Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

477 institutional holders -1 vs Q1 2024
62,185,21762.2m shares reported held*
$5.2bnreported value*
36 new 154 added 219 reduced 38 sold out net sold ≈ $1.3bn (-16.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.04. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405Q2 23: 425Q3 23: 416Q4 23: 467Q1 24: 478Q2 24: 477477Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405
Q2 2023425
Q3 2023416
Q4 2023467
Q1 2024478
Q2 2024477

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 190 cut or sold outQ2 23: 198 bought or addedQ2 23: 206 cut or sold outQ2 23Q3 23: 174 bought or addedQ3 23: 228 cut or sold outQ4 23: 168 bought or addedQ4 23: 239 cut or sold outQ4 23Q1 24: 215 bought or addedQ1 24: 237 cut or sold outQ2 24: 190 bought or addedQ2 24: 257 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190
Q2 2023198206
Q3 2023174228
Q4 2023168239
Q1 2024215237
Q2 2024190257

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $280.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$280.1k$00.00
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +1,131,396+1.1m
Raymond James Financial Services Advisors, Inc. Added +190,799+190.8k
Kowal Investment Group, LLC Added +120,675+120.7k
HighTower Advisors, LLC New +110,415+110.4k
GTS SECURITIES LLC Added +81,103+81.1k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +50,705+50.7k
Cedrus LLC Added +47,988+48.0k
JONES FINANCIAL COMPANIES LLLP Added +44,602+44.6k
JANE STREET GROUP, LLC New +43,785+43.8k
Atlas Wealth LLC Added +42,266+42.3k

Biggest sellers

MORGAN STANLEY Reduced -13,822,459-13.8m
Global Assets Advisory, LLC Sold out -1,462,679-1.5m
Fifth Third Securities, Inc. Reduced -468,900-468.9k
LPL Financial LLC Reduced -414,459-414.5k
OSAIC HOLDINGS, INC. Reduced -303,619-303.6k
ROYAL BANK OF CANADA Reduced -163,125-163.1k
TRUIST FINANCIAL CORP Reduced -140,202-140.2k
WELLS FARGO & COMPANY/MN Reduced -127,547-127.5k
WORLD EQUITY GROUP, INC. Sold out -125,624-125.6k
Advisory Alpha, LLC Reduced -113,761-113.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.32% of their portfolio FORT MILL, SC 7,562,6287.6m $635.6m $635.6m 0.32% Reduced -414.5k -414,459
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 6,687,2756.7m $562.0m $562.0m 0.04% Reduced -13.8m -13,822,459
3 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 3,663,3293.7m $307.9m $307.9m 0.08% Reduced -127.5k -127,547
4 Raymond James Financial Services Advisors, Inc. 0.41% of their portfolio ST. PETERSBURG, FL 3,407,2343.4m $286.3m $286.3m 0.41% Added +190.8k +190,799
5 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 2,638,4202.6m $221.7m $221.7m 0.15% Reduced -3.3k -3,258
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,809,0811.8m $152.0m $152.0m 0.01% Reduced -84.3k -84,257
7 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 1,673,0071.7m $140.6m $140.6m 0.22% Reduced -80.9k -80,906
8 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,591,8231.6m $133.8m $133.8m 0.04% Reduced -52.3k -52,339
9 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 1,526,8171.5m $128.3m $128.3m 0.30% Reduced -37.2k -37,160
10 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,508,0831.5m $126.7m $126.7m 0.04% Reduced -2.6k -2,650
11 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,455,4861.5m $122.3m $122.3m 0.03% Reduced -163.1k -163,125
12 OSAIC HOLDINGS, INC. 0.27% of their portfolio SCOTTSDALE, AZ 1,377,6221.4m $115.8m $115.8m 0.27% Reduced -303.6k -303,619
