Vault-13

CAPITAL GROUP GROWTH ETF CGGR

SHS CREATION UNI · ETP · CUSIP 14020G101

330 institutional holders +38 vs Q1 2024
133,027,621133.0m shares reported held*
$4.4bnreported value*
46 new 196 added 49 reduced 11 sold out net bought ≈ $520.2m (+15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($38.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.88. Options: 3 managers hold calls ($62.2k notional), 2 hold puts ($3.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 94Q4 22: 124Q1 23: 144Q2 23: 173Q3 23: 202Q4 23: 265Q1 24: 292Q2 24: 330330Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202294
Q4 2022124
Q1 2023144
Q2 2023173
Q3 2023202
Q4 2023265
Q1 2024292
Q2 2024330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 105 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 110 bought or addedQ1 23: 28 cut or sold outQ2 23: 134 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 43 cut or sold outQ4 23: 199 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 215 bought or addedQ1 24: 69 cut or sold outQ2 24: 242 bought or addedQ2 24: 60 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210511
Q1 202311028
Q2 202313434
Q3 202315843
Q4 202319938
Q1 202421569
Q2 202424260

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 23 calls: $9.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $11.0kQ4 23 puts: $2.0kQ4 23P/C 0.18Q1 24 calls: $0Q1 24 puts: $3.0kQ1 24P/C —Q2 24 calls: $62.2kQ2 24 puts: $3.0kQ2 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2023$9.0k$00.00
Q4 2023$11.0k$2.0k0.18
Q1 2024$0$3.0k—
Q2 2024$62.2k$3.0k0.05

Biggest buyers

MORGAN STANLEY Added +1,531,068+1.5m
Capital Group Private Client Services, Inc. Added +1,347,165+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,099,783+1.1m
BANK OF AMERICA CORP /DE/ Added +1,052,282+1.1m
LPL Financial LLC Added +1,016,246+1.0m
RAYMOND JAMES & ASSOCIATES Added +1,002,988+1.0m
UBS Group AG Added +812,750+812.8k
SEI INVESTMENTS CO New +782,444+782.4k
WELLS FARGO & COMPANY/MN Added +738,877+738.9k
OSAIC HOLDINGS, INC. Added +628,601+628.6k

Biggest sellers

LINCOLN NATIONAL CORP Sold out -859,937-859.9k
Summit Investment Advisory Services, LLC Sold out -741,981-742.0k
Cambridge Investment Research Advisors, Inc. Reduced -402,588-402.6k
OLD MISSION CAPITAL LLC Reduced -259,634-259.6k
Aptus Capital Advisors, LLC Reduced -172,785-172.8k
MML INVESTORS SERVICES, LLC Reduced -134,847-134.8k
Cedar Brook Financial Partners, LLC Sold out -102,690-102.7k
Faithward Advisors, LLC Reduced -99,496-99.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -79,500-79.5k
BlackDiamond Wealth Management, LLC Sold out -65,712-65.7k

