & Associates, Inc. 6.09% of their portfolio BEVERLY HILLS, CA 234,646234.6k $22.1m $22.1m 6.09% Reduced -2.1k -2,120
24 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 207,099207.1k $19.5m $19.5m 0.06% Added +2.3k +2,326
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 179,089179.1k $16.9m $16.9m 0.00% Added +3.8k +3,799
26 Mariner, LLC 0.03% of their portfolio Overland Park, KS 173,631173.6k $16.4m $16.4m 0.03% Added +9.2k +9,219
27 Mathes Company, Inc. 5.59% of their portfolio New York, NY 163,358163.4k $15.4m $15.4m 5.59% Reduced -1.1k -1,138
28 BAILARD, INC. 0.40% of their portfolio Foster City, CA 152,314152.3k $14.4m $14.4m 0.40% Reduced -4.6k -4,623
29 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 151,640151.6k $14.3m $14.3m 0.03% Added +52.0k +51,988
30 SteelPeak Wealth, LLC 0.63% of their portfolio WOODLAND HILLS, CA 142,159142.2k $13.4m $13.4m 0.63% New
31 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 134,660134.7k $12.7m $12.7m 0.01% Added +8.9k +8,853
32 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 125,143125.1k $11.8m $11.8m 0.03% Added +2.1k +2,077
33 HB Wealth Management, LLC 0.13% of their portfolio Atlanta, GA 119,785119.8k $11.3m $11.3m 0.13% Added +25.0k +24,984
34 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 114,155114.2k $10.8m $10.8m 0.02% Added +22.0k +22,021
35 Northeast Financial Consultants Inc 0.50% of their portfolio WESTPORT, CT 113,948113.9k $10.7m $10.7m 0.50% Added +36.0k +35,954
36 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 111,116111.1k $10.5m $10.5m 0.02% Added +2.3k +2,254
37 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 107,259107.3k $10.1m $10.1m 0.04% Added +10.2k +10,250
38 CIC Wealth, LLC 2.66% of their portfolio ROCKVILLE, MD 102,321102.3k $9.6m $9.6m 2.66% Reduced -256 -256
39 Avestar Capital, LLC 1.03% of their portfolio New York, NY 98,95599.0k $9.3m $9.3m 1.03% Reduced -3.5k -3,484
40 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 94,24294.2k $8.9m $8.9m 0.01% Reduced -3.3k -3,309
41 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 87,34487.3k $8.2m $8.2m 0.06% Added +41.9k +41,913
42 Fairscale Capital, LLC 6.79% of their portfolio NASHUA, NH 78,48278.5k $7.6m $7.6m 6.79% First filing
43 White Lighthouse Investment Management Inc. 1.42% of their portfolio BEDFORD, MA 77,92877.9k $7.3m $7.3m 1.42% Added +2.1k +2,105
44 MIDLAND WEALTH ADVISORS, LLC 0.41% of their portfolio EFFINGHAM, IL 73,62173.6k $6.9m $6.9m 0.41% Added +49.1k +49,063
45 WealthBridge Capital Management, LLC 2.15% of their portfolio WESTERVILLE, OH 68,93268.9k $6.5m $6.5m 2.15% Reduced -2.5k -2,461
46 Belpointe Asset Management LLC 0.44% of their portfolio RENO, NV 67,10467.1k $6.3m $6.3m 0.44% New
47 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 66,66066.7k $6.3m $6.3m 0.00% Unchanged
48 Dynamic Wealth Strategies, LLC 5.34% of their portfolio GRANITE BAY, CA 65,92265.9k $6.2m $6.2m 5.34% Reduced -3.4k -3,416
49 CWM, LLC 0.03% of their portfolio OMAHA, NE 63,91863.9k $6.0m $6.0m 0.03% Reduced -23 -23
50 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 63,18863.2k $6.0m $6.0m 0.03% Reduced -3.5k -3,460
51 Transform Wealth, LLC 0.45% of their portfolio GREENWOOD VILLAGE, CO 63,04363.0k $5.9m $5.9m 0.45% Added +365 +365
52 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 61,50761.5k $5.8m $5.8m 0.04% Added +1.9k +1,878
53 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 60,16560.2k $5.7m $5.7m 0.01% Reduced -6.2k -6,168
54 Asset Management Group, Inc. 1.05% of their portfolio STAMFORD, CT 59,90359.9k $5.6m $5.6m 1.05% Reduced -36 -36
55 Graves Light Lenhart Wealth, Inc. 0.62% of their portfolio HARRISONBURG, VA 57,02457.0k $5.4m $5.4m 0.62% Unchanged
56 AFT, FORSYTH & COMPANY, INC. 2.60% of their portfolio JUPITER, FL 56,24356.2k $5.3m $5.3m 2.60% Added +146 +146
57 Apexium Financial, LP 0.38% of their portfolio Dallas, TX 55,97056.0k $5.3m $5.3m 0.38% Reduced -602 -602
58 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 55,33155.3k $5.2m $5.2m 0.01% Added +22.8k +22,826
59 ACIMA PRIVATE WEALTH, LLC 1.85% of their portfolio RICHMOND, VA 53,40053.4k $5.0m $5.0m 1.85% Unchanged
60 Humankind Investments LLC 1.22% of their portfolio NEW YORK, NY 48,93048.9k $4.6m $4.6m 1.22% Unchanged