13 Private Advisor Group, LLC 0.69% of their portfolio MORRISTOWN, NJ 1,217,8021.2m $102.3m $102.3m 0.69% Reduced -29.3k -29,341
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,191,2661.2m $100.1m $100.1m 0.00% Added +1.1m +1,131,396
15 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,135,9381.1m $95.5m $95.5m 0.03% Reduced -51.2k -51,184
16 Cambridge Investment Research Advisors, Inc. 0.34% of their portfolio FAIRFIELD, IA 1,082,7321.1m $91.0m $91.0m 0.34% Added +7.8k +7,761
17 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 914,191914.2k $76.8m $76.8m 0.09% Added +23.5k +23,503
18 Baird Financial Group, Inc. 0.12% of their portfolio MILWAUKEE, WI 670,881670.9k $56.4m $56.4m 0.12% Added +11.0k +11,011
19 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 668,148668.1k $56.2m $56.2m 0.09% Reduced -140.2k -140,202
20 Kowal Investment Group, LLC 10.24% of their portfolio BROOKFIELD, WI 610,585610.6k $51.3m $51.3m 10.24% Added +120.7k +120,675
21 HARBOUR INVESTMENTS, INC. 1.71% of their portfolio MADISON, WI 604,127604.1k $50.8m $50.8m 1.71% Reduced -18.5k -18,524
22 Kestra Advisory Services, LLC 0.23% of their portfolio AUSTIN, TX 489,426489.4k $41.1m $41.1m 0.23% Added +10.2k +10,225
23 PARK NATIONAL CORP /OH/ 1.49% of their portfolio NEWARK, OH 480,047480.0k $40.3m $40.3m 1.49% Reduced -10.8k -10,811
24 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 440,815440.8k $37.0m $37.0m 0.15% Reduced -77.6k -77,615
25 SILVER OAK SECURITIES, INCORPORATED 5.30% of their portfolio JACKSON, TN 420,595420.6k $35.3m $35.3m 5.30% Reduced -10.4k -10,366
26 American Financial Advisors, LLC 4.78% of their portfolio Marietta, GA 400,256400.3k $33.6m $33.6m 4.78% Added +5.1k +5,099
27 Stratos Wealth Partners, LTD. 0.49% of their portfolio BEACHWOOD, OH 366,674366.7k $30.8m $30.8m 0.49% Added +853 +853
28 IFG Advisory, LLC 1.90% of their portfolio ATLANTA, GA 352,713352.7k $29.6m $29.6m 1.90% Reduced -11.1k -11,091
29 D.A. DAVIDSON & CO. 0.25% of their portfolio GREAT FALLS, MT 336,904336.9k $28.3m $28.3m 0.25% Added +8.6k +8,565
30 Prospera Financial Services Inc 0.72% of their portfolio Dallas, TX 306,392306.4k $25.8m $25.8m 0.72% Reduced -41.9k -41,908
31 Atria Wealth Solutions, Inc. 0.28% of their portfolio NEW YORK, NY 301,196301.2k $25.3m $25.3m 0.28% Reduced -1.2k -1,203
32 Archer Investment Corp 7.22% of their portfolio Carmel, IN 294,392294.4k $24.7m $24.7m 7.22% Added +2.9k +2,904
33 Concurrent Investment Advisors, LLC 0.82% of their portfolio Tampa, FL 293,851293.9k $24.7m $24.7m 0.82% Added +7.9k +7,948
34 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 284,666284.7k $23.9m $23.9m 0.17% Added +18.3k +18,336
35 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 278,134278.1k $23.4m $23.4m 0.07% Added +6.0k +6,016
36 Gratus Wealth Advisors, LLC 3.93% of their portfolio VIRGINIA BEACH, VA 267,089267.1k $22.8m $22.8m 3.93% Reduced -6.4k -6,396
37 Randall & Associates Wealth Management 20.10% of their portfolio BUTLER, PA 265,535265.5k $22.3m $22.3m 20.10% Added +3.6k +3,562
38 Solano Wealth Management, Inc. 11.47% of their portfolio Fairfield, CA 249,326249.3k $21.0m $21.0m 11.47% Added +9.1k +9,054
39 Regal Investment Advisors LLC 1.26% of their portfolio KENTWOOD, MI 225,739225.7k $19.0m $19.0m 1.26% Added +4.5k +4,453
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.33% of their portfolio ST. LOUIS, MO 220,533220.5k $18.5m $18.5m 0.33% Reduced -3.3k -3,256
