Vault-13

SCHWAB STRATEGIC TR SCHK

1000 INDEX ETF · ETP · CUSIP 808524722

165 institutional holders +10 vs Q1 2024
35,486,41235.5m shares reported held*
$1.9bnreported value*
22 new 44 added 41 reduced 11 sold out net sold ≈ $18.9m (-317.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.36.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 122Q4 22: 134Q1 23: 129Q2 23: 132Q3 23: 135Q4 23: 140Q1 24: 155Q2 24: 165165Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022134
Q1 2023129
Q2 2023132
Q3 2023135
Q4 2023140
Q1 2024155
Q2 2024165

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 47 cut or sold outQ2 23: 70 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 38 cut or sold outQ4 23: 59 bought or addedQ4 23: 54 cut or sold outQ4 23Q1 24: 84 bought or addedQ1 24: 42 cut or sold outQ2 24: 66 bought or addedQ2 24: 52 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226536
Q1 20235847
Q2 20237040
Q3 20236738
Q4 20235954
Q1 20248442
Q2 20246652

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $305.6kQ3 23 puts: $24.8kQ3 23P/C 0.08Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$305.6k$24.8k0.08
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +99,563+99.6k
Windsor Advisory Group, LLC New +77,149+77.1k
Strategic Financial Concepts, LLC New +43,537+43.5k
FLOW TRADERS U.S. LLC New +27,969+28.0k
JANE STREET GROUP, LLC Added +25,412+25.4k
Main Street Financial Solutions, LLC Added +25,358+25.4k
One Capital Management, LLC New +23,961+24.0k
ARMSTRONG ADVISORY GROUP, INC Added +21,924+21.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,981+19.0k
KINGSWOOD WEALTH ADVISORS, LLC New +14,018+14.0k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -226,469-226.5k
Financial Engines Advisors L.L.C. Reduced -211,418-211.4k
Cedar Brook Financial Partners, LLC Sold out -96,958-97.0k
Prime Capital Investment Advisors, LLC Reduced -72,830-72.8k
CITADEL ADVISORS LLC Sold out -38,773-38.8k
Legacy Wealth Management, LLC Reduced -36,814-36.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -28,500-28.5k
BANK OF AMERICA CORP /DE/ Reduced -18,199-18.2k
Focus Partners Wealth Reduced -14,992-15.0k
Tower Research Capital LLC (TRC) Reduced -8,101-8.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.82% of their portfolio SANTA CLARA, CA 24,155,60624.2m $1.3bn $1.3bn 2.82% Reduced -211.4k -211,418
2 Legacy Wealth Management, LLC 13.81% of their portfolio MEMPHIS, TN 3,646,5983.6m $190.8m $190.8m 13.81% Reduced -36.8k -36,814
3 Warwick Investment Management, Inc. 22.99% of their portfolio BRYAN, TX 1,876,2701.9m $98.2m $98.2m 22.99% Unchanged
4 ARMSTRONG ADVISORY GROUP, INC 5.87% of their portfolio NEEDHAM, MA 1,268,7501.3m $66.4m $66.4m 5.87% Added +21.9k +21,924
5 WADDELL & ASSOCIATES, LLC 6.54% of their portfolio MEMPHIS, TN 949,525949.5k $49.7m $49.7m 6.54% Reduced -351 -351
6 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 19.45% of their portfolio WALTHAM, MA 647,364647.4k $33.9m $33.9m 19.45% Added +638 +638
7 Plum Street Advisors, LLC 11.50% of their portfolio NEW ORLEANS, LA 376,890376.9k $19.7m $19.7m 11.50% Reduced -438 -438
8 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 246,517246.5k $12.9m $12.9m 0.04% Reduced -15.0k -14,992
9 Main Street Financial Solutions, LLC 0.68% of their portfolio NEWTOWN, PA 137,709137.7k $7.2m $7.2m 0.68% Added +25.4k +25,358
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 115,735115.7k $6.1m $6.1m 0.00% Reduced -18.2k -18,199
11 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,489102.5k $5.4m $5.4m 0.01% Added +88 +88
12 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 99,56399.6k $5.2m $5.2m 0.13% New
13 Windsor Advisory Group, LLC 8.09% of their portfolio COLUMBUS, OH 77,14977.1k $4.0m $4.0m 8.09% New
14 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 67,74067.7k $3.5m $3.5m 0.12% Reduced -57 -57
15 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 65,85065.8k $3.4m $3.4m 0.00% Reduced -1.9k -1,930
16 Cassady Schiller Wealth Management, LLC 1.34% of their portfolio CINCINNATI, OH 63,03163.0k $3.3m $3.3m 1.34% Added +9.9k +9,914
17 Donor Advised Charitable Giving, Inc. 0.07% of their portfolio LONE TREE, CO 60,14460.1k $3.1m $3.1m 0.07% Unchanged
18 Parkside Advisors LLC 0.81% of their portfolio BERKELEY, CA 60,06460.1k $3.2m $3.2m 0.81% Unchanged
19 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 56,07856.1k $2.9m $2.9m 0.03% Reduced -777 -777