61 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 48,16448.2k $4.5m $4.5m 0.01% Reduced -3.1k -3,067
62 SHEETS SMITH WEALTH MANAGEMENT 0.54% of their portfolio WINSTON-SALEM, NC 47,66547.7k $4.5m $4.5m 0.54% Added +70 +70
63 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 45,97946.0k $4.3m $4.3m 0.00% Added +2.5k +2,525
64 KKM Financial LLC 2.10% of their portfolio CHICAGO, IL 42,78442.8k $4.4m $4.4m 2.10% Reduced -6.0k -6,033
65 Empirical Asset Management, LLC 0.35% of their portfolio WELLESLEY, MA 41,36941.4k $929.7k $929.7k 0.35% Added +31.9k +31,949
66 INTERACTIVE FINANCIAL ADVISORS, INC. 2.14% of their portfolio New Lenox, IL 41,26341.3k $3.9m $3.9m 2.14% Added +85 +85
67 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 40,62940.6k $3.8m $3.8m 0.01% Added +1.2k +1,168
68 MERIDIAN INVESTMENT COUNSEL INC. 1.19% of their portfolio LAFAYETTE, CA 39,98040.0k $3.8m $3.8m 1.19% Unchanged
69 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 36,62436.6k $3.5m $3.5m 0.07% Added +3.1k +3,130
70 Milestone Investment Advisors LLC 0.90% of their portfolio MIDDLETON, WI 35,71835.7k $3.4m $3.4m 0.90% Reduced -962 -962
71 Campion Asset Management 2.59% of their portfolio Fairfax, VA 34,96235.0k $3.3m $3.3m 2.59% Added +1.4k +1,428
72 TRAPHAGEN INVESTMENT ADVISORS LLC 0.34% of their portfolio ORADELL, NJ 33,65433.7k $3.2m $3.2m 0.34% Reduced -132 -132
73 Pinnacle Family Advisors, LLC 1.73% of their portfolio Springfield, MO 33,17133.2k $3.1m $3.1m 1.73% New
74 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 31,52131.5k $3.0m $3.0m 0.11% Reduced -1.0k -1,043
75 One Capital Management, LLC 0.10% of their portfolio WESTLAKE VILLAGE, CA 30,50430.5k $2.9m $2.9m 0.10% Added +654 +654
76 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 29,80029.8k $2.8m $2.8m 0.00% New
77 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 29,18229.2k $2.8m $2.8m 0.07% Added +24.8k +24,773
78 FMR LLC 0.00% of their portfolio BOSTON, MA 28,75328.8k $2.7m $2.7m 0.00% Added +3.8k +3,793
79 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 28,42728.4k $2.4m $2.4m 0.02% First filing
80 SHELTON WEALTH MANAGEMENT, LLC 1.59% of their portfolio FORT WORTH, TX 28,10228.1k $2.7m $2.7m 1.59% Reduced -5.1k -5,114
81 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 27,48527.5k $2.6m $2.6m 0.12% Reduced -29 -29
82 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 27,19327.2k $2.6m $2.6m 0.04% Reduced -41 -41
83 Clarity Wealth Advisors, LLC 0.76% of their portfolio SAN JOSE, CA 24,91324.9k $2.3m $2.3m 0.76% Reduced -2.3k -2,253
84 U.S. Capital Wealth Advisors, LLC 0.09% of their portfolio AUSTIN, TX 24,66024.7k $2.3m $2.3m 0.09% Added +1.0k +1,026
85 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,27924.3k $2.3m $2.3m 0.01% Reduced -24 -24
86 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 22,92622.9k $2.2m $2.2m 0.01% Reduced -36 -36
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 22,71722.7k $2.1m $2.1m 0.01% Added +3.8k +3,810
88 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 22,27222.3k $2.1m $2.1m 0.01% Reduced -1.4k -1,408
89 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 22,02522.0k $2.1m $2.1m 0.00% Reduced -248 -248
90 Fort Sheridan Advisors LLC 0.33% of their portfolio HIGHLAND PARK, IL 21,79221.8k $2.1m $2.1m 0.33% Reduced -1.2k -1,157
91 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 21,40321.4k $2.0m $2.0m 0.03% Added +359 +359
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,58520.6k $1.9m $1.9m 0.00% Reduced -831 -831
93 Fortis Group Advisors, LLC 0.38% of their portfolio WESTWOOD, NJ 20,26520.3k $1.9m $1.9m 0.38% Added +19.9k +19,863
94 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 20,10520.1k $1.9m $1.9m 0.00% Reduced -8.0k -7,956
95 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 20,00220.0k $1.9m $1.9m 0.02% Added +6.8k +6,753
96 IMC-Chicago, LLC 0.06% of their portfolio CHICAGO, IL 19,70919.7k $1.9m $1.9m 0.06% New
97 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 19,59919.6k $1.8m $1.8m 0.05% Reduced -762 -762
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,35319.4k $1.8m $1.8m 0.00% Added +4.0k +3,969
99 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 18,92618.9k $1.8m $1.8m 0.15% New
100 SMITH, MOORE & CO. 0.18% of their portfolio CLAYTON, MO 18,67418.7k $1.8m $1.8m 0.18% Added +321 +321