41 Heck Capital Advisors, LLC 2.29% of their portfolio Rhinelander, WI 218,899218.9k $18.4m $18.4m 2.29% Added +42.1k +42,057
42 HBK Sorce Advisory LLC 0.63% of their portfolio ERIE, PA 215,238215.2k $18.1m $18.1m 0.63% Added +6.0k +5,957
43 ABLE Financial Group, LLC 6.41% of their portfolio SCOTTSDALE, AZ 211,161211.2k $17.7m $17.7m 6.41% Added +1.5k +1,452
44 Vestmark Advisory Solutions, Inc. 0.73% of their portfolio Wakefield, MA 207,419207.4k $17.4m $17.4m 0.73% Added +3.7k +3,745
45 Scarborough Advisors, LLC 7.00% of their portfolio ANNAPOLIS, MD 202,472202.5k $17.0m $17.0m 7.00% Added +4.9k +4,901
46 Ergawealth Advisors, Inc. 9.24% of their portfolio OAK BROOK, IL 201,890201.9k $17.0m $17.0m 9.24% Reduced -16.2k -16,211
47 Mariner, LLC 0.03% of their portfolio Overland Park, KS 199,480199.5k $16.8m $16.8m 0.03% Reduced -10.6k -10,642
48 KESTRA PRIVATE WEALTH SERVICES, LLC 0.32% of their portfolio AUSTIN, TX 192,129192.1k $16.1m $16.1m 0.32% Reduced -1.8k -1,812
49 Western Wealth Management, LLC 1.16% of their portfolio GOLDEN, CO 186,817186.8k $15.7m $15.7m 1.16% Reduced -14.5k -14,481
50 Valmark Advisers, Inc. 0.24% of their portfolio AKRON, OH 164,831164.8k $13.9m $13.9m 0.24% Added +3.2k +3,196
51 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 162,500162.5k $13.7m $13.7m 0.04% Added +4.5k +4,527
52 Walkner Condon Financial Advisors LLC 2.91% of their portfolio MADISON, WI 160,711160.7k $13.5m $13.5m 2.91% Reduced -5.5k -5,547
53 Sargent Investment Group, LLC 2.50% of their portfolio BETHESDA, MD 145,833145.8k $12.3m $12.3m 2.50% Added +915 +915
54 OPPENHEIMER & CO INC 0.19% of their portfolio NEW YORK, NY 142,565142.6k $12.0m $12.0m 0.19% Added +11.3k +11,334
55 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 133,431133.4k $11.2m $11.2m 0.08% Reduced -34.8k -34,794
56 STRATEGIC PLANNING GROUP, LLC 2.42% of their portfolio Bountiful, UT 131,719131.7k $11.1m $11.1m 2.42% Added +6.0k +5,956
57 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 127,442127.4k $10.7m $10.7m 0.15% Reduced -6.3k -6,314
58 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 125,496125.5k $10.5m $10.5m 0.01% Added +5.7k +5,719
59 BANK HAPOALIM BM 1.49% of their portfolio TEL AVIV, L3 125,000125.0k $10.5m $10.5m 1.49% Unchanged
60 RiverTree Advisors, LLC 7.18% of their portfolio WINTER PARK, FL 124,988125.0k $10.5m $10.5m 7.18% Reduced -3.9k -3,947
61 Sigma Planning Corp 0.33% of their portfolio ANN ARBOR, MI 124,833124.8k $10.5m $10.5m 0.33% Added +1.7k +1,737
62 tru Independence LLC 3.17% of their portfolio PORTLAND, OR 124,798124.8k $10.5m $10.5m 3.17% Added +1.8k +1,848
63 PFG Advisors 0.70% of their portfolio Phoenix, AZ 122,574122.6k $10.3m $10.3m 0.70% Reduced -8.6k -8,641
64 First Horizon Advisors, Inc. 0.31% of their portfolio MEMPHIS, TN 122,148122.1k $10.3m $10.3m 0.31% Added +1.2k +1,223
65 Ausdal Financial Partners, Inc. 1.08% of their portfolio Davenport, IA 120,710120.7k $10.1m $10.1m 1.08% Reduced -10.0k -9,989
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 119,930119.9k $10.1m $10.1m 0.01% Reduced -15.9k -15,862
67 Investors Research Corp 2.35% of their portfolio ATLANTA, GA 119,922119.9k $10.1m $10.1m 2.35% Added +7.0k +6,994
68 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 115,400115.4k $9.5m $9.5m 0.07% First filing
69 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 111,193111.2k $9.3m $9.3m 0.00% Added +30.6k +30,572
70 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 110,415110.4k $9.3m $9.3m 0.01% New