20 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 48,74648.7k $2.6m $2.6m 0.00% Added +6.3k +6,301
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 47,75947.8k $2.5m $2.5m 0.00% Added +25.4k +25,412
22 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 47,22047.2k $2.5m $2.5m 0.01% Unchanged
23 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 43,53743.5k $833 $833 0.00% New
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,38540.4k $2.1m $2.1m 0.00% Added +19.0k +18,981
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 39,16739.2k $2.0m $2.0m 0.00% Added +2.9k +2,936
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 37,69337.7k $2.0m $2.0m 0.01% Added +1.4k +1,401
27 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 37,40337.4k $2.0m $2.0m 0.04% Added +3.2k +3,203
28 GUARDIAN WEALTH ADVISORS, LLC / NC 0.23% of their portfolio RALEIGH, NC 37,40337.4k $2.0m $2.0m 0.23% Added +3.2k +3,203
29 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 36,63136.6k $1.9m $1.9m 0.01% Added +806 +806
30 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.54% of their portfolio BETHLEHEM, PA 36,55436.6k $1.9m $1.9m 0.54% Unchanged
31 NorthRock Partners, LLC 0.07% of their portfolio MINNEAPOLIS, MN 34,56534.6k $1.8m $1.8m 0.07% Unchanged
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 34,50034.5k $1.8m $1.8m 0.00% Reduced -28.5k -28,500
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 31,40431.4k $1.6m $1.6m 0.00% Added +6.6k +6,632
34 Richardson Capital Management LLC 1.25% of their portfolio MENOMONEE FALLS, WI 31,12331.1k $1.6m $1.6m 1.25% Reduced -313 -313
35 Kohmann Bosshard Financial Services, LLC 0.21% of their portfolio FAIRLAWN, OH 30,50330.5k $1.6m $1.6m 0.21% Added +188 +188
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,11929.1k $1.5m $1.5m 0.00% Added +394 +394
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,51128.5k $1.5m $1.5m 0.00% Reduced -226.5k -226,469
38 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 27,96928.0k $1.5m $1.5m 0.07% New
39 FMR LLC 0.00% of their portfolio BOSTON, MA 24,28724.3k $1.3m $1.3m 0.00% Added +740 +740
40 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 23,96124.0k $1.3m $1.3m 0.04% New
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,89023.9k $1.3m $1.3m 0.00% Added +1.3k +1,255
42 COLLECTIVE FAMILY OFFICE LLC 0.35% of their portfolio YORK, PA 22,69222.7k $1.2m $1.2m 0.35% Reduced -1.1k -1,140
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,60022.6k $1.2m $1.2m 0.00% Added +11.2k +11,157
44 Red Tortoise LLC 0.64% of their portfolio ATLANTA, GA 22,31422.3k $1.2m $1.2m 0.64% Reduced -130 -130
45 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.23% of their portfolio COLUMBIA, SC 21,98622.0k $1.2m $1.2m 0.23% Added +2.3k +2,332
46 Sherrill & Hutchins Financial Advisory, Inc 0.89% of their portfolio ATLANTA, GA 18,80018.8k $983.8k $983.8k 0.89% Unchanged
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,00218.0k $942.0k $942.0k 0.00% Added +23 +23
48 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 15,68815.7k $821.0k $821.0k 0.06% Added +651 +651
49 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 15,36815.4k $804.2k $804.2k 0.05% Reduced -248 -248
50 Everhart Financial Group, Inc. 0.21% of their portfolio Dublin, OH 15,28415.3k $799.8k $799.8k 0.21% Unchanged
51 KINGSWOOD WEALTH ADVISORS, LLC 0.07% of their portfolio SAN DIEGO, CA 14,01814.0k $733.6k $733.6k 0.07% New
52 Verity & Verity, LLC 0.04% of their portfolio BEAUFORT, SC 13,90013.9k $727.4k $727.4k 0.04% Unchanged
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,23713.2k $692.7k $692.7k 0.00% Added +3.2k +3,188
54 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 13,18313.2k $689.9k $689.9k 0.02% Unchanged
55 Kaizen Financial Strategies 0.41% of their portfolio CAMPBELL, CA 12,62012.6k $659.6k $659.6k 0.41% Added +15 +15
56 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 12,33612.3k $645.5k $645.5k 0.01% Reduced -72.8k -72,830
57 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,24112.2k $642.6k $642.6k 0.01% Unchanged
58 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 12,14112.1k $635.4k $635.4k 0.01% Added +773 +773
59 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,32311.3k $592.5k $592.5k 0.00% Reduced -587 -587
