Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

240 institutional holders +3 vs Q1 2024
96,307,88596.3m shares reported held*
$3.2bnreported value*
23 new 93 added 86 reduced 21 sold out net sold ≈ $265.0m (-7.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.66. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226Q2 23: 233Q3 23: 228Q4 23: 235Q1 24: 237Q2 24: 240240Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226
Q2 2023233
Q3 2023228
Q4 2023235
Q1 2024237
Q2 2024240

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 116 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 90 cut or sold outQ2 23: 112 bought or addedQ2 23: 104 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 90 cut or sold outQ4 23: 110 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 130 bought or addedQ1 24: 93 cut or sold outQ2 24: 116 bought or addedQ2 24: 107 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202293116
Q1 202311890
Q2 2023112104
Q3 202312490
Q4 2023110104
Q1 202413093
Q2 2024116107

Biggest buyers

Betterment LLC Added +1,038,539+1.0m
Hennion & Walsh Asset Management, Inc. Added +309,341+309.3k
LPL Financial LLC Added +187,961+188.0k
Cerity Partners LLC Added +119,607+119.6k
FIRST NATIONAL CORP /MA/ /ADV Added +114,081+114.1k
OLD MISSION CAPITAL LLC Added +109,267+109.3k
Financial Management Professionals, Inc. Added +100,783+100.8k
BANK OF AMERICA CORP /DE/ Added +79,533+79.5k
FLOW TRADERS U.S. LLC Added +76,802+76.8k
SageView Advisory Group, LLC Added +76,142+76.1k

Biggest sellers

MORGAN STANLEY Reduced -6,471,898-6.5m
GOLDMAN SACHS GROUP INC Reduced -1,578,764-1.6m
Executive Wealth Management, LLC Sold out -1,031,530-1.0m
CoreCap Advisors, LLC Sold out -395,395-395.4k
ROYAL BANK OF CANADA Reduced -300,688-300.7k
Haverford Trust Co Reduced -124,484-124.5k
BOSTON FINANCIAL MANGEMENT LLC Reduced -120,987-121.0k
Retirement Planning Group, LLC Reduced -118,434-118.4k
WELLS FARGO & COMPANY/MN Reduced -102,732-102.7k
1900 WEALTH MANAGEMENT LLC Reduced -90,935-90.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 19,768,53319.8m $665.2m $665.2m 0.17% Reduced -102.7k -102,732
2 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 6,875,4136.9m $231.4m $231.4m 0.12% Added +188.0k +187,961
3 Betterment LLC 0.59% of their portfolio NEW YORK, NY 6,716,2076.7m $226.0m $226.0m 0.59% Added +1.0m +1,038,539
4 SigFig Wealth Management, LLC 5.40% of their portfolio SAN FRANCISCO, CA 4,270,5834.3m $143.7m $143.7m 5.40% Added +57.6k +57,650
5 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 3,961,3244.0m $133.1m $133.1m 0.03% Reduced -1.6m -1,578,764
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,264,1103.3m $109.8m $109.8m 0.01% Reduced -6.5m -6,471,898
7 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,207,0953.2m $107.9m $107.9m 0.04% Added +63.3k +63,291
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,113,0173.1m $104.8m $104.8m 0.01% Added +79.5k +79,533
9 WMS Partners, LLC 6.04% of their portfolio TOWSON, MD 2,809,2502.8m $94.5m $94.5m 6.04% Added +35.6k +35,597
10 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,775,9991.8m $59.8m $59.8m 0.01% Added +22.2k +22,234
11 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,763,9361.8m $59.4m $59.4m 0.09% Added +14.0k +13,965
12 Callan Capital, LLC 2.19% of their portfolio LA JOLLA, CA 1,570,8481.6m $52.9m $52.9m 2.19% Reduced -53.2k -53,238
13 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 1,289,8531.3m $43.5m $43.5m 0.08% Reduced -60.0k -59,982
