Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

424 institutional holders -4 vs Q1 2024
77,384,33077.4m shares reported held*
$3.7bnreported value*
28 new 125 added 182 reduced 32 sold out net sold ≈ $530.4m (-11.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.23.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428Q3 23: 406Q4 23: 434Q1 24: 428Q2 24: 424424Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428
Q3 2023406
Q4 2023434
Q1 2024428
Q2 2024424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 197 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 146 bought or addedQ1 23: 239 cut or sold outQ2 23: 163 bought or addedQ2 23: 213 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 235 cut or sold outQ4 23: 164 bought or addedQ4 23: 229 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 224 cut or sold outQ2 24: 153 bought or addedQ2 24: 214 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022197233
Q1 2023146239
Q2 2023163213
Q3 2023141235
Q4 2023164229
Q1 2024152224
Q2 2024153214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 23 calls: $0Q3 23 puts: $46.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$46.3k—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Betterment LLC New +1,349,895+1.3m
JANE STREET GROUP, LLC Added +478,282+478.3k
BANK OF MONTREAL /CAN/ Added +269,496+269.5k
CX Institutional Added +187,079+187.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +153,185+153.2k
Quent Capital, LLC Added +133,586+133.6k
MY Wealth Management Inc. Added +131,434+131.4k
STIFEL FINANCIAL CORP Added +128,711+128.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +113,815+113.8k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +110,252+110.3k

Biggest sellers

MORGAN STANLEY Reduced -11,381,551-11.4m
GOLDMAN SACHS GROUP INC Reduced -1,744,753-1.7m
NewEdge Advisors, LLC Reduced -130,756-130.8k
BANK OF AMERICA CORP /DE/ Reduced -117,713-117.7k
AVANTAX ADVISORY SERVICES, INC. Reduced -107,823-107.8k
Prime Capital Investment Advisors, LLC Reduced -102,791-102.8k
PNC Financial Services Group, Inc. Reduced -99,814-99.8k
MERCER GLOBAL ADVISORS INC /ADV Reduced -93,003-93.0k
Johnson Financial Group, LLC Reduced -78,787-78.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -72,411-72.4k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 15,885,26115.9m $749.6m $749.6m 0.07% Reduced -117.7k -117,713
2 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 8,460,4458.5m $399.2m $399.2m 0.10% Reduced -877 -877
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 6,054,4146.1m $285.7m $285.7m 0.10% Reduced -72.4k -72,411
4 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 5,778,6075.8m $272.7m $272.7m 0.05% Reduced -1.7m -1,744,753
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,575,1215.6m $263.1m $263.1m 0.02% Reduced -11.4m -11,381,551
6 MERCER GLOBAL ADVISORS INC /ADV 0.37% of their portfolio DENVER, CO 2,855,2562.9m $134.7m $134.7m 0.37% Reduced -93.0k -93,003
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.02% of their portfolio IRVING, TX 2,521,1682.5m $119.0m $119.0m 1.02% Reduced -22.3k -22,278
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 2,370,1672.4m $111.9m $111.9m 0.11% Added +153.2k +153,185
9 COMMONWEALTH EQUITY SERVICES, LLC 0.12% of their portfolio WALTHAM, MA 1,648,5331.6m $77.8m $77.8m 0.12% Added +113.8k +113,815
10 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 1,618,3241.6m $76.4m $76.4m 0.05% Reduced -99.8k -99,814