Biggest calls

CITADEL ADVISORS LLC New $59.2k1.8k shares
SIMPLEX TRADING, LLC New $3.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Unchanged $3.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 5.63% of their portfolio Los Angeles, CA 17,106,52217.1m $562.6m $562.6m 5.63% Added +1.3m +1,347,165
2 LPL Financial LLC 0.16% of their portfolio FORT MILL, SC 9,981,25710.0m $328.3m $328.3m 0.16% Added +1.0m +1,016,246
3 COMMONWEALTH EQUITY SERVICES, LLC 0.47% of their portfolio WALTHAM, MA 8,963,2639.0m $294.8m $294.8m 0.47% Added +536.3k +536,251
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 7,942,5687.9m $261.2m $261.2m 0.03% Added +1.1m +1,052,282
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.19% of their portfolio MILWAUKEE, WI 5,771,1745.8m $189.8m $189.8m 0.19% Added +194.6k +194,550
6 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 5,077,5935.1m $167.0m $167.0m 0.06% Added +1.1m +1,099,783
7 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 4,835,5604.8m $159.0m $159.0m 0.04% Added +738.9k +738,877
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,658,0773.7m $120.3m $120.3m 0.01% Added +1.5m +1,531,068
9 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 3,377,9503.4m $111.1m $111.1m 0.07% Added +1.0m +1,002,988
10 Cetera Investment Advisers 0.24% of their portfolio SCHAUMBURG, IL 3,153,8223.2m $103.7m $103.7m 0.24% Added +592.0k +591,968
11 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 2,786,3472.8m $91.6m $91.6m 0.22% Added +628.6k +628,601
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,527,3812.5m $83.1m $83.1m 0.03% Added +812.8k +812,750
13 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,508,2962.5m $82.5m $82.5m 0.02% Reduced -57.4k -57,434
14 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 1.95% of their portfolio LOS ANGELES, CA 2,370,6462.4m $78.0m $78.0m 1.95% Added +90.6k +90,585
15 MML INVESTORS SERVICES, LLC 0.30% of their portfolio SPRINGFIELD, MA 2,231,8342.2m $73.4m $73.4m 0.30% Reduced -134.8k -134,847
16 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 2,078,9172.1m $68.4m $68.4m 0.25% Reduced -402.6k -402,588
17 Financial Security Advisor, Inc. 22.78% of their portfolio VIRGINIA BEACH, VA 2,064,1922.1m $68.0m $68.0m 22.78% Added +24.0k +23,965
18 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,717,7451.7m $56.5m $56.5m 0.08% Reduced -40.4k -40,386
19 Kestra Advisory Services, LLC 0.30% of their portfolio AUSTIN, TX 1,636,7461.6m $53.8m $53.8m 0.30% Added +609.4k +609,377
20 New England Capital Financial Advisors LLC 29.43% of their portfolio MERIDEN, CT 1,600,7821.6m $52.6m $52.6m 29.43% Reduced -6.6k -6,598
21 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 1,470,8531.5m $48.4m $48.4m 0.10% Added +52.2k +52,172
22 Kestra Investment Management, LLC 3.03% of their portfolio AUSTIN, TX 1,350,8301.4m $44.4m $44.4m 3.03% First filing
23 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,049,8771.0m $34.5m $34.5m 0.04% Added +105.1k +105,142
24 NewEdge Advisors, LLC 0.23% of their portfolio NEW ORLEANS, LA 967,138967.1k $31.8m $31.8m 0.23% Added +237.6k +237,601
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 960,838960.8k $31.6m $31.6m 0.08% Added +257.5k +257,480
26 Arden Trust Co 4.21% of their portfolio WILMINGTON, DE 915,908915.9k $30.1m $30.1m 4.21% Added +121.9k +121,868
27 Global Retirement Partners, LLC 0.90% of their portfolio San Rafael, CA 870,215870.2k $28.6m $28.6m 0.90% Added +47.9k +47,946
28 Wealthcare Advisory Partners LLC 0.86% of their portfolio WEST CHESTER, PA 835,740835.7k $27.5m $27.5m 0.86% Added +51.6k +51,566
29 Sanctuary Advisors, LLC 0.19% of their portfolio INDIANAPOLIS, IN 834,569834.6k $25.7m $25.7m 0.19% First filing
30 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 828,519828.5k $27.2m $27.2m 0.03% Added +550.2k +550,250
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 822,340822.3k $27.0m $27.0m 0.00% Added +180.6k +180,626
32 ADAMSBROWN WEALTH CONSULTANTS LLC 10.50% of their portfolio WICHITA, KS 820,458820.5k $27.0m $27.0m 10.50% Added +27.4k +27,376