14 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 1,257,3601.3m $42.3m $42.3m 0.10% Added +14.4k +14,442
15 High Probability Advisors, LLC 7.12% of their portfolio Pittsford, NY 1,166,2101.2m $39.2m $39.2m 7.12% Added +34.6k +34,645
16 FIRST FOUNDATION ADVISORS 1.44% of their portfolio Irvine, CA 1,118,1141.1m $37.6m $37.6m 1.44% Added +26.2k +26,190
17 Financial Management Professionals, Inc. 5.08% of their portfolio AUSTIN, TX 1,099,9671.1m $37.0m $37.0m 5.08% Added +100.8k +100,783
18 PRINCIPAL SECURITIES, INC. 0.98% of their portfolio DES MOINES, IA 1,058,5671.1m $35.6m $35.6m 0.98% Added +39.4k +39,352
19 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 1,017,0181.0m $34.2m $34.2m 0.09% Added +119.6k +119,607
20 UBS Group AG 0.01% of their portfolio ZURICH, V8 993,471993.5k $33.4m $33.4m 0.01% Added +43.4k +43,434
21 Kelman-Lazarov, Inc. 5.93% of their portfolio MEMPHIS, TN 944,925944.9k $31.8m $31.8m 5.93% Added +135 +135
22 Strategic Financial Services, Inc. 2.00% of their portfolio UTICA, NY 941,114941.1k $31.7m $31.7m 2.00% Reduced -33.1k -33,058
23 SkyView Investment Advisors, LLC 5.25% of their portfolio SHREWSBURY, NJ 874,888874.9k $29.4m $29.4m 5.25% Added +11.9k +11,917
24 OneDigital Investment Advisors LLC 0.36% of their portfolio OVERLAND PARK, KS 865,991866.0k $29.1m $29.1m 0.36% Reduced -1.7k -1,706
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 828,699828.7k $27.9m $27.9m 0.03% Reduced -6.4k -6,357
26 GFG Capital, LLC 7.54% of their portfolio MIAMI, FL 822,960823.0k $27.7m $27.7m 7.54% Reduced -9.4k -9,401
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 807,751807.8k $27.2m $27.2m 0.01% Reduced -300.7k -300,688
28 Envestnet Portfolio Solutions, Inc. 0.09% of their portfolio BERWYN, PA 759,440759.4k $25.6m $25.6m 0.09% Added +21.0k +21,040
29 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 740,325740.3k $24.9m $24.9m 0.08% Added +48.9k +48,926
30 Hennion & Walsh Asset Management, Inc. 1.28% of their portfolio Parsippany, NJ 740,184740.2k $24.9m $24.9m 1.28% Added +309.3k +309,341
31 Insight Wealth Strategies, LLC 3.54% of their portfolio SAN RAMON, CA 739,750739.8k $24.9m $24.9m 3.54% Added +29.9k +29,905
32 Brio Consultants, LLC 3.99% of their portfolio SAN FRANCISCO, CA 719,265719.3k $24.2m $24.2m 3.99% Reduced -3.5k -3,492
33 IAG Wealth Partners, LLC 3.76% of their portfolio WAUKESHA, WI 555,540555.5k $18.7m $18.7m 3.76% Reduced -5.9k -5,913
34 AQR CAPITAL MANAGEMENT LLC 0.03% of their portfolio Greenwich, CT 509,104509.1k $17.1m $17.1m 0.03% Added +362 +362
35 BOSTON FINANCIAL MANGEMENT LLC 0.53% of their portfolio BOSTON, MA 496,595496.6k $16.7m $16.7m 0.53% Reduced -121.0k -120,987
36 AMERICAN NATIONAL BANK & TRUST 2.06% of their portfolio WICHITA FALLS, TX 490,529490.5k $16.5m $16.5m 2.06% Added +49.0k +49,010
37 Ledyard National Bank 1.59% of their portfolio HANOVER, NH 485,851485.9k $16.3m $16.3m 1.59% Added +6.8k +6,766
38 Pallas Capital Advisors LLC 0.74% of their portfolio BRAINTREE, MA 478,923478.9k $16.5m $16.5m 0.74% Added +7.8k +7,815
39 Sanctuary Advisors, LLC 0.11% of their portfolio INDIANAPOLIS, IN 471,029471.0k $15.8m $15.8m 0.11% First filing
40 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 443,572443.6k $14.9m $14.9m 0.02% Reduced -15.1k -15,084
41 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 441,106441.1k $14.8m $14.8m 0.16% Added +54.1k +54,052