11 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.52% of their portfolio MINNEAPOLIS, MN 1,504,9651.5m $71.0m $71.0m 1.52% Added +110.3k +110,252
12 Betterment LLC 0.17% of their portfolio NEW YORK, NY 1,349,8951.3m $63.7m $63.7m 0.17% New
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,164,3921.2m $54.9m $54.9m 0.00% Reduced -19.1k -19,068
14 Quent Capital, LLC 5.23% of their portfolio NEW YORK, NY 1,006,1691.0m $47.5m $47.5m 5.23% Added +133.6k +133,586
15 Financial Engines Advisors L.L.C. 0.08% of their portfolio SANTA CLARA, CA 758,895758.9k $35.8m $35.8m 0.08% Reduced -1.9k -1,916
16 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 667,103667.1k $31.5m $31.5m 0.02% Reduced -12.0k -12,013
17 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 654,005654.0k $30.9m $30.9m 0.03% Added +128.7k +128,711
18 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 564,830564.8k $26.7m $26.7m 0.03% Added +478.3k +478,282
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 542,213542.2k $25.6m $25.6m 0.01% Added +11.9k +11,898
20 HTLF Bank 2.70% of their portfolio Denver, CO 503,698503.7k $23.8m $23.8m 2.70% Reduced -15.6k -15,627
21 Wealthcare Advisory Partners LLC 0.70% of their portfolio WEST CHESTER, PA 474,082474.1k $22.4m $22.4m 0.70% Added +21.5k +21,519
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 467,455467.5k $22.1m $22.1m 0.05% Reduced -8.4k -8,427
23 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 410,120410.1k $19.4m $19.4m 0.03% Reduced -15.7k -15,657
24 OLD NATIONAL BANCORP /IN/ 0.38% of their portfolio EVANSVILLE, IN 343,394343.4k $16.2m $16.2m 0.38% Reduced -50.6k -50,603
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 319,244319.2k $15.1m $15.1m 0.00% Added +269.5k +269,496
26 Prime Capital Investment Advisors, LLC 0.22% of their portfolio OVERLAND PARK, KS 311,201311.2k $14.7m $14.7m 0.22% Reduced -102.8k -102,791
27 Gerber Kawasaki Wealth & Investment Management 0.66% of their portfolio SANTA MONICA, CA 279,889279.9k $13.2m $13.2m 0.66% Added +25.7k +25,693
28 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 277,704277.7k $13.2m $13.2m 0.08% Added +3.3k +3,274
29 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 269,745269.7k $12.7m $12.7m 0.01% Reduced -33.9k -33,871
30 Symmetry Partners, LLC 0.62% of their portfolio GLASTONBURY, CT 255,658255.7k $12.1m $12.1m 0.62% Added +109.5k +109,516
31 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 233,941233.9k $11.0m $11.0m 0.02% Added +9.5k +9,468
32 TRUSTMARK BANK TRUST DEPARTMENT 0.88% of their portfolio JACKSON, MS 232,796232.8k $11.0m $11.0m 0.88% Reduced -22.0k -22,023
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 232,739232.7k $11.0m $11.0m 0.03% Added +1.5k +1,495
34 TD PRIVATE CLIENT WEALTH LLC 0.34% of their portfolio NEW YORK, NY 227,850227.8k $10.8m $10.8m 0.34% Added +17.4k +17,378
35 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 211,035211.0k $10.0m $10.0m 0.02% Added +28.1k +28,135
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 206,649206.6k $9.8m $9.8m 0.00% Reduced -7.6k -7,626
37 Farther Finance Advisors, LLC 0.47% of their portfolio SAN FRANCISCO, CA 205,551205.6k $9.7m $9.7m 0.47% Reduced -11.2k -11,169
38 Alaska Wealth Advisors, LLC 1.49% of their portfolio ANCHORAGE, AK 203,414203.4k $9.6m $9.6m 1.49% Added +27.2k +27,222
39 Beacon Pointe Advisors, LLC 0.11% of their portfolio NEWPORT BEACH, CA 194,126194.1k $9.2m $9.2m 0.11% Added +9.9k +9,941