71 GREAT VALLEY ADVISOR GROUP, INC. 0.26% of their portfolio WILMINGTON, DE 109,715109.7k $9.2m $9.2m 0.26% Reduced -3.8k -3,837
72 Nilsine Partners, LLC 1.23% of their portfolio GREENWOOD VILLAGE, CO 109,418109.4k $9.2m $9.2m 1.23% Added +1.5k +1,500
73 TD Capital Management LLC 0.94% of their portfolio MEMPHIS, TN 106,529106.5k $9.0m $9.0m 0.94% Reduced -2.0k -2,027
74 Cedrus LLC 4.47% of their portfolio Littleton, CO 106,314106.3k $8.9m $8.9m 4.47% Added +48.0k +47,988
75 KPP Advisory Services LLC 2.33% of their portfolio Louisville, KY 104,234104.2k $8.8m $8.8m 2.33% Reduced -2.3k -2,325
76 Gateway Wealth Partners, LLC 2.61% of their portfolio APPLETON, WI 102,652102.7k $8.6m $8.6m 2.61% Added +20.0k +19,978
77 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 102,236102.2k $8.6m $8.6m 0.09% Reduced -22.6k -22,552
78 WINTRUST INVESTMENTS LLC 0.75% of their portfolio CHICAGO, IL 101,518101.5k $8.5m $8.5m 0.75% Added +443 +443
79 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 101,070101.1k $8.5m $8.5m 0.03% Added +10.5k +10,501
80 Holistic Financial Partners 4.19% of their portfolio INDIANAPOLIS, IN 99,39099.4k $8.4m $8.4m 4.19% Reduced -6.0k -6,032
81 StoneX Group Inc. 0.65% of their portfolio NEW YORK, NY 96,33296.3k $8.1m $8.1m 0.65% Reduced -10.3k -10,258
82 Arkadios Wealth Advisors 0.54% of their portfolio ATLANTA, GA 94,61094.6k $8.0m $8.0m 0.54% Added +28.6k +28,624
83 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 93,49793.5k $7.9m $7.9m 0.08% Reduced -3.5k -3,526
84 FSB PREMIER WEALTH MANAGEMENT, INC. 3.54% of their portfolio WATERLOO, IA 93,25393.3k $7.8m $7.8m 3.54% Reduced -17.3k -17,326
85 Ameritas Advisory Services, LLC 0.29% of their portfolio Lincoln, NE 90,77690.8k $7.6m $7.6m 0.29% Reduced -1.8k -1,782
86 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 87,11387.1k $7.3m $7.3m 0.08% Added +2.2k +2,198
87 Concentrum Wealth Management 3.07% of their portfolio SAN JOSE, CA 86,83386.8k $7.3m $7.3m 3.07% Added +1.1k +1,074
88 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 86,52786.5k $7.3m $7.3m 0.03% Reduced -3.9k -3,919
89 GTS SECURITIES LLC 0.15% of their portfolio NEW YORK, NY 85,16985.2k $7.2m $7.2m 0.15% Added +81.1k +81,103
90 Kingsview Wealth Management, LLC 0.17% of their portfolio GRANTS PASS, OR 83,82583.8k $7.0m $7.0m 0.17% Added +6 +6
91 PCG Wealth Advisors, LLC 2.95% of their portfolio OVERLAND PARK, KS 80,73880.7k $6.8m $6.8m 2.95% Reduced -50.9k -50,868
92 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 79,81479.8k $6.7m $6.7m 0.00% Reduced -4.1k -4,126
93 Southland Equity Partners LLC 1.88% of their portfolio WILDWOOD, MO 78,54078.5k $6.6m $6.6m 1.88% Added +4.1k +4,079
94 LANARK FINANCIAL, INC. 0.60% of their portfolio BIRMINGHAM, AL 78,03978.0k $6.6m $6.6m 0.60% Reduced -2.6k -2,624
95 Coppell Advisory Solutions LLC 1.07% of their portfolio COPPELL, TX 77,17177.2k $6.5m $6.5m 1.07% First filing
96 Good Life Advisors, LLC 0.53% of their portfolio READING, PA 76,17476.2k $6.4m $6.4m 0.53% Reduced -64.4k -64,382
97 SHELTON WEALTH MANAGEMENT, LLC 3.81% of their portfolio FORT WORTH, TX 75,87975.9k $6.4m $6.4m 3.81% Reduced -9.6k -9,640
98 Fifth Third Securities, Inc. 0.59% of their portfolio Cincinnati, OH 75,42275.4k $6.3m $6.3m 0.59% Reduced -468.9k -468,900
99 Plotkin Financial Advisors, LLC 3.94% of their portfolio CHEVY CHASE, MD 72,97673.0k $6.1m $6.1m 3.94% Reduced -360 -360
100 STEPHENS INC /AR/ 0.09% of their portfolio LITTLE ROCK, AR 71,99272.0k $6.1m $6.1m 0.09% Added +762 +762