42 APPLETON PARTNERS INC/MA 1.14% of their portfolio BOSTON, MA 440,787440.8k $14.8m $14.8m 1.14% Added +2.8k +2,755
43 Trail Ridge Investment Advisors, LLC 7.67% of their portfolio FORT COLLINS, CO 440,666440.7k $14.8m $14.8m 7.67% Added +11.4k +11,405
44 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 423,003423.0k $14.2m $14.2m 0.02% Added +5.5k +5,493
45 White Pine Investment CO 4.05% of their portfolio LIVONIA, MI 409,845409.8k $13.8m $13.8m 4.05% Added +11.1k +11,090
46 1900 WEALTH MANAGEMENT LLC 1.22% of their portfolio SAN ANTONIO, TX 387,553387.6k $13.0m $13.0m 1.22% Reduced -90.9k -90,935
47 ATWOOD & PALMER INC 0.98% of their portfolio KANSAS CITY, MO 383,976384.0k $12.9m $12.9m 0.98% Reduced -2.2k -2,220
48 Horizon Family Wealth, Inc. 9.27% of their portfolio CHICAGO, IL 361,559361.6k $12.2m $12.2m 9.27% Reduced -2.0k -2,027
49 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 360,646360.6k $12.1m $12.1m 0.01% Reduced -41.2k -41,168
50 Baker Ellis Asset Management LLC 1.74% of their portfolio Vancouver, WA 343,470343.5k $11.6m $11.6m 1.74% Added +25.0k +24,989
51 Great Point Wealth Advisors, LLC 2.62% of their portfolio BOSTON, MA 341,045341.0k $11.5m $11.5m 2.62% Reduced -14.6k -14,573
52 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 332,075332.1k $11.2m $11.2m 0.02% Added +38.4k +38,407
53 LexAurum Advisors, LLC 2.71% of their portfolio OVERLAND PARK, KS 330,369330.4k $11.1m $11.1m 2.71% Added +10.0k +10,017
54 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 309,545309.5k $10.4m $10.4m 0.04% Reduced -16.0k -15,983
55 Mengis Capital Management, Inc. 2.02% of their portfolio PORTLAND, OR 295,647295.6k $9.9m $9.9m 2.02% Reduced -13.1k -13,124
56 EverSource Wealth Advisors, LLC 0.65% of their portfolio BIRMINGHAM, AL 284,382284.4k $9.9m $9.9m 0.65% Added +26.0k +26,032
57 Gladstone Institutional Advisory LLC 0.49% of their portfolio Bedminster, NJ 277,935277.9k $9.4m $9.4m 0.49% Added +6.0k +6,012
58 GeoWealth Management, LLC 0.37% of their portfolio CHICAGO, IL 252,760252.8k $8.5m $8.5m 0.37% Reduced -5.9k -5,874
59 MANNING & NAPIER ADVISORS LLC 0.09% of their portfolio Fairport, NY 249,744249.7k $8.4m $8.4m 0.09% First filing
60 CWM, LLC 0.04% of their portfolio OMAHA, NE 247,769247.8k $8.3m $8.3m 0.04% Added +18.9k +18,909
61 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 235,087235.1k $7.9m $7.9m 0.01% Added +5.9k +5,933
62 Kings Path Partners LLC 3.59% of their portfolio SUGAR LAND, TX 226,340226.3k $7.6m $7.6m 3.59% First filing
63 FCA CORP /TX 2.36% of their portfolio HOUSTON, TX 218,697218.7k $7.4m $7.4m 2.36% Added +3.5k +3,505
64 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 216,830216.8k $7.3m $7.3m 0.02% Added +52.3k +52,345
65 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 208,149208.1k $7.0m $7.0m 0.02% Reduced -2.7k -2,742
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 204,760204.8k $6.9m $6.9m 0.02% Reduced -31.4k -31,442
67 PALO ALTO WEALTH ADVISORS, LLC 4.45% of their portfolio PALO ALTO, CA 191,462191.5k $6.4m $6.4m 4.45% Added +6.7k +6,743
68 OLD MISSION CAPITAL LLC 0.16% of their portfolio CHICAGO, IL 184,581184.6k $6.2m $6.2m 0.16% Added +109.3k +109,267
69 Wealthcare Advisory Partners LLC 0.19% of their portfolio WEST CHESTER, PA 178,852178.9k $6.0m $6.0m 0.19% Added +4.1k +4,104
70 Hixon Zuercher, LLC 2.40% of their portfolio Findlay, OH 169,095169.1k $5.7m $5.7m 2.40% Reduced -23.4k -23,363