33 Gerber Kawasaki Wealth & Investment Management 1.33% of their portfolio SANTA MONICA, CA 805,102805.1k $26.5m $26.5m 1.33% Added +26.3k +26,340
34 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 782,444782.4k $25.7m $25.7m 0.04% New
35 Johnson Bixby & Associates, LLC 4.22% of their portfolio VANCOUVER, WA 766,011766.0k $25.2m $25.2m 4.22% Added +51.7k +51,663
36 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 731,440731.4k $24.1m $24.1m 0.16% Added +206.7k +206,679
37 BARNES PETTEY FINANCIAL ADVISORS, LLC 20.67% of their portfolio CLARKSDALE, MS 730,652730.7k $24.0m $24.0m 20.67% Reduced -9.7k -9,723
38 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 657,300657.3k $21.6m $21.6m 0.07% Added +30.4k +30,388
39 Geneos Wealth Management Inc. 0.95% of their portfolio ENGLEWOOD, CO 649,091649.1k $21.3m $21.3m 0.95% Added +120.5k +120,495
40 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 628,557628.6k $20.7m $20.7m 0.06% Added +36.9k +36,856
41 Confluence Wealth Services, Inc. 1.64% of their portfolio MCMURRAY, PA 626,063626.1k $20.6m $20.6m 1.64% Added +65.5k +65,462
42 HoyleCohen, LLC 1.47% of their portfolio SAN DIEGO, CA 589,380589.4k $19.4m $19.4m 1.47% Added +4.4k +4,400
43 Ergawealth Advisors, Inc. 10.30% of their portfolio OAK BROOK, IL 575,283575.3k $18.9m $18.9m 10.30% Reduced -18.8k -18,812
44 Vantage Financial Partners Ltd., Inc. 4.66% of their portfolio ARLINGTON HEIGHTS, IL 570,582570.6k $18.8m $18.8m 4.66% Added +18.4k +18,383
45 CWM, LLC 0.09% of their portfolio OMAHA, NE 565,225565.2k $18.6m $18.6m 0.09% Added +107.0k +107,023
46 Atria Wealth Solutions, Inc. 0.20% of their portfolio NEW YORK, NY 560,467560.5k $18.4m $18.4m 0.20% Added +59.3k +59,348
47 Advance Capital Management, Inc. 0.82% of their portfolio SOUTHFIELD, MI 527,183527.2k $17.3m $17.3m 0.82% Added +34.9k +34,859
48 Advisory Services Network, LLC 0.35% of their portfolio ATLANTA, GA 516,988517.0k $17.0m $17.0m 0.35% Added +181.4k +181,433
49 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 478,156478.2k $15.7m $15.7m 0.02% Added +383.5k +383,525
50 Haverford Trust Co 0.16% of their portfolio Radnor, PA 471,104471.1k $15.5m $15.5m 0.16% Added +135.9k +135,924
51 &PARTNERS 0.64% of their portfolio NASHVILLE, TN 445,461445.5k $14.7m $14.7m 0.64% Added +13.6k +13,588
52 EXENCIAL WEALTH ADVISORS, LLC 0.52% of their portfolio OKLAHOMA CITY, OK 420,742420.7k $13.8m $13.8m 0.52% Added +58.8k +58,827
53 Financial Council, LLC 7.60% of their portfolio TOWSON, MD 413,434413.4k $13.6m $13.6m 7.60% Added +17.1k +17,093
54 Prospera Financial Services Inc 0.36% of their portfolio Dallas, TX 398,376398.4k $13.1m $13.1m 0.36% Added +185.7k +185,678
55 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 387,746387.7k $12.8m $12.8m 0.02% Added +57.4k +57,372
56 PFG Advisors 0.84% of their portfolio Phoenix, AZ 375,765375.8k $12.4m $12.4m 0.84% Reduced -3.3k -3,268
57 Main Line Retirement Advisors, LLC 8.81% of their portfolio WHITEFISH, MT 350,146350.1k $11.5m $11.5m 8.81% Added +7.5k +7,461
58 Valmark Advisers, Inc. 0.18% of their portfolio AKRON, OH 329,390329.4k $10.8m $10.8m 0.18% Added +101.5k +101,485
59 Ameritas Advisory Services, LLC 0.40% of their portfolio Lincoln, NE 319,822319.8k $10.5m $10.5m 0.40% Added +81.7k +81,735
60 HARBOUR INVESTMENTS, INC. 0.34% of their portfolio MADISON, WI 308,959309.0k $10.2m $10.2m 0.34% Added +34.2k +34,206
61 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.40% of their portfolio RICHMOND, VA 303,025303.0k $10.0m $10.0m 0.40% Reduced -31.6k -31,553
62 WR Wealth Planners, LLC 2.98% of their portfolio COLUMBIA, MO 297,236297.2k $9.8m $9.8m 2.98% Added +16.6k +16,606
63 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 294,267294.3k $9.7m $9.7m 0.06% Added +289.4k +289,362
64 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 293,770293.8k $9.7m $9.7m 0.07% Added +43.7k +43,687
65 Bedel Financial Consulting, Inc. 1.31% of their portfolio INDIANAPOLIS, IN 271,040271.0k $8.9m $8.9m 1.31% Reduced -3.5k -3,522
66 Strategic Family Wealth Counselors, L.L.C. 3.39% of their portfolio FAIRFIELD, NJ 270,767270.8k $8.9m $8.9m 3.39% Added +3.9k +3,928