40 CX Institutional 0.42% of their portfolio AUBURN, IN 190,770190.8k $9.0m $9.0m 0.42% Added +187.1k +187,079
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 188,557188.6k $8.9m $8.9m 0.01% Reduced -409 -409
42 Cullen/Frost Bankers, Inc. 0.12% of their portfolio San Antonio, TX 178,876178.9k $8.4m $8.4m 0.12% Added +5.2k +5,217
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 158,206158.2k $7.5m $7.5m 0.00% Reduced -9.2k -9,217
44 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.22% of their portfolio Seattle, WA 157,365157.4k $7.4m $7.4m 0.22% Reduced -5.2k -5,155
45 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 157,327157.3k $7.4m $7.4m 0.02% Reduced -3.6k -3,645
46 Karpus Management, Inc. 0.20% of their portfolio Pittsford, NY 152,471152.5k $7.2m $7.2m 0.20% Added +18.3k +18,265
47 Apella Capital, LLC 0.30% of their portfolio WEST HARTFORD, CT 144,088144.1k $6.8m $6.8m 0.30% Reduced -375 -375
48 MY Wealth Management Inc. 7.50% of their portfolio GERMANTOWN, MD 139,569139.6k $6.6m $6.6m 7.50% Added +131.4k +131,434
49 Brio Consultants, LLC 1.08% of their portfolio SAN FRANCISCO, CA 138,832138.8k $6.6m $6.6m 1.08% Added +3.8k +3,777
50 Foster Group, Inc. 0.24% of their portfolio WEST DES MOINES, IA 130,362130.4k $6.2m $6.2m 0.24% Reduced -6.3k -6,315
51 GenTrust, LLC 0.32% of their portfolio MIAMI, FL 124,564124.6k $5.9m $5.9m 0.32% Reduced -4.5k -4,531
52 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.98% of their portfolio PITTSBURGH, PA 123,607123.6k $5.8m $5.8m 0.98% Unchanged
53 CHATHAM CAPITAL GROUP, INC. 1.00% of their portfolio SAVANNAH, GA 121,600121.6k $5.7m $5.7m 1.00% Reduced -1.9k -1,850
54 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 121,471121.5k $5.7m $5.7m 0.00% Reduced -6.8k -6,807
55 ALTFEST L J & CO INC 0.77% of their portfolio NEW YORK, NY 118,815118.8k $5.6m $5.6m 0.77% Reduced -60.7k -60,658
56 Strategies Wealth Advisors, LLC 0.80% of their portfolio GRAND RAPIDS, MI 115,843115.8k $5.5m $5.5m 0.80% Reduced -1.1k -1,077
57 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 114,218114.2k $5.4m $5.4m 0.01% Reduced -19.4k -19,430
58 Cercano Management LLC 0.14% of their portfolio BELLEVUE, WA 110,000110.0k $5.2m $5.2m 0.14% Unchanged
59 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 109,278109.3k $5.2m $5.2m 0.01% Added +1.8k +1,832
60 AUA CAPITAL MANAGEMENT, LLC 3.10% of their portfolio MECHANICSBURG, PA 109,247109.2k $5.2m $5.2m 3.10% Reduced -128 -128
61 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 105,789105.8k $5.0m $5.0m 0.05% Added +149 +149
62 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 105,789105.8k $5.0m $5.0m 0.05% Added +149 +149
63 Aaron Wealth Advisors LLC 0.67% of their portfolio Chicago, IL 102,420102.4k $4.8m $4.8m 0.67% Unchanged
64 Mariner, LLC 0.01% of their portfolio Overland Park, KS 99,57999.6k $4.7m $4.7m 0.01% Reduced -28.6k -28,564
65 TruNorth Capital Management, LLC 1.52% of their portfolio KALAMAZOO, MI 99,30099.3k $4.7m $4.7m 1.52% Added +7.2k +7,205
66 Capital Analysts, LLC 0.20% of their portfolio FORT WASHINGTON, PA 97,03197.0k $4.6m $4.6m 0.20% Added +1.9k +1,870
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 96,70696.7k $4.6m $4.6m 0.01% Added +84.1k +84,066
68 Leisure Capital Management 2.09% of their portfolio COSTA MESA, CA 95,13795.1k $4.5m $4.5m 2.09% Reduced -6.7k -6,675
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 92,90292.9k $4.4m $4.4m 0.08% Added +16.2k +16,159