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,59210.6k $554.3k $554.3k 0.00% Added +306 +306
61 SMI Advisory Services, LLC 0.14% of their portfolio COLUMBUS, IN 10,58510.6k $564.4k $564.4k 0.14% Added +130 +130
62 Crewe Advisors LLC 0.06% of their portfolio SALT LAKE CITY, UT 10,01910.0k $524.3k $524.3k 0.06% Unchanged
63 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 9,8259.8k $516.0k $516.0k 0.03% Reduced -120 -120
64 Red Door Wealth Management, LLC 0.09% of their portfolio Memphis, TN 9,6689.7k $505.9k $505.9k 0.09% Reduced -77 -77
65 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 9,5489.5k $499.6k $499.6k 0.03% Reduced -197 -197
66 SOL Capital Management CO 0.06% of their portfolio ROCKVILLE, MD 9,5009.5k $497.0k $497.0k 0.06% Unchanged
67 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 9,4499.4k $494.5k $494.5k 0.02% Reduced -566 -566
68 GAMMA Investing LLC 0.07% of their portfolio FOSTER CITY, CA 9,1829.2k $480.5k $480.5k 0.07% New
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,9519.0k $468.4k $468.4k 0.00% Added +291 +291
70 Pinion Investment Advisors, LLC 0.21% of their portfolio WICHITA, KS 8,0088.0k $419.0k $419.0k 0.21% Unchanged
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,9508.0k $416.0k $416.0k 0.00% Reduced -1.1k -1,075
72 Alamar Capital Management, LLC 0.25% of their portfolio SANTA BARBARA, CA 7,9267.9k $416.1k $416.1k 0.25% First filing
73 Associated Banc-Corp 0.01% of their portfolio Green Bay, WI 7,9197.9k $414.4k $414.4k 0.01% Unchanged
74 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 7,5247.5k $393.3k $393.3k 0.02% Added +125 +125
75 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 7,5127.5k $393.1k $393.1k 0.00% Reduced -1.4k -1,443
76 Vise Technologies, Inc. 0.07% of their portfolio NEW YORK, NY 7,2547.3k $379.6k $379.6k 0.07% Added +549 +549
77 Welch Group, LLC 0.02% of their portfolio BIRMINGHAM, AL 7,1907.2k $376.3k $376.3k 0.02% Unchanged
78 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 7,0057.0k $366.6k $366.6k 0.00% Unchanged
79 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 6,9987.0k $366.2k $366.2k 0.08% Reduced -100 -100
80 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,9697.0k $364.7k $364.7k 0.00% Added +2.9k +2,916
81 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,8096.8k $356.3k $356.3k 0.01% Unchanged
82 Omega Financial Group, LLC 0.14% of their portfolio Santa Barbara, CA 6,7806.8k $354.8k $354.8k 0.14% Reduced -31 -31
83 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7086.7k $351.0k $351.0k 0.00% Added +230 +230
84 Alpha Cubed Investments, LLC 0.02% of their portfolio COSTA MESA, CA 6,6616.7k $348.6k $348.6k 0.02% New
85 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 6,6316.6k $355.8k $355.8k 0.02% Added +1.2k +1,194
86 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,9646.0k $312.1k $312.1k 0.00% Reduced -1 -1
87 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,8885.9k $311.2k $311.2k 0.00% Added +250 +250
88 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,8855.9k $308.0k $308.0k 0.00% Unchanged
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,4375.4k $284.5k $284.5k 0.00% Added +25 +25
90 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 5,3295.3k $278.9k $278.9k 0.00% Added +320 +320
91 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,2915.3k $277.0k $277.0k 0.00% Reduced -856 -856
92 Peachtree Investment Partners, LLC 0.11% of their portfolio INDIAN RIVER SHORES,, FL 5,1905.2k $271.6k $271.6k 0.11% Reduced -73 -73
93 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 5,0735.1k $265.5k $265.5k 0.01% Added +229 +229
94 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 4,8564.9k $254.1k $254.1k 0.01% Unchanged
95 ARS Wealth Advisors Group, LLC 0.03% of their portfolio St. Petersburg, FL 4,6104.6k $241.2k $241.2k 0.03% New
96 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 4,4424.4k $232.5k $232.5k 0.02% Unchanged
97 Thomasville National Bank 0.02% of their portfolio THOMASVILLE, GA 4,2204.2k $220.8k $220.8k 0.02% Unchanged
98 VESTIA PERSONAL WEALTH ADVISORS 0.23% of their portfolio FORT WAYNE, IN 4,1984.2k $219.7k $219.7k 0.23% First filing
99 Bouchey Financial Group, Ltd. 0.02% of their portfolio TROY, NY 4,1894.2k $219.0k $219.0k 0.02% Unchanged
100 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 4,1464.1k $221.0k $221.0k 0.02% Reduced -628 -628