67 BENJAMIN F. EDWARDS & COMPANY, INC. 0.15% of their portfolio ST. LOUIS, MO 255,304255.3k $8.4m $8.4m 0.15% Added +62.0k +62,006
68 OLD MISSION CAPITAL LLC 0.22% of their portfolio CHICAGO, IL 251,282251.3k $8.3m $8.3m 0.22% Reduced -259.6k -259,634
69 LongView Wealth Management 3.03% of their portfolio ATLANTA, GA 249,087249.1k $8.2m $8.2m 3.03% Added +29.8k +29,846
70 Ballew Advisors, Inc 5.28% of their portfolio Jackson, MS 235,412235.4k $8.0m $8.0m 5.28% Added +10.4k +10,418
71 Investments & Financial Planning, LLC 5.20% of their portfolio LEXINGTON, KY 235,387235.4k $7.7m $7.7m 5.20% Added +6.0k +6,042
72 Investmark Advisory Group LLC 4.04% of their portfolio Shelton, CT 230,240230.2k $7.6m $7.6m 4.04% Added +18.4k +18,385
73 BELLEVUE ASSET MANAGEMENT, LLC 4.17% of their portfolio BELLEVUE, WA 229,688229.7k $7.6m $7.6m 4.17% Reduced -618 -618
74 Armor Investment Advisors, LLC 3.36% of their portfolio RALEIGH, NC 221,686221.7k $7.3m $7.3m 3.36% Added +13.6k +13,551
75 ACAS, LLC 6.33% of their portfolio RANCHO SANTA FE, CA 221,563221.6k $7.3m $7.3m 6.33% Added +45.2k +45,202
76 Souders Financial Advisors 1.09% of their portfolio CINCINNATI, OH 219,936219.9k $7.2m $7.2m 1.09% Added +6.5k +6,460
77 DAYMARK WEALTH PARTNERS, LLC 0.31% of their portfolio CINCINNATI, OH 208,535208.5k $6.9m $6.9m 0.31% Added +6.8k +6,841
78 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 202,613202.6k $6.7m $6.7m 0.01% Added +136.2k +136,161
79 BEACON FINANCIAL GROUP 0.74% of their portfolio DALLAS, TX 196,861196.9k $6.5m $6.5m 0.74% Added +3.4k +3,372
80 ECLECTIC ASSOCIATES INC /ADV 2.75% of their portfolio FULLERTON, CA 187,809187.8k $6.2m $6.2m 2.75% Added +2.8k +2,824
81 AXXCESS WEALTH MANAGEMENT, LLC 0.16% of their portfolio CARLSBAD, CA 183,431183.4k $6.0m $6.0m 0.16% Added +130.2k +130,160
82 Obsidian Personal Planning Solutions LLC 3.68% of their portfolio ROCKVILLE, MD 183,266183.3k $6.0m $6.0m 3.68% Added +14.2k +14,239
83 Clearview Wealth Advisors LLC 4.91% of their portfolio SALEM, OR 171,048171.0k $5.6m $5.6m 4.91% New
84 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 170,829170.8k $5.6m $5.6m 0.06% Added +4.8k +4,834
85 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 168,945168.9k $5.6m $5.6m 0.05% Added +20.1k +20,058
86 WINTRUST INVESTMENTS LLC 0.48% of their portfolio CHICAGO, IL 167,351167.4k $5.5m $5.5m 0.48% Reduced -2.1k -2,142
87 MGO ONE SEVEN LLC 0.26% of their portfolio Beachwood, OH 165,245165.2k $5.4m $5.4m 0.26% New
88 SOL Capital Management CO 0.65% of their portfolio ROCKVILLE, MD 165,045165.0k $5.4m $5.4m 0.65% Added +102.0k +102,044
89 FLPUTNAM INVESTMENT MANAGEMENT CO 0.10% of their portfolio PORTLAND, ME 164,637164.6k $5.4m $5.4m 0.10% New
90 SMITH, MOORE & CO. 0.55% of their portfolio CLAYTON, MO 162,490162.5k $5.3m $5.3m 0.55% Added +38.4k +38,365
91 Bridgewealth Advisory Group, LLC 2.36% of their portfolio Fresno, CA 162,222162.2k $5.3m $5.3m 2.36% Added +20.6k +20,616
92 Burford Brothers, Inc. 3.04% of their portfolio DALLAS, TX 159,149159.1k $5.2m $5.2m 3.04% Added +16.3k +16,337
93 Midwest Heritage Bank, FSB 2.62% of their portfolio WEST DES MOINES, IA 157,897157.9k $5.2m $5.2m 2.62% Added +19.4k +19,448
94 AA Financial Advisors, LLC 1.81% of their portfolio Columbus, OH 155,780155.8k $5.1m $5.1m 1.81% Added +21.1k +21,064
95 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 152,954153.0k $5.0m $5.0m 0.07% Reduced -43.1k -43,111
96 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 142,373142.4k $4.7m $4.7m 0.03% Added +10.3k +10,293
97 Delta Investment Management, LLC 1.03% of their portfolio SAN FRANCISCO, CA 142,052142.1k $4.7m $4.7m 1.03% Reduced -56.6k -56,613
98 Vawter Financial, Ltd. 3.16% of their portfolio COLUMBUS, OH 139,801139.8k $4.6m $4.6m 3.16% Added +12.0k +12,005
99 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 139,047139.0k $4.6m $4.6m 0.01% Added +21.6k +21,641
100 FinDec Wealth Services, Inc. 2.84% of their portfolio Stockton, CA 136,813136.8k $4.5m $4.5m 2.84% Reduced -12.7k -12,720