70 CWM, LLC 0.02% of their portfolio OMAHA, NE 92,45392.5k $4.4m $4.4m 0.02% Reduced -23.4k -23,366
71 Aquire Wealth Advisors, LLC 1.45% of their portfolio Salt Lake City, UT 91,35591.4k $4.3m $4.3m 1.45% Reduced -974 -974
72 STUDIO INVESTMENT MANAGEMENT LLC 0.96% of their portfolio CHICAGO, IL 89,55789.6k $4.2m $4.2m 0.96% Reduced -57 -57
73 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 87,73387.7k $4.1m $4.1m 0.03% First filing
74 COMERICA BANK 0.02% of their portfolio DALLAS, TX 87,47887.5k $4.1m $4.1m 0.02% Reduced -1.2k -1,164
75 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 86,67586.7k $4.1m $4.1m 0.03% Reduced -107.8k -107,823
76 RW Investment Management LLC 0.55% of their portfolio Eagle, ID 86,65386.7k $4.1m $4.1m 0.55% Reduced -523 -523
77 HANCOCK WHITNEY CORP 0.14% of their portfolio GULFPORT, MS 86,34786.3k $4.1m $4.1m 0.14% Reduced -6.4k -6,352
78 Smithfield Trust Co 0.21% of their portfolio PITTSBURGH, PA 83,64683.6k $3.9m $3.9m 0.21% Reduced -12.3k -12,256
79 Eagle Strategies LLC 0.75% of their portfolio NEW YORK, NY 83,40883.4k $3.9m $3.9m 0.75% Added +74.8k +74,849
80 KWMG, LLC 0.42% of their portfolio OVERLAND PARK, KS 81,60481.6k $3.9m $3.9m 0.42% Reduced -46 -46
81 DAVIDSON INVESTMENT ADVISORS 0.20% of their portfolio GREAT FALLS, MT 81,51781.5k $3.8m $3.8m 0.20% Reduced -13.8k -13,752
82 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 79,81479.8k $3.8m $3.8m 0.05% Added +4.3k +4,260
83 Paulson Wealth Management Inc. 1.08% of their portfolio West Palm Beach, FL 78,54678.5k $3.7m $3.7m 1.08% Reduced -6.3k -6,251
84 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 76,12776.1k $3.6m $3.6m 0.02% Reduced -947 -947
85 McAdam, LLC 0.21% of their portfolio Philadelphia, PA 75,40475.4k $3.6m $3.6m 0.21% Added +6.2k +6,163
86 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 74,83474.8k $3.5m $3.5m 0.01% Reduced -10.3k -10,340
87 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 74,24274.2k $3.5m $3.5m 0.01% Reduced -9.7k -9,723
88 Freedom Investment Management, Inc. 0.28% of their portfolio SOUTH WINDSOR, CT 73,19973.2k $3.5m $3.5m 0.28% Added +1.4k +1,379
89 Detalus Advisors, LLC 1.16% of their portfolio ST. LOUIS, MO 72,00172.0k $3.4m $3.4m 1.16% Reduced -9.5k -9,533
90 Alera Investment Advisors, LLC 0.40% of their portfolio DEERFIELD, IL 71,25971.3k $3.4m $3.4m 0.40% New
91 MONEYWISE, INC. 1.75% of their portfolio FOREST, VA 70,05070.0k $3.3m $3.3m 1.75% Reduced -17.0k -17,025
92 MBM WEALTH CONSULTANTS, LLC 1.10% of their portfolio CHESTERFIELD, MO 68,34568.3k $3.2m $3.2m 1.10% Added +7.6k +7,554
93 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 68,17368.2k $3.2m $3.2m 0.01% Reduced -868 -868
94 Ameraudi Asset Management, Inc. 1.41% of their portfolio New York, NY 65,71265.7k $3.1m $3.1m 1.41% Unchanged
95 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 64,22564.2k $3.0m $3.0m 0.09% Reduced -19.2k -19,246
96 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 63,11163.1k $3.0m $3.0m 0.21% Added +7 +7
97 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 60,86760.9k $2.9m $2.9m 0.00% Reduced -5.3k -5,256
98 First International Bank & Trust 0.98% of their portfolio WATFORD CITY, ND 60,05560.1k $2.8m $2.8m 0.98% Added +3.0k +2,965
99 SteelPeak Wealth, LLC 0.13% of their portfolio WOODLAND HILLS, CA 59,45359.5k $2.8m $2.8m 0.13% Reduced -8.5k -8,541
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 57,09557.1k $2.7m $2.7m 0.05% Reduced -583 -583