71 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 159,664159.7k $5.4m $5.4m 0.01% Added +68.1k +68,088
72 Archford Capital Strategies, LLC 0.86% of their portfolio SWANSEA, IL 156,848156.8k $5.3m $5.3m 0.86% Added +5.1k +5,121
73 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 155,577155.6k $5.2m $5.2m 0.07% Added +11.7k +11,672
74 Newman Dignan & Sheerar, Inc. 1.35% of their portfolio PROVIDENCE, RI 155,276155.3k $5.2m $5.2m 1.35% Added +8.4k +8,440
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 151,552151.6k $5.1m $5.1m 0.00% Reduced -72.4k -72,398
76 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 141,329141.3k $4.8m $4.8m 0.05% Added +5.3k +5,310
77 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 140,731140.7k $4.7m $4.7m 0.01% Added +5.1k +5,069
78 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.11% of their portfolio LOS ANGELES, CA 133,610133.6k $4.5m $4.5m 0.11% Added +186 +186
79 Regal Investment Advisors LLC 0.29% of their portfolio KENTWOOD, MI 132,233132.2k $4.4m $4.4m 0.29% Reduced -2.4k -2,362
80 IFP Advisors, Inc 0.18% of their portfolio TAMPA, FL 131,214131.2k $4.4m $4.4m 0.18% Added +5.2k +5,163
81 Winthrop Advisory Group LLC 0.57% of their portfolio BOSTON, MA 125,446125.4k $4.2m $4.2m 0.57% Reduced -710 -710
82 CFO4Life Group, LLC 0.79% of their portfolio COPPELL, TX 124,739124.7k $4.2m $4.2m 0.79% Added +6.6k +6,631
83 FIRST NATIONAL CORP /MA/ /ADV 0.98% of their portfolio ROCKLAND, MA 122,316122.3k $4.1m $4.1m 0.98% Added +114.1k +114,081
84 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 122,255122.3k $4.1m $4.1m 0.01% Added +38.8k +38,783
85 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 117,777117.8k $4.0m $4.0m 0.04% Reduced -10.8k -10,792
86 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 117,777117.8k $4.0m $4.0m 0.04% Reduced -10.8k -10,792
87 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 105,772105.8k $3.6m $3.6m 0.01% Added +7.1k +7,132
88 Anchor Investment Management, LLC 0.34% of their portfolio COLUMBIA, SC 98,96899.0k $3.3m $3.3m 0.34% Added +8.4k +8,418
89 COZAD ASSET MANAGEMENT INC 0.33% of their portfolio CHAMPAIGN, IL 98,94798.9k $3.3m $3.3m 0.33% Added +3.9k +3,897
90 SageView Advisory Group, LLC 0.15% of their portfolio Newport Beach, CA 96,85196.9k $3.3m $3.3m 0.15% Added +76.1k +76,142
91 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 95,38095.4k $3.2m $3.2m 0.10% Reduced -5.4k -5,443
92 Retirement Planning Group, LLC 0.20% of their portfolio LEAWOOD, KS 93,40993.4k $3.1m $3.1m 0.20% Reduced -118.4k -118,434
93 FLOW TRADERS U.S. LLC 0.15% of their portfolio NEW YORK, NY 90,59890.6k $3.0m $3.0m 0.15% Added +76.8k +76,802
94 Stonehearth Capital Management, LLC 1.29% of their portfolio DANVERS, MA 89,37289.4k $3.0m $3.0m 1.29% Reduced -323 -323
95 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 84,88384.9k $2.9m $2.9m 0.02% Reduced -4.9k -4,933
96 Elmwood Wealth Management, Inc. 1.23% of their portfolio BERKELEY, CA 81,86381.9k $2.8m $2.8m 1.23% Added +2.3k +2,265
97 DRIVE WEALTH MANAGEMENT, LLC 0.69% of their portfolio LEHI, UT 76,12576.1k $2.6m $2.6m 0.69% Added +6.9k +6,910
98 Capital Advisors, Ltd. LLC 0.32% of their portfolio SHAKER HEIGHTS, OH 73,20273.2k $2.5m $2.5m 0.32% Added +150 +150
99 Clearwater Capital Advisors, LLC 0.26% of their portfolio HOFFMAN ESTATES, IL 73,13573.1k $2.5m $2.5m 0.26% Reduced -488 -488
100 John W. Brooker & Co., CPAs 1.23% of their portfolio OAKLAND, CA 73,12973.1k $2.5m $2.5m 1.23% Reduced -271 -271